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Department of Materials Science and Engineering, Drexel University, 32nd Chesnut Street, Philadelphia, PA 19104, USA
b
Mechanical Engineering Department, Brigham Young University, Provo, UT 84602, USA
Received 4 March 2008; received in revised form 30 June 2008; accepted 1 July 2008
Available online 3 August 2008
Abstract
The complete set of 2-point correlations for a composite material system with a large number of local states (e.g. polycrystalline metals) forms a vast and unwieldy data set containing a large amount of redundant information. The interrelations in these correlations have
been well characterized for composite material systems with two local states, but only a small number have been delineated for the composite systems with many local states. This paper presents an analysis of interrelations between the complete set of 2-point correlations
for composite material systems through their spectral representations via discrete Fourier transforms. These interrelations are used to
delineate a compact and convex space that bounds the set of all physically realizable 2-point correlations called the 2-point correlations
hull. The representation of any given microstructure in this hull, and the techniques to produce a representative volume element are also
explored in this paper.
2008 Acta Materialia Inc. Published by Elsevier Ltd. All rights reserved.
Keywords: 2-Point correlation; Microstructure; Discrete Fourier transform; Pair correlation function; Statistics
1. Introduction
At its core, the eld of materials science and engineering
is concerned with understanding and modeling the relationships between a materials internal structure, its
macro-scale properties and its processing history. Fundamental to establishing these relationships is the quantitative representation of the materials internal structure,
which includes not only an identication of the constituent
local states, but also their spatial placement. As interest is
typically in the micro-scale features, the materials internal
structure is referred to as the microstructure in this paper.
However, the approach and the results presented here can
be applied at any length scale.
It is not usually practical or even necessary, to quantify
completely the microstructure of a large sample in its full
spatial extent. The assumption of statistical homogeneity
*
Corresponding author.
E-mail address: skalidin@coe.drexel.edu (S.R. Kalidindi).
permits one to approximate the relevant statistics of interest in the sample as an average from an ensemble of subdomains extracted randomly from the sample. A rigorous
framework dening the statistics of the microstructure is
available in the literature in the form of n-point correlations or n-point statistics [15]. These correlations provide
a hierarchy of statistical measures of the microstructure.
The simplest of these are the 1-point correlations, f(h),
which essentially reect the volume fractions of the various
distinct constituents (denoted by h and also referred to as
local states; the complete space of local states is referred
to as the local state space H). These are termed 1-point statistics because they reect the probability density associated with nding a specic local state of interest at a
point selected randomly in the microstructure. Expanding
on this basic concept, the 2-point correlations, f h; h0 j r,
capture the probability density associated with nding an
ordered pair of specic local states at the head and tail of
a randomly placed vector r into the microstructure. In a
very similar manner, n-point statistics can be extracted
1359-6454/$34.00 2008 Acta Materialia Inc. Published by Elsevier Ltd. All rights reserved.
doi:10.1016/j.actamat.2008.07.005
5286
from the microstructure through the placement of a complete set of n-vertex polyhedra.
This paper focuses on the 2-point correlation functions
for composite material systems. Two-point correlations
have been the focus of several investigations in current literature [610]. They capture the rst-order information on
the morphology of the microstructure. There is a tremendous leap in the amount of information contained in the
2-point correlations, when compared with the 1-point statistics. For most real microstructures, the 2-point correlations form a very large and unwieldy set of data. For
example, in single-phase polycrystalline samples, the local
state is dened by the lattice orientation g, which is often
dened by a set of three angles called the BungeEuler
angles [11]. Thus, for this relatively simple class of materials, the 2-point correlations need to be dened in a space
consisting of nine independent variables. The continuous
orientation and spatial spaces spanned by these variables
are often discretized by binning. For example, a coarse discretization of the orientation space into 512 bins produces
262,144 2-point distributions, each of which is a function of
the three-dimensional vector r. Fortunately, this complete
set of 2-point correlations has a large number of interdependencies, only some of which have been outlined by
prior studies in this eld [1214]. This paper presents a rigorous treatment of the interdependencies among the
complete set of 2-point correlations, leading to the establishment of a compact high-dimensional space wherein
each point represents a complete set of 2-point statistics.
This is accomplished largely through spectral representation of these correlations, and exploiting several of the
known properties of discrete Fourier transforms (DFT).
Although, every physically realizable microstructure1 will
have a representation in this high-dimensional space, it is
not true that every point in this space will correspond to
a physically realizable microstructure. The set of points
in this space that correspond to all physically realizable
2-point correlations is referred to in this paper as the 2point correlations hull. In other words, a point inside the
2-point correlation hull will correspond to one or more
physically realizable microstructures, whereas points outside this hull will not correspond to any physically realizable microstructure.
In recent work [1518], a novel mathematical framework
called Microstructure Sensitive Design (MSD) was formulated for establishing invertible structurepropertyprocessing linkages in materials. In a parallel eort, it was
found to be quite ecient to quantify the microstructure
using 2-point correlations [9,10,15]. Second-order structureproperty linkages for elastic response of multi-phase
and polycrystalline microstructures were successfully established. MSD aims to identify the complete set of micro1
Physically realizable microstructures include all those that can be
imagined (or digitally created). It is recognized that a very large fraction of
these have not yet been realized by currently employed materials
processing routes.
