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An exploratory
studyis presented
evaluating
electronspectroscopy
for chemical
analysis
(ESCA)asa tool
for studyinghumanhair. ESCAprovides
valuableinformation
aboutthe hairsurface
to a depthof 20 to
30 angsttoms,
andESCAis especially
usefulfor studyingthe oxidationof disulfidesulfurin hair. ESCA
canalsobe usedto studythe removalof lipid fromhair and/orthe adsorption
of ingredients
to hair such
assulfate-containing
surfactants.
A primaryreactionin theweathering
of humanhairinvolves
degradation
of disulfidesulfur,andultraviolet
radiationis a principalcauseof this degradation.
This reactionoccurs
primarilyat or nearthe hairsurface
andappears
to involvedegradation
of cystineresidues
via the C-Sfissionmechanism.
Chemicalbleaching
of disulfidein hair by alkalinehydrogenperoxideis differentand appearsto proceedthroughthe S-S
fission route.
INTRODUCTION
Electronspectroscopy
for chemicalanalysis
(ESCA)involvesirradiationof a samplewith
X-raysof knownenergywhichcauses
coreelectrons
to beejectedfromthesample.The
"binding energy"of theseejectedelectronsprovidesinformationabout the chemical
composition
of the samplesurface(8). Zhao, Liu, andWang (9) haveshownthat ESCA
canbe usedto studyoxidativechangesto cystineresiduesin hair. The presentinvestigationdemonstrates
that ESCAis a sensitiveand usefulmethodfor studyingabsorption or chemicalchangesat or near the hair fiber surface,to a depth of 20 to 30
angstroms.
EXPERIMENTAL
STANDARD
COMPOUNDS
Sodiumlauryl sulfate(SLS)waspurchased
from EastmanOrganicChemicalsandcystine
379
380
Unaltered
hair. Samplesof chemicallyunalteredhair werepurchased
from females,ages
5 to 30, purportedto have neverbleached,dyed, or permanentwavedtheir hair three
yearsprior to cutting. Thesehair sampleswere shampooed
and then cut at the scalp.
A triethanolammonium
lauryl sulfate,cocamideDEA shampoowasused.Dark brown
Oriental hair, purchasedfrom DeMeo Brothers,New York, wasalsousedin this study.
This
alkalinehydrogenperoxide.
Bleached
hair. Fivegramsof 10-inchOrientalhairwasbleached
for 30 minutesat 25C
with 6% hydrogenperoxide(200 ml) adjustedto pH 10 with ammoniumhydroxide.
Ultravioletexposure.
Hair sampleswereexposed
to two ultravioletlampsof modelXX
15 C from Ultra-Violet Products, Inc. of California. These lamps emit ultraviolet
radiationat a maximumwavelengthof 360 nm. The distancebetweenultravioletlamps
and hair wasapproximately25 cm, the temperature70F, and the relativehumidity
between50 to 70 percent.
Sodium/aury/surfate
treatment.
One gram tresses
from Oriental hair were immersedin
1% SLSfor 5 minutesand then rinsedundera deionizedwater tap for 2 minutesand
allowedto dry overnightat room temperature.
ESCAmeasurements.
ESCAmeasurements
wereperformedin a Perkin-Elmer560 ESCA/
SAM analysissystem.This systemis equippedwith a dual anodeMg/AI X-ray tube,
differentialpumpedion gun, and a SIMS II system.The hair samplesweremounted
on indium foil. Samplesizewasapproximately1 cm x 1 cm. All ESCAspectrawere
takenwith a PHI model25-270 AR doublepasscylindricalmirror analyzeroperating
in the large aperture mode and at a passenergyof 100 eV for surveyscans.High
resolutionspectrawere taken at passenergiesof 25 and/or 50 eV. For argon ion
sputteringof the hair samples,a differentialpumpedion gun using a 5 kV-25 mA
argonion beamwasused.The vacuumin the main chamberof the spectrometer
during
accumulation
of spectra
wastypicallyof theorderof 5 x 10-8 torr.
The percentconcentration
of eachelementis relatedto thepeakareaandto a sensitivity
factorfor eachelement. Sensitivityfactorsand the softwareto calculateatomicconcentration wereprovidedby Perkin-Elmer.
