Professional Documents
Culture Documents
SUPREME COURT
Manila
EN BANC
G.R. No. 199082
PERALTA, J.:
For resolution are the separate motions for reconsideration filed by
movants Gloria Macapagal Arroyo (GMA)1 in G.R. No. 199118 and Jose
Miguel T. Arroyo (Mike Arroyo )2 in G.R. No. 199082 praying that the
Court take a second look at our September 18, 2012
Decision3 dismissing their petitions and supplemental petitions against
respondents Commission on Elections (Comelec), the Department of
Justice (DOJ), Senator Aquilino M. Pimentel III (Senator Pimentel), Joint
DOJ-Comelec Preliminary Investigation Committee (Joint Committee)
and DOJ-Comelec Fact-Finding Team (Fact-Finding Team), et al.
On October 24, 2011, the Joint Committee issued two subpoenas against
petitioners in DOJ-Comelec Case Nos. 001-2011 and 002-2011. 10 On
November 3, 2011, petitioners, through counsel, appeared before the
Joint Committee11 and respondents therein were ordered to submit their
Counter-Affidavits by November 14, 2011.12
Thereafter, petitioners filed before the Court separate Petitions for
Certiorari and Prohibition with Prayer for the Issuance of a Temporary
Restraining Order (TRO) and/or Writ of Preliminary Injunction assailing
the creation of the Joint Panel.13 The petitions were eventually
consolidated.
On November 14, 2011, Mike Arroyo filed a Motion to Defer
Proceedings14 before the Joint Committee, in view of the pendency of his
petition before the Court. On the same day, GMA filed before the Joint
Committee an Omnibus Motion Ad Cautelam15 to require Senator
Pimentel to furnish her with documents referred to in his complaintaffidavit and for the production of election documents as basis for the
charge of electoral sabotage. GMA prayed that she be allowed to file her
counter-affidavit within ten (10) days from receipt of the requested
documents.16 Petitioner Abalos, for his part, filed a Motion to Suspend
Proceedings (Ex Abundante Ad Cautelam),17 in view of the pendency of
his petition brought before the Court.
In an Order18 dated November 15, 2011, the Joint Committee denied the
aforesaid motions of petitioners. GMA, subsequently, filed a motion for
reconsideration.19
On November 18, 2011, GMA filed with the RTC an Urgent Omnibus
Motion Ad Cautelam24 with leave to allow the Joint Committee to resolve
the motion for reconsideration filed by GMA, to defer issuance of a
warrant of arrest and a hold departure order, and to proceed to judicial
determination of probable cause. She, likewise, filed with the Comelec a
Motion to Vacate Ad Cautelam25 praying that its Resolution be vacated for
being null and void. The RTC, nonetheless, issued a Warrant for her
arrest which was duly served. GMA was later arraigned and she entered
a plea of "not guilty." She was, for some time, on hospital arrest but was
able to obtain temporary liberty when her motion for bail was granted. At
present, she is again on hospital arrest by virtue of a warrant issued in
another criminal case.
On September 18, 2012, the Court rendered the assailed Decision, the
dispositive portion of which reads:
WHEREFORE, premises considered, the petitions and supplemental
petitions are DISMISSED. Comelec Resolution No. 9266 dated August 2,
2011, Joint Order No. 001-2011 dated August 15, 2011, and the FactFinding Teams Initial Report dated October 20, 2011, are declared
VALID. However, the Rules of Procedure on the Conduct of Preliminary
Investigation on the Alleged Election Fraud in the 2004 and 2007
National Elections is declared INEFFECTIVE for lack of publication.
xxxx
None of these problems would likely arise in the present case. The
Comelec and the DOJ themselves agreed that they would exercise their
concurrent jurisdiction jointly. Although the preliminary investigation was
conducted on the basis of two complaints the initial report of the FactFinding Team and the complaint of Senator Pimentel both complaints
were filed with the Joint Committee. Consequently, the complaints were
filed with and the preliminary investigation was conducted by only one
investigative body. Thus, we find no reason to disallow the exercise of
concurrent jurisdiction jointly by those given such authority. This is
especially true in this case given the magnitude of the crimes allegedly
committed by petitioners. The joint preliminary investigation also serves
to maximize the resources and manpower of both the Comelec and the
DOJ for the prompt disposition of the cases.44
Notwithstanding the grant of concurrent jurisdiction, the Comelec and the
DOJ nevertheless included a provision in the assailed Joint Order
whereby the resolutions of the Joint Committee finding probable cause
for election offenses shall still be approved by the Comelec in accordance
with the Comelec Rules of Procedure.45 With more reason, therefore, that
we cannot consider the creation of the Joint Committee as an abdication
of the Comelecs independence enshrined in the 1987 Constitution.
1wphi1
Neither was GMAs right violated when her motion for extension of time
within which to submit her counter-affidavit and countervailing evidence
was consequently denied. The Rules use the term "shall" in requiring the
respondent to submit counter-affidavit and other countervailing evidence
within ten (10) days from receipt of the subpoena. It is settled that the use
of the word "shall" which is a word of command, underscores the
mandatory character of the rule.50 As in any other rule, though, liberality in
the application may be allowed provided that the party is able to present
a compelling justification for the non-observance of the mandatory rules.
In the 2008 Revised Manual for Prosecutors, investigating prosecutors
allow or grant motions or requests for extension of time to submit
conclusion and referred the case to the Comelec. The latter, in turn,
performed its task and filed the information in court. Indeed, petitioners
were given the opportunity to be heard. They even actively participated in
the proceedings and in fact filed several motions before the Joint
Committee. Consistent with the constitutional mandate of speedy
disposition of cases, unnecessary delays should be avoided. 52
Finally, in our assailed decision, we already took judicial notice that not
only did GMA enter a plea of "not guilty," she also filed a Motion for Bail
and after due hearing, it was granted. Apparently, she benefited from the
RTC Order giving her temporary liberty. In filing the motion before the
RTC and actively participating therein, she has chosen to seek judicial
remedy before the RTC where the electoral sabotage case is pending
instead of the executive remedy of going back to the Joint Committee for
the submission of her counter-affidavit and countervailing evidence.
Besides, as thoroughly discussed in the assailed decision, the irregularity
or even the absence of preliminary investigation does not impair the
validity of the information filed against her.
WHEREFORE, premises considered, the Motions for Reconsideration
are DENIED for lack of merit.
seeking to nullify the CSCs Resolution No. 030008 and Resolution No.
061988.
The Appellate Courts Ruling
The CA supported the CSCs ruling that reinstated Gonzales as provincial
administrator or to an equivalent position.14
Citing Aquino v. Civil Service Commission,15 the CA emphasized that an
appointee acquires a legal right to his position once he assumes a
position in the civil service under a completed appointment. This legal
right is protected both by statute and the Constitution, and he cannot be
removed from office without cause and previous notice and hearing.
Appointees cannot be removed at the mere will of those vested with the
power of removal, or without any cause.
The CA then enumerated the list of valid causes for a public officers
removal under Section 46,16 Book V, Title I, Subtitle A of the Revised
Administrative Code (Administrative Code), and noted that lack of
confidence was not in the list. Thus, the CA concluded that Gonzales
dismissal on the ground of loss of confidence violated her security of
tenure, and that she has the right to be reinstated with payment of
backwages.
The CA further held that Gonzales dismissal was illegal because it was
done without due process. The proceedings under Administrative Case
No. 001 cannot be the basis for complying with the requirements of due
process because they are separate and distinct from the proceedings in
the present controversy. Thus, Gonzales was illegally terminated when
she was dismissed for lack of confidence, without any hearing, the day
after she was reinstated.
In its present petition for review on certiorari, the petitioner argues that
the provincial administrator position has been converted into a highly
confidential, coterminous position by RA 7160. Hence, Gonzales no
longer enjoyed security of tenure to the position she held prior to RA
7160s enactment.
In her Comment19 and Memorandum,20 Gonzales maintained that the
provincial administrator remained a career service position. Section 721 of
Presidential Decree No. 807, which was one of the bases of the Court in
Laurel V v. Civil Service Commission22 to declare the provincial
administrator as a career service position, is a verbatim copy of Section
7,23 Chapter 2 of the Administrative Code. This classification, established
by law and jurisprudence, cannot be altered by the mere implementing
rules and regulations of RA 7160. And assuming arguendo that the
provincial administrator position has indeed become a primarily
confidential position, this reclassification should not apply retroactively to
Gonzales appointment on a permanent capacity prior to RA 7160s
effectivity.
Issues
The parties arguments, properly joined, present to us the following
issues:
1) Whether Congress has re-classified the provincial
administrator position from a career service to a primarily
confidential, non-career service position; and
2) Whether Gonzales has security of tenure over her position as
provincial administrator of the Province of Camarines Norte.
