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C~~~_~F

Form
Department orcneTreasury

Return of Private Foundation

ear 2003, or tax

G Check ail that apply

or type .
See Specific

Instructions .

, 2003, and ending

ear be ginning

Initial return

Name of organization

Use the IRS


label.
Otherwise,
print

X003

or Section 4947(a)(1) Nonexempt Charitable Trust Treated as a Private Foundation


Note : The organization ma be able to use a co
of this return to sates state reporting requiremeni

Internal Revenue Service

For cale ndar

OMB No 1545-0052

Final return

g Amended return

CHARLES G . KOCH CHARITABLE FOUNDATION


Number and street (or P O box number if mad is not delivered to street address)

Address change

I Name chant

A Employer identification number

YC_V710YV0

Room/suite

P .O . BOX 2256
City or town, state, and ZIP code

B Telephone number (see page 10 of


the instructions)

316
828-5552
If exemption application is
,
pending, check here

1 Foreign organizations, check here

2 Foreign organizations meeting the


85% test check here and attach

H Check type of organization I x J Section 501(c 3 exempt private foundation


Section 4947 ( a )( 1 ) nonexem pt charitable trust
Other taxable p rivate foundation
I

Fair market value of all assets at end


of year (ffOIrlPart ll,COI (C),Ifne
16) " $

Dividends
1~

temporary cash investments .

~ st from securities , , ,
,

.tent)'T.
u~ 9
me
or (loss)
d
y

If private foundation status was terminated

under section 507(b)(1)(A), check here . III-. Ell

11

10110

L 7V .

212

(b) Net investment


income

(c) Adjusted net


income

(d) Disbursements
for charitable
purposes
(cash basis only)

5'1'M'1' ' 1

637 .

212 , 637 .

35 , 615 .

35 , 615 .

243 .

243 .

, , . , , , . , . . ,

-3 , 5 69 .

6 a Net gain or (loss) from sale of assets not on line 10


b Gross sales price for all
assets on line 6a
7
Capital gain net income (from Part IV, line 2) .
8

~q

(a) Revenue and


expenses per
books

, etc , receNed (attach schedule) .


foundaUon is not required to
stn B
plit-interest trusts

~P (Dtjest6dA~~ing~

. "0

" " " . " " .

E] Other (specify) ____-_--_-__-__-_-_ p Iftnefoundation Islnasamontntermination


(Part l, column (d) must be on cash bass J
under section 507(b)(1)(B), check here .

35 , 159 , 50 4 .

u
Distnb~
ut~i
fir

J Accounting method Lj Cash U Accrual

Analysis of Revenue and Expenses


(The total of amounts In columns (b), (c), and
(d) may not necessarily equal the amounts in
column (a1 [~Pm qe 10 of the Instructions) )
rifts, g

computation .

Net short-term capital gain

. , . . . , . . .

9
Income modifications "
10 a Gross sales less returns
and allowances
b Less Cost of goods sold
c Gross profit or (loss) (attach schedule) . , , .
11

lip

41

Other income (attach schedule) ,

)
3 , 579 .

12

Total. Add fines 1 through 11 . . . . . . . .

13

Compensation of officers, directors, trustees, etc

14

Other employee salaries and wages , , , , ,

15

Pension plans, employee benefits

25 , 994 .

b Accounting fees (attach schedule) . . . . . .


c Other professional fees (attach schedule) . , ,

25 , 787 .

1Q

17
H
C 18
v

252 074 .

, , , , , ,

x 16a Legal fees (attach schedule) , . , . , . . , .


N

3 , 579 .

11 , 271 , 324 .

25 , 476 .
23 , 612 .

411 , 190 .

6 , 044 .

2 , 5 69 .

110 .

379 , 613 .

Interest , . , , , , . , , . , . , , . , . , ,
Taxes (attach schedule) (see page 13 of the instructions)

19

Deprecation (attach schedule) and depletion

20

Occupancy .  .  ,

21

Travel, conferences, and meetings , , , , , ,

41 , 543 .

tm 22
e
23

Printing and publications , , , , , , , , , ,

1 , 767 .

1 , 665 .

Other expenses (attach schedule) , . , . , ,

16 , 316 .

15 , 8870

a 24

Total operating and administrative expenses .

Add lines 13 through 23

25

, , , , , , , , , ,

525

166 .

Contributions, gifts, grants paid . , . , . , ,

1 , 044 , 528 .

Total ex penses and disbursements Add lines 24 and 25

1 , 569 , 694 .

8 Excess o! revenue over expenses and disbursements . .

9 , 701 , 630 .

26
27

Subtract fine 26 from fine 12

b Net investment income (if negative, enter -0-)


c Ad justed net income if ne gative, enter-0- . .

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481 , 361 .

2 , 449 , 528 .

i
6 , 154 .

For Pa perwork Reduction Act Notice, see the instructions .


32547H

35 , 108 .

245 , 920 . 1

2 , 930 , 889 .

-0Form 990-PF (2003

85646

Form 990-PF(2003)
r
i

linnmg of ear
Book Value

Attached schedules and amounts in the

Ba lance Sheets description column should be for


a- -f . ., .,h,

coo .-rr, Hr . .

Cash - non-interest-bearing , , , , , , , , , , , , , , , , , ,

Savings and temporary cash investments , , , , , , , , , , ,

Accounts receivable 1

(b Book Value

21 .301 .726 .

29694_

Less allowance for doubtful accounts 01

48-0918408

Pledges receivable

End

28 .768 .053 .

(c) Fair Market Value


28,768,053 .

1,838

29 .694

29,694 .

58,336

55 .877

55,877 .

Less allowance for doubtful accounts


5

Grants receivable

Recervables due from officers, directors, trustees, and other


disqualified persons (attach schedule) (see page 15 of the instructions)

~,
..

Other notes and loans receivable (attach schedule) 1

Less allowance for doubtful accounts 1


Inventories for sale or use , , , , , , , , , , , , , , , , , ,

Prepaid expenses and deferred charges , , , , , , , , , , , ,

Q 10 a Investments - U S and state government obligations (attach schedule)

880,880 .

b Investments - corporate stock (attach schedule) , _ , , , , , ,


11

c Investments - corporate bonds (attach schedule) , , , , , , ,


Investments - land, buildings,
1110~- _______ 3,377,694 _
and equipment basis
Less accumulated depreciation

12

(attach schedule)
Investments - mortgage loans

13
14

Investments - other (attach schedule) , ,


Land, buildings, and

, , ,

15
16

Total assets (to be completed by all filers - see page 16 of

20
21
"~ 22
ca

a
X24
m 25
m 26

`0 27
28
y 29
0!
z

equipment basis
___________________
Less accumulated depreciation 1
____________________
(attach schedule)
Other assets (describe 1 ___---___----___---_)

17
18
X19

30

355 .000 .

the instructions Also, see page 1, item I) .


Accounts payable and accrued expenses , , , , , , , , , , ,
Grants payable , , , , , , , , , , , , , , , , , , , , , , ,
Deferred revenue 

60

Loans from officers, directors, trustees, and other disqualified persons

Mortgages and other notes payable (attach schedule) , , , , ,

Other liabilities (describe "


I viai nauiuues

auU mica

I i ti uu- i cc

Organizations that follow SFAS 117, check here " I X J


and complete lines 24 through 26 and lines 30 and 31 .
Unrestricted . .  , . .  , . . .  . . ., ., .,
Temporarily restncted . . , . . . . . , , , , . . , , , . . ,
Permanently restricted
" " " " " " " " "
Organizations that do not follow SFAS 117,
check here and complete lines 27 through 31 .