RESULTS
SURVEY
AND
ANALYSIS
DISCUSSION
AND
WEATHERING
OF HAIR
HAIR
ANALYSIS
BY ESCA
381
C AUGER
12
io
oAUGER
0 Is
NIs
cis
s 2s s2p
2 , "' i x4
-I000
-900
-800
-700
-600
-500
-400
-300
-200
-I00
BINDING
ENERGY,
Figure 1. ESCAsurveyspectrum
of hair. N(E) = numberof countsat kineticenergyE of thoseelectrons
at the specificbinding energy(eV) in electronvolts.
energies
of approximately
168.0 and 163.3 eV (deltaeV = 4.7) (Figure2). Comparison
of thesebindingenergieswith the literature(8) (Table iI) and with thoseof standard
compounds
(cystineand sodium3-hydroxyhexadecylsulfonate)suggests
that the lower
binding
energy
corresponds
to disulfide
sulfur,referred
toasSn, andthehigherbinding
Table
Tip
% Carbon
80
72*
% Oxygen
% Nitrogen
14
3
21'
4
% Sulfur
sW/sn
0.63
2.2'
382
JOURNAL
0 [
-176
-174
-172
I , I
-170
-168
I
-166
I,
~164 -162
-160
-158
BNDINGENERGY(eV)
Figure 2. S 2P spectraof root and tip endsof hair. N(E) = numberof countsat kineticenergyE of
thoseelectrons
at the specificbindingenergy(eV) in electronvolts.
energy,whichroutinelyoccursat a separation
distanceof 4.5 - 0.5 eV fromdisulfide,
corresponds
primarilyto sulfonate
andis referred
to asSw.
Binding energyvaluesare assignedrelativeto the carbon1 S peakat 284.6 eV. This
assumesthat this binding energyis not affectedby chemicalenvironmentand is the
samein hair asaromaticor alkyl carbonis in purecompounds.
For assignment
of peaks
that are a few electronvolts or lessapart, it is morereliableto considerbindingenergy
differencesrather than absolutevalues.Therefore,throughoutthis report we referto
sulfur binding energydifferencesrel,ativeto disulfide. Table II summarizesbinding
energydifferencesbetweenseveralspeciesof oxidizedsulfurand disulfide,from data
by Siegbahneta/. (8), on pure organicsulfur compounds.
Theincrease
in theratioof STM
to SI in tip endsvsrootends(Figure2) isin agreement
with infrared and other studies(4, 10, 11) and confirmsthat oxidation of sulfur is an
important reactionin the weatheringof human hair.
HAIR
ANALYSIS
Table
BY ESCA
383
II
BindingEnergy
Sulfur Structure
R-S-S-R
Disulfide
eV
162.7
Binding Energy
-
R-S-SO-R
162.3 -0.4
Diulfide Monoxide
R-S-SO-R
164.8
2.1
R-S-SO2-R
162.8
0.1
DiJulfide
Dioxide
R-S-SO2-R
167.1
4.4
R-SO-
167.2
4.5
167.8
5.1
162.8
0.1
Sulfonate
I R-S-SO
S-Sui-fonate
(Bunte's
Salt)
R-S-SO
3-
containan average
of 39% STM(% of totalsulfur)anda rangeof 15 to 56%. This
amount seems unusually high. However, ESCA representsonly the top 20 to 30
shows
a significantly
greater
ratioof Sw to SI in tip endsthanin rootends,consistent
with weatheringoxidation.
384
III
Weathering
of Hair Shown
by Difference
in sVi/s
riFromRootandTip Ends
Ratio sVI/sII
SampleNo.
Lengthof Hairs
(In. from Scalp)
Root
Tip
1
2
3
12
12
14
O.33
0.67
0.46
0.56
1.71
1.16
10
1.29
0.5
16
0.75
1.18
17
0.27
3.1
7
8
13
18
0.17
1.1
0.63
2.6
6.78
2.2
S Hair purchased
from femaleCaucasions
aged5 to 30 and cut next to scalp,exceptsample#8 cut
approximately
6" from scalp.
