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2620 Federal Register / Vol. 72, No.

13 / Monday, January 22, 2007 / Rules and Regulations

■ 2. In § 401.2 paragraph (k) is revised stop symbol on the lock wall nearest the side to prevent any metallic part of the
to read as follows: closed gates. vessel from touching the side of a dock
* * * * * or lock wall.
§ 401.2 Interpretation. ■ 11. In § 401.72 paragraph (b) is revised
■ 8. In § 401.58 paragraph (b) is revised
* * * * * to read as follows:
(k) Seaway Station means a radio to read as follows:
station operated by the Corporation or § 401.72 Reporting—explosive and
§ 401.58 Pleasure craft scheduling.
the Manager. (Refer to 401.62. Seaway hazardous cargo vessels.
* * * * *
Stations for the list and location of * * * * *
(b) Every pleasure craft seeking to
stations). (b) Every explosive vessel requiring a
transit Canadian Locks shall stop at a
* * * * * Seaway Explosives Permission Letter
pleasure craft dock and arrange for
■ 3. In § 401.8 paragraph (c) is revised
shall, when reporting in, give the
transit by contacting the lock personnel
to read as follows: number of its Seaway Explosives
using the direct-line phone and make
Permission Letter.
§ 401.8 Landing booms.
the lockage fee payment by purchasing
a ticket using the automated ticket * * * * *
* * * * * dispensers. ■ 12. In § 401.93 paragraph (b) is revised
(c) Vessels not equipped with or not to read as follows:
using landing booms must use the ■ 9. In § 401.68, the section heading and
Seaway’s tie-up service at approach paragraphs (a) introductory text, (b), (c), § 401.93 Access to Seaway property.
walls. and (d) are revised to read as follows: * * * * *
■ 4. Section 401.12 paragraph (a) § 401.68 Explosives Permission Letter. (b) Except as authorized by an officer
introductory text is revised to read as or by the Seaway Property Regulations
(a) A Seaway Explosives Permission or its successors, no person shall enter
follows: Letter is required for an explosive vessel upon any land or structure of the
§ 401.12 Minimum requirements—mooring in the following cases: Manager or the Corporation or in any
lines and fairleads. * * * * * Seaway canal or lock area.
(a) Unless otherwise permitted by the (b) When an explosive vessel is
Issued at Washington, DC on January 11,
officer the minimum requirements in carrying quantities of explosives above 2007.
respect of mooring lines, which shall be the maximum mentioned in paragraph
Saint Lawrence Seaway Development
available for securing on either side of (a) of this section, no Seaway Explosives Corporation.
the vessel, winches, and the location of Permission Letter shall be granted and
Collister Johnson, Jr.,
fairleads on vessels are as follows: the vessel shall not transit.
(c) A written application for a Seaway Administrator.
* * * * *
Explosives Permission Letter certifying [FR Doc. E7–814 Filed 1–19–07; 8:45 am]
■ 5. In § 401.22 paragraph (c) is revised
to read as follows: that the cargo is packed, marked, and BILLING CODE 4910–61–P
stowed in accordance with the Canadian
§ 401.22 Preclearance of vessels. Regulations respecting the Carriage of
* * * * * Dangerous Goods, the United States ENVIRONMENTAL PROTECTION
(c) Unless otherwise permitted by an Regulations under the Dangerous Cargo AGENCY
officer a non-commercial vessel of 300 Act and the International Maritime
gross registered tonnage or less cannot Dangerous Goods Code may be made to 40 CFR Part 60
apply for preclearance status and must the Saint Lawrence Seaway [EPA–HQ–OAR–2003–0156; FRL–8272–2]
transit as a pleasure craft. Development Corporation, P.O. Box 520,
Massena, New York 13662 or to the St. RIN 2060–AN91
* * * * *
■ 6. § 401.24 is revised as follows:
Lawrence Seaway Management Standards of Performance for New
Corporation, 202 Pitt Street, Cornwall, Stationary Sources and Emission
§ 401.24 Application for preclearance. Ontario, K6J 3P7. Guidelines for Existing Sources: Other
The representative of a vessel may, on (d) A signed copy of a Seaway Solid Waste Incineration Units:
a preclearance form obtained from the Explosives Permission Letter and a true Reconsideration
Manager, St. Lambert, Quebec, or copy of any certificate as to the loading
downloaded from the St. Lawrence of dangerous cargo shall be kept on AGENCY: Environmental Protection
Seaway Web site at http:// board every explosive vessel in transit Agency (EPA).
www.greatlakes-seaway.com, apply for and shall be made available to any ACTION: Notice of final action on
preclearance, giving particulars of the officer requiring production of such reconsideration.
ownership, liability insurance and copies.
physical characteristics of the vessel * * * * * SUMMARY: On December 16, 2005, EPA
and guaranteeing payment of the fees ■ 10. § 401.70 is revised to read as published final rules entitled,
that may be incurred by the vessel. follows: ‘‘Standards of Performance for New
■ 7. In § 401.40 the section heading is
Stationary Sources and Emission
revised, paragraphs (b) and (c) are
§ 401.70 Fendering—explosive and Guidelines for Existing Sources: Other
hazardous cargo vessels. Solid Waste Incineration Units.’’
redesignated as paragraphs (c) and (d),
respectively, and a new paragraph (b) is All explosive vessels requiring a Following that final action, the
added to read as follows: Seaway Explosives Permission Letter in Administrator received a petition for
accordance with § 401.68 and all tankers reconsideration. In response to the
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§ 401.40 Entering, Exiting or Position in carrying cargo with a flashpoint of up to petition, on June 28, 2006, EPA
Lock. 61 °C, except those carrying such cargo announced our reconsideration of
* * * * * in center tanks with gas free wing tanks, whether SSI should be excluded from
(b) No vessel shall depart a lock in shall be equipped with a sufficient the other solid waste incineration units
such a manner that the stern passes the number of non-metallic fenders on each (OSWI) rules and requested comment on

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Federal Register / Vol. 72, No. 13 / Monday, January 22, 2007 / Rules and Regulations 2621

this issue. After carefully considering all located in the EPA Headquarters F. Executive Order 13175: Consultation
of the comments and information Library, Room 3334, and is open from and Coordination With Indian Tribal
received through our reconsideration 8:30 a.m. to 4:30 p.m., Monday through Governments
process, we have concluded that no Friday, excluding legal holidays. The G. Executive Order 13045: Protection of
Children From Environmental Health
additional changes are necessary to the telephone number for the Public and Safety Risks
final OSWI rules. With respect to all Reading Room is (202) 566–1744, and H. Executive Order 13211: Actions That
other issues raised by the petitioner, we the telephone number for the EPA Significantly Affect Energy Supply,
deny the request for reconsideration. Docket Center is (202) 566–1742. Distribution or Use
DATES: This final action is effective on FOR FURTHER INFORMATION CONTACT: Ms. I. National Technology Transfer
January 22, 2007. Martha Smith, U.S. EPA, Sector Policies Advancement Act
and Programs Division, Natural J. Congressional Review Act
ADDRESSES: Docket: EPA has established
a docket for this action and the final Resources and Commerce Group (E143– I. General Information
OSWI new source performance 03), U.S. EPA, Research Triangle Park,
North Carolina 27711, (919) 541–2421, A. Does this notice of final action on
standards (NSPS) (40 CFR part 60, reconsideration apply to me?
subpart EEEE) and emission guidelines e-mail smith.martha@epa.gov.
(40 CFR part 60, subpart FFFF) under SUPPLEMENTARY INFORMATION: Regulated Entities. This final action
Docket ID No. EPA–HQ–OAR–2003– Organization of This Document. The on reconsideration potentially affects
0156. All documents in the docket are following outline is provided to aid in sewage sludge incinerators (SSI).
listed on the http://www.regulations.gov locating information in this preamble. Although there is not a specific North
Web site. Although listed in the index, I. General Information American Industrial Classification
some information is not publicly A. Does this notice of final action on System (NAICS) code for SSI, these
available, e.g., Confidential Business reconsideration apply to me? units may be operated by municipalities
B. How do I obtain a copy of this document
Information (CBI) or other information and other related information?
or other entities and the following
whose disclosure is restricted by statute. II. Background Information NAICS codes apply: Non-hazardous
Certain other material, such as III. Actions We Are Taking incinerators (NAICS 562213); sludge
copyrighted material, is not placed on A. Issue for Which Reconsideration Was disposal sites (NAICS 562212); and
the Internet and will be publicly Granted: Sewage Sludge Incinerators sewage treatment facilities (NAICS
available only in hard copy form. B. Remaining Issues in Petition for 221320). The categories and entities
Publicly available docket materials are Reconsideration regulated by the final OSWI rules are
available either electronically at http:// IV. Statutory and Executive Order Reviews very small municipal waste combustion
A. Executive Order 12866: Regulatory
www.regulations.gov or in hard copy at Planning and Review
(VSMWC) units and institutional waste
the EPA Docket Center (EPA/DC), EPA B. Paperwork Reduction Act incineration (IWI) units. The final OSWI
West Building, Room B102, 1301 C. Regulatory Flexibility Act emission guidelines and new source
Constitution Ave., NW., Washington, D. Unfunded Mandates Reform Act performance standards (NSPS) affect the
DC 20004. The Public Reading Room is E. Executive Order 13132: Federalism following categories of sources:

