Professional Documents
Culture Documents
2 ibid., 68.
4 Among others, see: Mihai Maxim, rile Romne i nalta Poart : cadrul juridic al
relaiilor romno-otomane n evul mediu, Bucharest: Editura Enciclopedic, 1993; Tahsin
Gemil, rile romne n contextul politic internaional (1621-1672), Bucharest: Editura
Academiei R.S.R., 1979; Mircea Soreanu, Marii viziri Kprl (1656-1710): relaii politice i
militare ntre rile Romne i Imperiul ottoman, Bucharest: Editura Militar, 2002.
5 Viorel Panaite, The Legal and Political Status of Wallachia and Moldavia in Relation to
the Ottoman Empire, in The European Tributary States of the Ottoman Empire in the
Sixteenth-Seventeenth Centuries, ed. Gbor Krmn and Lovro Kunevi, Leiden Boston: Brill, 2013, p. 910.
7 Dariusz Koodziejczyk, What is inside and what is outside? Tributary states in Ottoman
politics, in The European Tributary States of the Ottoman Empire in the SixteenthSeventeenth Centuries, ed. Gbor Krmn and Lovro Kunevi, Leiden - Boston: Brill,
2013, p. 432.
argument. The two next sections will present their possible applicability for
the Moldavian-Wallachian context and the possibilities such an enterprise
offers us. Due to limited space, I will focus on two major phenomena the
interrelationship between the Ottoman and Moldavian-Wallachian political
culture and the rise of the Phanariots. While at the first glance, these
matters have little in common, they both inscribe into the wider context of
Baki Tezcans Second Ottoman Empire.
As I have mentioned above, the last three decades have brought an
overall re-evaluation of the seventeenth and eighteenth centuries in the
case of Ottoman Empire. Rather than the watershed, which marks the
period of decline and degeneration of classical institutions, scholars
increasingly perceive this period as a time of change and overhaul of
imperial structure, stressing the adaptability and flexibility of the Ottoman
edifice. The Porte suffered a number of upheavals throughout this period,
with the weakening position of the sultan, the rise of the political
households and the gradual phasing out of the timar system. However, the
result was not a degraded, worse version of the glorious days, but rather
a completely new social, economic and political consensus that emerged.
Probably, the boldest attempt to provide a new narrative of the changes is
the work by Baki Tezcan, who argued that the late sixteenth century was
the beginning of the second Ottoman Empire, a polity strikingly different
in comparison with the previous period. 9 According to him, the underlying
socio-economic changes, most of all the monetization of the economy and
the influx of Muslim reaya into the ranks of the elite, contributed towards
the devolution of power from the imperial palace towards larger sections
of the population.10 The effect was the emergence of what Tezcan boldly
calls Ottoman proto-democracy, with the Muslim political nation (now
largely incorporated into the askeri class) as a check on the imperial
center.11
These developments were by no means smooth; on the contrary, the
seventeenth century was a time of violent upheavals, both in the political
center and in the provinces. At the Ottoman capital, the grandee
households vied for power and for the positions; in the provincial context,
the rise of banditry and the revolts of governors took their toll on the
population. However, at no point were these tendencies dangerous to the
very existence of the Ottoman state; as Karen Barkey points out, celali
rebellions were not directed against the Porte; instead, they constituted
just one step of the process of bargaining with the center. 12 The rebels
were more maverick clients rather than opponents of the empire, and they
9 Baki Tezcan, The second Ottoman Empire : political and social transformation in the
early modern world, Cambridge: Cambridge University Press, 2010.
10 Baki Tezcan, The Second Empire: The Transformation of the Ottoman Polity in the
Early Modern Era, Comparative Studies of South Asia, Africa and the Middle East 29, 3,
2009, p. 558.
were treated as such: rather than cracking on the rebellious governors, the
Porte proved accommodating and often exonerated the rebel leaders,
selectively incorporating them into the administration. As a result, the
status of a rebel or bandit was reversible and some grandees crossed
the line between legality and illegality numerous times.13
As Tezcan points out, the new consensus of the Second Ottoman Empire
took shape in the eighteenth century. The flow of economic resources
between the center and the periphery epitomized by the tax-farming
arrangements of iltizam and malikane brought the horizontal integration
of the elite, the local notables cooperating with the imperial grandees. 14 At
the same time, the entrance of the Muslim reaya into the askeri class
contributed to the redrawing of the identity markers. As most Muslims
were now askeri, the very askeri/reaya divide lost its importance in favor
of confessional identities. The socio-economic changes followed, as
numerous scholars pointed out to the growing phenomenon of
Ottomanization defined by Hlya Canbakal as:
"[A] different and possibly stronger degree of integration between the imperial
center and the provinces than had been the case under the 150-year-long
classical centralist regime. Ottomanization has come to denote the
emergence of an integrated elite through the incorporation of local people into
the administrative and distributive networks of the central state and
naturalization of the members of the Ottoman officialdom into local
societies.15
12 Karen Barkey, Bandits and Bureaucrats: the Ottoman Route to State Centralization,
Ithaca: Cornell University Press, 1994, p. 2. See also: Marios Hadjianastasis, Crossing the
line in the sand: regional officials, monopolisation of state power and 'rebellion'. The case
of Mehmed Aa Boyacolu in Cyprus, 1685-1690, Turkish Historical Review 2, 2, 2011,
p. 158; Suraiya Faroqhi, Seeking wisdom in China: an attempt to make sense of the
Celali rebellions, in Zafar nama: Memorial volume to Felix Tauer, ed. Rudolf Vesel and
Eduard Gombr, Prague: Enigma Corporation, 1994, p. 101; Jane Hathaway,
Introducton, International Journal of Turkish Studies 8, 1-2, 2002, p. 4.