OF ULTRAVIOLET
LIGHT
ON
HAIR
Table
IV
0 to
% STM
From
Scalp(cm)
2.54
7.6
15.2
22.9
33.0
RatiosVl/s
TM
in Sample
0.17
0.32
15
24
0.58
1.51
37
60
72
2.60
HAIR
ANALYSIS
Table
BY ESCA
385
Average
Root End
Atom
Average
Tip Ends
13 Days.q:
UV Lamp
% Carbon
80
72
69
% Oxygen
% Nitrogen
14
3
21
4
27
3
% Sulfur
sV/sI
0.27
3.1
7.3
Sample#6, rootendsexposed
to UV radiation.
content,
andincreases
in oxygen
content
andanincrease
in theSTMtOSII ratiorelative
to root ends.
TableVI summarizes
datafrom anotherexperimentin whichhair sample#6 had been
exposedto ultraviolet radiationfor increasingtimes. Thesedata showincreasingcon-
version
ofdisulfide
toSvI withincreasing
exposure
toultraviolet
radiation.
These
results
are consistentwith the hypothesisthat ultravioletlight is primarily responsible
for the
oxidationof sulfur in weatheringof human hair.
Only two samplesof hair were exposedto UV-B (310 mu) radiationand the resultant
binding energieswere the sameas obtainedfrom UV-A exposedhair. No direct comparisonon the samehair sourcewasmadebetweenthesetwo wavelengthregions,and
thereforewe cannotassess
the relative hair damagingeffects.
SURFACTANT
INTERACTION
WITH
HAIR
anincrease
in sodium
andnitrogen
percentage,
andanincrease
in theSTMtOSII ratio.
Table
VI
# DaysExposed
sVI/s
% sVI.J:
0.27
21
3
6
9
O.65
1.29
2.48
39
56
71
13
7.33
88
386
VII
the Hair Surface
UnwashedHair*
SLSWashed Hair:
% Carbon
67
64
% Oxygen
% Nitrogen
23
5.9
23
7.3
% Sulfur
% Sodium
3.4
0.9
3.4
1.6
sW/stt
0.31
0.45
* Oriental hair from DeMeo Bros., New York, NY, rinsed with deionizedwater.
: SeeExperimentalsection.
substrate.
Theincrease
in theSTMto Sn ratiois consistent
with theadsorption
of lauryl
sulfateto the hairsurface.
The SvI bindingenergyoccurred
at 168.8eV or 5.3 eV
from the disulfidepeak at 163.5 eV. This peakwasresolvedinto two peaks,one at
4.2 eV and the otherat 6.1 eV from the disulfidepeak.We assignthe formerpeak
to sulfonateand the latter to sulfate, basedon Siegbahn'sbinding energydifferences
betweendisulfideand sulfonateof approximately4.5 eV and approximately6.0 eV
between disulfide and sulfate (8).
plied.However,the indication
of a newshoulder
shiftingthe STMbindingenergyto a
higher level suggeststhe adsorptionof lauryl sulfateto the hair surface.
SURFACE
VS BULK
ANALYSIS
Table
VIII
Ground
Control
Sample#8
Tip End
Sample# 12
Hair*
Calculated from
0.02
6.78
Root End
0.27
0.16
Tip End
0.69
0.32
387
Table VIII showsresultsof ESCA data from the tip endsof one hair sample(#8),
comparing
the STMto S ratio,with aminoacidanalysis
of thesamehairsample.The
ESCAresultsreflectonly the outersurfaceof the first cuticlelayer,andadsorbed
matter.
The aminoacidanalysisprovidesan averageresultacrossthe entirecross-section
of the
hair. Furthermore,
the Sv fromthe ESCAresultreflects
all species
of oxidizedsulfur
(predominatelysulfonate)(9), while the amino acid analysisconsidersonly sulfonate
(cysteicacid) as oxidizedsulfur.
is a reductive
process
whichconverts
STMto S andprotonated
amineto freeamine.
Thesereactionsdiminish the usefulness
of sputteringas a techniquefor hair analysis.
CEMC^
VS WE^'P,SG
OXD^'OS
OF SUFUP,
IS
^P,
Hair sampleswhich had been bleachedwith alkaline hydrogenperoxide(seeExperimental section)were analyzedby ESCA. The data are summarizedin Table IX and
showan increasing
ratioof STMto S with increasing
chemical
bleaching.
