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of Pediatrics, Duke University Medical Center, Durham, NC; 2Department of Pediatrics, Emory University School of Medicine, Atlanta, GA;
Trials and Surveys Corp, Baltimore, MD; 4Department of Pediatrics, State University of New York Downstate Medical Center/Kings County Hospital
Center, Brooklyn, NY; 5Department of Pediatrics, The Childrens Mercy Hospitals and Clinics, Kansas City, MO; 6Department of Pediatrics, University of
Mississippi Medical Center, Jackson, MS; 7Department of Pediatrics, Johns Hopkins University School of Medicine, Baltimore, MD; 8Department of Pediatrics,
University of Alabama, Birmingham, AL; 9Department of Pediatrics, University of Miami, Miami, FL; 10Department of Pediatrics, Baylor College of Medicine,
Houston, TX; and 11Department of Hematology, St Jude Childrens Research Hospital, Memphis, TN
3Clinical
The Pediatric Hydroxyurea Phase 3 Clinical Trial (BABY HUG) was a phase 3 multicenter, randomized, double-blind, placebocontrolled clinical trial of hydroxyurea in
infants (beginning at 9-18 months of age)
with sickle cell anemia.An important secondary objective of this study was to compare
clinical events between the hydroxyurea and
placebo groups. One hundred and ninetythree subjects were randomized to hy-
Introduction
The Pediatric Hydroxyurea Phase 3 Clinical Trial (BABY HUG;
clinicaltrials.gov no., NCT00006400) was an National Heart,
Lung, and Blood Institute (NHLBI) and National Institute of
payment. Therefore, and solely to indicate this fact, this article is hereby
marked advertisement in accordance with 18 USC section 1734.
The publication costs of this article were defrayed in part by page charge
4304
Methods
Study population
Subjects with HbSS or HbS0-thalassemia 9 to 18 months of age were
recruited without regard to clinical severity and enrolled into the BABY
HUG study.4 The trial began in October 2003 and was completed in
September 2009. All children were taking prophylactic penicillin and
received age-appropriate immunizations. Each participating site obtained
local institutional review board approval to conduct the study. Consent was
obtained before any study procedures, and all studies were conducted in
accordance with the Declaration of Helsinki.
Data collection
Data regarding AEs, including sickle cellrelated clinical events, were
collected as part of the AE reporting process. AEs were determined as
required by 21 CFR 312 and in accordance with 45 CFR 46.5 For this trial,
serious adverse events (SAEs) included the sickle cellrelated clinical
events of splenic sequestration, stroke, transient ischemic attack (TIA), and
ACS. SAEs also included any AE that resulted in death, was lifethreatening, or required hospitalization 7 days or intensive care unit
admission. Because of the unique manifestations of SCA and expected
admissions for the primary disease process, the standard SAE reporting
requirement was changed from any inpatient hospitalization or prolongation of existing hospitalization to hospitalization 7 days or requiring
intensive care unit admission. Any AE that was both treatment-related and
unexpected was classified as an SAE.
AEs were captured by parent report at routine visits every 2 weeks until
a stable dose of hydroxyurea was established, then every 4 weeks, and by
review of emergency department, hospital, and clinic records. The Clinical
Center staff determined the degree of severity. SAEs were reported to the
Medical Coordinating Center (MCC) at Clinical Trials and Surveys
Corporation within 24 hours of the Clinical Center becoming aware of the
event and were reviewed by an independent classification committee. In
addition, AEs were reviewed by the NHLBI project officer and the MCC
medical consultants who were aware of treatment assignment. These
individuals determined whether an AE should be reclassified as an SAE.