The Courts Ruling
xxxx
merely the nature of her appointment at the time she entered government
service.
the event that the Court determines that the position is actually
confidential in nature:
In echoing the CSC and the CAs conclusion, the dissenting opinion
posits the view that security of tenure protects the permanent
appointment of a public officer, despite subsequent changes in the nature
of his position.
The Court is aware that this decision has repercussions on the tenure of
other corporate secretaries in various GOCCs. The officers likely
assumed their positions on permanent career status, expecting protection
for their tenure and appointments, but are now re-classified as primarily
confidential appointees. Such concern is unfounded, however, since the
statutes themselves do not classify the position of corporate secretary as
permanent and career in nature. Moreover, there is no absolute
guarantee that it will not be classified as confidential when a dispute
arises. As earlier stated, the Court, by legal tradition, has the power to
make a final determination as to which positions in government are
primarily confidential or otherwise. In the light of the instant controversy,
the Court's view is that the greater public interest is served if the position
of a corporate secretary is classified as primarily confidential in nature. 38
The quoted portion, however, even bolsters our theory. Read together
with its succeeding paragraph, the quoted portion in Civil Service
Commission v. Javier39 actually stands for the proposition that other
corporate secretaries in government-owned and controlled corporations
cannot expect protection for their tenure and appointments upon the
reclassification of their position to a primarily confidential position. There,
the Court emphasized that these officers cannot rely on the statutes
providing for their permanent appointments, if and when the Court
determines these to be primarily confidential. In the succeeding
paragraph after the portion quoted by the dissent, we even pointed out
that there is no vested right to public office, nor is public service a
property right. Thus:
Moreover, it is a basic tenet in the country's constitutional system that
"public office is a public trust," and that there is no vested right in public
office, nor an absolute right to hold office. No proprietary title attaches to
a public office, as public service is not a property right. Excepting
constitutional offices which provide for special immunity as regards salary
and tenure, no one can be said to have any vested right in an office. The
rule is that offices in government, except those created by the
constitution, may be abolished, altered, or created anytime by statute.
And any issues on the classification for a position in government may be
brought to and determined by the courts.40 (emphases and italics ours)
Executive Order No. 503 does not grant Gonzales security of tenure in
the provincial administrator position on a permanent capacity
from office; his term merely "expires"46 and the loss of trust and
confidence is the "just cause" provided by law that results in the
termination of employment. In the present case where the trust and
confidence has been irretrievably eroded, we cannot fault Governor
Pimentels exercise of discretion when he decided that he could no longer
entrust his confidence in Gonzales.
Security of tenure in public office simply means that a public officer or
employee shall not be suspended or dismissed except for cause, as
provided by law and after due process. It cannot be expanded to grant a
right to public office despite a change in the nature of the office held. In
other words, the CSC might have been legally correct when it ruled that
the petitioner violated Gonzales right to security of tenure when she was
removed without sufficient just cause from her position, but the situation
had since then been changed. In fact, Gonzales was reinstated as
ordered, but her services were subsequently terminated under the law
prevailing at the time of the termination of her service; i.e., she was then
already occupying a position that was primarily confidential and had to be
dismissed because she no longer enjoyed the trust and confidence of the
appointing authority. Thus, Gonzales termination for lack of confidence
was lawful. She could no longer be reinstated as provincial administrator
of Camarines Norte or to any other comparable position. This conclusion,
however, is without prejudice to Gonzales entitlement to retirement
benefits, leave credits, and future employment in government service.
WHEREFORE, all premises considered, we hereby GRANT the petition,
and REVERSE and SET ASIDE the Decision dated June 25, 2008 and
the Resolution dated December 2, 2008 of the Court of Appeals in
CAG.R. SP No. 97425.
G.R. Nos. 206844-45 is the Extremely Very Urgent Petition for Certiorari
(With Prayer for the Forthwith Issuance of a Writ of Preliminary Injunction
and Temporary Restraining Order [TRO] and/or Status Quo Ante Order
[SQAO])1 filed in the name of SENIOR CITIZENS by Francisco G. Datol,
Jr. For brevity, we shall refer to this petition as the Datol Groups petition.
G.R. No. 206982 is the Very Urgent Petition for Certiorari (With
Application for a Temporary Restraining Order and Writ of Preliminary
Injunction)2 filed on behalf of SENIOR CITIZENS by Rep. Arquiza. We
shall refer to this as the Arquiza Groups petition.
The above petitions were filed pursuant to Rule 643 in relation to Rule
654 of the Rules of Court, both assailing the Omnibus Resolution5 dated
May 10, 2013 of the Commission on Elections (COMELEC) En Banc in
SPP No. 12-157 (PLM) and SPP No. 12-191 (PLM). Said Resolution
disqualified SENIOR CITIZENS from participating in the May 13, 2013
elections and ordered the cancellation of its registration and accreditation
as a party-list organization.
THE ANTECEDENTS
On March 16, 2007, the COMELEC En Banc accredited SENIOR
CITIZENS as a party-list organization in a Resolution6 issued on even
date in SPP No. 06-026 (PL).
SENIOR CITIZENS participated in the May 14, 2007 elections. However,
the organization failed to get the required two percent (2%) of the total
votes cast.7 Thereafter, SENIOR CITIZENS was granted leave to
intervene in the case of Barangay Association for National Advancement
and Transparency (BANAT) v. Commission on Elections.8 In accordance
with the procedure set forth in BANAT for the allocation of additional
seats under the party-list system, SENIOR CITIZENS was allocated one
seat in Congress. Rep. Arquiza, then the organizations first nominee,
served as a member of the House of Representatives.
Subsequently, SENIOR CITIZENS was allowed to participate in the May
10, 2010 elections.
On May 5, 2010, the nominees of SENIOR CITIZENS signed an
agreement, entitled Irrevocable Covenant, the relevant terms of which we
quote:
IRREVOCABLE COVENANT
Name
CTC No.
Issued at
Issued on
1. Godofredo V. Arquiza
S.C.I.D.#2615256
Manila
04-02-04
2. David L. Kho
16836192
3. Francisco G. Datol,
Jr.
27633197
4. Remedios D. Arquiza
S.C.I.D.#50696
01-04-10
ARTICLE IV
SHARING OF POWER
The Nominees agreed and pledged on their legal and personal honor and
interest as well as the legal privileges and rights of the respective partylist offices, under the following circumstances and events:
ELECTION RESULTS
Where only ONE (1) candidate qualifies and is proclaimed, then No. 1
shall assume the Office of Party-list Representative in CONGRESS from
July 1, 2010 to June 30, 2012 and shall relinquish his seat in Congress
by the proper and legal acts and No. 2 shall assume said seat from July
1, 2012 to June 30, 2013;
In the event TWO (2) candidates qualify and are proclaimed, then, No. 1
shall serve for three (3) years, and No. 2 and No. 3 will each serve for
one-and-a-half years.
In the event THREE (3) candidates qualify and are proclaimed, then No.
1 shall serve for three years; No. 2 will serve for two (2) years and
afterwards shall relinquish the second seat to No. 4 nominee, who will
then serve for one (1) year; No. 3 will occupy the third seat for two (2)
years and afterwards shall relinquish said seat on the third year to
Nominee 5, who will serve for the remaining one (1) year.
In Fine:
(Signed)
(Signed)
Godofredo V. Arquiza
S.C.I.D. #2615256 Iss. at
Manila
on 04-02-04
David L. Kho
CTC#16836192 Iss. at
Quezon City on 03-15-09
(Signed)
(Signed)
Remedios D. Arquiza
S.C.I.D.#50696 Iss. at
Quezon City on 01-02-07
After the conduct of the May 10, 2010 elections, SENIOR CITIZENS
ranked second among all the party-list candidates and was allocated two
seats in the House of Representatives. The first seat was occupied by its
first nominee, Rep. Arquiza, while the second was given to its second
nominee, David L. Kho (Rep. Kho).
The split among the ranks of SENIOR CITIZENS came about not long
after. According to the Datol Groups petition, the members of SENIOR
CITIZENS held a national convention on November 27, 2010 in order to
address "the unfulfilled commitment of Rep. Arquiza to his
constituents."10 Further, a new set of officers and members of the Board
of Trustees of the organization were allegedly elected during the said
convention. SENIOR CITIZENS third nominee, Francisco G. Datol, Jr.,
was supposedly elected as the organizations Chairman. Thereafter, on
November 30, 2010, in an opposite turn of events, Datol was expelled
from SENIOR CITIZENS by the Board of Trustees that were allied with
Rep. Arquiza.11
Thenceforth, the two factions of SENIOR CITIZENS had been engaged
in a bitter rivalry as both groups, with their own sets of officers, claimed
leadership of the organization.
