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22(2):139149, 2001.
Carlos Delmonte, M.D., Ph.D., and Vera Luiza Capelozzi, M.D., Ph.D.
In biologic systems, the extent and type of pathologic and toxicologic findings can often be correlated with the specific circumstances of the fatal
event. While such correlations are never perfect,
their use in forensic scientific investigations forms
an important component of the experienced investigators repertoire. In addition, enlightened interpretation of postmortem findings may assist in elucidating the circumstances of death when they either
are unresolved or later are found to have been confabulated.
Deaths resulting from violent asphyxia demonstrate a relative scarcity of histopathologic findings
(1). Nevertheless, it is important to document the
pathologic changes in such cases to exclude other
forms of trauma or other modes of death that may
denote murder made to appear as suicide or natural
death.
In addition, it appears to us that subtle differences in the particular constellation of histopathologic changes within the asphyxia death category
may reflect how death occurred, through a gradation and quantitation of pathophysiologic alterations based on both the rapidity of compromise of
the respiratory tract and its degree of completeness.
Asphyxia is a name given to different kinds of lesions that can produce similar histopathologic findings (28).
Thus, because of the varied nature of the different kinds of lesions, as well as the incidence
of similar qualitative histologic findings with different causes, the aim of this work was to determine semiquantitative morphologic parameters in
previous demographic and circumstantial data in
167 consecutive asphyxia deaths by aspiration,
suffocation, drowning, and strangulation investigated by the Forensic Institute of Medicine in
So Paulo.
139
140
Aspiration (n 35)
Suffocation (n 88)
Drowning (n 27)
Strangulation (n 17)
030
10 days42
364
979
18
17
Amniotic fluid, milk, gastric content
35
0
0
65
23
Pillow, hands, other
84
0
4
23
4
Water
27
0
0
17
0
Rope or similar device
0
14
3
ASPHYXIA IN LUNGS
all cases, histologic analysis of the pulmonary architecture showed the following alterations:
Alveolar tissue collapse was characterized at
low magnification by collapse of the alveolar
framework, involving alveolar sacs and ducts
leading to overlap of the alveolar septa and reduction of the space for gas exchange. Figure 1
shows the histopathologic picture after the alveolar collapse.
Alveolar tissue overinsufflation was revealed at
low magnification by heterogeneous enlargement of the ducts, sacs, and alveoli, contrasting
with the adjacent collapsed areas. Figure 1 and
Figure 2A through F show the spatial arrangement of the alveolar tissue after overinsufflation.
Bronchiolar constriction was characterized by luminal reduction of the membranous and respiratory bronchioles, enhanced by the virtual increase
in the thickness of muscle layer and epithelium
corrugation. Figure 2H shows a typical case.
Bronchiolar dilatation was shown by the increase of internal diameter of the membranous
and respiratory bronchioles and consequent thinning wall (Fig. 2G).
Then, each histoanatomic compartment was examined for histopathologic lesions according to the
basic principles of general pathology: cell injury, inflammation/repair, and circulatory alterations. Thus,
the histopathologic lesions in each case examined
constituted a morphologic substrate of general pathologic changes related to the circulatory alterations,
specifically edema, intraalveolar deposition of pro-
141
142
in
in
in
in
1% to 25%
26% to 50%
51% to 75%
76% to 100%
Statistical Analysis
Discriminant analysis was used to obtain a statistical classification of the four groups. This
method permits finding the linear/additive combination of variables that gives the clearest separation
of individuals into different groups. It includes
identification of the variables that contribute significantly to discrimination. The criterion for inclusion of a variable was an F value of 3.0, roughly
corresponding to P .04. Further independent
ASPHYXIA IN LUNGS
143
combinations of the same variables were also calculated. Classification involves determining a separate prediction equation corresponding to each
group that gives the probability of belonging to
that group. A stepwise procedure was used to select the variables relevant to distinguishing the
groups. Because the discriminant power would be
optimistic when assessed on the same data used to
derive the functions, a jackknife (one-out) procedure was included in the results. In short, this procedure withdraws one victim (victim 1, for instance) from the analysis, then the model is
reestimated excluding that victim. Afterward, the
excluded victim is classified according to the new
model, and his or her actual classification is compared with that predicted. Next, victim 1 is again
144
distinguish four distinct patterns of asphyxia: aspiration, suffocation, drowning, and strangulation.
