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Federal Register / Vol. 72, No.

81 / Friday April 27, 2007 / Notices 21057

have access to ADAMS or who that the recipient has the option of (44 U.S.C. 3501 et seq.), the Securities
encounter problems in accessing the electing not to have the payer withhold, and Exchange Commission
documents located in ADAMS should or to withhold at a specific rate; (2) (‘‘Commission’’) has submitted to the
contact the NRC PDR reference staff by withhold benefits for tax purposes (in Office of Management and Budget a
telephone at (800) 397–4209 or (301) the absence of the recipient’s election request for approval of extension on the
415–4737, or by e-mail to pdr@nrc.gov. not to withhold benefits); and (3) notify following rule: 17 CFR 240.15c3–1f
all beneficiaries, at least annually, that (Appendix F to Rule 15c3–1
F. Scheduling Information Updates
they have the option of changing their (‘‘Appendix F’’)).
To the extent updated/revised withholding status or elect not to have Appendix F requires a broker-dealer
scheduling information exists regarding benefits withheld. choosing to register, upon Commission
the limited appearance session, it can be The Railroad Retirement Board approval, as an OTC derivatives dealer
found on the NRC Web site at provides Form RRB–W4P, Withholding to develop and maintain an internal risk
www.nrc.gov/public-involve/public- Certificate for Railroad Retirement management system based on Value-at-
meetings/index.cfm or by calling (800) Payments, to its annuitants to exercise Risk (‘‘VaR’’) models. Appendix F also
368–5642, extension 5036, or (301) 415– their withholding options. Completion requires the OTC derivatives dealer to
5036. of the form is required to obtain or notify Commission staff of the system
For the Atomic Safety and Licensing retain a benefit. One response is and of certain other periodic
Board.3 requested of each respondent. information including when the VaR
Dated: Issued in Rockville, Maryland, April No changes are being proposed to the model deviates from the actual
23, 2007. current version of Form RRB W–4P used performance of the OTC derivatives
E. Roy Hawkens, Chairman, by the RRB. The RRB estimates that dealer’s portfolio. It is anticipated that
Administrative Judge. 25,000 annuitants utilize Form RRB W– five (5) broker-dealers will spend 1,000
[FR Doc. E7–8096 Filed 4–26–07; 8:45 am] 4P annually. The completion time for hours per year complying with Rule
Form RRB W–4P varies depending on 15c3–1f. The total burden is estimated
BILLING CODE 7590–01–P
individual circumstances. The to be approximately 5,000 hours.
estimated average time for Form RRB The records required to be kept
W–4P is 40 minutes for recordkeeping, pursuant to Appendix F and results of
RAILROAD RETIREMENT BOARD 24 minutes for learning about the law or periodic reviews conducted pursuant to
Proposed Collection; Comment the form, and 59 minutes for preparing Rule 15c3–4 generally must be
Request the form. preserved under Rule 17a–4 of the
Additional Information Or Comments: Exchange Act (17 CFR 240.17a–4) for a
SUMMARY: In accordance with the To request more information or to period of not less than three years, the
requirement of section 3506 (c)(2)(A) of obtain a copy of the information first two years in an easily accessible
the Paperwork Reduction Act of 1995 collection justification, forms, and/or place. The Commission will not
which provides opportunity for public supporting material, please call the RRB generally publish or make available to
comment on new or revised data Clearance Officer at (312) 751–3363 or any person notice or reports received
collections, the Railroad Retirement send an e-mail request to pursuant to the Rule. The statutory basis
Board (RRB) will publish periodic Charles.Mierzwa@RRB.GOV. Comments for the Commission’s refusal to disclose
summaries of proposed data collections. regarding the information collection such information to the public is the
Comments are invited on: (a) Whether should be addressed to Ronald J. exemption contained in Section (b)(4) of
the proposed information collection is Hodapp, Railroad Retirement Board, 844 the Freedom of Information Act, 5
necessary for the proper performance of North Rush Street, Chicago, Illinois U.S.C. 552, which essentially provides
the functions of the agency, including 60611–2092 or send an e-mail to that the requirement of public
whether the information has practical Ronald.Hodapp@RRB.GOV. Written dissemination does not apply to
utility; (b) the accuracy of the RRB’s comments should be received within 60 commercial or financial information
estimate of the burden of the collection days of this notice. which is privileged or confidential.
of the information; (c) ways to enhance An agency may not conduct or
Charles Mierzwa,
the quality, utility, and clarity of the sponsor, and a person is not required to
Clearance Officer.
information to be collected; and (d) respond to, a collection of information
ways to minimize the burden related to [FR Doc. E7–8082 Filed 4–26–07; 8:45 am]
unless it displays a currently valid
the collection of information on BILLING CODE 7905–01–P
control number.
respondents, including the use of
Comments should be directed to (1)
automated collection techniques or
SECURITIES AND EXCHANGE Desk Officer for the Securities and
other forms of information technology.
COMMISSION Exchange Commission, Office of
Title and purpose of information
Information and Regulatory Affairs,
collection: Withholding Certificate for
Submission for OMB Review; Office of Management and Budget,
Railroad Retirement Monthly Annuity
Comment Request Room 10102, New Executive Office
Payments; OMB 3220–0149, Form RRB–
Building, Washington, DC 20503 or by
W–4P Upon Written Request, Copies Available sending an e-mail to:
The Internal Revenue Code requires From: Securities and Exchange David_Rostker@omb.eop.gov; and (ii) R.
all payers of tax liable private pensions Commission, Office of Filings and Corey Booth, Director/Chief Information
to U.S. citizens to: (1) Notify each Information Services, Washington, DC Officer, Securities and Exchange
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recipient at least concurrent with initial 20549 Commission, c/o Shirley Martinson,
withholding that the payer is, in fact,
Extension: 6432 General Green Way, Alexandria,
withholding benefits for tax liability and Rule 15c3–1f, SEC File No. 270–440, OMB VA 22312 or send an e-mail to:
Control No. 3235–0496 PRA_Mailbox@sec.gov. Comments must
3 Copies of this Notice were sent this date by