22

22

9 .1

32

469 .

Capital stock, trust principal, or current funds . . . . . . . . .


Paid-in or capital surplus, or land, bldg , and equipment fund
Retained earnings, accumulated income, endowment, or other funds ,
Total net assets or fund balances (see page 17 of the
instructions)             ,

31

5,070,000 .

------------------, , , , , , , , , , , , , , , ,

Total liabilities and net assets/fund balances (see page 17 of

the instructions

. .

- - . .

- - . .

- - .

26 350 126 .

34 , 196 , 950

Analysis of Changes in Net Assets or Fund Balances


1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with
end-of-year figure reported on prior year's return) , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,
2 Enter amount from Part 1, line 27a
3 Other increases not included in line 2 (itemize) t
4 Add lines 1, 2, and 3
5 Decreases not included in line 2 (itemize) jo6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30 . .

22,878,839 .
9,701,630 .
32,580,469 .
32,580,469 .
Form 990-PF (zoo3)

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Form 990-PF

Capital Gains and Losses for Tax on Investment Income

' 11, HOw


cUlred I

(a) List and describe the kind(s) of property sold (e g ,real estate,
2-story back warehouse, or common stock, 200 shs MLC Co )

acqDred
P- Purchase
n_(mo , day, Yr )

~d) Date sold

~~T10 , day, yr )

1a

b
c
d
e

(e) Gross sales pace

(g) Cost or other basis

(Q Depreciation allowed
(or allowable)

(h) Gain or (loss)


(e) plus (f) minus (g)

plus expense of sale

a
b
d
e
Comple te onl y for assets showing gain in column (h and owned b the foundation on 12/31/69
(k) Excess of col (i)
(J) Adjusted basis
(i) F M V as of 12/31169
as of 12/31/69
over coV Q), if any

(I) Gains (Col (h) gain minus


col (k), but not less than -0-) or
Losses (from col (h))

If gain, also enter in Part I, line 7


If (loss), enter -0- in Part I, line 7 } 2
3 Net short-term capital gain or (loss) as defined m sections 1222(5) and (6)
If gain, also enter in Part I, line S, column (c) (see pages 13 and 17 of the Instructions)
If (loss ), enter -0- in Part I, line 8
~ 3
qualification Under Section 4940 (e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )
2 Capital gain net income or (net capital loss) ~ ~ ~ ~ ~ {

If section 4940(d)(2) applies, leave this part blank


Was the organization liable for the section 4942 tax on the distnbutable amount of any year in the base period? . . . . 1-1 Yes
If "Yes," the organization does not qualify under section 4940(e) Do not complete this part
1

Enter the appropriate amount m each column for each year, see page 17 of the instructions before making any entries
Base period years Calendar year
2002
2001
2000
1999
1998

(c)

(b)

Adjusted qualifying distributions

or tax ear beginnin g in)

2
3

X No

3 , 313 , 808
4 , 296 , 259
5 , 028 , 478
3,078,832
3 .320 .358

Net value of noncharitable-use assets

.
.
.
.
.

28
27
33
33
32

571
673
847
281
.850

col

232 .
813 .
015 .
910 .
.792 .

Total of line 1, column (d) . . . . . . . . . . . . . . . . . . . , . . . . . . . . , . . . . . . . .


Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by
the number of years the foundation has been m existence if less than 5 years , ,

Distribution ratio

b divided b col c

0
0
0
0
0

.11600000000
.15520000000
.14860000000
.09250000000
.10110000000

0 . 61340000000

0 .12270000000

Enter the net value of nonchantable-use assets for 2003 from Part X, line 5 , , , , , , , , , , 1 41 -

Multiply line 4 by line 3 , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , 1 5 1

Enter 1% of net investment income (1% of Part I, line 27b)

Add lines 5 and 6

Enter qualifying distributions from Part XII, line 4 . . . . . . . - . . . . . . . - . . . . . . . . . 1 8 1


3,285,889 .
If line B is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1 % tax rate See the Part VI instructions on page 17

'SA
3 E 1430

1 000

. . . . . . . . . . . . . . . . . . . 1

I -

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I 7 I

2 5,930,498
3,181,672 .
2,459

3 ,184 ,131 .

Form 990-PF (2003)

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" Eiccise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see pac
1 a Exerrfat operating foundations described in section 4940(d)(2), check here NoDate of ruling letter

17 of the instructions'

and enter "N/A" on line 1

_ _ _ (attach copy of ruling letter if necessary - see instructions)

, , , ,

b Domestic or anizations that meet the section 4940(e) requirements in Part V, check
here

"

and enter 1 % of Part I, line 27b , . , , , , , , . , , , , , , , , , , . , . , , , , , , , , , , , ,

c All other domestic organizations enter 2~ of line 27b Exempt foreign organizations enter 4% of Part I, line 12, col (b)
2

Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) , , , , , , ,

Addlines 1and2

Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter-0-), , , , , , ,

Tax based on investment income Subtract line 4 from line 3 If zero or less, enter -0-

Credits/Payments

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
, , , , , , , , , , , , , , , ,

a 2003 estimated tax payments and 2002 overpayment credited to 2003 , , , , , , ,


b Exempt foreign organizations - tax withheld at source

6a

17 , 505 .

, , , , , , , , , , , , , , , ,

6b

NONE

c Tax paid with application for extension of time to file (Form 8868) , , , , , , , , , ,

6c

NONE

d Backup withholding erroneously withheld , , , , , , , , , , , , , , , , , , , , ,

6d

Total credits and payments Add lines 6a through 6d

. . . . ,

2,459

. . . . . . . .C 1111 .T~~
. . . . .

Enter any penalty for underpayment of estimated tax Check here a if Form 2220 is attached

Tax due. Ii the total of lines 5 and 8 is more than line 7, enter amount owed , , , , , , , , , , , , , , , , , , , ,

, , , , , , , , , ,

10

Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid', , . , , , , . , , , . , ,

11

Enter the amount of line 10 to be Credited to 2004 estimated tax "

15 , 000 .

Statements Regarding Activities

046

Refunded

1 a During the tax year, did the organization attempt to influence any national, state, or local legislation or did
it participate or intervene in any political campaigns , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,
b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page
18 of the instructions for definition) , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,
If the answer is "Yes" to 7a or 1b, attach a detailed description of the activities and copies of any materials

Yes

No

1a

1b

1c

published or distributed by the organization in connection with the activities

c Did the organization file Form 1120-POL for this years

, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year
(1) On the organization

1$

(2) On organization managers

" $

e Enter the reimbursement (if any) paid by the organization during the year for political expenditure tax imposed
on organization managers
1o. $
2
Has the organization engaged m any activities that have not previously been reported to the IRS , , , , , , , , , , . , , , , , , , ,
If "Yes," attach a detailed description of the activities
3
Has the organization made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments If "Yes," attach a conformed copy of the changes , , , , , , , , , , , , , , ,
4 a Did the organization have unrelated business gross income of $1,000 or more during the years , , , , , , , , , , , , , , , , , , , ,
b If "Yes," has it filed a tax return on Form 990-T for this year?
5