The Resignation of Rep. Kho
On December 14, 2011, Rep. Arquiza informed the office of COMELEC
Chairman Sixto S. Brillantes, Jr. in a letter12 dated December 8, 2011 that
the second nominee of SENIOR CITIZENS, Rep. Kho, had tendered his
resignation, which was to take effect on December 31, 2011. The fourth
nominee, Remedios D. Arquiza, was to assume the vacant position in
view of the previous expulsion from the organization of the third nominee,
Francisco G. Datol, Jr.
According to the Datol Group, Rep. Kho submitted to them a letter dated
December 31, 2011, notifying them of his resignation in this wise:
December 31, 2011
COALITION OF ASSOCIATIONS OF
SENIOR CITIZENS IN THE PHILS., INC.
Rm. 405, 4th Floor, WTC Building
132 West Avenue, Quezon City
Gentlemen/Ladies:
It is with deepest regret that I inform this esteemed organization of my
decision to resign as the party-list nominee for the House of
Representatives this 15th Congress for personal reason already
conveyed to you.
Thank you for the opportunity to serve the Senior Citizens of our dear
country.
Very truly yours,
(Signed)
DAVID L. KHO17
In the interim, during the pendency of E.M. No. 12-040, COMELEC
Resolution No. 936618 was promulgated on February 21, 2012.
Pertinently, Section 7 of Rule 4 thereof provided that:
SEC. 7. Term sharing of nominees. Filing of vacancy as a result of term
sharing agreement among nominees of winning party-list
groups/organizations shall not be allowed.
On March 12, 2012, the Board of Trustees of SENIOR CITIZENS that
were allied with Rep. Arquiza issued Board Resolution No. 003-2012,
which pertinently stated thus:
BOARD RESOLUTION NO. 003-2012
Series of 2012
A RESOLUTION RECALLING THE ACCEPTANCE OF THE BOARD IN
RESOLUTION NO. 11-0012 OF THE RESIGNATION OF
was withdrawing its petition, but the same was opposed by the Datol
Group and was not acted upon by the COMELEC.22
On June 27, 2012, the COMELEC En Banc issued a Resolution 23 in E.M.
No. 12-040, dismissing the petition of the SENIOR CITIZENS (Arquiza
Group). The pertinent portions of the Resolution stated, thus:
First, resignation of Kho,
pursuant to the party nominees
term-sharing agreement, cannot
be recognized and be given effect
so as to create a vacancy in the
list and change the order of the
nominees.
Under Section 8 of Republic Act No. 7941, the withdrawal in writing of the
nominee of his nomination is one of the three (3) exemptions to the rule
that "no change of names or alteration of the order of nominees shall be
allowed after the same shall have been submitted to the COMELEC."
While we can consider the resignation of Rep. Kho as akin to the
withdrawal of his own nomination, we are constrained however NOT to
recognize such resignation but only in so far as to change the order of
petitioners nominees as submitted to the Commission.
xxxx
xxxx
It must be noted that the list and order of nominees, after submission to
this Commission, is meant to be permanent. The legislature in crafting
Republic Act No. 7941 clearly deprived the party-list organization of the
right to change its nominees or to alter the order of nominees once the
list is submitted to the COMELEC, except for three (3) enumerated
instances such as when: (a) the nominee dies; (b) the nominee
withdraws in writing his nomination; or (c) the nominee becomes
incapacitated.
xxxx
Thus, even if the expulsion of Datol in the petitioner party-list were true,
the list and order of nominees of the Senior Citizens party-list remains
the same in so far as we are concerned as it does not fall under one of
the three grounds mentioned above. Neither does it have an automatic
effect on the organizations representative in the House of
Representatives, for once a party-list nominee is "elected" into office and
becomes a member of the House, he is treated similarly and equally with
the regular district representatives. As such, they can only be expelled or
suspended upon the concurrence of the two-thirds of all its Members and
never by mere expulsion of a party-list organization.
xxxx
The Datol Group filed A Very Urgent Motion for Reconsideration25 of the
above resolution, but the same remained unresolved.
Meanwhile, the Datol Group and the Arquiza Group filed their respective
Manifestations of Intent to Participate in the Party-list System of
Representation in the May 13, 2013 Elections under the name of
SENIOR CITIZENS.26The Manifestation of the Datol Group was docketed
as SPP
No. 12-157 (PLM), while that of the Arquiza Group was docketed as SPP
No. 12-191 (PLM).
On August 2, 2012, the COMELEC issued Resolution No. 9513, 27 which,
inter alia, set for summary evidentiary hearings by the COMELEC En
Banc the review of the registration of existing party-list organizations,
which have filed their Manifestations of Intent to Participate in the Partylist System of Representation in the May 13, 2013 Elections.
The two factions of SENIOR CITIZENS appeared before the COMELEC
En Banc on August 24, 2012 and they both submitted their respective
evidence, which established their continuing compliance with the
requirements of accreditation as a party-list organization.28
On December 4, 2012, the COMELEC En Banc issued a Resolution29 in
SPP Nos. 12-157 (PLM) and 12-191 (PLM). By a vote of 4-3, the
COMELEC En Banc ordered the cancellation of the registration of
SENIOR CITIZENS. The resolution explained that:
It shall be recalled that on June 27, 2012, this Commission promulgated
its resolution in a petition that involved SENIOR CITIZENS titled "In Re:
Petition for Confirmation of Replacement of Resigned PartyList Nominee"
and docketed as EM No. 12-040. In the process of resolving the issues of
said case, this Commission found that SENIOR CITIZENS nominees
specifically nominees David L. Kho and Francisco G. Datol, Jr. have
entered into a term-sharing agreement. x x x.
THE ISSUES
The Datol Groups memorandum raised the following issues for our
consideration:
IV. STATEMENT OF THE ISSUES
4.1
WHETHER OR NOT RESPONDENT COMELEC COMMITTED GRAVE
ABUSE OF DISCRETION AMOUNTING TO LACK OR EXCESS OF
JURISDICTION WHEN IT ADDED ANOTHER GROUND (VIOLATION
OF PUBLIC POLICY) FOR CANCELLATION OF REGISTRATION OF A
PARTYLIST GROUP AS PROVIDED UNDER SECTION 6, REPUBLIC
ACT NO. 7941.
4.2
WHETHER OR NOT RESPONDENT COMELEC COMMITTED GRAVE
ABUSE OF DISCRETION AMOUNTING TO LACK OR EXCESS OF
JURISDICTION WHEN IT CANCELLED PETITIONERS CERTIFICATE
OF REGISTRATION/ACCREDITATION WITHOUT DUE PROCESS OF
LAW.
4.3
WHETHER OR NOT RESPONDENT COMELEC COMMITTED GRAVE
ABUSE OF DISCRETION AMOUNTING TO LACK OR EXCESS OF
JURISDICTION WHEN IT CONCLUDED THAT PETITIONER VIOLATED
PUBLIC POLICY ON TERM SHARING.
4.4
WHETHER OR NOT RESPONDENT COMELEC COMMITTED GRAVE
ABUSE OF DISCRETION AMOUNTING TO LACK OR EXCESS OF
JURISDICTION WHEN IT ORDERED THE AUTOMATIC REVIEW BY
THE EN BANC OF THE REGISTRATION/ACCREDITATION GRANTED
BY ITS DIVISION, NOTWITHSTANDING THE CONSTITUTIONAL
PROVISION THAT THE EN BANC CAN ONLY REVIEW DECISIONS OF
THE DIVISION UPON FILING OF A MOTION FOR
RECONSIDERATION.44 (Citation omitted.)
Upon the other hand, the memorandum of the Arquiza Group brought
forward the following arguments:
First, we shall dispose of the procedural issue. In their petitions, the two
rival groups of SENIOR CITIZENS are actually one in asserting that the
organizations disqualification and cancellation of its registration and
accreditation were effected in violation of its right to due process.
The Arquiza Group argues that no notice and hearing were given to
SENIOR CITIZENS for the cancellation of its registration on account of
the term-sharing agreement of its nominees. The Arquiza Group
maintains that SENIOR CITIZENS was summoned only to a single
hearing date in the afternoon of August 24, 2012 and the COMELECs
review therein focused on the groups programs, accomplishments, and
other related matters. The Arquiza Group asserts that SENIOR CITIZENS
was not advised, before or during the hearing, that the issue of the termsharing agreement would constitute a basis for the review of its
registration and accreditation.
Likewise, the Datol Group faults the COMELEC for cancelling the
registration and accreditation of SENIOR CITIZENS without giving the
latter the opportunity to show that it complied with the parameters laid
down in Atong Paglaum. The Arquiza Group confirms that after the
promulgation of Atong Paglaum, the COMELEC conducted summary
hearings in executive sessions, without informing SENIOR CITIZENS.