Category NAICS code Examples of potentially regulated entities

Any State, local, or Tribal government using a VSMWC unit 562213, 92411 Solid waste combustion units burning municipal waste col-
as defined in the regulations. lected from the general public and from residential, com-
mercial, institutional, and industrial sources.
Institutions using an IWI unit as defined in the regulations ...... 922, 6111, 623, Correctional institutions, primary and secondary schools,
7121 camps and national parks.
Any Federal government agency using an OSWI unit as de- 928 Department of Defense (labs, military bases, munition facili-
fined in the regulations. ties).
Any college or university using an OSWI unit as defined in the 6113, 6112 Universities, colleges and community colleges.
regulations.
Any church or convent using an OSWI unit as defined in the 8131 Churches and convents.
regulations.
Any civic or religious organization using an OSWI unit as de- 8134 Civic associations and fraternal associations.
fined in the regulations.

This table is not intended to be electronic copies of the final rule and Combustion,’’ requires EPA to develop
exhaustive, but rather provides a guide the notice of final action on and adopt NSPS and emission
for readers regarding entities that were reconsideration are available on the guidelines for solid waste incineration
regulated by the final OSWI rules. WWW through the Technology Transfer units pursuant to CAA section 111.
Network Web site (TTN). Following Section 111(b) of the CAA requires EPA
B. How do I obtain a copy of this to establish NSPS for new sources, and
signature, EPA posted a copy of the final
document and other related CAA section 111(d) requires EPA to
rule on the TTN’s policy and guidance
information? establish procedures for States to submit
page for newly proposed or promulgated
Docket. The docket number for this rules at http://www.epa.gov/ttn/oarpg. plans for implementing emission
action and the final OSWI NSPS (40 The TTN provides information and guidelines for existing sources. Congress
CFR part 60, subpart EEEE) and technology exchange in various areas of specifically added CAA section 129 to
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emission guidelines (40 CFR part 60, air pollution control. the CAA to address concerns about
subpart FFFF) is Docket ID No. EPA– emissions from solid waste combustion
HQ–OAR–2003–0156. II. Background Information units. Section 129(a)(1) of the CAA
World Wide Web (WWW). In addition Section 129 of the Clean Air Act identifies five categories of solid waste
to being available in the docket, (CAA), entitled ‘‘Solid Waste incineration units:

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(1) Units with a capacity of greater notice (69 FR 71472, December 9, 2004) of standards under section 111 and this
than 250 tons per day (tpd) combusting did not specifically mention or request section applicable to other categories of solid
municipal waste; comment on whether SSI should be waste incineration units.
(2) Units with a capacity equal to or In addition, CAA section 129(h)(2)
regulated under the OSWI rules. EPA
provides,
less than 250 tpd combusting municipal did publish notices on April 24, 2000 (2) Other authority under this act.—
waste; (65 FR 23459), and June 26, 2002 (67 FR Nothing in this section shall diminish the
(3) Units combusting hospital, 43113), stating that it had decided not authority of the Administrator or a State to
medical, and infectious waste; to regulate SSI as a category under CAA establish any other requirements applicable
(4) Units combusting commercial or section 129 and, instead, had listed it as to solid waste incineration units under any
industrial waste; and an area source category to be regulated other authority of law * * *, except that no
(5) Unspecified ‘‘other categories of under CAA sections 112(c)(3) and solid waste incineration unit subject to
solid waste incineration units.’’ performance standards under this section
112(k)(3). These notices, however, did and section 111 shall be subject to standards
EPA previously developed regulations not request public comment on whether under section 112(d) of this Act.
for each of the listed categories of solid SSI should be regulated under CAA
waste incineration units except for the section 129 or 112. We decided to grant In the final OSWI rulemaking, EPA
undefined ‘‘other categories of solid reconsideration of this issue in the concluded that the provisions of CAA
waste incineration units.’’ On December interest of ensuring full opportunity for section 129(a)(1) do not mandate that
9, 2004 (69 FR 71472), EPA proposed comment. SSI be regulated as OSWI under CAA
NSPS and emission guidelines for OSWI A total of 20 unique comments were section 129. Because EPA is in the
units. EPA received and considered received on the June 28, 2006, proposal process of regulating SSI under CAA
public comments and promulgated final notice including a comment by the section 112, EPA relied on CAA section
regulations for OSWI units on December petitioner, Sierra Club. Seventeen of the 129(h)(2) as part of its basis for not
16, 2005. commenters wholly support EPA’s regulating SSI under CAA section 129
Following the promulgation of the proposed decision to regulate SSI under (70 FR 74874–74875, December 16,
final OSWI rule, EPA received a petition CAA section 112 rather than CAA 2005).
for reconsideration from the Sierra Club. b. Comments. One commenter (EPA–
section 129. One of the supporting
On June 28, 2006 (71 FR 36726), we HQ–OAR–2003–0156–0118) claims that
commenters is a trade organization for
granted reconsideration and requested EPA’s failure to set CAA section 129
publicly-owned treatment works, which
comment on one issue raised by the standards for SSI contravenes the CAA.
are usually the SSI owners and
petitioner: specifically, whether SSI The commenter contends that CAA
operators. Sixteen member
should be regulated under the OSWI section 129 unambiguously requires
municipalities submitted separate
rules. EPA to set CAA section 129 standards
comment letters endorsing the
The public comment period on the for any facility that combusts any solid
comments from the trade organization. waste, with the exception of the limited
reconsideration ended on August 14, Aside from the petitioner, two State
2006. Twenty written public comments categories of facilities expressly exempt
agencies submitted comments that do in CAA section 129(g)(1). To support its
were received. The individual comment not fully support EPA’s proposal. All of
letters can be found in Docket ID No. view, the commenter cites CAA section
the comments are addressed in the 129(a)(1)(A) and notes that CAA section
EPA–HQ–OAR–2003–0156. following discussion. 129(g)(1) defines ‘‘solid waste
III. Actions We Are Taking 1. Legal and Record Basis for Decision incineration unit’’ as ‘‘a distinct
At this time, we are announcing our Not to Regulate SSI Under OSWI Rules operating unit of any facility which
final action on reconsideration of one a. EPA’s Position in OSWI Final Rule. combusts any solid waste material from
issue for which we asked for comment In promulgating the final OSWI commercial or industrial establishments
in our June 28, 2006, notice. We are also rulemaking, EPA took the position that or the general public. * * *’’. The
announcing our final decision on six it was not required to regulate SSI as commenter adds that EPA recognized
remaining issues that were raised by OSWI under the terms of CAA section that ‘‘sludge generated by publicly
petitioners. 129. Section 129 of the CAA provides, owned treatment works (POTWs) is a
in relevant part: solid waste from the general public,
A. Issue for Which Reconsideration Was commercial and industrial
Granted: Sewage Sludge Incinerators Sec. 129. Solid Waste Combustion establishments’’ (62 FR 1869, January
(a) New Source Performance Standards.— 14, 1997) and that EPA admitted that
On June 28, 2006 (71 FR 36726), we (1) In general.—
granted reconsideration of and (A) The Administrator shall establish sewage sludge is a solid waste (Unified
requested comment on the SSI issue that performance standards and other Agenda, 65 FR 23549–01, April 24,
was raised in the petition for requirements pursuant to section 111 and 2000). The commenter concludes that a
reconsideration. Generally, the this section for each category of solid waste plain reading of the CAA shows that SSI
petitioner contended that SSI should be incineration units. Such standards shall cannot be exempt from CAA section
regulated as a type of OSWI under CAA include emissions limitations and other 129. The commenter claims that
requirements applicable to new units and emissions from SSI are comparable to
section 129. The petitioner noted that guidelines (under section 111(d) and this
the notice of proposal of the OSWI rules other categories of waste incinerators
section) and other requirements applicable to
did not mention SSI, and claimed that existing units. regulated under CAA section 129. The
there was no opportunity to comment [Subparagraphs (B)–(D) establish schedules commenter claims that the exclusion of
on EPA’s decision not to regulate SSI for standards applicable to solid waste SSI from the OSWI rules contravenes
under OSWI. Moreover, the petitioner incineration units combusting municipal the CAA.1
argued that EPA’s rationale was waste; hospital waste, medical waste, and Conversely, another commenter
infectious waste; and commercial and (EPA–HQ–OAR–2003–0156–0127)
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advanced for the first time in the final industrial waste.]


rule and supporting documents. (E) Not later than 18 months after the date 1 The commenter also claims that the exclusion of
In our June 28, 2006, notice of of enactment of the Clean Air Act SSI from the OSWI rules contravenes the consent
reconsideration (71 FR 36726), EPA Amendments of 1990, the Administrator decree in Sierra Club v. Whitman, No. 01–1537
acknowledged that the OSWI proposal shall publish a schedule for the promulgation (D.D.C.).