, , , , , , , , , , , , , , , , , , , , , , , , , . , , , , , , , , , ,

Was there a liquidation, termination, dissolution, or substantial contraction during the year? , , , , , , , , , , , , , , , , , , , , , ,

4a

4b

N A

I( "Yes,' attach the statement required by General Instruction T

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either
By language in the governing instrument or
"

By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain m the governing instruments , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,
Did the organization have at least $5,000 in assets at any time during the year? If "Yes," complete Part 11, co/ (c), and Part XV , , , , ,
7
e a Enter the states to which the foundation reports or with which it is registered (see page 19 0f the

6
7

X
X

Sb

instructions) 1 KANSAS- 6_ DISTRICT OF_ COLUMBIA

b If the answer is "Yes" to line 7, has the organization furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G? If "No,"attach,explanation , , , , , , , , , , , , , , , , ,
9
Is the organization claiming status as a private operating foundation within the meaning of section 49420(3)
or 4942(j)(5) for calendar year 2003 or the taxable year beginning in 2003 (see instructions for Part XIV on

page 25)? If "Yes," complete Part XIV , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

10

Did any persons become substantial contributors during the tax yeah 1/ "Yes," attach a schedule listing their names and addresses

11

Did the organization comply with the public inspection requirements for it annual returns and exemption applications . . . . . . . . .

12
13

Web site address "

, ,

X
X

10
11

WWW. CGKFOLJNDATION . ORG

The books are in care of 1_VONDA_HOLLIMAN_______ Telephone no jo. (316828=5552_________


Located at 1 4111_ EAST 37TH STREET NORTH- WICHITA
KS_-__--_-__ ZIP+4 jo. ____ 67220 _____
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1047 -Check here . , , . ,
and enter the amount of tax-exempt interest received or accrued during the year .
. 1 I " 13
Form 990-PF (2003)

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~ Form 990-PF (2003)


48-09184
Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

1 a During the year did the organization (either directly or indirectly)

(1) Engage in the sale or exchange, or leasing of property with a disqualified persons . . . . . . . .
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

El Yes

a disqualified persons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified persons
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified persons

. . . . . . .

. . . . . . . .

~X

No

Yes

X No

X Yes

No

X Yes

No

(5) Transfer any income or assets to a disqualified person (or make any of either available

Yes
aX No
for the benefit or use of a disqualified person) . . . . . . . . . . . . . . . . . . . . . . . . ,
(6) Agree to pay money or property to a government official? (Exception . Check "No"
if the organization agreed to make a grant to or to employ the official for a period
Yes
after termination of government service, if terminating within 90 days ) . . . . . . . . . . . . .
EZNo
b If any answer is "Yes" to 1a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53 4941(d)-3 or in a current notice regarding disaster assistance (see page 19 of the instructions)? . . .
Or( anizations relying on a current notice regarding disaster assistance check here . . . . . . . . . . . . . 1 " L .J " .

c Did the organization engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning m 2003
. . . . . . . . . . . . . . . . . . . . . . . .
2
Taxes on failure to distribute income (section 4942) (does not apply for years the organization was a private
operating foundation defined in section 4942Q)(3) or 4942Q)(5))
a

At the end of tax year 2003, did the organization have any undistributed income (lines 6d

and 6e, Part XI 11) for tax year(s) beginning before 2003
If"Yes ;'list theyears po. --_-_--_-_ _

Yes

. . . . . . . . . . . . . . . . . . . . . .
-_- . -_.

aX No

b Are there any years listed in 2a for which the organization is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2)
c
3a

to all years listed, answer "No" and attach statement - see page 19 of the instructions ) . . . . . . . . . . . . . . . . . . . . .
If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here
Did the organization hold more than a 2% direct or indirect interest in any business
enterprise at any time during the year's , , , , , , , , , , , , , , , , _ , , , , , , , , , , , , , ,

Yes

a No

b If "Yes," did it have excess business holdings in 2003 as a result of (1) any purchase by the organization
or disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3)
the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
if the organization had excess business holdings in 2003 )
4a

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Did the organization invest during the year any amount in a manner that would jeopardize its charitable purposes? . . . . . . .

b Did the organization make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable

purpose that had not been removed from jeopardy before the first day of the tax year beginning m 2003?
5 a During the year did the organization pay or incur any amount to
(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? , , , , , ,
(2) Influence the outcome of any specific public election (see section 4955), or to carry

on, directly or indirectly, any voter registration drive?


(3) Provide a grant to an individual for travel, study, or other similar purposes? " , , , , , , , , , , ,
(4) Provide a grant to an organization other than a charitable, etc , organization described
in section 509(a)(1), (2), or (3), or section 4940(d)(2)? , , , , , , , , , , , , , , , , , , , , ,
(5) Provide for any purpose other than religious, charitable, scientific, literary, or

. . . . . . . . . . .

1:1 Yes

EZ No

Yes
e Yes

X No
eX No

1Z Yes

1 :1 No

educational purposes, or for the prevention of cruelty to children or animals


, , , , , , , , , , 1 :1 Yes
b If any answer is "Yes" to 5a(1)-(5), did any of the transactions fad to qualify under the exceptions described in
Regulations section 53 4945 or in a current notice regarding disaster assistance (see page 20 of the instructions)

Organizations relying on a current notice regarding disaster assistance check here

F
X]
"~

. . . . . . . . . . . . . . 1

If the answer is "Yes" to question 5a(4), does the organization claim exemption from the
~ No
tax because it maintained expenditure responsibility for the grants . . . . . . . . . . . . . . . . . aX Yes
If "Yes," attach the statement required by Regulations section 53 4945-5(d)
6 a Did the organization, during the year, receive any funds, directly or indirectly, to pay
Yes
premiums on a personal benefit contract? , , , , , , , , , . , . , . , . , . , . , , , , , , , , ,
EZNo
b Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contracts , , , , , , , , , , ,
I( you answered "Yes" to 66, also file Form 8870
Form 990-PF (2003)
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4B-0918408

~ Form 990-PF(2003)

Page

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors
List all officers, directors, trustees, foundation managers and their compensation see page 20 of the instructions) :
(b) Title, and average
hours per week
devoted to position

a Name and address

i(c)
(c) Compensation
not paid, enter
_0l

SEE- ATTACHED- STATEMENT 17

(d) Contribunons
'en.,, to
employee
plans
and deferred combensation

(e) Expense account,


other allowances

NONE

- - - - - - - - - - - -- -- - - - - - - - - - - - -- - -- - - - - - -

Compensation of five highest-paid employees (other than those included on line 1 - see page 20 of the instructions).
If no ne, enter "NONE."
(a) Name and address of each employee paid more than $50,000

b Title and average

(c) Compensation

(hours P
per week
devoted to position

(d) Contributions to

(e) Expense account,


other allowances

employee benefit
plans and deferred
compensation

NONE
- - - - - -- - - - - - - - - - - - -- - - - - - - - - - - - - - - - - - - -------------------------------------- - - - - -- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - ------------------------------------Total number of other employees paid over $50,000
. 00- 1 NONE
3
Five highest-paid independent contractors for professional services - (see page 20 of the instructions) . If none, enter

"NONE."

(a) Name and address of each person paid more than $50,000

(b) Type of service

TYLER COWEN

KOCH_ INDUSTRIESI_ INC .