The Arquiza Group says that it filed a "Very Urgent Motion To Set Case
For Hearing Or To Be Included In The Hearing Set On Thursday, May 9,
2013," but its counsel found that SENIOR CITIZENS was not included in
the hearings wherein other party-list groups were heard by the
COMELEC. The Arquiza Group subsequently filed on May 10, 2013 a
"2nd Very Urgent Motion To Set Case For Public Hearing," but the same
was also not acted upon. The Arquiza Group alleges that it only found out
after the elections that the assailed May 10, 2013 Omnibus Resolution
was issued and the Arquiza Group was not actually served a copy
thereof.
Section 6 of Republic Act No. 794146 provides for the procedure relative
to the review of the registration of party-list organizations, to wit:
SEC. 6. Refusal and/or Cancellation of Registration. The COMELEC
may, motu proprio or upon verified complaint of any interested party,
refuse or cancel, after due notice and hearing, the registration of any
national, regional or sectoral party, organization or coalition on any of the
following grounds:
(3) While the duty to deliberate does not impose the obligation to
decide right, it does imply a necessity which cannot be
disregarded, namely, that of having something to support its
decision. A decision with absolutely nothing to support it is a
nullity, a place when directly attached.
(4) Not only must there be some evidence to support a finding or
conclusion, but the evidence must be "substantial." "Substantial
evidence is more than a mere scintilla. It means such relevant
evidence as a reasonable mind might accept as adequate to
support a conclusion."
(5) The decision must be rendered on the evidence presented at
the hearing, or at least contained in the record and disclosed to
the parties affected.
(6) The Court of Industrial Relations or any of its judges,
therefore, must act on its or his own independent consideration of
the law and facts of the controversy, and not simply accept the
views of a subordinate in arriving at a decision.
(7) The Court of Industrial Relations should, in all controversial
questions, render its decision in such a manner that the parties to
the proceeding can know the various issues involved, and the
reasons for the decisions rendered. The performance of this duty
is inseparable from the authority conferred upon it.
These are now commonly referred to as cardinal primary rights in
administrative proceedings.
The first of the enumerated rights pertain to the substantive rights of a
party at hearing stage of the proceedings. The essence of this aspect of
due process, we have consistently held, is simply the opportunity to be
heard, or as applied to administrative proceedings, an opportunity to
explain ones side or an opportunity to seek a reconsideration of the
action or ruling complained of. A formal or trial-type hearing is not at all
times and in all instances essential; in the case of COMELEC, Rule 17 of
its Rules of Procedure defines the requirements for a hearing and these
serve as the standards in the determination of the presence or denial of
due process.
The second, third, fourth, fifth, and sixth aspects of the Ang Tibay
requirements are reinforcements of the right to a hearing and are the
inviolable rights applicable at the deliberative stage, as the decisionmaker decides on the evidence presented during the hearing. These
standards set forth the guiding considerations in deliberating on the case
and are the material and substantial components of decision-making.
Briefly, the tribunal must consider the totality of the evidence presented
which must all be found in the records of the case (i.e., those presented
or submitted by the parties); the conclusion, reached by the decisionmaker himself and not by a subordinate, must be based on substantial
evidence.
Finally, the last requirement, relating to the form and substance of the
decision of a quasi-judicial body, further complements the hearing and
decision-making due process rights and is similar in substance to the
constitutional requirement that a decision of a court must state distinctly
the facts and the law upon which it is based. As a component of the rule
of fairness that underlies due process, this is the "duty to give reason" to
enable the affected person to understand how the rule of fairness has
been administered in his case, to expose the reason to public scrutiny
and criticism, and to ensure that the decision will be thought through by
the decision-maker. (Emphases ours, citations omitted.)
In the instant case, the review of the registration of SENIOR CITIZENS
was made pursuant to COMELEC Resolution No. 9513 through a
summary evidentiary hearing carried out on August 24, 2012 in SPP No.
12-157 (PLM) and SPP No. 12-191 (PLM). In this hearing, both the
Arquiza Group and the Datol Group were indeed given the opportunity to
adduce evidence as to their continuing compliance with the requirements
for party-list accreditation. Nevertheless, the due process violation was
committed when they were not apprised of the fact that the term-sharing
agreement entered into by the nominees of SENIOR CITIZENS in 2010
would be a material consideration in the evaluation of the organizations
qualifications as a party-list group for the May 13, 2013 elections. As it
were, both factions of SENIOR CITIZENS were not able to answer this
issue squarely. In other words, they were deprived of the opportunity to
adequately explain their side regarding the term-sharing agreement
and/or to adduce evidence, accordingly, in support of their position.
In its Comment48 to the petitions, the COMELEC countered that
petitioners were actually given the opportunity to present their side on the
issue of the term-sharing agreement during the hearing on April 18,
2012.49 Said hearing was allegedly conducted to determine petitioners
continuing compliance for accreditation as a party-list organization.
The Court is not persuaded. It is true that during the April 18, 2012
hearing, the rival groups of SENIOR CITIZENS admitted to the existence
of the term-sharing agreement. Contrary to the claim of COMELEC,
however, said hearing was conducted for purposes of discussing the
petition of the Arquiza Group in E.M. No. 12-040. To recall, said petition
asked for the confirmation of the replacement of Rep. Kho, who had
tendered his resignation effective on December 31, 2011. More
specifically, the transcript of the hearing reveals that the focus thereof
was on the petition filed by the Arquiza group and its subsequent
manifestation, praying that the group be allowed to withdraw its petition.
Also, during the hearing, COMELEC Chairman Brillantes did admonish
the rival factions of SENIOR CITIZENS about their conflicts and warned
them about the complications brought about by their term-sharing
agreement. However, E.M. No. 12-040 was not a proceeding regarding
the qualifications of SENIOR CITIZENS as a party-list group and the
issue of whether the term-sharing agreement may be a ground for
disqualification was neither raised nor resolved in that case. Chairman
Brillantess remonstration was not sufficient as to constitute a fair warning
that the term-sharing agreement would be considered as a ground for the
cancellation of SENIOR CITIZENS registration and accreditation.
Furthermore, after the promulgation of Atong Paglaum, which remanded,
among other cases, the disqualification cases involving SENIOR
CITIZENS, said organization should have still been afforded the
opportunity to be heard on the matter of the term-sharing agreement,
either through a hearing or through written memoranda. This was the
proper recourse considering that the COMELEC was about to arrive at a
final determination as to the qualification of SENIOR CITIZENS. Instead,
the COMELEC issued the May 10, 2013 Omnibus Resolution in SPP No.
12-157 (PLM) and SPP No. 12-191 (PLM) without conducting any further
proceedings thereon after its receipt of our Decision in Atong Paglaum.
The Prohibition on Term-sharing
The second issue both raised by the petitioners herein constitute the
threshold legal issue of the instant cases: whether the COMELEC
committed grave abuse of discretion amounting to lack or excess of
jurisdiction when it issued the assailed Omnibus Resolution, disqualifying
and cancelling the registration and accreditation of SENIOR CITIZENS
solely on account of its purported violation of the prohibition against termsharing.
The Datol Group argues that the public policy prohibiting term-sharing
was provided for under Section 7, Rule 4 of COMELEC Resolution No.
9366, which was promulgated only on February 21, 2012. Hence, the
resolution should not be made to apply retroactively to the case of
SENIOR CITIZENS as nothing therein provides for its retroactive effect.
When the term-sharing agreement was executed in 2010, the same was
not yet expressly proscribed by any law or resolution.
Furthermore, the Datol Group points out that the mere execution of the
Irrevocable Covenant between the nominees of SENIOR CITIZENS for
the 2010 elections should not have been a ground for the cancellation of
the organizations registration and accreditation because the nominees
never actually implemented the agreement.
In like manner, the Arquiza Group vehemently stresses that no termsharing actually transpired between the nominees of SENIOR CITIZENS.
It explained that whatever prior arrangements were made by the
nominees on the term-sharing agreement, the same did not materialize
given that the resignation of Rep. Kho was disapproved by the Board of
Trustees and the members of SENIOR CITIZENS.
Still, granting for the sake of argument that the term-sharing agreement
was actually implemented, the Arquiza Group points out that SENIOR
CITIZENS still cannot be held to have violated Section 7 of Resolution
No. 9366. The term-sharing agreement was entered into in 2010 or two
years prior to the promulgation of said resolution on February 21, 2012.
Likewise, assuming that the resolution can be applied retroactively, the
Arquiza Group contends that the same cannot affect SENIOR CITIZENS
at it already earned a vested right in 2010 as party-list organization.
