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Federal Register / Vol. 72, No.

86 / Friday, May 4, 2007 / Notices 25337

2.318, 2.1300, and 2.1319(a), notice is Presiding Officer in accordance with 10 2001. From 2002 through 2004, RTRs
hereby given that a member of the CFR 2.302. implemented compensatory measures
Atomic Safety and Licensing Board Issued at Rockville, Maryland, this 30th (CMs), which included site-specific
Panel is being designated as Presiding day of April 2007. background investigations or checks.
Officer in the following proceeding in E. Roy Hawkens, Additionally, in January 2003, NRC sent
compliance with the Commission’s the names of and information on all
Chief Administrative Judge, Atomic Safety
directions in its Memorandum and and Licensing Board Panel. individuals with unescorted access at
Order dated April 26, 2007 RTRs to U.S. intelligence agencies for
[FR Doc. E7–8549 Filed 5–3–07; 8:45 am]
(CLI–07–18): review. This review found no issues.
BILLING CODE 7590–01–P
Individuals with unescorted access
Consumers Energy Company, Nuclear since January 2003 have undergone site-
Management Company, LLC, Entergy specific background investigations or
Nuclear Palisades, LLC, and Entergy NUCLEAR REGULATORY
checks, which were implemented as
Nuclear Operations, Inc. (Palisades COMMISSION
part of CMs implemented at RTRs in
Nuclear Power Plant) [EA–07–074] response to NRC initiatives.
This proceeding, which will be The RTR site-specific background
conducted pursuant to 10 CFR Part 2 In the Matter of All Research and Test investigations and checks were
Subpart M of the Commission’s Reactor Licensees Identified in established using a graded approach,
Regulations, ‘‘Procedures for Hearings Attachment 1; Order Imposing considering the specific configuration,
on License Transfer Applications,’’ Fingerprinting and Criminal History uses and radiological risk of each
concerns a Notice of Consideration of Records Check Requirements for facility, to provide acceptable protection
Approval of Transfer of Facility Unescorted Access to All Research of the nuclear material and any
Operating License and Conforming and Test Reactor Licensees Identified associated radioactive materials. The
Amendment and Opportunity for a in Attachment 1 (Effective Immediately) background investigations and checks at
Hearing published in the Federal a minimum verify identity, nationality,
I
Register at 71 FR 66,805 (Nov. 16, immigration status (if applicable), and
2006). The Commission is considering The Licensees identified in determine whether the individual
issuing an order approving the transfer Attachment 1 1 to this Order hold demonstrates a pattern of trustworthy
of Facility Operating License No. DPR– licenses as research and test reactors and reliable behavior through facility-
20 for Palisades Nuclear Plant currently (RTRs) issued in accordance with the specific verification of various aspects
held by Consumers Energy Company Atomic Energy Act (AEA) of 1954, as of a person’s background. These
and Nuclear Management Company, amended, by the U.S. Nuclear verifications include consideration of
LLC to Entergy Nuclear Palisades, LLC Regulatory Commission (NRC or educational, military, employment and
and Entergy Nuclear Operations, Inc. As Commission). On August 8, 2005, the criminal histories. With regard to
relevant here, in CLI–07–18 (slip op. at Energy Policy Act of 2005 (EPAct) was criminal history, some of the RTR
4), the Commission determined that enacted. Section 652 of the EPAct facilities use FBI fingerprint-based
petitioners Van Buren County and amended Section 149 of the AEA to criminal history records checks, while
Covert Township have standing in this require fingerprinting and a Federal others use either State fingerprint-based
Bureau of Investigation (FBI) criminal history records checks or
proceeding. The Commission deferred
identification and criminal history criminal history records checks which
ruling on the admissibility of the
records check of any person who is do not include fingerprints. These
contentions proffered by the County and
permitted unescorted access to a background investigations or checks,
the Township, but it granted their
utilization facility, which includes the through a combination of various
request for access to proprietary
RTRs listed in Attachment 1 to this elements, have provided additional
information redacted by the applicants
Order. assurance for the protection of the
from the license transfer application (id.
specific facility from potential
at 14). The Commission directed the II radiological risk from insider threats.
applicants to provide the County and Further, RTRs are required by Orders
Prior to September 11, 2001, the
Township access to the unredacted dated September 29, 2006, to have FBI
Commission established physical
version of the application pursuant to a fingerprint-based identification and
protection requirements applicable to
confidentiality agreement (id. at 16–17). criminal history records checks for
RTRs, which included storing and using
Unless and until directed otherwise by persons allowed access to Safeguards
the special nuclear material in
the Commission, the Presiding Officer’s Information.2 These individuals are
controlled access areas, monitoring the
responsibilities shall be limited to those who are allowed access to the
controlled access areas for unauthorized
resolving any disputes regarding the details of security plans or procedures at
activities, and ensuring a response to all
County’s and Township’s access to the specific facility and, therefore, have
unauthorized activities.
proprietary information in the actual knowledge and ability to affect
Subsequent to the terrorist events of
application (id. at 17, 18). the facility security. Therefore, those
September 11, 2001, the NRC took
The Presiding Officer is: various actions to ensure the Orders provide additional assurance
Administrative Judge Michael C. Farrar, acceptability of individuals for that security information and associated
Atomic Safety and Licensing Board unescorted access to RTRs. RTRs were RTRs facilities are adequately protected.
Panel, U.S. Nuclear Regulatory advised to consider taking additional Previously, AEA Section 149 only
Commission, Washington, DC 20555– precautions including observation of required fingerprinting and criminal
0001. activities within their facility, and history records checks of persons
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All correspondence, documents, and licensee precautions were evaluated at


