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Forces are at Work Beneath the Feet that Must be Reckoned With Before
Designing an Underground Structure
By Claude Goguen, P.E., LEED AP and Ronald Thornton, P.E.
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trying to push an empty water bottle downward in sink full of water. When
applying downward force to the water bottle from your hand, the water
bottle will stay suspended in place. But as soon as you remove your hand, the
water bottle will float to the surface. The buoyant force on the object
determines whether or not the object will sink or float.
Buoyancy wasnt officially documented and conceptually grasped until
Archimedes (287-212 B.C.) established the theory of flotation and defined the
buoyancy principle. He realized that submerged objects always displace fluid
upward. Then with that observation, he concluded that this force (buoyant)
must be equal to the weight of the displaced fluid. Archimedes then went on to
state that solid object would float if the density of the solid object were less
than the density of the fluid and vice versa. But what is the basic procedure to
follow in order to determine whether an underground concrete structure will
resist buoyant forces?
It can be determined if an underground concrete structure will float or sink
using basic principles. Essentially concrete structure will not float if the sum
of the vertical downward forces is greater than the vertical upward force.
When applying this principle to structure below grade, it can be said that if
the buoyant force (Fb) is greater than the mass of the structure and the
combined mass of soil surcharges and objects contained within the structure,
the structure will float.
Why is buoyancy an important factor in the design of an underground concrete
structure? The simple answer is that the buoyant forces created by water need
to be resisted to prevent the structure from floating or shifting upward.
Determining water table levels
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forces. In most cases, flotation will not be problem in areas of the country
without groundwater (parts of Texas, Arizona and Nevada) and where the
groundwater is below the anticipated depth of the structure. The fact that the
buoyancy force exists presupposes that the water table at the site is at an
elevation above the lowest point of the installed structure. If your structure is
to be placed above the groundwater level (according to the sites water table),
less concern is needed. On the other hand, areas where flotation causes
potential problems are typically at low elevation where the water level is at
grade (valleys, ocean shores) and in areas where groundwater is present
below grade at the time of installation (before soil has been compacted).
Be aware of seasonal and regional variations
The water table is the upper level of an underground surface in which the soil
is saturated with water. The water table fluctuates both with the seasons and
from year to year because it is affected by climatic variations and by the
amount of precipitation used by vegetation. It also is affected by excessive
amounts of water withdrawn from wells or by recharging them artificially. The
design engineer should make certain to account for seasonal and regional
fluctuations in the water table level in the design of an underground precast
concrete structure; this will ensure that the underground structure will not
float or shift upward from water table level miscalculation.
Err on the conservative side
If there are no soils reports or previous water table data available for
fluctuations (seasonal and regional), most engineers will design the structure
on the conservative side. This will ensure that the structure will be able to
withstand seasonal and regional fluctuations.
Designing on the conservative side refers to structure with the water level at
grade, even if flooding in that area is not common.
conservative design
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Fb
Fb
gf
nd
gf nd
buoyant force (lb)
density of water (62.4 lb/ft)
displaced volume of the fluid (ft)
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According to ACI 350, the safety factor against flotation is usually computed as
the total dead weight of the structure divided by the total hydrostatic uplift
force. The FS should reflect the risk associated with hydrostatic loading
conditions.
In situations of flooding to the top of the structure and using dead-weight
resistance only, FS of 1.10 is commonly used. In flood zone areas, or where
high groundwater conditions exist, FS of 1.25 can be used. Where maximum
groundwater or flood levels are not well defined or where soil friction is
included in the flotation resistance, higher FS values should be considered.
Buoyancy countermeasures
There are several methods that can be used in the industry to overcome
buoyancy problem. If the design of the underground structure does not meet
the required safety factor, there are ways to fix the problem. Here are some
different methods used to overcome buoyancy, both before and after shifting
or flotation:
1. Base extension (cast-in-place or precast). Using the additional weight of
soil by adding shelves is common method used to counteract buoyancy.
Extending the bottom slab horizontally creates shelf outside the walls of
the structure and adds additional resistance to the buoyant force. The
additional vertical downward force comes from the additional weight of
the soil acting on the shelves (Wshelf). The size of the shelf can be
designed as large and wide as needed so the buoyant force is resisted.
However, limits in shipping width must be considered. In many cases, this
is the most cost-effective method used to resist the buoyant force (Fb).
When pouring the shelf in place, mechanical connections must be
designed to resist the vertical shear forces. If possible, it is best to have
the shelf monolithically poured with the structure.
2. Anti-flotation slab. Another method that has been used in construction is
to anchor the structure to large concrete mass (shelf) poured on site or
use precast concrete manufactured off site. The structure sits directly on
top of this large concrete mass that has previously been poured in place
or cast, cured and delivered by an off-site manufacturer. This method can
cause problems, however, because both base slabs must sit flush on top of
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one other. If base slabs are not aligned perfectly, cracking due to point
loads may result. Cast-in-place concrete can be expensive and cause
delays due to strength curing time. Precast concrete alleviates alignment
and delays for strength gain, but the sub-base must be level and set flush.
mortar bed between the two surfaces is recommended. To design the
mechanical connection between the anti-flotation slab and the structure,
the net upward force must be calculated. This calculation can be achieved
by multiplying the buoyant force by the FS, and subtracting the
downward force.
3. Increase member thickness. One method used to overcome buoyancy is
to increase the concrete mass (m). This is accomplished by increasing
member thickness (walls and slabs). Increasing the thickness of the walls
and slabs can add significant downward gravitational force, but this
may not be cost effective. Increasing concrete mass can be an expensive
alternative due to increased materials and production costs.
4. Lower structure elevation and fill with additional concrete. Another
method used to overcome buoyancy is to set the precast structure deeper
than required for its functional purposes. This will add additional soil
weight on top of the structure to oppose buoyant forces. Also, with the
structure being deeper in the soil, some contractors opt to pour
additional concrete into the base of the installed precast concrete
structure. This will add more mass to the structure, which helps
overcome buoyancy (m Fb).
It is fairly simple concept: downward gravitational forces need to exceed
upward buoyant forces. Ignoring this may result in your structure surfacing
like submarine in the South Pacific. Once precast vault is installed
underground, you expect it to stay put. Since concrete is about 2.5 times
heavier than water, one would not expect flotation to be much of an issue with
buried concrete structures, but in fact it is serious consideration in areas of
high ground water.
Claude Goguen, P.E., LEED AP, is NPCAs director of Technical Services.
Ronald Thornton, P.E., is project manager for Delta Engineers in Binghamton,
N.Y., with more than 25 years of experience in the concrete industry. He has
http://precast.org/2010/07/why-buoyancy-forces-cannot-be-ignored/
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