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asserts that EPA was well within its have any major sources of HAP. Later in one commenter, that the OSWI
discretion to exclude SSI from the OSWI 2002, EPA included SSI in a list of area standards must apply to every other
rule. The commenter states that CAA source categories to be regulated under possible type of incineration unit
section 129 directs EPA to regulate CAA section 112 (67 FR 43112, June 26, burning any type of solid waste. If
certain categories of incinerators 2002). Conversely, another commenter Congress had intended such a clear
enumerated in CAA section (EPA–HQ–OAR–2003–0156–0126) directive, it could have instructed EPA
129(a)(1)(A)–(D), but the statute does recommends regulating SSI under the to regulate ‘‘every other category’’ of
not define the categories of ‘‘other’’ CAA section 129 OSWI rules. A large solid waste incineration unit, instead of,
solid waste incineration units that must waste water treatment plant with 14 SSI simply, ‘‘other categories.’’ Yet Congress
be regulated under CAA section units is located in the commenter’s did not use such unambiguous
129(a)(1)(E). Therefore, inherent in State. language, leaving it to EPA to interpret
EPA’s implementation of CAA section The commenter contends that these the CAA in a reasonable manner by
129 is the discretion to reasonably units are poorly controlled with few determining which other categories to
define what constitutes the statutorily current applicable regulatory include under subparagraph (E).
undefined ‘‘other categories’’ and to requirements. The commenter states Second, the position adopted by this
determine which warrant regulation that EPA has not pursued regulation of commenter would lead to absurd
under CAA section 129. The commenter area source SSI under CAA section 112 results. Under the commenter’s
argues that this conclusion is supported in a timely manner. Rather than wait for interpretation, a homeowner burning
by the fact that the CAA provides firm potential regulations under CAA section leaves in a barrel in his or her backyard
timelines for the specifically identified 112, the commenter favors including must be subject to a CAA section 129
categories of incinerators, but states that SSI in the OSWI regulations. rule because the barrel is a unit
EPA must publish only a schedule for c. Response to Comments; Legal and combusting solid waste material.
the statutorily undefined ‘‘other Record Basis for Decision Not to Congress cannot have intended that EPA
categories.’’ The commenter claims that Regulate SSI Under OSWI Rules. EPA regulate such sources under CAA
CAA section 129 plainly does not has decided not to regulate SSI under section 129, with all the attendant
require EPA to promulgate OSWI the OSWI rules. We are developing requirements. The language of CAA
standards for ‘‘every’’ or ‘‘all’’ possible regulations for SSI under CAA section section 129 suggests that Congress
categories of solid waste incineration 112. For several reasons, we disagree wanted to focus EPA’s attention to
units; if that had been Congress’ intent, with the petitioner’s comment that any specific, larger incineration units (e.g.,
then Congress would have provided that incinerator burning any solid waste municipal waste combustion (MWC)
direction in CAA section 129(a)(1)(E) by must be regulated under CAA section units and commercial and industrial
129.2 solid waste incineration (CISWI) units).
stating that EPA should regulate ‘‘all’’ or
First, the CAA is ambiguous regarding Under the commenter’s interpretation of
‘‘every’’ other category of solid waste
what categories of solid waste
incineration units. The commenter also CAA section 129, however, EPA would
incineration units must be regulated
contends that legislative history shows have to establish emission standards 3
under CAA section 129(a)(1)(E).
Congress was focused on municipal for dozens of different types of small
Subparagraph (A) of CAA section
waste combustion units, and was also incineration units with potentially
129(a)(1) provides, ‘‘The Administrator
concerned about other specific large minimal emissions. As discussed in the
shall establish performance standards
incinerators, including medical waste final rule (70 FR 74875, December 16,
and other requirements pursuant to
incinerators and industrial incinerators, 2005), this interpretation would result
section 111 and this section for each
but that Congress did not once mention in large burdens on these sources, and
category of solid waste incineration
POTW sewage sludge or SSI when Congress cannot have intended that
units.’’ Subparagraphs (B)–(D) discuss
discussing CAA section 129. Several result merely by referencing an
timelines for very specific categories of
municipal agencies that operate SSI undefined ‘‘other’’ category of
solid waste incinerators (e.g., large and
(EPA–HQ–OAR–2003–0156–0112, incineration units. Thus, the
small municipal waste combustors,
–0113, –0114, –0115, –0116, –0117, instructions to EPA to promulgate
commercial and industrial waste
–0119, –0120, –0121, –0123, –0124, standards for ‘‘other categories’’ of solid
incinerators, and hospital and medical
–0125, –0128, –0130, –0131, –0133) waste incinerators inherently include
waste incinerators), while subparagraph
support these comments submitted by the authority for EPA to reasonably
(E) states only that EPA must publish a
the commenter (EPA–HQ–OAR–2003– delineate those ‘‘other’’ categories of
schedule for promulgating standards for
0156–0127), and support EPA’s solid waste incineration units.
‘‘other categories of solid waste Third, in the proposed and final rules,
previous decision not to regulate SSI
incineration units.’’ The directive under we also clarified that under CAA section
under CAA section 129.
subparagraph (A) to regulate ‘‘each 129(g)(1), certain types of units are not
Two commenters (EPA–HQ–OAR– category of solid waste incineration
2003–0156–0127, –0120) refer to CAA regulated by the OSWI rules. Some of
units’’ should be read in conjunction these units are specifically excluded by
section 129 language that indicates the with subparagraphs (B)–(E), so that the
same category cannot be regulated CAA section 129(g)(1) (e.g., hazardous
directive refers to the categories of solid waste combustion, small power
under both CAA sections 112 and 129. waste incineration units that are
The commenters state that because area production facilities, cogeneration
identified under subparagraphs (B)–(E). facilities burning homogenous waste).
source SSI are going to be regulated Subparagraph (E) does not
under CAA section 112, they cannot be However, as stated in the final rule, we
unambiguously require, as implied by do not agree that the facilities explicitly
regulated under CAA section 129. One
of the commenters (EPA–HQ–OAR– 2 The commenter is also incorrect that excluding
described in CAA section 129(g)(1) are
the only types of facilities that are
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2003–0156–0127) points out that EPA SSI units violates the consent decree in Sierrall
originally listed SSI as a hazardous air Club v. Whitman, No. 01–1537 (D.D.C.). The
Consent decree obligates EPA to regulate other 3 Under section 129(a)(1), EPA is requird to
pollutants (HAP) source category under categories of solid waste incinerators under CAA establish performance standards and other
CAA section 112, but in 2002 section 129(a)(1)(E), but does not identify SSI units requirements for specified categories of solid waste
determined that the SSI category did not as one of those categories. incineration units.