other materials relating to disputes specific RTR sites in the remainder of
2 ‘‘Order Imposing Fingerprinting and Criminal

regarding the County’s and Township’s History Records Check Requirements for Access to
Safeguards Information (Effective Immediately),’’
access to proprietary information in the 1 Attachment 1 contains sensitive information (EA–06–203) dated September 29, 2006, (71 FR
application shall be filed with the and will not be released to the public. 59140, Oct. 6, 2006) (ML061510049).

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25338 Federal Register / Vol. 72, No. 86 / Friday, May 4, 2007 / Notices

seeking unescorted access to facilities in such quantity as to be of significance 1. The Licensee shall, within twenty
licensed under Sections 103 and 104b of to the common defense and security, or (20) days of the date of this Order,
the AEA, e.g., power reactors. Power in such manner as to affect the health establish and maintain a fingerprinting
reactors are required by 10 CFR 73.57 to and safety of the public; or program for unescorted access that
have fingerprint-based criminal history (2) any important component part meets the requirements of Attachment 2
records checks performed as part of especially designed for such equipment to this Order.
granting unescorted access to the or device as determined by the 2. The Licensee shall, in writing,
facility. RTRs have not been subject to Commission. within twenty (20) days of the date of
this requirement, and have only been The Commission’s rules, in 10 CFR this Order, notify the Commission (1) of
required to control access to authorized 50.2, define a ‘‘[u]tilization facility’’ as receipt and confirmation that
persons and screen those persons for ‘‘any nuclear reactor other than one compliance with the Order will be
access in accordance with their security designed or used primarily for the achieved or (2) if it is unable to comply
plans or procedures. formation of plutonium or U–233.’’ with any of the requirements described
Congress left intact the Commission’s Further, ‘‘Nuclear reactor’’ is defined as in Attachment 2, or (3) if compliance
authority to relieve persons by rule from ‘‘an apparatus, other than an atomic with any of the requirements is
the fingerprinting, identification, and weapon, designed or used to sustain unnecessary in its specific
criminal history records check nuclear fission in a self-supporting circumstances. The notification shall
requirements of AEA Section 149 ‘‘if the chain reaction.’’ These definitions provide the Licensee’s justification for
Commission finds that such action is include the RTRs listed in Attachment seeking relief from or variation of any
consistent with its obligations to 1. specific requirement.
promote the common defense and B. In accordance with the NRC’s
For purposes of this Order, an
security and to protect the health and ‘‘Order Imposing Fingerprinting and
individual who is granted ‘‘unescorted
safety of the public.’’ 3 Currently, the Criminal History Records Check
access’’ could exercise physical control
NRC has no rule that would provide Requirements for Access to Safeguards
over the special nuclear material
relief from or require the Information (Effective Immediately)’’
possessed by the licensee, which would
implementation of AEA section 149 for (EA–06–203) issued on September 29,
be of significance to the common 2006, (71 FR 59140, October 6, 2006),
fingerprinting for unescorted access to
defense and security or would adversely only the NRC-approved reviewing
RTRs.
The NRC is planning a rulemaking to affect the health and safety of the official shall review results from a FBI
reexamine the extent of fingerprint- public, such that the special nuclear criminal history records check. In
based criminal history records checks material could be used or removed in an accordance with all other applicable
for unescorted access to RTRs that it unauthorized manner without detection, requirements and the evaluation of the