Article 4 of the Civil Code states that "laws shall have no retroactive
effect, unless the contrary is provided." As held in Commissioner of
Internal Revenue v. Reyes,50 "the general rule is that statutes are
prospective. However, statutes that are remedial, or that do not create
new or take away vested rights, do not fall under the general rule against
the retroactive operation of statutes." We also reiterated in Lintag and
Arrastia v. National Power Corporation51 that:
It is a well-entrenched principle that statutes, including administrative
rules and regulations, operate prospectively unless the legislative intent
to the contrary is manifest by express terms or by necessary implication
because the retroactive application of a law usually divests rights that
have already become vested. This is based on the Latin maxim: Lex
prospicit non respicit (the law looks forward, not backward). (Citations
omitted.)
True, COMELEC Resolution No. 9366 does not provide that it shall have
retroactive effect. Nonetheless, the Court cannot subscribe to the
argument of the Arquiza Group that SENIOR CITIZENS already earned a
vested right to its registration as a party-list organization.
Montesclaros v. Commission on Elections52 teaches that "a public office is
not a property right. As the Constitution expressly states, a Public office
is a public trust. No one has a vested right to any public office, much less
a vested right to an expectancy of holding a public office." Under Section
2(5), Article IX-C of the Constitution, the COMELEC is entrusted with the
function to "register, after sufficient publication, political parties,
organizations, or coalitions which, in addition to other requirements, must
present their platform or program of government." In fulfilling this function,
the COMELEC is duty-bound to review the grant of registration to parties,
organizations, or coalitions already registered in order to ensure the
latters continuous adherence to the requirements prescribed by law and
the relevant rulings of this Court relative to their qualifications and
eligibility to participate in party-list elections.
The Arquiza Group cannot, therefore, object to the retroactive application
of COMELEC Resolution No. 9366 on the ground of the impairment of
SENIOR CITIZENS vested right.
Be that as it may, even if COMELEC Resolution No. 9366 expressly
provided for its retroactive application, the Court finds that the COMELEC
En Banc indeed erred in cancelling the registration and accreditation of
SENIOR CITIZENS.
The reason for this is that the ground invoked by the COMELEC En
Banc, i.e., the term-sharing agreement among the nominees of SENIOR
CITIZENS, was not implemented. This fact was manifested by the
Arquiza Group even during the April 18, 2012 hearing conducted by the
COMELEC En Banc in E.M. No. 12-040 wherein the Arquiza Group
manifested that it was withdrawing its petition for confirmation and
approval of Rep. Khos replacement. Thereafter, in its Resolution dated
June 27, 2012 in E.M. No. 12-040, the COMELEC En Banc itself refused
to recognize the term-sharing agreement and the tender of resignation of
Rep. Kho. The COMELEC even declared that no vacancy was created
despite the execution of the said agreement. Subsequently, there was
also no indication that the nominees of SENIOR CITIZENS still tried to
implement, much less succeeded in implementing, the term-sharing
agreement. Before this Court, the Arquiza Group and the Datol Group
insist on this fact of non-implementation of the agreement. Thus, for all
intents and purposes, Rep. Kho continued to hold his seat and served his
the participation of more members of the arts and culture sector of the
Philippines in the selection of who may be proclaimed a National Artist.
On September 19, 2003, Executive Order No. 236, s. 2003, entitled
Establishing the Honors Code of the Philippines to Create an Order of
Precedence of Honors Conferred and for Other Purposes, was issued.
The National Artists Award was renamed the Order of National Artists and
raised to the level of a Cultural Order, fourth in precedence among the
orders and decorations that comprise the Honors of the Philippines.
Executive Order No. 236, s. 2003, recognizes the vital role of the NCCA
and the CCP in identifying Filipinos who have made distinct contributions
to arts and letters and states that the National Artist recognition is
conferred "upon the recommendation of the Cultural Center of the
Philippines and the National Commission for Culture and the
Arts."12 Executive Order No. 236, s. 2003, further created a Committee on
Honors to "assist the President in evaluating nominations for recipients of
Honors,"13 including the Order of National Artists, and presidential
awards. The Committee on Honors has been allowed to "authorize
relevant department or government agencies to maintain Honors and/or
Awards Committees to process nominations for Honors and/or
Presidential Awards."14In this connection, Section 2.4(A) of the
Implementing Rules and Regulations15 of Executive Order No. 236, s.
2003, states:
2.4: Awards Committees
There shall be two types of awards committees: the Committee on
Honors and the various awards committees in the various units of the
government service.
A. The Committee on Honors
The Committee on Honors serves as a National Awards Committee. It is
composed of the following:
The Executive Secretary, Chairman
The Secretary of Foreign Affairs, Vice-Chairman
Head, Presidential Management Staff, member
Presidential Assistant for Historical Affairs, member
Art Field/Category
Number of
Votes
26
Ramon Santos
Music
19
15
Federico AguilarAlcuaz
15
Visual Arts
For her part, in a letter40 dated March 11, 2010, respondent GuidoteAlvarez manifested that she was waiving her right to file her comment on
the petition and submitted herself to the Courts discretion and wisdom.
Respondent Maosa manifested that his creations speak for themselves
as his contribution to Filipino cultural heritage and his worthiness to
receive the award. Nonetheless, he expressed his conviction that the
Order of National Artists is not a right but a privilege that he would
willingly relinquish should he be found not worthy of it. 41
Respondent Moreno did not file any pleading despite being given several
opportunities to do so. Hence, the Court dispensed with his pleadings. 42
In a Resolution dated July 12, 2011, this Court gave due course to the
petition and required the parties to file their respective
memoranda.43 Respondent Caparas filed his memorandum on
September 8, 2011,44 the CCP filed its memorandum on September 19,
2011,45 respondent Maosa on September 20, 2011,46 and the Office of
the Solicitor General filed a manifestation stating that it is adopting its
comment as its memorandum on September 21, 2011.47 Respondent
Moreno failed to file a Memorandum, hence, the Court resolved to
dispense with the same.48 Petitioners filed their Memorandum on May 14,
2012.49
On the other hand, the original position of the Office of the Solicitor
General (OSG) was similar to that of respondent Caparas.50 In a
subsequent manifestation,51 however, the OSG stated that the current
Board of Commissioners of the NCCA agree with the petitioners that the
President cannot honor as a National Artist one who was not
recommended by the joint Boards of the NCCA and the CCP. The
implementing rules and regulations of Executive Order No. 236, s. 2003,
recognized the binding character of the recommendation of the NCCA
and the CCP Boards and limited the authority of the Committee on
Honors to the determination that (1) there has been no grave abuse of
discretion on the part of the NCCA and the CCP Boards in making the
nomination, and (2) the nominee is in good standing. Where a nomination
meets the said two criteria, a recommendation to the President to confer
the award shall be made.52
The OSG further argued that, while the President exercises control over
the NCCA and the CCP, the President has the duty to faithfully execute
the laws, including the NCCA-CCP guidelines for selection of National
Artists and the implementing rules of Executive Order No. 236, s. 2003.
Moreover, the laws recognize the expertise of the NCCA and the CCP in
the arts and tasked them to screen and select the artists to be conferred
the Order of National Artists. Their mandate is clear and exclusive as no
other agency possesses such expertise.53
The OSG also assailed the former Presidents choice of respondent
Guidote-Alvarez for being contrary to Republic Act No. 7356.54 Section 11
of the said law provides:
Sec. 11. Membership Restrictions. During his/her term as member of
the Commission, a Commissioner shall not be eligible for any grant, or
such other financial aid from the Commission as an individual: Provided,
however, That he/she may compete for grants and awards on the same
level as other artists one (1) year after his/her term shall have expired.
The omission of the word "award" in the first portion of the above
provision appears to be unintentional as shown by the proviso which
states that a member may compete for grants and awards only one year
after his or her term shall have expired. As such, respondent GuidoteAlvarez is restricted and disqualified from being conferred the 2009 Order
of National Artists.55
The Courts Ruling
Standing of the Petitioners
Standing is the determination of whether a specific person is the proper
party to bring a matter to the court for adjudication.56 The gist of the
question of standing is whether a party alleges such personal stake in the
outcome of the controversy as to assure that concrete adverseness
which sharpens the presentation of issues upon which the court depends
for illumination of difficult constitutional questions.57
The parties who assail the constitutionality or legality of a statute or an
official act must have a direct and personal interest. They must show not
only that the law or any governmental act is invalid, but also that they
sustained or are in immediate danger of sustaining some direct injury as
a result of its enforcement, and not merely that they suffer thereby in
some indefinite way. They must show that they have been or are about to
be denied some right or privilege to which they are lawfully entitled or that
they are about to be subjected to some burdens or penalties by reason of
the statute or act complained of.58
In this case, we find that the petitioning National Artists will be denied
some right or privilege to which they are entitled as members of the
Order of National Artists as a result of the conferment of the award on
respondents Guidote-Alvarez, Caparas, Maosa and Moreno. In
particular, they will be denied the privilege of exclusive membership in the
Order of National Artists.