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properly excluded from the OSWI legislative history suggests that allow consideration of costs in
category. That is, we do not read CAA subparagraph (E) should not be read, by determining GACT. In developing
section 129(g)(1) to establish an its terms, to sweep in all other types of MACT standards, EPA cannot consider
exclusive list of excluded sources. solid waste incinerators. Such an cost in setting the floor, which is the
Fourth, our interpretation of CAA expansive reading would not be minimum level of control required by
section 129(a)(1) and (g)(1) is consistent consistent with the authors’ statements. CAA section 112(d)(3). Thus, CAA
with legislative history. Congress added Thus, we have discretion to determine section 112(d)(5) offers EPA flexibility
CAA section 129 as part of the 1990 which categories of units constitute to develop standards for area sources
CAA Amendments. Sen. Durenberger, ‘‘other categories of solid waste that account for some of the unique
one of the authors, indicated that he incineration units.’’ characteristics of area source categories,
understood the provision to ‘‘require Fifth, we indicated in the final OSWI including the economic effects of
EPA to issue new source performance rules that units are not covered under regulation on smaller sources.
standards for municipal incinerators, for OSWI if they are regulated under other Because the SSI category is composed
medical waste incinerators and for CAA section 129 or CAA section 112 entirely of area sources of HAP,
incinerators burning commercial and standards (e.g., small and large MWC, regulating SSI under the CAA section
industrial waste.’’ S. PRT 103–38, hospital, medical and infectious waste 112 area source program offers the
Senate Committee on Environment and incinerators (HMIWI), CISWI, boilers, advantage of this flexibility.
Public Works, A Legislative History of cement kilns). The language of CAA Specifically, in proposing and
the Clean Air Act Amendments of 1990 section 129(h) makes clear the promulgating regulations under CAA
(‘‘Legislative History’’, vol. IV, p. 7052 Congressional intent for CAA section 112 covering SSI, EPA will have
(statement of Sen. Durenberger during regulations under CAA section 129 or the opportunity to evaluate cost
Senate floor debate, April 3, 1990)). CAA section 112 to be mutually constraints, which may be particularly
Similarly, Sen. Baucus, another of the exclusive (70 FR 24875, December 16, important in light of the relatively small
authors, stated that the provision 2005). We reiterated these statements in size of the units at issue here. EPA may
‘‘directs EPA to establish one set of the recent CISWI final rule decide, based on the circumstances of
standards for municipal incinerators, amendments, including, among other the source category, to promulgate
another set for hospital incinerators and things, the important policy objective of GACT, as opposed to MACT, for SSI
small [municipal] units, and another set avoiding duplicative regulation (70 FR under CAA section 112. EPA has not yet
for industrial incinerators’’. Id. at 7054 55568, 55574–55575, September 22, regulated SSI and thus we cannot
(statement of Sen. Baucus). Similarly, 2005). We maintain that we have the predict at this time what the proposed
the Conference Report describes CAA discretion to determine which ‘‘other standards for this category will be, but
section 129 as ‘‘a provision to control categories’’ of solid waste incinerator the relevant issue here is that CAA
the air emissions from municipal, units to regulate under CAA section section 112 provides important
hospital, and other commercial and 129. This discretion includes the flexibilities that are absent in CAA
industrial incinerators.’’ H. Rep. 101– determination of which categories are section 129. In CAA section 112,
952 at 341, ‘‘Clean Air Act Amendments best regulated under CAA section 112 Congress specifically recognized the
of 1990, Conference Report to rather than CAA section 129. need for providing such flexibilities to
Accompany S. 1630,’’ reprinted in id., Accordingly, we determined in the area sources.
vol. I, at 1791. final OSWI rules that sources subject to Moreover, regulating SSI under the
The incinerators identified by these CAA section 112 standards are not CAA section 112 area source program
statements are included in OSWI units.5 Regulation of certain types offers the additional flexibility of
subparagraphs (B)–(D) of CAA section of units under CAA section 112, rather determining whether to require SSI
129(a)(1). These statements, and the than CAA section 129, is sensible. From units to obtain title V permits. By
various other statements in the a policy standpoint, regulation under comparison, were EPA to regulate SSI
legislative history of this provision, CAA section 112 generally offers EPA under CAA section 129, SSI sources
make no specific reference to any of the more flexibility than regulation under would be required to obtain title V
‘‘other categories of solid waste CAA section 129, and thus allows EPA permits. The cost to small sources, such
incineration units’’ that may be covered to tailor regulatory requirements more as SSI units, of the title V permit
under subparagraph (E).4 Thus, the appropriately to the level of HAP program would be relatively high, so the
emitted by the source. In particular, flexibility that CAA section 112
4 That Congress did not intend for all types of under CAA section 112(d), EPA has the provides with respect to title V
incinerators to be regulated under CAA section 129 flexibility to regulate the full range of requirements may be useful in tailoring
is evidenced by the fact that Congress, at the time the overall regulatory scheme.
it enacted CAA section 129, was aware of other
HAP from area (i.e., non-major) sources
based on either maximum achievable To summarize, given the statutory
categories of solid waste incinerators, but did not
discuss those units in the context of CAA section control technology (MACT) or provisions of CAA sections 129(a), (g)
129. For example, the Senate Committee Report ‘‘generally available control and (h), as interpreted above, and the
listed SSI among source categories that emit
technologies or management practices’’ legislative history and policy
carcinogenic pollutants. S. Rep. 101–228 ‘‘Clean Air considerations noted above, we
Act Amendments of 1989, Report of the Senate (GACT), whereas CAA section 129
Committee on Environment and Public Works,’’ at would require MACT regardless of the maintain that EPA has the discretion to
188, Figure III–7, reprinted in Legislative History, level of emissions from the source. EPA define which categories of combustion
vol. V, at 8528. This statement was made as part
has interpreted CAA section 112(d)(5) to units should be subject to regulation
of a discussion of regulating toxics in general under under CAA section 129 and hence, to
the authority of CAA section 112, and not in the
context of proposed CAA section 129. Similarly, a of proposed CAA section 129. Thus, each of these which categories of solid waste
Statement by Sen. Baucus notes that title III of the statement is consistent with regulating SSI under combustion units the standards for
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1990 Clean Air Act Amendments covers, among CAA section 112, and neither indicates ‘‘other categories of solid waste
other things, ‘‘sewage treatment plants congressional intent that SSi be regulated under incineration units’’ apply. Thus, at the
incinerators.’’ Legislative History, vol. 1, at 1028 CAA section 129.
(statements of Sen. Baucus). This statement was 5 Absence of current regulations under CAA outset of the rulemaking process, EPA
made as part of discussions of regulating toxics in section 112, however, is not determinative of determined what universe of sources
general title III, and not specifically in the context whether a unit is subject to the final OSWI rules. will be subject to the regulations. As