finds to be necessary to ensure adequate assessment, or response by systems or results of the FBI criminal history
protection of the public health and persons designated to detect, assess or records check as specified in this Order,
safety and common defense and respond to such unauthorized use or the reviewing official shall determine
security. In the interim, the NRC has removal. At RTRs, such individuals whether an individual may have, or
decided to implement this requirement, include those with the capability and continue to have, unescorted access. No
in part, prior to the completion of the knowledge to use the special nuclear person may have access to Safeguards
rulemaking to provide acceptable, material in the utilization facility or Information or unescorted access to any
additional assurance that an individual remove the special nuclear material utilization facility, or radioactive
with unescorted access to a RTR facility from the utilization facility in an material or property subject to
will not adversely impact the common unauthorized manner without detection, regulation by the NRC if the NRC has
defense and security or the public assessment and response by the determined, in accordance with its
health and safety. Therefore, in physical protection system or related administrative review process based on
accordance with Section 149 of the provisions or persons. fingerprinting and an FBI identification
AEA, as amended by the EPAct, the In addition, pursuant to 10 CFR 2.202, and criminal history records check,
Commission is imposing the FBI I find that in light of the common either that the person may not have
criminal history records check defense and security matters identified access to SGI or that the person may not
requirements, as set forth in this Order, above, which warrant the issuance of have unescorted access to a utilization
including Attachment 2 to this Order, this Order, the public health, safety, and facility, or radioactive material or
on all Licensees identified in interest require that this Order be property subject to regulation by the
Attachment 1 to this Order. These effective immediately. NRC.
requirements will remain in effect until III C. Fingerprints shall be submitted and
the Commission determines otherwise. reviewed in accordance with the
The AEA requires fingerprint-based Accordingly, pursuant to Sections 53, procedures described in Attachment 2
criminal history records checks at 104, 149, 161b, 161i, 161o, 182, and 186 to this Order. Individuals who have
utilization facilities. Section 11cc of The of the AEA of 1954, as amended, and been fingerprinted and granted access to
AEA defines utilization facility as the Commission’s regulations in 10 CFR SGI by the NRC-approved reviewing
(1) any equipment or device, except 2.202, 10 CFR Part 50 and 10 CFR Part official in accordance with EA–06–203
an atomic weapon, determined by rule 73, IT IS HEREBY ORDERED, (September 29, 2006), do not need to be
of the Commission to be capable of EFFECTIVE IMMEDIATELY, THAT fingerprinted again for purposes of
making use of special nuclear material ALL LICENSEES IDENTIFIED IN authorizing unescorted access. In
in such quantity as to be of significance ATTACHMENT 1 TO THIS ORDER addition, individuals who have a
to the common defense and security, or SHALL COMPLY WITH THE favorably decided U.S. Government
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in such manner as to affect the health REQUIREMENTS SET FORTH IN THIS criminal history records check within
and safety of the public, or peculiarly ORDER. the last five (5) years, or who have an
adapted for making use of atomic energy A. All licensees identified in active Federal security clearance have
Attachment 1 to this Order shall comply satisfied the EPAct fingerprinting
3 AEA § 149.b. with the following requirements: requirement and need not be

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Federal Register / Vol. 72, No. 86 / Friday, May 4, 2007 / Notices 25339