In accordance with Section 2(a)59 of Executive Order No. 236, s. 2003,
the Order of National Artists is "an exclusive association of honored
individuals." To ensure the exclusivity of the membership in the Order, a
rigid nomination and screening process has been established with
different sets of renowned artists and respected art critics invited to sit as
the Council of Experts for the First and Second Deliberation Panels.
Moreover, all living National Artists are given a voice on who should be
included in their exclusive club as they automatically become members of
the Final Deliberation Panel that will vote on who should be included in
the final list to be submitted to the President for conferment of the Order
of National Artists. To allow the untrammeled discretion and authority of
the President to confer the Order of National Artists without regard to the
stringent screening and rigorous selection process established by the
NCCA and the CCP will diminish, if not negate, the exclusive nature of
the said Order. It will unduly subject the selection and conferment of the
Order of National Artists to politics rather than to principles and
procedures. It will subvert the transparent and rigorous process and allow
entry to the exclusive Order of National Artists through a secret backdoor
of lobbying, back channeling and political accommodation.
Among the other petitioners, Prof. Gemino Abad presents a unique valid
personal and substantial interest. Like respondents Caparas, Maosa
and Moreno, he was among the 87 nominees for the 2009 Order of
National Artists. Like respondent Moreno, he made it to the preliminary
shortlist. As he did not make it to the second shortlist, he was not
considered by the Final Deliberation Panel, more so by the former
President.
It should be recalled too that respondent Guidote-Alvarez was
disqualified to be nominated for being the Executive Director of the NCCA
at that time while respondents Maosa and Caparas did not make it to
the preliminary shortlist and respondent Moreno was not included in the
second shortlist. Yet, the four of them were treated differently and
considered favorably when they were exempted from the rigorous
screening process of the NCCA and the CCP and conferred the Order of
National Artists. The Committee on Honors and the former President
effectively treated respondents Guidote-Alvarez, Caparas, Maosa and
Nevertheless, even if the principal issue is already moot, this Court may
still resolve its merits for the future guidance of both bench and bar.
Courts will decide a question otherwise moot and academic if it is
"capable of repetition, yet evading review."68
It is an opportune time for the Court to assert its role as republican
schoolmaster,69 a teacher in a vital national seminar.70 There are times
when the controversy is of such character that, to prevent its recurrence
and to assure respect for constitutional limitations, this Court must pass
on the merits of a case.71 This is one such case. More than being a
teaching moment, this is not the first time that the Order of National
Artists was conferred in the manner that is being assailed in this case. 72 If
not addressed here and now, there is great probability that the central
question involved in this case will haunt us again in the future. Every
President may invoke absolute presidential prerogative and thrust upon
us National Artists after his or her own heart, in total disregard of the
advise of the CCP and the NCCA and the voice of the community of
artists, resulting to repeated episodes of indignation and uproar from the
artists and the public.
Furthermore, if not corrected, such an act would give rise to mischief and
dangerous precedent whereby those in the corridors of power could
avoid judicial intervention and review by merely speedily and stealthily
completing the commission of an illegality.73
In any event, the present petition is also for certiorari and there is no
procedural bar for the Court to pass upon the question of whether the
proclamations of respondents Guidote-Alvarez, Caparas, Maosa and
Moreno as National Artists were attended by grave abuse of presidential
discretion.
Limits of the Presidents Discretion
The respective powers of the CCP Board of Trustees and of the NCCA
Board of Commissioners with respect to the conferment of the Order of
National Artists are clear. They jointly administer the said award and,
upon their recommendation or advice, the President confers the Order of
National Artists.
To "recommend" and to "advise" are synonymous. To "recommend" is "to
advise or counsel."74 To "advise" is "to give an opinion or counsel, or
recommend a plan or course of action; also to give notice. To encourage,
inform or acquaint."75 "Advise" imports that it is discretionary or optional
constituted the CCP Board as the National Artists Awards Committee and
tasked it to "administer the conferment of the category of National Artist"
upon deserving Filipino artists with the mandate to "draft the rules to
guide its deliberations in the choice of National Artists":
Proclamation No. 1001 dated April 27, 1972, creating the Award and
Decoration of National Artist, is hereby amended by creating a National
Artists Awards Committee, hereinafter to administer the conferment of the
category of National Artist upon those deserving thereof. The Committee,
which shall be composed of members of the Board of Trustees of the
Cultural Center of the Philippines, shall organize itself immediately and
shall draft the rules to guide its deliberations in the choice of National
Artists, to the end that those who have created a body of work in the arts
and in letters capable of withstanding the test of time will be so
recognized. (Emphases supplied.)
xxxx
xxxx
Sec. 13. Powers and Functions. To carry out its mandate, the
Commission shall exercise the following powers and functions:
xxxx
(j) advise the President on matters pertaining to culture and the
arts, including the creation of a special decoration or award, for
persons who have significantly contributed to the development
and promotion of Philippine culture and arts;
(k) promulgate rules, regulations and undertake any and all
measures as may be necessary to implement this Act.
(Emphases supplied.)
By virtue of their respective statutory mandates in connection with the
conferment of the National Artist Award, the NCCA and the CCP decided
to work together and jointly administer the National Artist Award. They
reviewed the guidelines for the nomination, selection and administration
of the National Artist Award, created a National Artist Award Secretariat,
centralized all financial resources and management for the administration
of the National Artist Award, and added another layer to the selection
process so that more members of the arts and culture sector of the
Philippines may be involved and participate in the selection of National
Artists.
We have held that an administrative regulation adopted pursuant to law
has the force and effect of law.82 Thus, the rules, guidelines and policies
regarding the Order of National Artists jointly issued by the CCP Board of
Trustees and the NCCA pursuant to their respective statutory mandates
have the force and effect of law. Until set aside, they are binding upon
executive and administrative agencies,83 including the President
himself/herself as chief executor of laws. In this connection, Section
6.5 NCCA and CCP Board members and consultants and NCCA and
CCP officers and staff are automatically disqualified from being
nominated.85
Respondent Guidote-Alvarez could not have even been nominated,
hence, she was not qualified to be considered and conferred the Order of
National Artists at that time. The Presidents discretion on the matter does
not extend to removing a legal impediment or overriding a legal
restriction.
From the foregoing, the advice or recommendation of the NCCA and the
CCP Boards as to the conferment of the Order of National Artists on
Conde, Dr. Santos, Francisco and Alcuaz was not binding on the former
President but only discretionary or optional for her whether or not to act
on such advice or recommendation. Also, by virtue of the power of
control, the President had the authority to alter or modify or nullify or set
aside such recommendation or advice. It was well within the Presidents
power and discretion to proclaim all, or some or even none of the
recommendees of the CCP and the NCCA Boards, without having to
justify his or her action. Thus, the exclusion of Santos did not constitute
grave abuse of discretion on the part of the former President.
The conferment of the Order of National Artists on respondents GuidoteAlvarez, Caparas, Maosa and Moreno was an entirely different matter.
There is grave abuse of discretion when an act is (1) done contrary to the
Constitution, the law or jurisprudence or (2) executed whimsically,
capriciously or arbitrarily, out of malice, ill will or personal bias.86
There was a violation of the equal protection clause of the
Constitution87 when the former President gave preferential treatment to
respondents Guidote-Alvarez, Caparas, Maosa and Moreno. The
former Presidents constitutional duty to faithfully execute the laws and
observe the rules, guidelines and policies of the NCCA and the CCP as to
the selection of the nominees for conferment of the Order of National
Artists proscribed her from having a free and uninhibited hand in the
conferment of the said award. The manifest disregard of the rules,
guidelines and processes of the NCCA and the CCP was an arbitrary act
that unduly favored respondents Guidote-Alvarez, Caparas, Maosa and
Moreno. The conferment of the Order of National Artists on said
respondents was therefore made with grave abuse of discretion and
should be set aside.
1wphi1
I, Rommel Cagoco Arnado, solemnly swear that I will support and defend
the Constitution of the Republic of the Philippines and obey the laws and
legal orders promulgated by the duly constituted authorities of the
Philippines and I hereby declare that I recognize and accept the supreme
authority of the Philippines and will maintain true faith and allegiance
thereto; and that I impose this obligation upon myself voluntarily without
mental reservation or purpose of evasion.6
On 3 April 2009 Arnado again took his Oath of Allegiance to the Republic
and executed an Affidavit of Renunciation of his foreign citizenship, which
states:
I, Rommel Cagoco Arnado, do solemnly swear that I absolutely and
perpetually renounce all allegiance and fidelity to the UNITED STATES
OF AMERICA of which I am a citizen, and I divest myself of full
employment of all civil and political rights and privileges of the United
States of America.