Definitions of sickle cellrelated clinical events
Pain and dactylitis. Parents and caregivers were educated about dactylitis
and painful events including home management with fluids, ibuprofen and
acetaminophen with codeine, and were questioned about occurrence of
episodes at each visit. Initially, painful events were defined as pain lasting
2 hours or more without obvious cause and requiring the use of one or more
doses of nonsteroidal or narcotic pain medications, while dactylitis was
defined as pain and tenderness with or without swelling of the hands and/or
feet. In 2005, at the request of the National Institute of Child Health and
Human Development (NICHD) to help support Food and Drug Administration (FDA) approval of a pediatric indication for hydroxyurea, criteria for
4305
Results
One hundred ninety-three subjects were randomized and 192 began
study medication. Subjects received placebo or hydroxyurea for a
THORNBURG et al
Placebo,
N 97, n (%)
Total events
Subjects with 0 events
177
375
34 (35)
22 (23)
29 (30)
15 (15)
20 (21)
19 (20)
13 (14)
41 (42)
24
123
82 (86)
55 (57)
6 (6)
14 (14)
6 (6)
8 (8)
2 (2)
6 (6)
0 (0)
14 (14)
27
89 (93)
79 (82)
6 (6)
10 (10)
1 (1)
8 (8)
232
324
27 (28)
13 (13)
22 (23)
16 (17)
26 (27)
28 (29)
21 (22)
40 (41)
.001
Dactylitis
Total events
ACS events
Total events
.03
Hospitalizations
Total events
P
.001*
Pain
.008*
14.6 per 100 patient-years in the placebo group (HR 0.36; P .02),1 and
a higher proportion of subjects in the placebo group had multiple
ACS events (P .03; Table 1). Both rates were lower than that seen in
similarly aged children in the Cooperative Study of Sickle Cell Disease
(CSSCD); the rate of ACS in the CSSCD was 27-34 events per
100 person-years for children ages 1-3 years.7 Characteristics of subjects
with ACS are summarized in Table 2.
Neurologic events. A 3-year-old male child in the placebo
group was diagnosed with acute ischemic stroke after 102 weeks
on study. He was subsequently started on chronic blood transfusion
therapy. There were no reported TIAs in the BABY HUG trial.
There were 4 children (3 receiving placebo) with abnormal TCD
results at study exit (ages 35, 36, 39, and 42 months). The impact of
hydroxyurea on TCD velocity was previously reported; at baseline,
TCD velocity was negatively correlated with hemoglobin level.8,9
The average increase in TCD velocity during the study was
significantly lower in the hydroxyurea group.1,8,9
Gallbladder disease. On abdominal ultrasound at study exit,
8 children in the hydroxyurea group and 6 children in the placebo
group had sludge and 5 children in the hydroxyurea group and
5 children in the placebo group had cholelithiasis.
Splenic sequestration. There were 12 splenic sequestration
events in 8 subjects in the hydroxyurea group (median age
28 months; range 12-36 months) and 12 splenic sequestration
events in 9 patients in the placebo group (median age 22 months;
range 11-34 months).
Hospitalizations. Sixty-nine subjects in the hydroxyurea group
had a total of 232 hospitalizations (123 hospitalizations per
100 patient-years) compared with 84 subjects in the placebo
group with 324 hospitalizations (175 per 100 patient-years; HR
0.73; P .05). There was no statistically significant difference
in the rate of prolonged hospitalization ( 7 days) between the
groups (2.7 per 100 patient-years in the hydroxyurea group and
4.3 per 100 patient-years in the placebo group; P .40). When
the primary reason for hospitalization was evaluated, hydroxyurea
therapy was associated with fewer hospital admissions for fever (181 vs
240, P .01), pain (73 vs 128, P .001), and ACS (8 vs 27, P .02).
There was no difference in length of hospital stay between the 2 groups
Table 2. Characteristics of acute chest syndrome events
Hydroxyurea,
N 96
No. (%)
27 (27.8)
26 (15-30)
27 (12-39)
.67
46 (2-80)
55 (0-99)
.22
7 (87.5)
25 (92.6)
.55
1 (3.7)
1.00
7 (25.9)
.23
Associated symptoms
Fever
Dactylitis
Pain
8 (8.3)
Placebo,
N 97
4 (50)
9 (33.3)
.08
Sepsis
1 (3.7)
1.00
12 (44.4)
1.00
Pulmonary
1 lobe involved
Oxygen saturation at onset, %
Oxygen therapy
4 (50)
96 (91-99)
94 (84-100)
.51
3 (37.5)
9 (33.3)
1.00
Any hospitalization
8 (100)
27 (100)
1.00
Hospitalization 7 days
2 (25)
2 (7.4)
.22
Antibiotics
8 (100)
27 (100)
1.00
Transfusions
2 (25)
12 (44.4)
.43
Management
Simple
12
.14
Exchange
.14
P values for categorical variables were derived from the Fisher exact test.
P values for continuous variables were derived from the Wilcoxon rank-sum test.