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explained further in the final rule, in Regarding the comment from a State EPA included a statement to this effect
determining the scope of OSWI, EPA agency that a specific large SSI in their in the April, 2000 Unified Agenda (65
collected and analyzed data to identify State is poorly controlled, a State or FR 23459, April 24, 2000). EPA cited
potential OSWI units. EPA determined local agency is free to develop this statement in the OSWI final rule in
that the regulations should focus on two regulations to address a state or local air the context of explaining that EPA had
categories of waste combustion units: quality issue if they believe action is a long-standing policy of regulating SSI
IWI units and VSMWC units. necessary prior to EPA’s development of under CAA section 112. As noted above,
SSI are a source category that is being CAA section 112 standards for SSI. because EPA has determined not to
addressed under CAA section 112. EPA regulate SSI under CAA section 129 for
acknowledges that earlier notices 2. Other Arguments Advanced by
other reasons, it was not necessary for
indicated that SSI would be considered Commenters for Not Regulating SSI
EPA to determine in the final OSWI rule
OSWI units (62 FR 1868, January 14, Under CAA Section 129
whether SSI meet the definition of
1997; 63 FR 66087, December 1, 1998). Two commenters (EPA–HQ–OAR– ‘‘solid waste incineration unit[s],’’ and
However, as we discussed in the 2003–0156–0127, –0122) contend that for the same reason, it is not necessary
preamble to the final OSWI rules and EPA has no authority to regulate SSI to respond to the comments here.
the response to comment document, under CAA section 129 for the
later notices conveyed the fact we definitional reasons that, in their view, 3. Regulatory History
intended to regulate SSI under CAA (i) sludge from POTWs is not ‘‘solid One commenter (EPA–HQ–OAR–
section 112, not under CAA section 129. waste’’ within the meaning of CAA 2003–0156–0118) dismisses EPA’s
As early as April 2000, EPA indicated section 129(g)(6); and (ii) SSI are not argument that since April 2000 EPA has
that it no longer intended to regulate SSI ‘‘solid waste incineration unit[s]’’ indicated it no longer intends to
under CAA section 129 (Unified within the meaning of CAA section regulate SSI as incinerators under CAA
Agenda, 65 FR 23459–01, April 24, 129(g)(1). Under CAA section 129(g)(6), section 129 but intends to regulate them
2000). In addition, EPA’s intent to ‘‘solid waste’’ is given the same as area sources of HAP under CAA
regulate these sources under CAA definition as the term is given under the section 112. The commenter says that
section 112 was made clear when SSI Solid Waste Disposal Act. EPA provided EPA’s announcement of this intent in
were included as an additional area a definition in the OSWI final rule (70 the April 2000 semiannual regulatory
source category listed pursuant to CAA FR 74921, December 16, 2005) (40 CFR agenda does not alter EPA’s statutory
sections 112(c)(3) and 112(k)(3)(B)(ii) in 60.3078): ‘‘Solid waste means any obligation under CAA section 129.
the June 26, 2002 Federal Register (67 garbage, refuse, sludge from a waste As discussed above, we have decided
FR 43113). As discussed previously, treatment plant * * * But does not not to regulate SSI under the OSWI
source categories regulated by CAA include solid or dissolved material in regulations. These units will be
section 112 should not also be subject domestic sewage * * *.’’ regulated under a separate CAA section
to a CAA section 129 regulation. In The commenter appears to argue that 112 area source regulation currently
previous regulatory activities, EPA was sludge from a POTW constitutes ‘‘solid under development. This
unable to identify any SSI that were or dissolved material in domestic reconsideration process cures any
major sources. (See 67 FR 6521, sewage.’’ In the April 2000 Unified defects in the notice-and-comment
February 12, 2002.) Therefore, the entire Agenda, in which EPA announced that process that the commenter believes
SSI source category consists of area it would regulate SSI under CAA occurred in the past.7
sources, and will be addressed by the section 112, EPA stated that POTW-
CAA sections 112(c) and 112(k) 4. Impacts
generated sewage sludge is ‘‘solid
regulations. In fact, EPA is under a waste.’’ (65 FR 23459, April 24, 2000). In support of EPA’s decision to not
court-ordered schedule to promulgate EPA noted that statement in the OSWI regulate SSI under the OSWI rule,
standards under CAA section 112(d) for final rule, in the context of explaining several commenters discuss the benefits
those area source categories listed by that EPA had a long-standing policy of of incineration and argue that the costs
EPA pursuant to CAA sections 112(c)(3) regulating SSI under CAA section 112, of regulation under CAA section 129
and (k)(3)(B). Sierra Club v. Johnson, citing the April 2000 Unified Agenda would cause adverse impacts to
No. 1:01CV01537 (D.D.C.) Order (March (70 FR 74880, December 16, 2005). communities. For example, two
31, 2006). EPA must promulgate However, because EPA has determined commenters point out several benefits
standards for a specified number of area not to regulate SSI as OSWI under CAA provided by incineration of sewage
source categories every 6 months section 129 for other reasons, it is not sludge. One commenter (EPA–HQ–
between December 15, 2006 and June necessary to evaluate the comment that OAR–2003–0156–0127) states that
15, 2009. SSI is one of the listed POTW-generated sewage sludge is not incineration of biosolids reduces waste
categories, so EPA must promulgate ‘‘solid waste.’’ volume, destroys pathogens, and
CAA section 112 regulations for SSI no Under CAA section 129(g)(1), a ‘‘solid degrades toxic organic compounds and
later than June 15, 2009. We believe that waste incineration unit’’ is defined, in is, therefore, an important, safe, and
CAA section 112, by virtue of offering relevant part, as a ‘‘unit * * * of any effective component of biosolids
greater flexibility in allowing facility which combusts any solid waste
consideration of cost to determine the material from commercial or industrial commenter further states that much of the waste
level of control required for area sources establishments or the general public burned in MWC and medical waste incinerators
and in applying title V requirements is comes from municipal sources and that these
* * *.’’ Some commenters argue that incinerators are regulated under CAA section 129.
a reasonable vehicle for regulation of POTWs are municipal sources, not the The commenter further notes that in any event,
SSI, given that the SSI category is some SSI are privately owned.
sources described in the definition of
composed of area sources. We further 7 Another commenter (EPA–HQ–OAR–2003–
‘‘solid waste incineration unit[s]’’, and
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believe that, in light of the plan to 0156–0127) responds to one of the petitioner’s
therefore do not meet that definition.6 claims by describing the regulatory history and
regulate SSI under CAA section 112,
concludes that EPA’s decision not to regulate SSI
regulation of SSI under CAA section 129 6 One commenter (EPA–HQ–OAR–2003–0156– under CAA section 129 was reached after a
is unnecessary and would be 0118) disagreed and argues that SSI do meet the thorough and complete evaluation of the issues that
duplicative. definition of ‘‘solid waste incinceration units.’’ The included opportunities for comment.

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management practices used by POTWs. As an example, one commenter (EPA– include CO and volatile organic
Another commenter (EPA–HQ–OAR– HQ–OAR–2003–0156–0112) says that compound (VOC) emission limits. The
2003–0156–0122) adds that incineration incineration is the least costly method commenter believes that all incinerators
is a viable and important management of sewage sludge disposal for should have CO limits and CO
option for POTWs. The commenter Anchorage, AK. They haul two dump continuous emissions monitoring (CEM)
states that incineration gives a truck loads of SSI ash to the regional requirements because CO is a good
municipality greater control of their landfill weekly, a 50-mile round trip indicator of combustion efficiency. The
operation by reducing dependency on through residential neighborhoods. If commenter states that current Federal
others to accept and use biosolids, SSI were eliminated because of costly Clean Water Act SSI regulations in 40
minimizes onsite and offsite odors, regulations, hauling sludge to the CFR part 503 have a hydrocarbon
requires a small land area, can be landfill would require 28 more dump concentration limit, but do not have a
operated continuously in all weather truck loads per week at a cost of $90,000 CO limit. They recommend that either
conditions, and can also be a source of per month, and would increase air 40 CFR part 503 be revised to include
energy. According to the commenters, pollution from the dump trucks. In an emission limit and CEM requirement
approximately 17 percent of biosolids another comment, a commenter (EPA– for CO, or that SSI be subject to the
generated by POTWs are incinerated, HQ–OAR–2003–0156–0123) operates a OSWI rules.
and 150 municipalities in the United POTW that serves a population of As we have discussed fully earlier, we
States use thermal oxidation to turn 450,000 people and has two multiple have decided not to regulate SSI under
biosolids into an energy source to hearth SSI. The commenter’s the OSWI regulations. These units will
produce some or all of the energy they preliminary analysis of available be regulated under a separate CAA
need to operate, provide an extra technologies to meet CAA section 129 section 112 area source regulation
revenue source, and help reduce energy OSWI regulations indicate that those currently under development. We are
and transportation costs. One technologies have not been applied to unable to say what the final
commenter provides references and multiple-hearth incinerators, are requirements for SSI will be under these
attachments to demonstrate that EPA expensive, and may not provide regulations. We encourage all interested
has recognized SSI as a viable option for consistent compliance. The commenter parties to provide comments on the
local community management of estimates that modification of their CAA section 112 area source regulations
biosolids. The other commenter existing furnaces could cost over $18 for SSI once they are proposed.
attached a brochure on bioenergy from million, and the option of replacing the
wastewater treatment. Both commenters existing furnaces with new fluidized 6. SSI Are Already Regulated
argue that subjecting SSI to CAA section bed SSI with emission controls that Two commenters (EPA–HQ–OAR–
129 rules could eliminate SSI as a viable meet CAA section 129 emission limits 2003–0156–0127 and EPA–HQ–OAR–
option. would be $35 to 40 million. The 2003–0156–0122) say EPA’s decision
Regarding impacts of regulation under commenter investigated an alternative not to regulate SSI under CAA section
CAA section 129, one commenter (EPA– to incineration, and estimated the cost 129 is reasonable because SSI are
HQ–OAR–2003–0156–0127) states that to convert to anaerobic digestion with already regulated by other regulations
including SSI in OSWI would impose dewatered sludge disposal was $50 that protect public health and the
substantial costs to SSI operators million. For this option, a landfill or environment. The commenters explain
without corresponding benefits, and the land application site to dispose of the that since 1993, POTWs have been
costs that would be imposed on POTW sludge would need to be found, and 25 subject to a comprehensive, risk-based
ratepayers could eliminate SSI as a safe, to 30 trucks per day would be required program for reducing potential
viable, and cost-effective biosolids to haul the district’s sludge, which environmental risks of sewage sludge
management option for many would be intrusive to neighborhoods under Clean Water Act (CWA) sections
communities. The regulatory burden and generate emissions. 405 and the implementing regulations
would be substantial without As we have discussed earlier, we have in 40 CFR part 503. For disposal of
corresponding health or environmental decided not to regulate SSI under the sewage sludge by incineration, 40 CFR
benefits. The commenter is also OSWI regulations. These units will be part 503, subpart E requires:
concerned that limits for NOX and CO regulated under a separate CAA section • Management practices and general
might not be simultaneously achievable. 112 area source regulation currently requirements
The commenter concludes that cost and under development. We agree with the • Risk-based, site-specific limits for
regulatory burden of regulating SSI commenters that SSI are an important arsenic, cadmium, chromium, lead, and
under CAA section 129 would be option for community management of nickel content in biosolids incinerated
inconsistent with past EPA declarations biosolids from POTW that treat sewage • Compliance with national emission
that incineration is a safe and acceptable sludge, and have environmental standards for hazardous air pollutants
biosolids disposal practice and benefits. As discussed in section A.1, (NESHAP) for mercury and beryllium
Congressional intent that EPA provide CAA section 112 allows EPA greater • Emission limits for total
safe management practices for use and flexibility than CAA section 129 to hydrocarbon (THC) or an alternative
disposal of biosolids and not dictate establish emission limits that serve the emission limit for CO
preferred practices and eliminate others. overall purpose of protecting public • Monitoring, recordkeeping and
Another commenter (EPA–HQ–OAR– health and the environment while reporting.
2003–0156–0122) adds that a avoiding unreasonable economic The commenters note that in
technology-based standard imposed by impacts and preserving the benefits of developing 40 CFR part 503 rules, EPA
CAA section 129 would require major SSI cited by the commenters. also proposed a requirement for dioxin/
expenditure whether or not there are furan, but decided such requirements
5. Carbon Monoxide Limits for SSI
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any risks to human health and the were not warranted based on a risk
environment. One commenter (EPA–HQ–OAR– assessment showing risks from dioxin
A few commenters provided estimates 2003–0156–0129) says the nine POTWs were less than one in one million. The
on the cost impacts that a CAA section using SSI in their State have permits commenters argue that the 40 CFR part
129 regulation would have on their SSI. under State air rules and title V that 503 standards are protective of health