I solemnly swear that all the foregoing statement is true and correct to the
best of my knowledge and belief.7
On 30 November 2009, Arnado filed his Certificate of Candidacy for
Mayor of Kauswagan, Lanao del Norte, which contains, among others,
the following statements:
I am a natural born Filipino citizen / naturalized Filipino citizen.
I am not a permanent resident of, or immigrant to, a foreign country.
I am eligible for the office I seek to be elected to.
I will support and defend the Constitution of the Republic of the
Philippines and will maintain true faith and allegiance thereto. I will obey
the laws, legal orders and decrees promulgated by the duly constituted
authorities.
I impose this obligation upon myself voluntarily without mental
reservation or purpose of evasion.8
On 28 April 2010, respondent Linog C. Balua (Balua), another mayoralty
candidate, filed a petition to disqualify Arnado and/or to cancel his
Neither motion was acted upon, having been overtaken by the 2010
elections where Arnado garnered the highest number of votes and was
subsequently proclaimed as the winning candidate for Mayor of
Kauswagan, Lanao del Norte.
It was only after his proclamation that Arnado filed his verified answer,
submitting the following documents as evidence:14
1. Affidavit of Renunciation and Oath of Allegiance to the Republic
of the Philippines dated 03 April 2009;
2. Joint-Affidavit dated 31 May 2010 of Engr. Virgil Seno, Virginia
Branzuela, Leoncio Daligdig, and Jessy Corpin, all neighbors of
Arnado, attesting that Arnado is a long-time resident of
Kauswagan and that he has been conspicuously and
continuously residing in his familys ancestral house in
Kauswagan;
3. Certification from the Punong Barangay of Poblacion,
Kauswagan, Lanao del Norte dated 03 June 2010 stating that
Arnado is a bona fide resident of his barangay and that Arnado
went to the United States in 1985 to work and returned to the
Philippines in 2009;
NATIONALITY : USA-AMERICAN
PASSPORT : 057782700
DATE OF Arrival : 03/23/2010
NATIONALITY : USA-AMERICAN
PASSPORT : 057782700
12
Ascribing both grave abuse of discretion and reversible error on the part
of the COMELEC En Banc for ruling that Arnado is a Filipino citizen
despite his continued use of a US passport, Maquiling now seeks to
reverse the finding of the COMELEC En Banc that Arnado is qualified to
run for public office.
Corollary to his plea to reverse the ruling of the COMELEC En Banc or to
affirm the First Divisions disqualification of Arnado, Maquiling also seeks
the review of the applicability of Section 44 of the Local Government
Code, claiming that the COMELEC committed reversible error in ruling
that "the succession of the vice mayor in case the respondent is
disqualified is in order."
There are three questions posed by the parties before this Court which
will be addressed seriatim as the subsequent questions hinge on the
result of the first.
The first question is whether or not intervention is allowed in a
disqualification case.
The second question is whether or not the use of a foreign passport after
renouncing foreign citizenship amounts to undoing a renunciation earlier
made.
A better framing of the question though should be whether or not the use
of a foreign passport after renouncing foreign citizenship affects ones
qualifications to run for public office.
The third question is whether or not the rule on succession in the Local
Government Code is applicable to this case.
OUR RULING
Intervention of a rival candidate in a
disqualification case is proper when
there has not yet been any
proclamation of the winner.
Mercado v. Manzano28
clarified the right of intervention in a disqualification case. In that case,
the Court said:
That petitioner had a right to intervene at that stage of the proceedings
for the disqualification against private respondent is clear from Section 6
of R.A. No. 6646, otherwise known as the Electoral Reforms Law of
1987, which provides: Any candidate who has been declared by final
judgment to be disqualified shall not be voted for, and the votes cast for
him shall not be counted. If for any reason a candidate is not declared by
final judgment before an election to be disqualified and he is voted for
and receives the winning number of votes in such election, the Court or
Commission shall continue with the trial and hearing of the action, inquiry,
or protest and, upon motion of the complainant or any intervenor, may
Those who retain or re-acquire Philippine citizenship under this Act shall
enjoy full civil and political rights and be subject to all attendant liabilities
and responsibilities under existing laws of the Philippines and the
following conditions:
xxxx
(2)Those seeking elective public in the Philippines shall meet the
qualification for holding such public office as required by the Constitution
and existing laws and, at the time of the filing of the certificate of
candidacy, make a personal and sworn renunciation of any and all foreign
before any public officer authorized to administer an oath.
x x x31
Rommel Arnado took all the necessary steps to qualify to run for a public
office. He took the Oath of Allegiance and renounced his foreign
citizenship. There is no question that after performing these twin
requirements required under Section 5(2) of R.A. No. 9225 or the
Citizenship Retention and Re-acquisition Act of 2003, he became eligible
to run for public office.
Indeed, Arnado took the Oath of Allegiance not just only once but twice:
first, on 10 July 2008 when he applied for repatriation before the
Consulate General of the Philippines in San Francisco, USA, and again
on 03 April 2009 simultaneous with the execution of his Affidavit of
Renunciation. By taking the Oath of Allegiance to the Republic, Arnado
re-acquired his Philippine citizenship. At the time, however, he likewise
possessed American citizenship. Arnado had therefore become a dual
citizen.
After reacquiring his Philippine citizenship, Arnado renounced his
American citizenship by executing an Affidavit of Renunciation, thus
completing the requirements for eligibility to run for public office.
By renouncing his foreign citizenship, he was deemed to be solely a
Filipino citizen, regardless of the effect of such renunciation under the
laws of the foreign country.32
However, this legal presumption does not operate permanently and is
open to attack when, after renouncing the foreign citizenship, the citizen
performs positive acts showing his continued possession of a foreign
citizenship.33
Arnado himself subjected the issue of his citizenship to attack when, after
renouncing his foreign citizenship, he continued to use his US passport to
travel in and out of the country before filing his certificate of candidacy on
30 November 2009. The pivotal question to determine is whether he was
solely and exclusively a Filipino citizen at the time he filed his certificate
of candidacy, thereby rendering him eligible to run for public office.
We agree with the COMELEC En Banc that such act of using a foreign
passport does not divest Arnado of his Filipino citizenship, which he
acquired by repatriation. However, by representing himself as an
American citizen, Arnado voluntarily and effectively reverted to his earlier
status as a dual citizen. Such reversion was not retroactive; it took place
the instant Arnado represented himself as an American citizen by using
his US passport.
This act of using a foreign passport after renouncing ones foreign
citizenship is fatal to Arnados bid for public office, as it effectively
imposed on him a disqualification to run for an elective local position.
Arnados category of dual citizenship is that by which foreign citizenship
is acquired through a positive act of applying for naturalization. This is
distinct from those considered dual citizens by virtue of birth, who are not
required by law to take the oath of renunciation as the mere filing of the
certificate of candidacy already carries with it an implied renunciation of
foreign citizenship.39 Dual citizens by naturalization, on the other hand,
are required to take not only the Oath of Allegiance to the Republic of the
Philippines but also to personally renounce foreign citizenship in order to
qualify as a candidate for public office.
By the time he filed his certificate of candidacy on 30 November 2009,
Arnado was a dual citizen enjoying the rights and privileges of Filipino
and American citizenship. He was qualified to vote, but by the express
disqualification under Section 40(d) of the Local Government Code, 40 he
was not qualified to run for a local elective position.
In effect, Arnado was solely and exclusively a Filipino citizen only for a
period of eleven days, or from 3 April 2009 until 14 April 2009, on which
date he first used his American passport after renouncing his American
citizenship.
This Court has previously ruled that:
Qualifications for public office are continuing requirements and must be
possessed not only at the time of appointment or election or assumption
of office but during the officer's entire tenure. Once any of the required
qualifications is lost, his title may be seasonably challenged. x x x. 41
way that the use of his foreign passport does not undo his Oath of
Renunciation, his subsequent use of his Philippine passport does not
undo his earlier use of his US passport.
Citizenship is not a matter of convenience. It is a badge of identity that
comes with attendant civil and political rights accorded by the state to its
citizens. It likewise demands the concomitant duty to maintain allegiance
to ones flag and country. While those who acquire dual citizenship by
choice are afforded the right of suffrage, those who seek election or
appointment to public office are required to renounce their foreign
citizenship to be deserving of the public trust. Holding public office
demands full and undivided allegiance to the Republic and to no other.
We therefore hold that Arnado, by using his US passport after renouncing
his American citizenship, has recanted the same Oath of Renunciation he
took. Section 40(d) of the Local Government Code applies to his
situation. He is disqualified not only from holding the public office but
even from becoming a candidate in the May 2010 elections.