WICHITA,

KANSAS

- GRANT MANAGEMENT

140 .289

------------------------------------------------------------------------------------------------------Total number of others receiving over $50,000 for professional services

. . 10. 1 NONE

Summary of Direct Charitable Activities


List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number
of organizations and other beneficiaries served, conferences convened, research papers produced, etc

1_DURING-20031_THE_FOUNDATION_CONDUCTED AN EDUCATIONAL---------------------- CONFERENCE - FOCUSING - ON - PHILANTHROPIC GIVING .


2

rises

12,145 .

---------------------------------------------------------------------------3
---------------------------------------------------------------------------4
----------------------------------------------------------------------------

Form 990-PF (2oos)


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Form 990-PF (2003)


Summary of Program-Related Investments see page 2

Page?

48-0918408
o the instructions
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2

SEE ATTACHED

amount

STATEMENT 16

- - - - - - - -- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

355

000 .

--------------------------------------------------------------------------All other program-related investments See page 21 of the instructions


NONE
--------------------------------------------------------------------------Total . Add lines 1 throu gh 3
.
JIM
Minimum Investment Return (All domestic foundations must complete this part . Foreign foundations,
see page 21 of the instructions .)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc ,
purposes

a Average monthly fair market value of securities


b Average of monthly cash balances . . . . . . . . . . . . . . . . . . .
c Fair market value of all other assets (see page 22 of the instructions)
d Total (add lines 1 a, b, and c) . . . . . . . . . . . , . . .
. .
. . .
e Reduction claimed for blockage or other factors reported on lines 1a

1c (attach detailed explanation) .

2
3
4

. . . , . . : . , , , . , . . , . , .
. . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . , . . . . . .
and

, . . . . . . . . . . . . .

1e

Acquisition indebtedness applicable to line 1 assets


Subtract line 2 from line 1 d
Cash deemed held for charitable activities Enter 'l 1 /2 % of line 3 (for greater amount, see page 23
of the instructions)
Net value of noncharitable-use assets .Subtract line 4 from line 3 Enter here and on Part V, line 4
Minimum investment return . Enter s% of line 5 , ,

5
6

355 , 000 .

1a
1b
1c
1d

772 .913 .

6 .325 .379

2
3
4
5
6

394 .88

IDistributable Amount (see page 23 of the instructions) (Section 4942(j)(3) and (j)(5) private operating

foundations and certain foreign organizations check here 10.


1
2a
b
c
3
4a
b
c
5
6
7

and do not complete this part )

Minimum investment return from Part X, line 6 . . . . , . . . . . . . . , . . . . , . . . . . .


Tax on investment income for 2003 from Part VI, line 5 . . . . . , . 2a
2
2b
Income tax for 2003 (This does not include the tax from Part VI )
Add lines 2a and 2b
Distnbutable amount before adjustments Subtract line 2c from line 1 . . . . , . . . . . . . .
Recoveries of amounts treated as qualifying distributions . , , , , , , 4a
Income distributions from section 4947(a)(2) trusts . . . . . . . . . . 4b
Add lines 4a and 4b
Add lines 3 and 4c
Deduction from distnbutableamount (see page 23 of the instructions) . . .
.
.
Dlstributable amount as adjusted Subtract line 6 from line 5 Enter here and on Part All, line 1

, . . .
, 459 .

, . . .

2c
3

. . . .
. . . .

4c
5
6
7

NONE

94,066 .

94 .066 .

Qualifying Distributions (see page 23 of the instructions)


1

a
b

2
3

4
5
6

Amounts paid (including administrative expenses) to accomplish charitable, etc, purposes

Expenses, contributions, gifts, etc - total from Part I, column (d), line 26
Program-related investments - Total from Part IX-B
Amounts paid to acquire assets used (or held for use) directly-in` carrying out charitable, etc ,

purposes
Amounts set aside for specific charitable projects that satisfy the

Suitability test (prior IRS approval required)


. . . . . . . . . . . . . . . , . . . . . _ . . . . .
Cash distribution test (attach the required schedule) , . . . . . . . . . . . . . . . . . . . . . .
Qualifying distributions . Add lines 1a through 3b Enter here and on Part V, line 8, and Part XIII, line 4 . .
Organizations that qualify under section 4940(e) for the reduced rate of tax on net investment
income Enter 1 % of Part I, line 27b (see page 24 of the instructions) . , . . . . . . . . . , . .
Adjusted qualifying distributions . Subtract line 5 from line 4

la
1b

2,930, 89 .
355,000 .

NONE

. . . .
. . . .
. . . .

3a
3b
4

NONE

. . . .

5
6

NONE

3,285,889 .

2,459 .

Note : The amount on line 6 will be used in Part V, column (b), m subsequent years when calculating whether the foundation
qualifies for the section 4940(e) reduction of tax m those years
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Form 9907PF (2003)

Page

48-0918408

11111:1177;11M, 11 Undistributed Income (see page 24 of the instructions)


1

Distnbutable amount for 2003 from Part XI,

(a)
Corpus

(b)
Years pri or to 20 02

I
L

Cc)
2002

(d)
2003

~
~

94 .066 .

line r
Undistributed income, if any, as of the end of 2002

Enter amount for 2002 only

, , , , , , , , , ,

b Total for prior years


3

Excess distributions carryover, if any, to 2003


a

From 1998

, , , , , ,

1 , 784 , 123 .

b From 1999

, , , , , ,

1 506 398 .

d From 2001

  

2 , 919 , 590 .

e From 2002

, , , , , ,

1 , 893 , 383 .

c From 2000

f
4

I
r

3 , 380 , 679 .

Total of lines 3a through e , , , , , , , , , , ,

11 , 48 4

Qualifying distributions for 2003 from Part

XII,line 4~ " $

3,285,889 .

a Applied to 2002, but not more than line 2a , , ,


b Applied to undistributed income of prior years
(Election required - see page 24 of the instructions) , ,

c Treated as distributions out of corpus (Election


required - see page 24 of the instructions) , , ,
d Applied to 2003 distributable amount, , , , , ,
e Remaining amount distributed out of corpus , ,
5
Excess distributions carryover applied to 2003
(If an amount appears in column (d), the
same amount must be shown in column (a) )
6
Enter the net total of each column as
indicated below :
a Corpus Add lines 3f, 4c, and 4e Subtract line 5

1 , 99 1

1,294,066 .

23 .

NONE

13 , 47 5

b Prior years' undistributed income Subtract


line 4b from line 2b
c Enter the amount of prior years' undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)

tax has been previously assessed , , , , , , , ,

d Subtract line 6c from line 6b Taxable


amount - see page 24 of the instructions
e Undistributed income for 2002 Subtract line
4a from line 2a Taxable amount - see page
24 of the instructions
f

, , , ,

Undistributed income for 2003 Subtract


lines 4d and 5 from line 1 This amount must
be distributed in 2004

NONE

Amounts treated as distributions out of


corpus to satisfy requirements imposed by
section 170(b)(1)(E) or 4942(8)(3) (see page
25 of the instructions) .
, , , ,
Excess distributions carryover from 1998
not applied on line 5 or line 7 (see page 25

I
I

o f the instructions) . . . . . . . . . . . . . . .
9

Excess distributions carryover to 2004.

Subtract lines 7 and 8 from line 6a . . . . . . .

10

Analysis of line 9
a

Excess from 1999 . . .

b Excess from 2000 . . .


c

1 , 506 , 398
3 , 380 , 679

. . .