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and the environment, and that the the process of developing CAA section rules for exempting incinerators in
biennial review process in CWA section 112 regulations for HAP emitted from isolated areas of Alaska are not valid
405 provides an ample means for EPA the SSI source category. At the moment, and contravene the requirements of
to identify and regulate any additional we are unable to say what the final CAA section 129. They further claim
concerns under 40 CFR part 503. requirements for SSI will be under these that EPA raised new arguments during
Another commenter (EPA–HQ–OAR– regulations. Therefore, we encourage all promulgation of the OSWI rules that
2003–0156–0114) adds that the 40 CFR interested parties to provide comments commercial/industrial incinerators that
part 503 regulations are risked-based on the CAA section 112 area source burn only municipal-type waste are not
and were set (using conservative regulations for SSI once they are subject to the CISWI rules, and they
assumptions) to ensure protection from proposed. argue that such incinerators should be
cancer risks at a level of 10¥5 (i.e., one regulated. An example is an incinerator
B. Remaining Issues in Petition for
in ten thousand). that is owned by an industrial company,
The commenters (EPA–HQ–OAR– Reconsideration
is located in an oil field in Alaska, and
2003–0156–0127 and EPA–HQ–OAR– We denied six issues contained in the burns only household or municipal-type
2003–0156–0122) state that the mercury petitioner’s request for reconsideration waste.
NESHAP (40 CFR part 61, subpart E) because they failed to meet the standard We deny the petitioner’s request for
sets mercury emission limits, testing, for reconsideration under CAA section reconsideration on this issue. We
and monitoring requirements for 307(d)(7)(B). Specifically, on these proposed and took comment on the
sources that incinerate wastewater issues, the petitioner has failed to show exemption of incinerators and air
treatment plant sludge; and the the following: That it was impracticable curtain incinerators that are used at
beryllium NESHAP (40 CFR part 61, to raise their objections during the solid waste disposal sites operating in
subpart C) sets limits for incinerators comment period; or that the grounds for isolated areas of Alaska, and that are
that process beryllium containing waste. their objections arose after the close of classified as Class II or Class III facilities
SSI constructed or modified since June the comment period; and/or that their under the Alaskan State codes (which,
11, 1973 are subject to the SSI NSPS (40 concern is of central relevance to the in turn, are authorized under the Solid
CFR part 60, subpart O), which contain outcome of the rules. We have Waste Disposal Act) (69 FR 71482–
particulate matter, opacity, operating, concluded that no clarifications to the 71483, December 9, 2004).
testing and monitoring requirements. underlying rules are warranted for these We received comments that certain
One of the commenters (EPA–HQ– six remaining issues, as described incinerators are used to dispose of
OAR–2003–0156–0127) adds that SSI below. household- or municipal-type waste
are subject to title V permits if they are generated at oil fields and oil pipeline
1. Human Crematories pumping stations and the commenters
major sources and to State and local
requirements. Under CWA section 403, The petitioner objects to the exclusion raised the issue of whether these units
POTWs also implement, through local of human crematories from the OSWI would be exempt from OSWI
regulatory authority, pretreatment rules. They contend that EPA raised regulations. In the preamble to the final
standards that reduce harmful new arguments regarding whether OSWI regulations, we noted that the
constituents of biosolids. The human bodies burned at crematories are comments did not provide specific
commenters (EPA–HQ–OAR–2003– solid waste during promulgation of the enough information about those
0156–0127 and EPA–HQ–OAR–2003– final OSWI rules. incinerators. In responding to the
0156–0122) contend that the We do not agree with the petitioner’s comment, we explained that only units
combination of CWA and CAA claim. We took comment on human that would otherwise be considered
regulations address CAA section 129 crematories as OSWI in the notice of VSMWC or IWI could be subject to
pollutants that are of concern for SSI, proposed rulemaking published on regulation as OSWIs, and that the
and that further regulation under CAA December 9, 2004 (69 FR 71479). In the Alaska exemption was limited to units
section 129 is not needed. notice of proposed rulemaking, we that would, absent such exemption, be
Another commenter (EPA–HQ–OAR– made clear that the human body is not treated as VSMWC or IWI and, thereby,
2003–0156–0112) stated that their city’s considered ‘‘solid waste’’ and human be subject to regulation as OSWI. Units
SSI is subject to emission limits for PM, crematories are, therefore, not that would not be treated as VSMWC or
opacity, beryllium, and mercury and is considered solid waste incineration IWI would not be regulated as OSWI.
required to routinely monitor NOX and units. Comments were received We then noted that although the
CO emissions. They believe these regarding human bodies and their commenters provided insufficient
regulations adequately protect public juxtaposition to the definition of solid information about the other
health and the environment and waste used in the OSWI rules. In the incinerators, the information they did
additional regulation under CAA notice of final rulemaking (70 FR 74881, provide suggests that the incinerators
section 129 is not warranted. December 16, 2005), we responded to would not qualify as VSMWC or IWI
We appreciate commenters’ support these comments, but we did not units (70 FR 74878, December 16, 2005).
of our decision to not regulate SSI under introduce a new definition of solid Petitioners have not demonstrated any
the CAA section 129 OSWI regulations. waste. Rather, in the final rule, we basis for why this conclusion merits
We also acknowledge that various CWA excluded human crematories from the reconsideration and, as a result, we
and CAA regulations currently apply to OSWI rules for precisely the same deny the petition for reconsideration on
SSI. These other regulations provide reason as proposed. Therefore, EPA this point.
some additional support for our denies the request to reconsider human In the final OSWI rule, we further
decision not to regulate under CAA crematories in the OSWI rules. noted that the incinerators described by
section 129 because these other the commenters, i.e., those at oil fields
2. Incinerators in Isolated Areas of
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regulations provide protection of human and oil pipeline pumping stations, may
health and the environment for many of Alaska potentially be considered CISWI units
the pollutants regulated by CAA section The petitioner contends that the depending on the waste combusted. If
129 regulations. In addition, as policy arguments that EPA advanced at they incinerate municipal-type waste,
discussed earlier, we are currently in proposal and promulgation of the OSWI then ‘‘the final CISWI rules do not