Aspiration
In this pattern, extension of the area occupied by
congestion (Fig. 4AD) and septal hemorrhage (Fig.
4E,F) was significantly higher in aspiration. In addition, and as expected, in these groups semiquantitative analysis of a foreign body (Fig. 4C,D) was statistically higher in aspiration than in the other
groups. Congestion and hemorrhage allowed a distinctive histologic pattern to be highly associated
with a diagnosis of aspiration, in which a septal hemorrhage was the typical morphologic reaction
(Fig. 4E,F). In addition to this picture of hemorrhage, there was considerable foreign body occupation of the lumen of the bronchioles and alveoli (Fig.
4C,D). Thirty aspiration victims (100%) were properly classified as having aspiration (Table 2).
Suffocation
In the second pattern of asphyxia, the extension
of the area occupied by ductal overinsufflation (Fig.
ASPHYXIA IN LUNGS
145
FIG. 6. Extension areas (%) of ductal overinsufflation (A), bronchiolar constriction (B), intraalveolar edema
(C), and interstitial edema (D) in the four groups.
Am J Forensic Med Pathol, Vol. 22, No. 2, June 2001
146
FIG. 7. Extension areas (%) of alveolar hemorrhage (A), alveolar collapse (B), alveolar overinsufflation (C),
and bronchiolar dilatation (D) in the four groups.
1) and interstitial edema (Fig. 1B,C) were statistically more frequent in suffocation than in drowning
or strangulation. Here, there was no interstitial
edema, and the ductal overinsufflation was present
in a minor degree. In suffocation cases, equally
present but in a minor degree were the alternating
zones of alveolar overinsufflation and collapse.
Bronchiolar constriction was present in both suffo-
ASPHYXIA IN LUNGS
147
No. of cases
35
88
27
17
167
1
35 (100)
0 (0)
2 (7.4)
0 (0.0)
death was associated with suffocation. Sixteen patients of this group were misclassified (Table 2) and
fell into the group of drowning by strangulation.
Drowning
In the third pattern of asphyxia, extension of the
area occupied by intraalveolar deposition of proteic
and amorphous material (Fig. 3A,B) was the semiquantitative parameter statistically associated with
drowning. The other parameters, although still present, were not as statistically significant in drowning
as the edema was.
Strangulation
The extension of the area occupied by alveolar
hemorrhage (Fig. 2A,B) was significantly higher in
lungs associated with strangulation. Equally significant was the association of alveolar collapse (Fig.
2B,C), alveolar overinsufflation (Fig. 2E,F), and alternating zones of bronchiolar constriction and
bronchiolar dilatation (Fig. 2G,H). This particular
morphologic picture thus characterized the lung involvement in the fourth group of asphyxia.
DISCUSSION
Asphyxia can be defined as the injuries caused by
oxygen deficiency (hypoxia) that involve all conditions and sequelae caused by impairment or interruption of the oxygen supply or utilization in the
tissues. Conversely, the term suffocation in forensic
medical usage is restricted, for practical purposes,
to cases in which environmental suffocation (inadequate oxygen in the atmosphere due to environmental conditions), smothering (due to mechanical
obstruction of the nose and mouth), choking (due to
blockage of the internal airways), and mechanical
(due to pressure on the chest). In forensic practice,
the recognition of death through asphyxiation can
present problems if there are no indicative external
or internal injuries or obstruction of the respiratory
tract, and the conditions of death are not known in
detail. In addition, the known macroscopic and histologic signs of general damage through hypoxia,
e.g., edema, hemorrhage, pulmonary emphysema,
0 (0.0)
72 (81.8)
6 (22.2)
1 (5.9)
(85.03)
0 (0.0)
13 (14.8)
19 (70.4)
0 (0.0)
0 (0.0)
3 (3.4)
0 (0.0)
16 (94.1)
148
ASPHYXIA IN LUNGS
procedures should be encouraged in the analysis of
death by asphyxia.
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