13 Molly Greene, A shared world: Christians and Muslims in the early modern
Mediterranean, Princeton: Princeton University Press, 2002, p. 35; Ehud R. Toledano, The
Emergence of Ottoman-Local Elites (1700-1900): A Framework for Research, in Middle
Eastern Politics and Ideas. A History from Within, ed. Ilan Papp and Moshe Maoz,
London: I.B. Tauris, 1997, p. 1489.
14 Ariel Salzmann, Tocqueville in the Ottoman Empire: Rival Paths to the Modern State,
Leiden - Boston: Brill, 2004; Ariel Salzmann, An Ancien Rgime Revisited: "Privatization"
and Political Economy in the Eighteenth-Century Ottoman Empire, Politics and Society
21, 4, 1993, p. 409; Dina Rizk Khoury, State and Provincial Society in the Ottoman
Empire, Cambridge: Cambridge University Press, 1997, p. 8.
15 Hlya Canbakal, Society and politics in an Ottoman town: 'Ayntab in the 17th century,
Leiden - Boston: Brill, 2006, p. 61.
and boyars alike. As the conflict between Matei Basarab and Vasile Lupu in
the 1630s makes clear, there was a clear interconnection between the
factionalism in the Danubian principalities and that at the imperial center.
While Vasile Lupu in his attempts to extend control over both Danubian
principalities profited from the support of Tabanyass Mehmed Pasha and
the Chief Black Eunuch, El-Hac Mustafa Agha, his adversary turned to the
protection of the sultans favorite, Silahdar Mustafa Pasha. 17 Thus, the
developments in neither of these political arenas can be satisfactorily
understood without taking into consideration the logic of factionalism in
the other one.
However, this relationship between the Ottoman officials and MoldavianWallachian elites in the cases of rebellion went further. When Matei
Basarab opposed the Portes appointee, Radu Ilia, in his bid for the
Wallachian throne, his actions were not oriented against the Ottoman rule
in general, aiming for obtaining the recognition of the imperial center
instead. The particular consequence and the strategy of rebellion and
subsequent accommodation was strikingly similar to that of the celali
governors of that time. This was by no means an accident, as the voievode
acted in concord with his patron, the beylerbey of z, Abaza Mehmed
Pasha, who instigated him to rebel and offered protection at the Porte. The
Ottoman official, arguably the most famous and successful celali leader
himself, this time appeared as a patron of the Wallachian voievode,
facilitating his communication with the Porte and without doubt largely
influencing the strategy of Matei. Thus, in this case, we have a direct link
between rebellion, cross-border factionalism and the transfer of political
culture between the Ottoman elite and the one of Moldavian-Wallachian
political arena.
Another topic that cries for such a perspective is the rise of the Phanariots,
of crucial significance for our understanding of the eighteenth century for
both political arenas. In traditional Romanian historical narrative,
influenced by the political context of Romanian historiography and politics
of the nineteenth century, the so-called Phanariot system has been
presented as a top-down measure imposed unilaterally by the Ottomans in
order to ensure the loyalty of the principalities to the Porte and resulted in
the virtual takeover of the principalities by Istanbul-based Greek families. 18
However, this view was criticized by numerous scholars, starting from
Nicolae Iorga, who pointed out that the Phanariots were not Greek
national clique, but rather a composite familial elite, which found
consensus with the local elites.19
17 Constantin C. Giurescu, Uciderea veziurului Mohamed Tabani Buiuc, sprijintorul lui
Vasile Lupu, Revista istoric 12, no. 3 (1926): 101; Miron Costin, Letopiseul rii
Moldovei dela Aron Vod ncoace, ed. P.P Panaitescu, Bucharest: Fundaa Regal pentru
Literatur i Art, 1943, p. 102.
These conclusions were further fleshed out by other scholars, like Paul
Cernovodeanu, who pointed out that among the elite of the principalities,
most of the top positions remained within the hands of the local families. 20
At the same time, other scholars criticize both the chronology, as well as
the very existence of the Phanariot regime as such. 21 However, the
Romanian historiography generally failed to produce a new master
narrative of the Phanariot period and as a result, the status of Phanariots
oscillates uneasily between the despotic agents of the Porte and
enlightened reformers.