4307
Fever
Placebo, N 97
Events
Incidence rate*
Subjects, n (%)
Events
Incidence rate*
Subjects, n (%)
Hazard ratio
352
186.2
86 (90)
402
217.4
88 (91)
0.89
0.96
2.1
4 (4)
2.2
4 (4)
Acute osteomyelitis
1.1
2 (2)
Bacteremia/sepsis/meningitis
1.6
2 (2)
3.2
5 (5)
0.40
P
.5
1
.2
.3
Viral syndrome
41
21.7
30 (31)
48
26.0
31 (32)
0.92
.7
Gastroenteritis
26
13.8
18 (19)
70
37.9
41 (42)
0.35
.001
Otitis media
76
40.3
36 (38)
99
53.5
45 (46)
0.73
.2
years. Two children had blood cultures positive for Salmonella. One child
had bacteremia with Hemophilus parainfluenzae in the setting of acute
chest syndrome and hemoglobin of 4.9 g/dL. Two children had blood
cultures positive for Streptococcus viridans; these were probably skin
contaminants because neither child had a central venous access device.
In addition, a 19-month-old child in the placebo group was
treated for presumed bacterial meningitis. The child was given
ceftriaxone in the setting of fever before presenting one day later
with fever, irritability, and neck stiffness. Twenty-four hours after
the parenteral antibiotics cerebrospinal fluid showed one red blood
cell and 52 white blood cells with 66% neutrophils and 34%
mononuclear cells; bacterial gram stain, culture, and antigen testing
were negative. Two children in the placebo group were diagnosed
with and treated for acute culture-negative osteomyelitis. No
patients required vasopressor support, mechanical ventilation, or
dialysis.
Hematologic toxicities
Placebo, N 49,
patient-year 96
Analysis
Adverse event
Events
Subjects
Events
Subjects
P*
61
30
128
31
.35
Pain alone
31
17
46
24
.14
Dactylitis
35
14
.006
ACS
10
.17
Hospitalization
80
31
149
43
.006
Transfusion
11
27
14
.04
Splenomegaly
37
12
42
17
.24
Splenic sequestration
10
.07
Sepsis
THORNBURG et al
Discussion
Further analysis of data from the BABY HUG trial and continued
follow-up of participants provide critical information for clinicians
considering hydroxyurea prescription for young children with
SCA. Overall, young children taking hydroxyurea in the BABY
HUG trial had significantly fewer acute sickle cellrelated complications than those taking placebo. The lower rates of complications
were associated with fewer hospitalizations and transfusions. There
were no clinically important AEs or SAEs that were related to
hydroxyurea.
Hydroxyurea treatment was associated with a 2.2-fold lower
rate of pain and 5.2-fold lower rate of dactylitis. Children taking
hydroxyurea were less likely to have multiple episodes of pain or
dactylitis, and all patients with 4 episodes were in the placebo
group. This reduction in pain rate with hydroxyurea was similar to
that seen in the Multicenter Study of Hydroxyurea (MSH),
indicating that the salutary effects of hydroxyurea on painful
vaso-occlusive events can be observed at all ages.10 The proportion
of patients hospitalized for pain was substantially lower in those
taking hydroxyurea than those taking placebo; there was no
difference in their length of stay, which was approximately 4 days
and similar to other reports.11-13 In the hydroxyurea group, none of
the baseline parameters was associated with the occurrence of
multiple pain events, perhaps because there were so few children in
the hydroxyurea group with multiple pain events. Subjects who
were asymptomatic at study enrollment had lower rates of dactylitis, as well as fewer transfusions and hospitalizations (Table 4).
Further study is needed to determine whether hydroxyurea impacts
pain severity, intensity of outpatient and inpatient analgesic treatment, and time missed from school, and if clinical response can be
accurately predicted in clinical practice. Lowered rates of pain and
dactylitis should have a substantial long-term impact with regard to
lowering the medical costs of outpatient and inpatient management14 and improving quality of life.15
Hydroxyurea was also associated with a 3.5-fold lower rate of
ACS and a lower rate of recurrent ACS. A smaller percentage of
children in the hydroxyurea group were transfused for ACS
compared with the placebo group; however, this difference was not
statistically significant. ACS in children receiving placebo was
associated with lower HbF. The overall rate of ACS in BABY HUG
was lower than reported in the CSSCD. We believe this was
partially attributable to improved immunization against S pneumoniae and Hemophilus influenzae, and uniform use of penicillin
prophylaxis; in one CSSCD study, 14% of infants, age 0-2 years,
with ACS were bacteremic, mostly with S pneumoniae.16 Prevention of ACS has prognostic importance because early ACS is
associated with recurrent episodes later in childhood17 and pulmonary disease and mortality later in life.18
Despite the beneficial hematologic effects of hydroxyurea, we did
not identify a significant difference in gallbladder disease during our
2 years of follow-up; although hemolysis was reduced in the subjects in
the hydroxyurea group, it was not completely eliminated. Rates of
splenic sequestration and transfusion for these events were similar
between the 2 groups. The median time to the first event was 39 weeks
for 8 hydroxyurea-treated subjects, and 53 weeks for 9 placebo-treated
subjects (P .79).1 In the subjects who were asymptomatic at baseline,
there was a trend toward a lower rate of splenic sequestration in the
hydroxyurea group, suggesting that children may need to start hydroxyurea before symptoms to realize some of its protective effects.