We now resolve the next issue.
Resolving the third issue necessitates revisiting Topacio v.
Paredes45 which is the jurisprudential spring of the principle that a
second-placer cannot be proclaimed as the winner in an election contest.
This doctrine must be re-examined and its soundness once again put to
the test to address the ever-recurring issue that a second-placer who
loses to an ineligible candidate cannot be proclaimed as the winner in the
elections.
The Facts of the case are as follows:
On June 4, 1912, a general election was held in the town of Imus,
Province of Cavite, to fill the office of municipal president. The petitioner,
Felipe Topacio, and the respondent, Maximo Abad, were opposing
candidates for that office. Topacio received 430 votes, and Abad 281.
Abad contested the election upon the sole ground that Topacio was
ineligible in that he was reelected the second time to the office of the
municipal president on June 4, 1912, without the four years required by
Act No. 2045 having intervened.46
Abad thus questioned the eligibility of To p a c i o on the basis of a
statutory prohibition for seeking a second re-election absent the four year
interruption.
The Court in Topacio v. Paredes cannot be said to have held that "the
wreath of victory cannot be transferred from an ineligible candidate to any
other candidate when the sole question is the eligibility of the one
receiving a plurality of the legally cast ballots."
A proper reading of the case reveals that the ruling therein is that since
the Court of First Instance is without jurisdiction to try a disqualification
case based on the eligibility of the person who obtained the highest
number of votes in the election, its jurisdiction being confined "to
determine which of the contestants has been duly elected" the judge
exceeded his jurisdiction when he "declared that no one had been legally
elected president of the municipality of Imus at the general election held
in that town on 4 June 1912" where "the only question raised was
whether or not Topacio was eligible to be elected and to hold the office of
municipal president."
The Court did not rule that Topacio was disqualified and that Abad as the
second placer cannot be proclaimed in his stead. The Court therein ruled:
For the foregoing reasons, we are of the opinion and so hold that the
respondent judge exceeded his jurisdiction in declaring in those
proceedings that no one was elected municipal president of the
municipality of Imus at the last general election; and that said order and
all subsequent proceedings based thereon are null and void and of no
effect; and, although this decision is rendered on respondents' answer to
the order to show cause, unless respondents raised some new and
additional issues, let judgment be entered accordingly in 5 days, without
costs. So ordered.49
On closer scrutiny, the phrase relied upon by a host of decisions does not
even have a legal basis to stand on. It was a mere pronouncement of the
Court comparing one process with another and explaining the effects
thereof. As an independent statement, it is even illogical.
Let us examine the statement:
"x x x the wreath of victory cannot be transferred from an ineligible
candidate to any other candidate when the sole question is the eligibility
of the one receiving a plurality of the legally cast ballots."
What prevents the transfer of the wreath of victory from the ineligible
candidate to another candidate?
When the issue being decided upon by the Court is the eligibility of the
one receiving a plurality of the legally cast ballots and ineligibility is
thereafter established, what stops the Court from adjudging another
eligible candidate who received the next highest number of votes as the
winner and bestowing upon him that "wreath?"
An ineligible candidate who receives the highest number of votes is a
wrongful winner. By express legal mandate, he could not even have been
a candidate in the first place, but by virtue of the lack of material time or
any other intervening circumstances, his ineligibility might not have been
passed upon prior to election date. Consequently, he may have had the
opportunity to hold himself out to the electorate as a legitimate and duly
qualified candidate. However, notwithstanding the outcome of the
elections, his ineligibility as a candidate remains unchanged. Ineligibility
does not only pertain to his qualifications as a candidate but necessarily
affects his right to hold public office. The number of ballots cast in his
favor cannot cure the defect of failure to qualify with the substantive legal
requirements of eligibility to run for public office.
The popular vote does not cure the
ineligibility of a candidate.
The ballot cannot override the constitutional and statutory requirements
for qualifications and disqualifications of candidates. When the law
requires certain qualifications to be possessed or that certain
disqualifications be not possessed by persons desiring to serve as
elective public officials, those qualifications must be met before one even
becomes a candidate. When a person who is not qualified is voted for
and eventually garners the highest number of votes, even the will of the
electorate expressed through the ballot cannot cure the defect in the
qualifications of the candidate. To rule otherwise is to trample upon and
rent asunder the very law that sets forth the qualifications and
disqualifications of candidates. We might as well write off our election
laws if the voice of the electorate is the sole determinant of who should
be proclaimed worthy to occupy elective positions in our republic.
This has been, in fact, already laid down by the Court in Frivaldo v.
COMELEC50 when we pronounced:
x x x. The fact that he was elected by the people of Sorsogon does not
excuse this patent violation of the salutary rule limiting public office and
employment only to the citizens of this country. The qualifications
prescribed for elective office cannot be erased by the electorate alone.
The will of the people as expressed through the ballot cannot cure the
vice of ineligibility, especially if they mistakenly believed, as in this case,
that the candidate was qualified. Obviously, this rule requires strict
application when the deficiency is lack of citizenship. If a person seeks to
serve in the Republic of the Philippines, he must owe his total loyalty to
this country only, abjuring and renouncing all fealty and fidelity to any
other state.51(Emphasis supplied)
This issue has also been jurisprudentially clarified in Velasco v.
COMELEC52 where the Court ruled that the ruling in Quizon and Sayaang cannot be interpreted without qualifications lest "Election victory x x x
becomes a magic formula to bypass election eligibility requirements." 53
We have ruled in the past that a candidates victory in the election may
be considered a sufficient basis to rule in favor of the candidate sought to
be disqualified if the main issue involves defects in the candidates
certificate of candidacy. We said that while provisions relating to
certificates of candidacy are mandatory in terms, it is an established rule
of interpretation as regards election laws, that mandatory provisions
requiring certain steps before elections will be construed as directory
after the elections, to give effect to the will of the people. We so ruled in
Quizon v. COMELEC and Saya-ang v. COMELEC:
The present case perhaps presents the proper time and opportunity to
fine-tune our above ruling. We say this with the realization that a blanket
and unqualified reading and application of this ruling can be fraught with
dangerous significance for the rule of law and the integrity of our
elections. For one, such blanket/unqualified reading may provide a way
around the law that effectively negates election requirements aimed at
providing the electorate with the basic information to make an informed
choice about a candidates eligibility and fitness for office.
The first requirement that may fall when an unqualified reading is made is
Section 39 of the LGC which specifies the basic qualifications of local
government officials. Equally susceptive of being rendered toothless is
Section 74 of the OEC that sets out what should be stated in a COC.
Section 78 may likewise be emasculated as mere delay in the resolution
of the petition to cancel or deny due course to a COC can render a
Section 78 petition useless if a candidate with false COC data wins. To
state the obvious, candidates may risk falsifying their COC qualifications
if they know that an election victory will cure any defect that their COCs
may have. Election victory then becomes a magic formula to bypass
election eligibility requirements. (Citations omitted)
There is no need to apply the rule cited in Labo v. COMELEC56 that when
the voters are well aware within the realm of notoriety of a candidates
disqualification and still cast their votes in favor said candidate, then the
eligible candidate obtaining the next higher number of votes may be
deemed elected. That rule is also a mere obiter that further complicated
the rules affecting qualified candidates who placed second to ineligible
ones.
The electorates awareness of the candidates disqualification is not a
prerequisite for the disqualification to attach to the candidate. The very
existence of a disqualifying circumstance makes the candidate ineligible.
Knowledge by the electorate of a candidates disqualification is not
necessary before a qualified candidate who placed second to a
disqualified one can be proclaimed as the winner. The second-placer in
the vote count is actually the first-placer among the qualified candidates.
That the disqualified candidate has already been proclaimed and has
assumed office is of no moment. The subsequent disqualification based
on a substantive ground that existed prior to the filing of the certificate of
candidacy voids not only the COC but also the proclamation.
Section 6 of R.A. No. 6646 provides:
Section 6. Effect of Disqualification Case. - Any candidate who has been
declared by final judgment to be disqualified shall not be voted for, and
the votes cast for him shall not be counted. If for any reason a candidate
is not declared by final judgment before an election to be disqualified and
he is voted for and receives the winning number of votes in such election,
the Court or Commission shall continue with the trial and hearing of the
action, inquiry, or protest and, upon motion of the complainant or any
intervenor, may during the pendency thereof order the suspension of the
proclamation of such candidate whenever the evidence of his guilt is
strong.
There was no chance for Arnados proclamation to be suspended under
this rule because Arnado failed to file his answer to the petition seeking
his disqualification. Arnado only filed his Answer on 15 June 2010, long
after the elections and after he was already proclaimed as the winner.
No pronouncement as to costs.