2 , 919 , 590

d Excess from 2002 . . .


e Excess from 2003 . . .

1 .991 .823

Excess from 2001

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11

Form 990-PP (2003)

1a
b
2a

Page V

48-0918408

'Private Operating Foundations (see page ZS of the instructions and Part VII-A, question 9)

IFihe foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2003, enter the date of the ruling . . .
Check box to indicate whether the organization is a private operating foundation described in section
Tax year

Enter the lesser of the


adjusted net income from

(a) 2003

Part I or the minimum


investment return from Part
X for each year listed ,

85% of line 2a

Qualifying distributions from Part

49420(3) or

NOT APPLICABLE

4942(j)(5)

Prior 3 years
(b) 2002

(cj 2001

(d) 2000

(e) Total

. , . .

XII, line 4 for each year listed


d

Amounts included in line 2c not


used directly far active conduct

of exempt activities ,
e

, ,

Qualifying distributions made

directly for active conduct of


exempt activities Subtract
line 2d from line 2c .
Complete 3a, b, or c for the

alternative test relied upon

'Assets' alternative test - enter


1 ) value of all assets
(2) Value of assets qualifying

under section
4942U)(3)(B)(Q .

'Endowment alternative test-

Enter 2/3 of minimum


investment return shown in
Part X, line 6 for each year

listed
C

'SuppoR alternative test- enter


(1) Total support other than
gross investment income

(interest, dNidends, rents,


payments on securities
loans (section 512(a)(5)),
or royalties),
(2) Support loom general
public and 5 or more

exempt organizations
as provided in section
4942U)(3)(B)(u)

(3) Largest amount of support

from an exempt
organization

Gross investment income .

Camw

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year - see page 25 of the instructions .)

Information Regarding Foundation Managers :


List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2) )
CHARLES

G.

KOCH

List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest

NONE

Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc ., Programs :

1 F1 if the organization only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds
If t he organization makes gifts, grants etc (see page 25 of the instructions) to individuals or organizations under other conditions complete items 2a, b, c, and d

Check here
d

The name, address, and telephone number of the person to whom applications should be addressed

SEE STATEMENT 2
b The form in which applications should be submitted and information and materials they should include

LETTER EXPLAINING PROJECT AND AMOUNT REQUESTED,


DETERMINATION LETTER SHOWING EXEMPTION .
Any submission deadlines
NONE

PLUS A COPY OE IRS

Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors SEE ATTACHED STATEMENT 18

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Form 990-PF (2003)


12

48-0918408

Form 990=pF (2003)


Supplementary Information (continued)

Page 10

Form 990-PF (2003)

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Form 990-PF (2003)


Anal ysis of Income-Producin Activities
Enter gross amounts unless otherwise indicated
Unrelated business income
1 Program service revenue
a

Excluded by section 512, 513, or 514


(d)
Exclusion

(b)

Business
code

Page 11

48-0918408

Amount

code

PROGRAM INTEREST

Amount

14

3 , 579 .

3 Interest on savings and temporary cash investments

14

212 , 637 .

4 Dividends and interest from securities

14

35 , 615 .

16

243 .

Related or exempt
function
26 of
the instructions

b
c
d
e
f
g

Fees and contracts from government agencies

2 Membership dues and assessments

5 Net rental income or (loss) from real estate

Debt-financed property , , , , , , , , ,

Not debt-financed property

, , , , , , ,

6 Net rental income or (loss) from personal property

7 Other investment income

8 Gain or (loss) from sales of assets other than inventory


9 Net income or (loss) from special events , , ,
10 Gross profit or (loss) from sales of inventory . .
11 Other revenue a
b

c
d
e
12 Subtotal Add columns (b), (d), and (e) , , , ,

252 , 074 . 1

13 Total, Add line 12, columns (b), (d), and (e) , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , 13

252, 074 .

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No .

Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the organization's exempt purposes (other than by providing funds for such purposes) (See
page 26 of the instructions )

NOT

Form 990-PF (2003)

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Form 990-PF 2003

~'

Page 1 2

48-0918408

Information Regarding Transfers To and Transactions and Relationships With Noncharitable


Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section
501(c) of the Code (other than section 501(c)(3) organizations) or m section 527, relating to political organizations
a Transfers from the reporting organization to a nonchantable exempt organization of

(1)Cash . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(2) Other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
b Other transactions
(1) Sales of assets to a nonchantable exempt organization , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,
(2) Purchases of assets from a nonchantable exempt organization
(3) Rental of facilities, equipment, or other assets

, , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

(4) Reimbursement arrangements , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,


(5) Loans or loan guarantees

, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

(6) Performance of services or membership or fundraising solicitations , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

c Sharing of facilities, equipment, marling lists, other assets, or paid employees , , , , , , , , , , , , , , , , , , , , , , , , ,


d If the answer to any of the above is "Yes," complete the following schedule Column (b) should always show the fair market
value of the goods, other assets, or services given by the reporting organization If the organization received less than fair

market value in any transaction or sharing arrangement, show m column (d) the value of the goods, other assets, or services
received

2 a Is the organization directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527

b IF "Yes," complete the follownq schedule


(a) Name of organization

(b) Type of organization

, , , , , , , , , , , , , , , , , ,

a Yes a No

(c) Description of relationship

Under penalties of penury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and
belief, it is true, correqt, and complete Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge
~/ 6f_~
Signature of officer or trustee
d
Z
C

'^ Preparer's
signature

'

a v H' Firm's name (or yours if


jL =)
self-employed), address,
and ZIP code

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Schedule B

(Form 990, 990-EZ,


or 990-PF)
Department of the Treasury
Internal Revenue Service
Name of organization
CHARLES

G.

KOCH

OMB No 1545-0047

Schedule of Contributors

2003

Supplementary Information for


line 1 of Form 990, 990-EZ, and 990-PF (see instructions)

Employer identification number


CHARITABLE

FOUNDATION

An-noiaana

Organization type (check one)


Filers of:

Section :

Form 990 or 990-EZ

501(c)(

) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation


D 527 political organization
Form 990-PF

0 501(c)(3) exempt private foundation


0 4947(a)(1) nonexempt charitable trust treated as a private foundation
501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule. (Note: Only a section 501(c)(7), (8), or (10)
organization can check boxes) for both the General Rule and a Special Rule - see Instructions )
General Rule -

51 For organizations filing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (in money or
property) from any one contributor (Complete Parts I and II )
Special Rules CJ For a section 501(c)(3) organization filing Form 990, or Form 990-EZ, that met the 33 1/3% support test of the regulations
under sections 509(a)(1)/170(b)(1)(A)(vi) and received from any one contributor, during the year, a contribution of the
greater of $5,000 or 2% of the amount on line 1 of these forms (Complete Parts I and II )
CJ For a section 501(c)(7), (8), or (10) organization filing Form 990, or Form 990-EZ, that received from any one contributor,
during the year, aggregate contributions or bequests of more than $1,000 for use exclusively for religious, charitable,
scientific, literary, or educational purposes, or the prevention of cruelty to children or animals (Complete Parts I, il, and III )
LJ For a section 501(c)(7), (8), or (10) organization fling Form 990, or Form 990-EZ, that received from any one contributor,
during the year, some contributions for use exclusively for religious, charitable, etc , purposes, but these contributions did
not aggregate to more than $1,000 (If this box is checked, enter here the total contributions that were received during
the year for an exclusively religious, charitable, etc , purpose Do not complete any of the Parts unless the General Rule
applies to this organization because it received nonexclusively religious, charitable, etc , contributions of $5,000 or more
during the year ) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . " $

Caution: Organizations that are not covered by the General Rule and/or the Special Rules do not file Schedule 8 (Form 990,
990-EZ, or 990-PF), but they must check the box m the heading of their Form 990, Form 990-EZ, or on line 1 of their Form
990-PF, to certify that they do not meet the filing requirements of Schedule 8 (Form 990, 990-EZ, or 990-PF)
For Paperwork Reduction Act Notice, see the Instructions
for Form 990 and Form 990-EZ

Schedule B (Form 990, 990-EZ, or 990.PF) (2003)

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Schedule 1B (Form 990 or 990-EZ)(2003)

If a section 501(c)(7), (8), or (10) organization


received contributions or bequests for use exclusively
far religious, charitable, etc , purposes (sections
170(c)(4), 2055(a)(3), or 2522(a)(3)) List in Part I each contributor whose contributions
total more than $1,000 during the year that were for a
religious, charitable, etc , purpose To determine the
$1,000, aggregate all of a contributor's gifts for the
year (regardless of amount) For a noncash
contribution, complete Part II
All section 501(c)(7), (8), or (10) organizations that
received any charitable contributions and listed any
charitable contributors on Part I must also complete
Part III
If a section 501(c)(7), (8), or (10) organization
received charitable gifts, but is not required to list any
charitable contributors on Part I, check the box on line
A at the top of Schedule B (Form 990 or 990-EZ) and
enter the amount of charitable contributions received in
the space provided The organization need not
complete and attach Part III

Specific Instructions

Note : You may duplicate Parts l, 11, and 111 If more


copies are needed Number each page of each Part
Part I . In column (a), identify the first contributor listed
as no 1 and the second contributor as no 2, etc
Number consecutively Show the contributor's name,
address, aggregate contributions for the year, and the
type of contribution (e g , whether an individual,
payroll, or noncash contribution) Report payroll
contributions by listing the employer's name, address,
and total amount given (unless an employee gave
enough to be listed individually)

Page 2

Part II . In column (a), show the number that


corresponds to the contributor's number in Part I
Describe the noncash contribution fully Report on
property with readily determinable market value (i e ,
market quotations for securities) by listing its fair
market value (FMV) For marketable securities
registered and listed on a recognized securities
exchange, measure market value by the average of the
highest and lowest quoted selling prices (or the
average between the bona fide bid and asked prices)
on the contribution date See Regulations section
20 2031-2 to determine the value of contributed stocks
and bonds When market value cannot be readily
determined, use an appraised or estimated value To
determine the amount of a noncash contribution that is
subject to an outstanding debt, subtract the debt from
the property's fair market value
Part III. Section 501(c)(7), (8), or (10) organizations that
received contributions or bequests for use exclusively
for religious, charitable, etc , purposes must complete
Parts I through III for those persons whose gifts totaled
mare than $1,000 during the year Show also, in the
heading of Part III, total gifts that were $1,000 or less
and were for a religious, charitable, etc , purpose
Complete this information only on the first Part 111

page
If an amount is set aside for a religious, charitable,
etc , purpose, show in column (d) how the amount is
held (e g , whether it is mingled with amounts held for
other purposes) . If the organization transferred the gift
to another organization, show the name and address
of the transferee organization m column (e) and explain
the relationship between the two organizations.

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Schedule B (Form 990 or 990-EZ) (2003)

85646

17

Schedule B (Form 990 990


.EZ, or 990
.PF) (2003)

Name 9f organization

CHARLES G .

Page

to

of Part 1

Employer identification number

KOCH CHARITABLE FOUNDATION

48-0918408

Contributors (See Specific Instructions .)


(a)
No.

(b)
Name, address, and ZIP + 4

CHARLES G .
4111 E .
WICHITA,

(a)
No.

(c)
Aggregate contributions

KOCH

37TH STREET NORTH


KS

11,019,250 .

67220
(b)
Name, address, and ZIP + 4

(c)
Aggregate contributions

(d)
Type of contribution
Person
Payroll
Noncash
(Complete Part 11 if there is
a noncash contribution )
(d)
Type of contribution
Person
Payroll
Noncash
(Complete Part II if there is

a noncash contribution )
No.

(c)
,ggregate contributions

Name, address, and ZIP + 4

(d)
Type of contribution

Person
Payroll
Noncash
(Complete Part II if there is
a noncash contribution )
(a)
No.

(b)
Name, address, and ZIP + 4

,ggregate contributions

(d)

Type of contribution
Person
Payroll
Noncash
(Complete Pan II if there is
a noncash contribution )

No.

(c)
,ggregate contributions

Name, address . and ZIP + 4

(d)
Type of contribution
Person
Payroll
Noncash
(Complete Part II if there is

a noncash contribution )
(a)
N o.

(b)
Name, address, and ZIP + 4

(c)
Aggregate contributions
'

(d)
Type of contribution
Person
Payroll
Noncash

(Complete Part II if there is


a noncash contribution )
Schedule B (Form 890, 990-EZ or 990-PF) (2003)

JSA

3E1253 1 000

32547H K932

11/07/2005

13 :32 :29

V03-8

85646,

18

CHARLES G. KOCH CHARITABLE FOUNDATION


EIN 48-0918408
SCHEDULE OF INFORMATION FOR 2003 FORM 990-PF
PART I, LINE 11 -OTHER INCOME

(a)

Interest income from program-related investment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3,579

PART I, LINE 16 A, B, C - PROFESSIONAL FEES

STATEMENT 5
(b)
(c)
3,579

STATEMENT 6

Part 1, Line 16a - Legal Fees


Legal services for general matters during the year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

25,994

25,476

25,787

23,612

Land Maintenance fees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .


Bank and investment management fees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Website Fees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . : . . . . . . . . . .
Administrative management fees for managing grants and general matters . . . . . . . . . . . . . . .

3,703
2,559
1,430
403,498

3,703
2,341
0
0

0
218
7 .330
378,065

Total Other Professional Fees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

411,190

6,044

379,613

Part 1, Line 16b - Accounting Fees


General accounting, preparation of financial statements, and preparation of Form 990-PF . . . . . .
Part 1, Line 16c - Other Professional Fees

'

STATEMENT 7

PART I, LINE 18 -TAXES


Excise Tax on Net Investment Income . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Real Estate Tax on real estate held for investment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Total Taxes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .1 . . . . . . . . .

2,459
110

0
110

2,569

110

PART I, LINE 23 - OTHER EXPENSES


Insurance . . . . . . . . .
Postage 8 Delivery . .
Telephone Expenses
Membership & Dues .
Miscellaneous . . . . .

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

. .
.
. .
. .
. .

. .. .
. . . .
. .. .
. . .
. . . .

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

0
0
0

STATEMENT 8
..
. .
..
..
..

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.. . . . . .
. . . . . . .
.. . . . . .
. .....
.. . ....

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

.
.
.
.
.

. .
. .
. .
..
..

....
. . . .
....
. . .
. ...

Total Other Expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

.
.
.
.