The serious reconceptualization of the Phanariot phenomenon within the
context of the Ottoman Empire and its developments in the same period,
we devise a new way of thinking about Phanariots. As Christine Philliou,
the Phanariots were par excellence an Ottoman elite, and in many
respects shared the lot of their polity, becoming another case of an
elephant in luminescent pajamas, unclaimed by any successor
historiography.22 Thus, their history should be inscribed into their Ottoman
context in order to understand their expansion to the Danubian
principalities.
A key to understanding the process of Phanariotization of the MoldavianWallachian elite lies to my mind in the changing shape of power networks
operating between the center and the periphery, and more precisely,
between central and peripheral elites. The studies of numerous scholars as
Dina Rizk Khoury, Ariel Salzmann and Hlya Canbakal, have pointed out
that the process of Ottomanization of the Muslim notables was taking
place exactly in that period.23 This undirected development stemmed from
the spread of tax-farming arrangements of iltizam and malikane, which
brought closer the central and peripheral elites and created vested
interests for the latter in the preservation of the Ottoman governance
system. A cultural integration followed, which contributed to the
20 Paul Cernovodeanu, Mobility and traditionalism: the evolution of the boyar class in
the Romanian principalities in the 18th century, Revue des tudes sud-est europennes
24, 3, 1986, p. 253.
23 Khoury, State and Provincial Society, p.; Salzmann, An Ancien Rgime Revisited,
eadem, Tocqueville in the Ottoman Empire, p. ; Canbakal, Society and politics, p. .
25 ibid., p. 1523.
26 Victor Roudometof, From Rum Millet to Greek Nation: Enlightenment, Secularization,
and National Identity in Ottoman Balkan Society, 1453-1821, Journal of Modern Greek
Studies 16, 1, 1999, p. 23; Christine M. Philliou, Biography of an empire: governing
Ottomans in an age of revolution, Berkeley: Berkeley University Press 2011.
event was one of the signs of the growing entanglement between a center
and a periphery
In the field of Ottoman studies, such a conclusion would also mean
rethinking of one of the aspects of the new narrative proposed by Baki
Tezcan. In his discussion of the changing markers of difference and the rise
of the Muslim political nation, the scholar implicitly assumes that
Phanariots were rather a relic of the old system than the part of the new
one.28 This seems grossly misguided, since it was the second half of the
seventeenth century, which marked the rise of the Greek Orthodox elite to
the prominence they were to enjoy in the following period, which makes
them one of the crucial elements of the Second Ottoman Empire.
The narrative of the growing integration of the center and the periphery
and the rise of the Phanariots in the Danubian principalities provide a way
to explain this phenomenon within the model of Tezcan. Just as the
Ottomanization contributed to the emergence of a Muslim imperial nation,
the same occurred with reference to empires Greek Orthodox elites. The
process of Phanariotization and the growing integration between
peripheral and Istanbul-based elites brought the emergence of a Greek
Orthodox imperial shadow nation, which officially separated from the top
positions of governance nonetheless found its niche within the Ottoman
system of governance. While the Christian-Ottoman nation was barred
from acceding the top positions of power, they nonetheless played a
significant role in managing the fortunes of the empire both in the center
(as dragomans) and in the periphery (as the voievodes of Moldavia and
Wallachia) in this respect it was a shadow nation. It was imperial in the
respect that its fortunes and very existence were closely tied to the
fortunes of the Ottoman Empire itself and its history was rejected by the
future national historiographies from the nineteenth century onwards and
is only recoverable by thinking out of a national box.
As I tried to argue in the context of early modern interaction between the
Danubian principalities, the Ottoman Empire in many respects is an
elephant in luminescent pajamas, hard to deal with and hard to ignore.
By looking at the empire through state-centered and often broken lens,
many Romanian scholars fail to explain adequately not only the dynamics
of relations between the Porte and the Danubian principalities, but also the
internal developments of seemingly unconnected aspects of the respective
internal arenas. The same applies to Ottoman studies, where interest in
the internal workings of Moldavia and Wallachia and their place within the
wider imperial context can provide significant correctives to the new
master narrative of the empire as a whole.
In this respect, both scholarly communities can draw inspiration from the
fountains near Sf. Spiridon church in Iai. The founder of the fountains,
voievode Grigore Ghica III, placed three inscriptions commemorating his
contribution to the urban landscape of Moldavian capital: in Romanian,
Greek and Arabic. These three inscriptions refer to three identities of the
voievode, later to be executed on the Portes orders: as a voievode of
Moldavia and Wallachia, as member of the Orthodox imperial nation and
as a member of the Ottoman elite. All of them were coexistent within one
individual, and to present him as a fully-fledged person, and without any of
them his picture would be incomplete. The same can be said about the
entangled history of both the Danubian principalities and the Ottoman
Empire without serious engagement between the two fields something
always will be lacking.
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