V
;
V x
mx;hdh
mx;hdh 1;
dh 1;
ms 1;
06
ms ;
n1
S1
X
ms n VS
s0
ft
S1
1X
n
ms p mst ;
S s0
M k In ms
S1
X
ms e2pisk=S jn M k jei
nh
k
s0
np
F k Inp ft
5287
1 n p
Mk Mk
S
1
jn M k jjp M k jei
S
nh
k
ei
ph
k
5288
1
n
p
F k jn M k j jp M k j ei hk ei hk pn F k :
S
np
1 p
n
q
j M k j jp M k j jn M k j ei hk jq M k j ei hk
S2
pp F k nq F k :
pn
Fk
F k pq F k
:
pp F
k
10
F 0 S n V p V ; 0 6 np F 0 6 S; jnp F k j 6 S 2
11
These bounds allow one to dene an additional redundancy; Eq. (2) (together with Eqs. (4)(6)) requires that
p
N
X
S V ; if k 0
np
Fk
12
0;
if k 6 0
n1
Since p V is already specied by pp F 0 (Eq. (11)), it follows
that there are only (N1) independent correlations in the
complete set shown in Eq. (7). Although the interdependencies shown in Eqs. (10) and (12) are formulated between
the DFT of the 2-point correlations, the same relationships
can be expressed in terms of their continuous Fourier
transforms or classical Fourier series. However, as the plan
is to exploit the signicant advantages associated with FFT
calculation of DFT, all further discussion in this paper will
be restricted to DFT.
Substituting Eq. (11) into Eq. (12) allows Eq. (12) to be
recast completely in terms of the DFT as
( p
N
X
S pp F 0 ; if k 0
np
Fk
13
0;
if k 6 0
n1
For eigen microstructures (n ms 2 f0; 1g), one additional
redundancy can be established by summing over all frequencies in Fourier space as
X
pp
np
14
F k dnp S nn F 0
k
F k np F Sk
15
F k pq F k
Using Eq. (8), Eq. (9) can be recast into a more convenient form as
nq
5289
rithms [26]. All the concepts described above will be claried through a very simple case study in the next section.
4. Case study: one-dimensional two-phase microstructure
As a simple case study that is mainly intended for clarication of the various concepts presented earlier, a set of
hypothetical one-dimensional two-phase microstructures
extracted from a larger two-dimensional sample shown in
Fig. 1 is investigated. These represent multiple instantiations of eigen microstructures extracted from a hypothetical sample. The two distinct phases present in these
microstructures are shown as black and white, respectively.
Furthermore, the spatial domain in these microstructures
was divided into only 10 bins, as shown in Fig. 1. As there
are only two phases, only one 2-point correlation is needed
to represent the microstructure. Let 11 F k denote the DFT
selected for representation in a 2-point hull. As S has been
selected as 10 in this simple case study, the relevant DFT
space here is six-dimensional (taking advantage of Eq.
(15) and the fact that the autocorrelation coecients 11 F k
are all real). This is the main reason for selecting a highly
simplied idealized microstructure for this case study. As
one can see, the dimensionality of the space of the 2-point
hulls described in this work grows approximately proportionally with the product SN. However, it is only possible
to view projections of this hull in, at most, a selected
three-dimensional subspace. Although the mathematical
framework presented above can be employed on microstructures with much larger values of both S and N, the
visualization of their 2-point hulls in three-dimensional
subspaces is not particularly insightful. Nevertheless, the
reader might be interested to know that the mathematical
framework presented here has been used successfully on
microstructures with S values of about two million and N
values of about ve hundred [19].
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Fig. 2. Projections of the computed 2-point correlation hull for the selected one-dimensional material system. The starred points inside the hull represent
the set of all possible eigen microstructures in this material system.
believe that there are points in the 2-point hull that would
not correspond to any single non-eigen microstructure
(dened at the adopted spatial resolution). An example of
the reconstructed non-eigen microstructure that comes closest to capturing the ensemble averaged statistics is shown in
Fig. 4. This inability to capture the ensemble averaged statistics is a direct result of the limited size of the spatial discretization used in this example. Given the extremely
limited spatial discretization (only 10 spatial points in the
sample) it would be impossible to build a microstructure
for each point in the convex hull. In principle, if one is willing to rene the spatial grid indenitely, it will become possible to nd a non-eigen microstructure with the statistics of
the ensemble structures to a pre-dened approximation.
Any non-eigen microstructure will eventually become an
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eigen microstructure (to a given approximation) as the spatial grid on which it is discretized is made ner. Alternatively, the non-eigen microstructures can be thought of as
an eigen microstructure on a coarse spatial grid.
Instead of the above approach, the authors prefer to
represent the ensemble averaged 2-point statistics for the
set of microstructures shown in Fig. 3 using a weighted
set of RVE. For this purpose, a Euclidian distance between
any two points in the 2-point correlation hull, normalized
by the size of the 2-point hull (i.e. the largest distance of
the hull vertices from the origin) is dened and used to
identify a set of eigen microstructures that are close to
the ensemble averaged statistics of the given set of microstructures. Fig. 5 describes examples of how a weighted
set of eigen microstructures can approach the ensemble
averaged 2-point statistics. As expected, the more microstructures that can be used in the RVE set, the closer the
ensemble averaged statistics can be approximated.
5. Summary and conclusions
n-Point statistics are an important method of describing
material structure in a statistical manner. This paper has
described an ecient manner for representing the complete
hull of 2-point statistics an essential step towards explor-
Fig. 5. RVE for a large hypothetical sample represented as the weighted fractions of ve eigen-microstructures.
5292
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