11,223
223
792
2,593
1,485

0
0
0
0
0

11,223
162
893
2,593
1,016

16,316

15,887

CHARLES G. KOCH CHARITABLE FOUNDATION


EIN 48-0918408
SCHEDULE OF INFORMATION FOR 2003 Form 990-PF

STATEMENT 9

PART II, Line 10b - Investments - Corporate Stock


Cost
Common Stock - Bristol Myers Squibb Co.

1,610,532

Market Value
880,880

STATEMENT 10

ET II, Line 11 - Investments - Land, Buildings, & Equipment:


Basis I
Book Value
Unimproved Land

3,377,694

PART II, Line 15 - Other Assets

Program-Related Investment
Notes Receivable

Market Value
5,070,000

STATEMENT 11

355,000

16

CHARLES G. KOCH CHARITABLE FOUNDATION


EIN 48-0918408
SCHEDULE OF INFORMATION FOR 2003 Form 990-PF

STATEMENT 12

PART Vi, Line 7 - Total Credits and Payments


2003 estimated tax payments and 2002 overpayment credited to 2003'
Less . amount refunded with original return

58,336
(40,831)
17,505

CHARLES G . KOCH CHARITABLE FOUNDATION


EIN 48-0918408
ATTACHMENT TO FORM 990-PF TO REPORT
EXPENDITURE RESPONSIBILITY GRANT
For the Year Ended 12131103

PART VII-B, Question on Line 5c:

STATEMENT 13

Expenditure Responsibility Statement .for the Year 2003


Pursuant to IRC Regulation section 53 4945-5(d)(2), the CHARLES G. KOCH CHARITABLE FOUNDATION
provides the following information .
(i)

Name & Address


of Grantee:

Kansas Cultural Trust


255 N Roosevelt
Wichita, KS 67208

(u)

Date and Amount


of Grant

April 7, 2003

(ill) Purpose of Grant :

(iv)

(v)

$112,955

General operating support for the Kansas Cultural Trust, an educational foundation which
provides grants to young visual and performing artists to allow them to take advantage of
key opportunities arising early in their careers

Amounts expended

Report received from the Kansas Cultural Trust shows the following expenditures
$112,955 of the April 2003 grant was spent for providing enabling grants to artists
and for professional fees

Diversions'

To the knowledge of this grantor foundation, no funds have been diverted to any
activity other than the activity for which the grant was originally made.

(vi) Date of Reports:

On May 4, 2004, the Kansas Cultural Trust submitted a full and complete report of its
expenditures of the April 2003 operating support grant

(vi) Verification :

The grantor has no reason to doubt the accuracy or reliability of the report from
the grantee ; therefore, no independent verification of the reports were made

CHARLES G. KOCH CHARITABLE FOUNDATION


EIN 48-0918408
ATTACHMENT TO FORM 990-PF TO REPORT
EXPENDITURE RESPONSIBILITY GRANT
For the Year Ended 12131103

PART VII-B, Question on Line 5c :

STATEMENT 14

Expenditure Responsibility Statement for the Year 2003


Pursuant to IRC Regulation section 53 4945-5(d)(2), the CHARLES G KOCH CHARITABLE FOUNDATION
provides the following information :
(i)

Name & Address


of Grantee'

Fred C & Mary R . Koch Foundation, Inc


PO Box 2256
Wichita, KS 67201-2256

(u)

Date and Amount


of Grant .

April 7, 2003
$300,000
December 17, 2003 $160,000

(iii) Purpose of Grant

(iv)

(v)

Grant program support for the Fred C & Mary R Koch Foundation, an educational foundation
which provides grants to tax-exempt public charities in the state of Kansas, in the areas of
human service, higher education, and the cultural arts

Amounts expended .

Report received from the Fred C & Mary R' Koch Foundation shows the following expenditures
$300,000 of the April 2003 grant was spent directly for providing grants
$160,000 of the December 2003 grant was spent directly for providing grants

Diversions'

To the knowledge of this grantor foundation, no funds have been diverted to any
activity other than the activity for which the grant was originally made.

(vi) Date of Reports :

On May 12, 2004, the Fred C & Mary R. Koch Foundation submitted a full and complete report of
its expenditures of the April 2003 grant and the December 2003 grant .

(vi) Verification:

The grantor has no reason to doubt the accuracy or reliability of the report from
the grantee ; therefore, no independent verification of the reports were made

CHARLES G. KOCH CHARITABLE FOUNDATION


EIN 48-0918408
ATTACHMENT TO FORM 990-PF TO REPORT
EXPENDITURE RESPONSIBILITY GRANT
For the Year Ended 12131103

'ART VII-B, Question on Line 5c:

STATEMENT 75

Expenditure Responsibility Statement for the Year 2003


Pursuant to IRC Regulation section 53 .4945-5(d)(2), the CHARLES G KOCH CHARITABLE FOUNDATION
provides the following information
(r)

Name & Address


of Grantee.

The Phillips Foundation


7811 Montrose Road, Suite 100
Potomac, MD 20854

(u)

Date and Amount


of Grant

May 8, 2003

(iii)

Purpose of Grant

Support for the Journalism Fellowship Program run by the Phillips Foundation

Amounts expended.

Report received from The Phillips Foundation shows the following expenditures
$25,000 of the May 2003 grant was spent directly for providing grants through
their Journalism Fellowship Program .

Diversions.

To the knowledge of this grantor foundation, no funds have been diverted to any
activity other than the activity for which the grant was originally made.

(iv)

(v)

$25,000

(vi) Date of Reports

On June 7, 2004, The Phillips Foundation submitted a full and complete


report of its expenditures of the May 2003 grant .

(vi) Verification :

The grantor has no reason to doubt the accuracy or reliability of the report from
the grantee ; therefore, no independent verification of the reports were made.

CHARLES G . KOCH CHARITABLE FOUNDATION


EIN 48-0918408
ATTACHMENT TO FORM 990-PF TO REPORT
EXPENDITURE RESPONSIBILITY GRANT
For the Year Ended 12131103

PART IX-B - Program-Related Investment

STATEMENT 16

Expenditure Responsibility Statement for the Year 2003


The CHARLES G . KOCH CHARITABLE FOUNDATION provides the following information regarding the payment of a
program-related investment.
(i)

Name & Address


of Borrower:

Inland Sea Productions


1600 Genessee, Suite 328
Kansas City, MO 64102

(ii)

Date and Amount


of Loan:

July 10, 2003

(iii)

Purpose of Loan:

To fund expenses to produce an educational IMAX film titled "We The People, By The People",
to be used solely by and under a contract with Bill of Rights Institute, an organization exempt
under Section 501(c)(3), and a public charity within the meaning of section 509(a)(1) .

Amounts expended :

Report received from Inland Sea Productions shows the following expenditures .
$355,000 of the July 2003 loan was spent directly for production of the IMAX film.

Diversions:

To the knowledge of this foundation, no funds have been diverted to any


activity other than the activity for which the loan was originally made .

(iv)
(v)

$355,000

(vi) Date of Reports .

On November 5, 2004, Inland Sea Productions submitted a full and complete


report of its expenditures of the July 2003 loan.

(vi) Verification.

The foundation has no reason to doubt the accuracy or reliability of the report from
the borrower; therefore, no independent verification of the reports were made.

CHARLES G. KOCH CHARITABLE FOUNDATION


EIN 48-0918408

SCHEDULE OF INFORMATION FOR 2003 FORM 990 PF

PART VIII, Line 1 - Officers, Directors,Trustees, Managers, Etc .