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currently cover commercial/industrial- final OSWI regulations to temporary use method of destroying national security
owned/operated incinerators that burn incinerators in local, State and Federally materials, we included provisions such
only municipal-type waste’’ (70 FR proclaimed disaster areas; and, in that individual IWI sources could apply
74878, December 16, 2005). We added, addition, limited the amount of time an for this exclusion as necessary. One
‘‘EPA intends to address regulation of incinerator may operate in the recovery example arises when chemical/
such combustion units under future effort without seeking approval from mechanical re-pulping is the primary
revisions to the final CISWI rules.’’ Id. EPA for an extension of operating time. method of destruction of national
Petitioners object to these statements, Thus, the revisions in the final rule are security documents; however, a
and state that the CISWI rules do cover a logical outgrowth of the proposed rule. mechanical malfunction prevents use of
these types of combustors, and further Therefore, having taken comment on the the system for an extended period of
state that if the CISWI rules do not cover issue and responded to those comments time. In the meantime, there are ongoing
these types of combustors, then EPA is during the rulemaking, EPA denies the national security document destruction
unlawfully deferring regulation under request to reconsider the exemption for needs at the facility that must be met.
CISWI.8 temporary-use incinerators used in It may be that a back-up incinerator is
We disagree with the petitioners. disaster recovery in the OSWI rules. the only available alternative to
Although the CISWI regulations adequately destroy the documents while
4. Incinerators That Burn National
promulgated in 2000 regulate repairs are being made to the re-pulping
Security Documents
incinerators located at commercial or system. To operate the incinerator
industrial facilities that are used to At proposal, EPA requested comments without meeting the requirements of the
combust industrial or commercial waste on whether it should provide an OSWI rules, the facility must apply for
as defined in the CISWI rules, the CISWI exclusion from the OSWI rules for an exclusion for the incinerator and
regulations do not cover units located at incinerators that burn national security demonstrate that no other alternatives
commercial or industrial facilities that documents. At promulgation, EPA for destruction of the materials are
are used to combust more than 30 established exclusions for certain presently available.
percent municipal-type wastes (e.g., incinerators burning national security The exemptions added in the final
food scraps, packaging, disposable documents, and the petitioner contends rule are a logical outgrowth from the
eating utensils, etc.) (40 CFR 60.2020(c) that they did not have an opportunity to solicitation of comment in the proposed
and 40 CFR 60.2555(c)). Our comment on the rationale for the rule. Thus, EPA denies the request to
promulgation of those regulations exclusion. reconsider incinerators used to burn
We deny the petitioner’s request for national security documents in the
fulfilled our obligations to promulgate
reconsideration of this issue. In the OSWI rules.
CISWI regulations. Continued review of
notice of proposed rulemaking, we took
those regulations, as we intend to do, 5. Cement Kilns
comment on providing an exclusion for
does not amount to unlawful deferral of
‘‘a subclass of IWI that burn national The petitioner states that the
regulation.
security documents,’’ so that such proposed OSWI regulations included an
3. Temporary-Use Incinerators subclass would not be regulated as an exclusion for cement kilns, but this
At proposal, EPA exempted OSWI (69 FR 71478, December 9, 2004). exclusion was not specifically discussed
temporary-use incinerators used in We received comments from both the in the preamble to the proposed rule.
disaster or emergency recovery efforts public and other government agencies The petitioner contends that EPA
from the rule. Based on public for and against the need for such an argued for the first time in the final rule
comments, EPA narrowed the exclusion. On one hand, some public that EPA does not need to set standards
exemption to limit the potential for commenters do not believe that there for cement kilns under CAA section 129
abuse. The petitioner contends that EPA was sufficient reason to provide an because they are already regulated
did not provide an opportunity to exclusion for these units. On the other under CAA section 112. The petitioner
comment on the revised exclusion in hand, some public commenters and disagrees with this rationale.
government agencies presented cases We note that while the cement kiln
the final rule, and that the exclusion
where sensitive documents must be exclusion was not discussed per se in
still exceeds EPA’s authority under CAA
destroyed quickly and thoroughly, and the preamble to the proposed rules, the
section 129.
We are denying this request because noted that document shredding and exclusion was clearly presented in the
we provided adequate opportunity to chemical treatment may be unavailable proposed regulatory language. In fact,
comment on temporary-use incinerators or infeasible. Such is the case for field the petitioner provided comments on
used in disaster recovery in the notice military readiness training exercises, the proposed exclusion for cement
of proposed rulemaking for OSWI where it would be infeasible to carry kilns, to which EPA provided a
published on December 9, 2004 (69 FR hazardous chemicals and equipment response in the response to comment
71483). Commenters pointed out a needed to destroy classified documents document supporting the final OSWI
potential for abuse in the proposed in the field. regulations. As we noted in our
Moreover, the final rule does not response, cement kilns have been
exemption, which could allow
provide an outright exclusion from regulated under a CAA section 112
incinerators to operate indefinitely in
OSWI for incinerators that burn national regulation since 1999, which covers
major disaster areas without having to
security documents (70 FR 74880– both major and area source cement
comply with the regulations. To address
74881, December 16, 2005). However, to kilns.
these comments, as explained in the
address the comments, we provided a As we discussed in both the proposal
notice of final rulemaking (70 FR
narrow exemption for IWI units used (69 FR 71475 and 71477, December 9,
74879–74880, December 16, 2005), and
solely during military training field 2004) and promulgation preambles (70
the response to comments document,
sroberts on PROD1PC70 with RULES

exercises to destroy national security FR 74872 and 74875, December 16,


EPA narrowed the exemption in the
materials integral to the field exercises. 2005), as well as the response to
8 As noted above, a challenge by the Natural In addition, because we realized that comment document for the OSWI rules,
Resources Defense Council to this rule is pending there may be particular instances where the language of CAA section 129(h)
before the D.C. Circuit. incineration may be the only viable makes clear the Congressional intent for

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Federal Register / Vol. 72, No. 13 / Monday, January 22, 2007 / Rules and Regulations 2629

CAA regulations under CAA section 129 petitioner seems to imply. Instead, our 0563 and EPA ICR No. 2163.02 for
or CAA section 112 to be mutually response to comments simply provides subpart EEEE, and OMB control number
exclusive. At proposal, in addition to some examples from real-world 2060–0562 and EPA ICR No. 2164.02 for
submitting comments specifically on applications of the technologies the subpart FFFF. A copy of the OMB
cement kilns, the petitioner also commenter listed and examples of how approved Information Collection
submitted comments on our general these applications would fit into the Requests (ICR), may be obtained from
rationale that EPA has the discretion to regulatory boundaries of CAA section Susan Auby, Collection Strategies
determine which categories of 129 and CAA section 112 regulations. Division, U.S. EPA (2822T), 1200
incineration units should be regulated As we pointed out in the preamble to Pennsylvania Avenue, NW.,
under CAA section 112 instead of CAA the final OSWI rules (70 FR 74877, Washington, DC 20460, by e-mail at
section 129, and that the same source December 16, 2005), gasification, auby.susan@epa.gov, or by calling (202)
category cannot be regulated under both thermal oxidizers, catalytic cracking, 566–1672.
sections of the CAA. etc. are typically, from what we have Burden means the total time, effort, or
Therefore, having received comment seen, used in industrial settings. The financial resources expended by persons
on the issue and responding to said OSWI regulations do not apply to to generate, maintain, retain, or disclose
comments during the rulemaking, EPA industrial combustion units. or provide information to or for a
denies the request to reconsider the Furthermore, without further Federal agency. This includes the time
exclusion of cement kilns from the information on the specific design, needed to review instructions; develop,
OSWI rules. materials combusted, and function of acquire, install, and utilize technology
the other combustion technologies, we and systems for the purposes of
6. Plasma Arcs and Other Incineration collecting, validating, and verifying
are not able to definitively say, as the
Technologies information, processing and
petitioner requests, that the various
The petitioner contends that EPA combustion units are, or are not, subject maintaining information, and disclosing
failed to mention plasma arcs and to the final OSWI rules. Regardless of and providing information; adjust the
various other combustion technologies the technology, if a unit meets the existing ways to comply with any
in the preamble to the proposed OSWI definition of an IWI or VSMWC unit in previously applicable instructions and
rules. The petitioner notes that EPA the OSWI rules, and is not specifically requirements; train personnel to be able
received comments on whether various excluded, then it would be subject to to respond to a collection of
technologies should be regulated. The the OSWI rules. information; search data sources;
petitioner argues that in the final rule, In conclusion, having taken comment complete and review the collection of
EPA seeks to ‘‘broadly exclude a wide on this issue and have responded to said information; and transmit or otherwise
variety of incinerators from regulation comments during the rulemaking disclose the information.
as incinerators and-in some cases-from process, we deny the request to An agency may not conduct or
any regulations at all’’ and that there reconsider setting standards specific to sponsor, and a person is not required to
was no opportunity to comment on plasma arcs and other combustion respond to, a collection of information
EPA’s rationale for such an exclusion. technologies in the OSWI rules. unless it displays a currently valid OMB
As the commenter notes, we received, control number. The OMB control
IV. Statutory and Executive Order
and responded to, comments on this numbers for EPA’s regulations in 40
Reviews
issue in the preamble to the final rules CFR are listed in 40 CFR part 9.
(70 FR 74876–74877, December 16, A. Executive Order 12866: Regulatory
C. Regulatory Flexibility Act
2005). It is unrealistic to expect EPA, or Planning and Review
the commenter, to know of every The Regulatory Flexibility Act
This action is not a ‘‘significant
available technology that is, or could be, generally requires an agency to prepare
regulatory action’’ under the terms of
used to function as a VSMWC or IWI. a regulatory flexibility analysis of any
Executive Order 12866 (58 FR 51735,
Therefore, the OSWI rules are written rule subject to notice and comment
October 4, 1993) and is, therefore, not
such that applicability is not limited to rulemaking requirements under the
subject to review under the Executive
specific combustion technologies. Administrative Procedure Act or any
Order.
(Although it should be noted that IWI other statute unless the agency certifies
are limited to units without energy B. Paperwork Reduction Act that the rule will not have a significant
recovery or with only waste heat This action does not impose any new economic impact on a substantial
recovery.) As we explained in the information collection burden. We are number of small entities. Small entities
preamble to the final rules and in the not proposing any new paperwork as include small businesses, small
supporting response to comment part of this action. However, the Office organizations, and small governmental
documents, if a combustion unit meets of Management and Budget (OMB) has jurisdictions. For purposes of assessing
the definition of a VSMWC or IWI in the previously approved the information the impacts of the final rules on small
OSWI rules, and is not subject to one of collection requirements contained in the entities, small entity is defined as
the specific exclusions provided in the existing OSWI rules (40 CFR part 60, follows:
OSWI rules, then it would need to meet subparts EEEE and FFFF) under the 1. A small business that is an ultimate
the requirements of the OSWI rules. provisions of the Paperwork Reduction parent entity in the regulated industry
We do not provide specific exclusions Act, 44 U.S.C. 3501 et seq. and has that has a gross annual revenue less
in the final OSWI rules for particular assigned OMB control number 2060– than $6.0 million (this varies by
combustion technologies,9 as the industry category, ranging up to $10.5
melted into a vitrified solid product that resists million for North American Industrial
9 The petitioner also implies that EPA’s leaching. Unlike combustion processes that Classification System (NAICS) code
sroberts on PROD1PC70 with RULES