Internet e-mail to counsel for: (1) Citizens; (2) Notice is hereby given that, pursuant be submitted to OMB within 30 days of
AmerGen; (3) the NRC Staff; and (4) New Jersey. to the Paperwork Reduction Act of 1995 this notice.

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21058 Federal Register / Vol. 72, No. 81 / Friday April 27, 2007 / Notices

Dated: April 23, 2007. may be examined at the places specified thereunder,9 because it establishes or
Florence E. Harmon, in Item IV below. The Exchange has changes a due, fee, or other charge
Deputy Secretary. prepared summaries, set forth in imposed by Amex. At any time within
[FR Doc. E7–8083 Filed 4–26–07; 8:45 am] Sections A, B, and C below, of the most 60 days of the filing of the proposed rule
BILLING CODE 8010–01–P
significant aspects of such statements. change, the Commission may summarily
abrogate such rule change if it appears
A. Self-Regulatory Organization’s to the Commission that such action is
Statement of the Purpose of, and necessary or appropriate in the public
SECURITIES AND EXCHANGE Statutory Basis for, the Proposed Rule
COMMISSION interest, for the protection of investors,
Change or otherwise in furtherance of the
[Release No. 34–55657; File No. SR–Amex– purposes of the Act.
1. Purpose
2007–37]
The Exchange does not currently IV. Solicitation of Comments
Self-Regulatory Organizations; charge members for inter-firm changes Interested persons are invited to
American Stock Exchange LLC; Notice or dual registration firm additions. The submit written data, views, and
of Filing and Immediate Effectiveness Exchange believes, however, that the arguments concerning the foregoing,
of Proposed Rule Change Relating to processing of this new registration including whether the proposed rule
Member Application Processing Fee status requires additional time, change is consistent with the Act.
Changes resources, and staffing for the Comments may be submitted by any of
Exchange’s Membership Department, the following methods:
April 23, 2007.
which is equivalent to those used to
Pursuant to Section 19(b)(1) of the Electronic Comments
process a new member applicant. The
Securities Exchange Act of 1934 (the
‘‘Act’’) 1 and Rule 19b–4 thereunder,2
Exchange is now proposing to charge a • Use the Commission’s Internet
minimal processing fee of $250 for a comment form (http://www.sec.gov/
notice is hereby given that on April 16,
current member who elects to change rules/sro.shtml); or
2007, American Stock Exchange LLC • Send an e-mail to rule-
firms, or dually register an additional
(‘‘Amex’’ or ‘‘Exchange’’) filed with the comments@sec.gov. Please include File
firm, in order to cover Exchange-
Securities and Exchange Commission Number SR–Amex–2007–37 on the
incurred costs, time, and materials
(‘‘Commission’’) the proposed rule subject line.
required to process a member’s new
change as described in Items I, II, and
registration status.5
III below, which Items have been Paper Comments
prepared substantially by the Exchange. 2. Statutory Basis • Send paper comments in triplicate
The Exchange filed the proposed rule The Exchange believes that its to Nancy M. Morris, Secretary,
change pursuant to Section 19(b)(3)(A) proposed rule change is consistent with Securities and Exchange Commission,
of the Act 3 and Rule 19b–4(f)(2) Section 6(b) of the Act,6 in general, and Station Place, 100 F Street, NE.,