(a) Name and Address

(b) Title, and average


hours per week
devoted to position

STATEMENT 17

(d) Contributions
to employee
( c1 Compensation
benefit plans

Richard Fink
655 15th Street, NW, Suite 445
Washington, DC 20005

President / Director
1 hour per week average

Kelly Young
655 15th Street, NW, Suite 445
Washington, DC 20005

Vice President
18 hours per week average

Alex A Beehler
655 15th Street, NW, Suite 445
Washington, DC 20005

(e) Expense
account, other
allowances

Vice President
10/8/03 to 12/31/03
10 hours per week average

Kevin L Gentry
655 15th Street, NW, Suite 445
Washington, DC 20005

Vice President
1018/03 to 12/31103
17 hours per week average

0 '

Anthony Woodlief
655 15th Street, NW, Suite 445
Washington, DC 20005

Vice President
10/8/03 to 12/31/03
10 hours per week average

Mark Humphrey
P 0 Box 2256
Wichita, KS 67201

Secretary
10/8/03 to 12/31103
Less than 1 hour per week

0 '

Vonda Holliman
P O Box 2256
Wichita, KS 67201

Treasurer
7 hours per week average

Charles G Koch
P O Box 2256
Wichita, KS 67201

Director
Less than 1 hour per week

Elizabeth B . Koch
P O Box 2256
Wichita, KS 67201

Director
Less than 1 hour per week

Elizabeth Robinson Koch


P O Box 2256
Wichita, KS 67201

Director
Less than 1 hour per week

Charles Chase Koch


P O Box 2256
Wichita, KS 67201

Director
Less than 1 hour per week

Koch Industries, Inc


P O Box 2256
Wichita, KS 67201

Not Applicable
(Payment for management
services of officers above)

119,570

TOTAL

119,570

CHARLES G. KOCH CHARITABLE FOUNDATION


EIN 48-0918408
SCHEDULE OF INFORMATION FOR 2003 FORM 990 PF

PART XV, LINE 2D, INFORMATION REGARDING GRANTS - LIMITATIONS ON AWARDS

STATEMENT 18

The foundation primarily supports research and education into free societies, in particular how they advance the wellbeing of mankind . Building on this knowledge, the Charles Koch Foundation fosters the partnership of scientists and
practitioners in order to integrate theory and practice By doing so, the Foundation staves to develop marked-based
tools that enable individuals, institutions and societies to survive and prosper .
Grants from the Foundation are restricted to charitable organizations as defined in section 501(c)(3) of the Internal
Revenue Code The Charles G Koch Charitable Foundation does not make grants to individuals
For grant guidelines, please contact the Foundation via street address, emad, telephone, or fax below Interested
grantees should carefully review the guidelines before submitting proposals or otherwise request support

Charles G . Koch Charitable Foundation


655 15th Street NW, Suite 445
Washington, DC 20005
Phone: 202-393-2354
Fax' 202-393-2355
emad @ cgkfoundation .org

CHARLES G. KOCH CHARITABLE FOUNDATION


EIN 48-0918408
SCHEDULE OF INFORMATION FOR 2003 FORM 990 PF
Part XV, Line 3a - Grants and Contributions Paid During the Year

STATEMENT 19

If recipient is an individual,

Foundation

Recipient

show any relationship to


any foundation manager

status of
recipient

Name and address (home or business)

or substantial contributor

Purpose of grant
or contribution

Amount

a Paid during the year


The Acton Institute
Grand Rapids, MI

Public

General Operating Support

25,000

Center for Excellence in Education


Vienna, VA

Public

General Operating Support

5,000

Environmental Literacy Council


Washington, DC

Public

General Operating Support

57,516

The Federalist Society


Washington, DC

Public

General Operating Support

71,200

Fred C and Mary R Koch Foundation, Inc


Wichita, KS

Private

General Operating Support

460,000

George Mason University Foundation


Fairfax, VA

Public

Educational and Research


Programs

1,943,400

Institute for Humane Studies


Washington, DC

Public

General Operating Support


Educational Programs

15,000
7,457

Institute for Responsible Citizenship


Washington, DC

Public

General Operating Support

10,000

Institute of Spontaneous Order Economics


Santa Clara, CA

Public

General Operating Support

7,500

Intercollegiate Studies Institute


Wilmington, DE

Public

General Operating Support

1,250

Kansas Cultural Trust


Wichita, KS

Private

General Operating Support

112,955

Mercatus Center
Arlington, VA

Public

General Operating Support

27,000

Pacific Research Institute


San Francisco, CA

Public

General Operating Support

90,000

The Phillips Foundation


Potomac, MD

Private

General Operating Support

25,000

Political Economy Research Foundation


Bozeman, MT

Public

General Operating Support

14,500

Sand County Foundation


Madison, WI

Public

General Operating Support

46,750

Wildlife Habitat Council


Silver Spring, MD

Public

General Operating Support

15,000

(TOTAL GRANTS PAID TO ORGANIZATIONS

~~

2,934,52

CHARLES G .
FORM 990PF,

KOCH CHARITABLE
PART

FOUNDATION

- CONTRIBUTIONS,

48-0918408

GIFTS AND GRANTS

RECEIVED
i

NAME AND ADDRESS


----------------

DATE

11,019,250 .

CHARLES G . KOCH
4111 E . 37TH STREET NORTH
WICHITA, KS 67220
TOTAL CONTRIBUTION AMOUNTS

32547H K932

DIRECT
PUBLIC
SUPPORT

11/07/2005

13 :32 :29 V03-8

85646

-----------11,019,250 .

19

STATEMENT

CHARL~S G .

FORM 990PF,

KOCH CHARITABLE

48-0918408

FOUNDATION

PART XV - NAME, ADDRESS AND PHONE FOR APPLICATIONS

GRANT ADMINISTRATOR, 655 15TH STREET NW,


WASHINGTON, D .C . 20005
(202)393-2354

SUITE 445

STATEMENT

32547H K932

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85646

20

ae-osieaoe

CHARLES G . KOCH CHARITABLE FOUNDATION


FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR


AND

FOUNDATION STATUS OF RECIPIENT


------------------------------

RECIPIENT NAME AND ADDRESS


--------------------------

PURPOSE OF GRANT OR CONTRIBUTION


--------------------------------

AMOUNT
------

2,934,528

SEE ATTACHED STATEMENT 19

-----------TOTAL CONTRIBUTIONS PAID

32547H

K932

11/07/2005

13 :32 :29

V03-9

85646

ZZ

STATEMENT

2,934,528 .

wtatu.ES G. KOCH CHARITABLE FOUNDATION


FORM 990PF,

48-Q91B409

PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT


r

RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR


AND

RECIPIENT NAME AND ADDRESS

FOUNDATION STATUS OF RECIPIENT

--------------------------

------------------------------

GEORGE MASON UNIVERSITY FOUNDATION

PURPOSE OF GRANT OR CONTRIBUTION

AMOUNT

--------------------------------

------

EDUCATIONAL ANA RESEARCH PROGRAMS

FATRFAX, VA

1,Sfi0,000 .

PUBLIC
-----------TOTAL CONTRIBUTIONS APPROVED

32597H

K932

11/07/2005

13 :32 :29

V03-8

85646

22

STATEMENT

1,560,000 .

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