fingerprinted again, provided in each hearing request is by a person other than NUCLEAR REGULATORY
case that the appropriate documentation the Licensee. Because of possible delays COMMISSION
is made available to the Licensee’s in delivery of mail to United States
reviewing official. However, all other Government offices, it is requested that Report to Congress on Abnormal
applicable requirements must be answers and requests for hearing be Occurrences Fiscal Year 2006;
satisfied to allow any individual transmitted to the Secretary of the Dissemination of Information
unescorted access to the facility. Commission either by means of Section 208 of the Energy
D. The Licensee may allow any facsimile transmission to 301–415–1101 Reorganization Act of 1974 (Public Law
individual who currently has
or by e-mail to hearingdocket@nrc.gov 93–438) defines an abnormal occurrence
unescorted access, in accordance with
and also to the Office of the General (AO) as an unscheduled incident or
applicable requirements, to continue to
Counsel either by means of facsimile event which the U.S. Nuclear
have unescorted access, pending a
transmission to 301–415–3725 or by e- Regulatory Commission (NRC)
decision by the reviewing official (based
mail to OGCMailCenter@nrc.gov. If a determines to be significant from the
on fingerprinting and a FBI criminal
person other than the Licensee requests standpoint of public health or safety.
history records check) that the
a hearing, that person shall set forth The Federal Reports Elimination and
individual may continue to have
with particularity the manner in which Sunset Act of 1995 (Public Law 104–66)
unescorted access. The licensee shall
his/her interest is adversely affected by requires that AOs be reported to
complete implementation of the
this Order and shall address the criteria Congress annually. During fiscal year
requirements of Attachment 2 to this
2006, nine events that occurred at
Order by July 30, 2007. set forth in 10 CFR 2.309.
Licensee responses to Condition A.2. facilities licensed or otherwise regulated
If a hearing is requested by the by the NRC and/or Agreements States
shall be submitted to the Director, Office Licensee or a person whose interest is
of Nuclear Reactor Regulation, U.S. were determined to be AOs. The report
adversely affected, the Commission will describes three events at facilities
Nuclear Regulatory Commission,
issue an Order designating the time and licensed by the NRC. The three AOs at
Washington, DC 20555.
The Director, Office of Nuclear place of any hearing. If a hearing is held, NRC-licensed facilities included a spill
Reactor Regulation, may, in writing, the issue to be considered at such of high-enriched uranium solution at a
relax or rescind any of the above hearing shall be whether this Order fuel fabrication facility, a medical event,
conditions upon demonstration of good should be sustained. and an unintended dose to an mbryo/
cause by the Licensee. fetus. The report also addresses six AOs
Pursuant to 10 CFR 2.202(c)(2)(i), the
at facilities licensed by Agreement
IV Licensee may, in addition to demanding States. [Agreement States are those
a hearing, at the time the answer is filed States that have entered into formal
In accordance with 10 CFR 2.202, the
or sooner, move the presiding officer to agreements with the NRC pursuant to
Licensee must, and any other person
set aside the immediate effectiveness of Section 274 of the Atomic Energy Act
adversely affected by this Order may,
submit an answer to this Order, and the Order on the ground that the Order, (AEA) to regulate certain quantities of
may request a hearing on this Order, including the need for immediate AEA licensed material at facilities
within twenty (20) days of the date of effectiveness, is not based on adequate located within their borders.] Currently,
this Order. Where good cause is shown, evidence but on mere suspicion, there are 34 Agreement States. During
consideration will be given to extending unfounded allegations, or error. In the Fiscal Year 2006, Agreement States
the time to request a hearing. A request absence of any request for hearing, or reported six events that occurred at
for extension of time in which to submit written approval of an extension of time Agreement State-licensed facilities,
an answer or request a hearing must be in which to request a hearing, the including four medical events, one
made in writing to the Director, Office provisions as specified above in Section unintended dose to an embryo/fetus,
of Nuclear Reactor Regulation, U.S. III shall be final twenty (20) days from and one industrial event. As required by
Nuclear Regulatory Commission, the date of this Order without further Section 208, the discussion for each
Washington, DC 20555, and include a Order or proceedings. event includes the date and place, the
statement of good cause for the nature and probable consequences, the
If an extension of time for requesting cause or causes, and the action taken to
extension. The answer may consent to a hearing has been approved, the
this Order. Unless the answer consents prevent recurrence. Each event is also
provisions as specified above in Section being described in NUREG–0090, Vol.
to this Order, the answer shall, in
III shall be final when the extension 29, ‘‘Report to Congress on Abnormal
writing and under oath or affirmation,
specifically set forth the matters of fact expires, if a hearing request has not Occurrences, Fiscal Year 2006.’’ This
and law on which the Licensee or other been received. AN ANSWER OR A report is available electronically at the
person adversely affected relies and the REQUEST FOR HEARING SHALL NOT NRC Web site http://www.nrc.gov/
reasons as to why the Order should not STAY THE IMMEDIATE reading-rm/doc-collections/nuregs/staff/
have been issued. Any answer or EFFECTIVENESS OF THIS ORDER. .
request for a hearing shall be submitted Dated this 30th day of April 2007. Nuclear Power Plants
to the Secretary, Office of the Secretary, For the Nuclear Regulatory Commission. During this period, no events at U.S.
U.S. Nuclear Regulatory Commission,
James T. Wiggins, nuclear power plants were significant
ATTN: Rulemakings and Adjudications
Acting Director, Office of Nuclear Reactor enough to be reported as AOs.
Staff, Washington, DC 20555. Copies
Regulation. * * * * *
also shall be sent to the Director, Office
of Nuclear Reactor Regulation, U.S. [FR Doc. 07–2207 Filed 5–3–07; 8:45 am]
Fuel Cycle Facilities
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Nuclear Regulatory Commission, BILLING CODE 7590–01–P


Washington, DC 20555, to the Assistant (Other Than Nuclear Power Plants)
General Counsel for Material Litigation During this reporting period, one
and Enforcement at the same address, event at an NRC-licensed fuel
and to the Licensee if the answer or fabrication facility was significant

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