Fever was the most common AE during the study, accounting
for approximately one-third of all events. While over 50% of
children with fever were admitted to the hospital only 5% of the febrile
episodes were associated with bacteremia/sepsis, meningitis, osteomyelitis, or ACS. The small percentage of children with invasive infections is
likely attributable to the introduction of penicillin prophylaxis and
pneumococcal and meningococcal vaccines.19,20 Unfortunately, risk of
infection still exists because of the emergence of nontypeable and
nonvaccine strains of pneumococcus.21,22
In the BABY HUG trial, all 3 S pneumoniae infections occurred
in children not taking hydroxyurea. Follow-up studies of children
on hydroxyurea will be needed to determine whether indeed
hydroxyurea has any protective effects against pneumococcal
bacteremia/sepsis in children with SCA. Recent evidence from a
mouse model indicates that hydroxyurea could have a protective
effect against invasive pneumococcal disease.23
Unexpectedly, gastroenteritis was significantly less frequent in
children taking hydroxyurea; this effect has not been previously
reported in other adult or pediatric hydroxyurea studies. It is
tempting to speculate that hydroxyureas ability to replenish nitric
oxide (NO)24,25 may be related to this finding. NO improves gut
motility26; however, as described for priapism,27 chronic NO
depletion may change the sensitivity of smooth muscle to NO and
disrupt normal protective feedback mechanisms, resulting in a
robust response to a modest increase in NO because of infection/
inflammation. In addition, NO is bacteriostatic for several organisms, including Escherichia coli,28 and bactericidal for some.29 It
may be that alteration in bowel flora by hydroxyurea somehow
reduced the incidence of gastroenteritis.
As previously reported, mild to moderate myelosuppression
occurred more frequently in the hydroxyurea group; however, mild
to moderate neutropenia is an expected treatment effect and severe
neutropenia was rare.1 All subjects initially received hydroxyurea
at 20 mg/kg/d, but 9 (9%) had dose reductions (typically to
17.5 mg/kg/d) during the treatment phase because of excessive
myelosuppression. Currently, the standard clinical practice is to
hold or reduce the dose of hydroxyurea in the setting of moderate
hematologic toxicities, particularly neutropenia below
1.0-1.5 109/L.30 However, this may not be necessary because
myelosuppression was not associated with infections or other
cytopenias. Although the BABY HUG trial protocol did not include
dose escalation to maximum tolerated dose, based on previously
published studies31-34 and results from the BABY HUG Follow-up
4309
hydroxyurea therapy for all very young children with SCA, rather than
treating only those most severely affected.38
Acknowledgments
The authors acknowledge the efforts of the BABY HUG subjects
and their families, the contributions of all who participated in
BABY HUG (http://www.c-tasc.com/cms/StudySites/babyhug.htm).
The authors especially thank Dr Bea Files and Dr Michael Jeng, the
medical consultants assigned to reviewing AEs.
This work was supported by NHLBI/National Institutes of
Health Contracts N01-HB-07150 through N01-HB-07160, with
additional support from the Best Pharmaceuticals for Children Act
and the NICHD.
Authorship
Contribution: C.D.T., B.A.F., Z.L., S.T.M., B.T., R.E.W., and
W.C.W. designed the analysis; C.D.T. and Z.L. analyzed the data;
and C.D.T., B.A.F., Z.L., S.T.M., R.K., R.I., P.S., J.L., O.A.,
R.E.W., and W.C.W. wrote the manuscript; and all authors approved the manuscript submission.
Conflict-of-interest disclosure: The authors declare no competing financial interests.
A complete list of the BABY HUG Investigators appears online at
http://www.c-tasc.com/sites/default/files/StudySites/babyhug.html.
Correspondence: Courtney D. Thornburg, MD, MS, Duke
University Medical Center, DUMC Box 102382 Durham, NC
27710; e-mail: courtney.thornburg@dm.duke.edu.
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THORNBURG et al
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