Thedecrease
in percentoxygenremainsunexplained.Note the large increasein percentnitrogen,
whichis consistent
with the removalof a lipid (soil)fromthe surfaceof a proteinaceous
substrate.
Table
IX
Bleached(1 X )
Bleached(5 X )
% Carbon
67.3
68
67
% Oxygen
% Nitrogen
23
5.9
20
8.7
20
9.9
% Sulfur
3.5
3.7
3.7
sV/sn
0.31
0.69
1.19
388
Foronesampleof weathered
hairin bothrootandtip endstheSTMpeakwasresolved
into two peaks,one at a binding energydifferenceof 5.4 eV and the otherat 4.3 eV
from the disulfidepeak(Figure4). The dataof TableII showsthat the formerpeakis
closeto the expectedbinding energydifferencefor -S-sulfonate
and that the latter peak
is closeto the expectedvalue for sulfonate.In the root end region the relative amount
of sulfur corresponding
to sulfonatewasapproximatelytwo times that of-S-sulfonate,
and in the tip end region approximatelyfour times. This is consistentwith the fact
that prolongedirradiationof cystineproduces
cysteicacidasthe main product(14).
Hair exposed
to ultraviolet
lightprovided
a bindingenergy
forSv of 4.7 eV fromthe
binding energyfor disulfide. This is closeto the expectedvalue of 4.5 for sulfonate
FISSION
RS-S-R--R-SO-S-R
R-S02-SR[-S02-SO-R]..-S(-S2R-SO)H
c-s
R-S-S-RR
FISSION
-S-S-OH
R-S-SOiH
R-S -SO)H
R-SO)H
+ H2SO
R-OH
Table
389
Hair Samples
SII
SIV
Weathered Hair
163.5 -+ 0.2
168.3 _+ 0.3
4.8
Exposedto
Ultraviolet Lamp
(Root Ends)
163.6 + 0.1
168.3 + 0.1
4.7
4.0
Chemical
AEV
Bleached
(8202)
latter to -S-sulfonate.We attribute the shift to a higher binding energyto the presence
of sulfateion formedby breakdownof S-sulfonate(Figure 3). Siegbahn(6) indicatesa
for 13daysreduces
thebindingenergy
difference
between
S andSTM.We believe
this
is due to rinsing the water-solublesulfateion from the hair.
150
//-R-S-S-R
100
R-S-SO
5O
-178
-176
-174
-172
-17o
-168
-166
-164
-162
-16o
BINDING
ENERGY,
(eV)
Figure 4. Resolutionof S 2P binding energiesin weatheredhair. N(E) = numberof countsat kinetic
energyE of thoseelectronsat the specificbinding energy(eV) in electronvolts.
390
SUMMARY
AND
CONCLUSIONS
(1) R. Clay, K. Cook, andJ. Routh, Studiesin the compositionof humanhair, J. Amer.Chem.Soc.,
62, 2709-2710
(1940).
(9) L. Zhao, S. Liu, and T. Wang, A study of the mechanismof the oxidationof hair keratin by
photoelectronspectroscopy,
Acta Biochimica
et Biophysica
Sinica,13(5), 503-507 (1981).
(10) C. Robbins,Infraredanalysisof oxidizedkeratins,Text. Res.J., 37, 811-813 (1967).
(11) A. Alter andM. Bit-Alkhas,Infraredanalysis
of oxidizedkeratin,Text.Res.J., 39, 479-48 ! (1969).
(12) D. Veldsman,Weatheringin wool. Part I: Introduction,WoolSci.Review,29, 27-34 (1966).
(13) J. Nachtigal and C. Robbins,Intermediateoxidationproductsof cystinein oxidizedhair, Text. Res.
J., 40, 454-457 (1970).
(14) W. E. SavigeandJ. A. Maclaren,"Oxidationof DisulfideWith SpecialReference
to Cystine",in
TheChemistry
of Organic
SulfurCompounds,
Kharasch& Meyers,Eds, Vol. 2. PergamonPress,1966,
pp 367-402.