Professional Documents
Culture Documents
Buffa
New York, NY 10017
(203) 856-6763 . anthonybuffa@gmail.com www.linkedin.com/in/anthonybuffa
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PROFILE
Experienced small business investor-operator in debt and equity growth financings in diverse industries.
Effectively work with growing businesses on financial, strategic and operational initiatives.
accomplishments and leadership in:
Demonstrated
PROFESSIONAL EXPERIENCE
1988-2013
Weston, CT
2010-2013
Fundless sponsor practice originating growth equity investments in several industries including:
Raised $120 million of capital for factoring platform company acquisition.
Community bank recapitalization in Midwest. Originated deal and proposed merger with residential
mortgage origination and servicer to leverage off the mortgage refinancing economic recovery.
Recapped and helped make add-on acquisitions for vending services business. Sold to HIG Capital
in August 2011.
Structured seed funding and strategic investment for REIT investment management company.
Raised growth equity for specialty insurance company
Additional deals in telecom services, building automation-energy efficiency, data centers.
2004-2010
1998-2003
1988-1997
Advised and invested in seven growth companies generating sizable capital gains for own account.
Anthony F. Buffa
Page Two
1985-1988
1983-1985
Michigan Capital and Service, Inc. (MCS), SBIC subsidiary of National Bank of Detroit
Ann Arbor, MI
Vice President
Provided leadership for growth equity investment selection, analysis and approvals. Guided growth in
portfolio from $8 million to $18 million generating strong risk adjusted returns. Led firms
investments in six new companies. Key contributor to analysis and investment decisions on six
additional new investments and fourteen follow-on investments. Managed allocation of staff time to
new investment analysis and resolution of portfolio problems. Initiated successful request for 100%
increase in MCS private capital.
1980-1983
Rothschild, Inc.
Associate, Corporate Finance and Venture Turnarounds
New York, NY
Conducted due diligence, structured, sold, and closed equity and debt financings for start-ups,
expansion stage, leveraged buyouts and established companies in diverse industries. Earned over $1
million in fees and helped deploy capital into four companies. Completed advisory assignments for
acquisitions, divestitures and corporate valuations.
Chairman, President & CEO, Santa Rosa Enterprises, Inc.
San Juan, Puerto Rico
Selected management team and directed turnaround of a failing restaurant venture owned by the
Rothschild family. Tripled sales to annualized rate of $3.6 million and achieved positive operating cash
flow. Implemented new product marketing strategy which generated significant additional revenue
growth and gross profits.
1977-1980