thereunder,4 which renders the proposal furthers the objectives of Section 6(b)(4) Washington, DC 20549–1090.
effective upon filing with the of the Act,7 in particular, regarding the All submissions should refer to File
Commission. The Commission is equitable allocation of reasonable dues, Number SR–Amex–2007–37. This file
publishing this notice to solicit fees, and other charges among exchange number should be included on the
comments on the proposed rule change members and other persons using subject line if e-mail is used. To help the
from interested persons. exchange facilities. Commission process and review your
I. Self-Regulatory Organization’s comments more efficiently, please use
B. Self-Regulatory Organization’s
Statement of the Terms of Substance of only one method. The Commission will
Statement on Burden on Competition
the Proposed Rule Change post all comments on the Commission’s
The proposed rule change will not Internet Web site (http://www.sec.gov/
The Exchange proposes to modify its impose any burden on competition that rules/sro.shtml). Copies of the
Member Fee Schedule to provide for an is not necessary or appropriate in submission, all subsequent
application processing fee for inter-firm furtherance of the purposes of the Act. amendments, all written statements
changes or dual registration of firm
C. Self-Regulatory Organization’s with respect to the proposed rule
additions. The text of the proposed rule
Statement on Comments on the change that are filed with the
change is available at http://
Proposed Rule Change Received From Commission, and all written
www.amex.com, Amex’s principal
Members, Participants or Others communications relating to the
office, and the Commission’s Public
proposed rule change between the
Reference Room. The Exchange has neither solicited Commission and any person, other than
II. Self-Regulatory Organization’s nor received comments on the proposed those that may be withheld from the
Statement of the Purpose of, and rule change. public in accordance with the
Statutory Basis for, the Proposed Rule III. Date of Effectiveness of the provisions of 5 U.S.C. 552, will be
Change Proposed Rule Change and Timing for available for inspection and copying in
In its filing with the Commission, Commission Action the Commission’s Public Reference
Amex included statements concerning Room. Copies of such filing also will be
The proposed rule change has become
the purpose of and basis for the available for inspection and copying at
effective pursuant to Section
proposed rule change and discussed any the principal offices of Amex. All
19(b)(3)(A)(ii) of the Act 8 and
comments received will be posted
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comments it received on the proposed subparagraph (f)(2) of Rule 19b–4


rule change. The text of these statements without change; the Commission does
5 The Exchange’s application processing fee for
not edit personal identifying
1 15 U.S.C. 78s(b)(1). new members is currently $2,000. information from submissions. You
2 17 CFR 240.19b–4. 6 15 U.S.C. 78f(b). should submit only information that
3 15 U.S.C. 78s(b)(3)(A). 7 15 U.S.C. 78f(b)(4).
4 17 CFR 240.19b–4(f)(2). 8 15 U.S.C. 78s(b)(3)(a)(ii). 9 17 CFR 240.19b–4(f)(2).

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