determination that plasma arcs are non-combustion generate heat, the plasma arc melting and 562213 (very small municipal waste
is factually incorrect. From our understanding of gasification process absorbs heat and requires an combustors)), based on Small Business
the plasma arc process, organic materials are outside heat source. See ‘‘Environmental
gasified in reactions at high temperature with steam Technology Verification Report for the Plasma Administration’s size standards;
to produce a synthesis gas that can be used as a fuel Enhanced Melter’’, CERF/IIEC Report #40633, May 2. A small governmental jurisdiction
while inorganic constituents are simultaneously 2002 for more details on plasma arc technology. that is a government of a city, county,

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2630 Federal Register / Vol. 72, No. 13 / Monday, January 22, 2007 / Rules and Regulations

town, school district or special district small governments on compliance with implications’’ is defined in the
with a population of less than 50,000; or the regulatory requirements. Executive Order to include regulations
3. A small organization that is any EPA has determined that this notice that have ‘‘substantial direct effects on
not-for-profit enterprise that is of final action on reconsideration does relationship between the Federal
independently owned and operated and not contain a Federal mandate that may Government and the Indian tribes, or on
is not dominant in its field. result in expenditures of $100 million or the distribution of power and
After considering the economic more for State, local, and Tribal responsibilities between the Federal
impact of this notice of final action on governments, in the aggregate, or the Government and Indian tribes.’’
reconsideration on small entities, I private sector in any 1 year. We are not
This notice of final action on
certify that this action will not have a revising the final OSWI rule. Thus, this
significant economic impact on a reconsideration does not have Tribal
notice of final action on reconsideration
substantial number of small entities. implications, as specified in Executive
is not subject to the requirements of
This action does not propose any Order 13175. It will not have substantial
CAA section 202 and 205 of the UMRA.
changes to the final OSWI rules and will direct effects on Tribal governments, on
In addition, EPA has determined that
not impose any requirements on small the relationship between the Federal
the notice of final action on
entities. EPA has determined that it is Government and Indian tribes, or on the
reconsideration contains no regulatory
not necessary to prepare a regulatory distribution of power and
requirements that might significantly or
flexibility analysis in connection with uniquely affect small governments. responsibilities between the Federal
this reconsideration notice. Therefore, the notice of final action on Government and Indian tribes, as
reconsideration is not subject to the specified in Executive Order 13175.
D. Unfunded Mandates Reform Act Thus, Executive Order 13175 does not
requirements of CAA section 203 of the
Title II of the Unfunded Mandates UMRA. apply to this notice of final action on
Reform Act (UMRA) of 1995, Public reconsideration.
Law 104–4, establishes requirements for E. Executive Order 13132: Federalism
G. Executive Order 13045: Protection of
Federal Agencies to assess the effects of Executive Order 13132 (64 FR 43255, Children From Environmental Health
their regulatory actions on State, local, August 10, 1999), requires EPA to and Safety Risks
and Tribal governments and the private develop an accountable process to
sector. Under CAA section 202 of the ensure ‘‘meaningful and timely input by Executive Order 13045 (62 FR 19885,
UMRA, EPA generally must prepare a State and local officials in the April 23, 1997), applies to any rule that:
written statement, including a cost- development of regulatory policies that (1) Is determined to be ‘‘economically
benefit analysis, for proposed and final have Federalism implications.’’ significant’’ as defined under Executive
rules with ‘‘Federal mandates’’ that may ‘‘Policies that have Federalism Order 12866, and (2) concerns an
result in expenditures by State, local, implications’’ is defined in the environmental health or safety risk that
and Tribal governments, in the Executive Order to include regulations EPA has reason to believe may have a
aggregate, or by the private sector, of that have ‘‘substantial direct effects on disproportionate effect on children. If
$100 million or more in any 1 year. States, on the relationship between the the regulatory action meets both criteria,
Before promulgating an EPA rule for National Government and the States, or EPA must evaluate the environmental
which a written statement is needed, on the distribution of power and health or safety effects of the planned
CAA section 205 of the UMRA generally responsibilities among various levels of rule on children, and explain why the
requires EPA to identify and consider a government.’’ planned regulation is preferable to other
reasonable number of regulatory This notice of final action on potentially effective and reasonably
alternatives and adopt the least costly, reconsideration does not have feasible alternatives EPA considered.
most cost-effective, or least burdensome Federalism implications. It will not
alternative that achieves the objectives EPA interprets Executive Order 13045
have substantial direct effects on the
of the rule. The provisions of CAA as applying only to those regulatory
States, on the relationship between the
section 205 do not apply when they are actions that are based on health or safety
national Government and the States, or
inconsistent with applicable law. risks, such that the analysis required
on the distribution of power and
Moreover, CAA section 205 allows EPA under CAA section 5–501 of the
responsibilities among the various
to adopt an alternative other than the Executive Order has the potential to
levels of government, as specified in
least costly, most cost-effective, or least influence the regulation. This notice of
Executive Order 13132. The notice of
burdensome alternative if EPA final action on reconsideration is not
final action on reconsideration will not
publishes with the final rule an subject to Executive Order 13045
impose direct compliance costs on State
explanation why that alternative was because it is not economically
or local governments, and will not
not adopted. significant, and the original OSWI rules
preempt State law. Thus, Executive
Before EPA establishes any regulatory are based on technology performance
Order 13132 does not apply to this
requirements that may significantly or and not on health and safety risks.
notice of final action on reconsideration.
uniquely affect small governments, H. Executive Order 13211: Actions That
including Tribal governments, EPA F. Executive Order 13175: Consultation
and Coordination With Indian Tribal Significantly Affect Energy Supply,
must have developed, under CAA Distribution or Use
section 203 of the UMRA, a small Governments
government agency plan. The plan must Executive Order 13175, entitled This notice of final action on
provide for notifying potentially ‘‘Consultation and Coordination with reconsideration is not subject to
affected small governments, enabling Indian Tribal Governments’’ (65 FR Executive Order 13211, ‘‘Actions
officials of affected small governments 67249, November 9, 2000), requires EPA Concerning Regulations That
sroberts on PROD1PC70 with RULES

to have meaningful and timely input in to develop an accountable process to Significantly Affect Energy Supply,
the development of EPA’s regulatory ensure ‘‘meaningful and timely input by Distribution, or Use’’ (66 FR 28355, May
proposals with significant Federal Tribal officials in the development of 22, 2001) because it is not a significant
intergovernmental mandates, and regulatory policies that have Tribal regulatory action under Executive Order
informing, educating, and advising implications.’’ ‘‘Policies that have Tribal 12866.

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Federal Register / Vol. 72, No. 13 / Monday, January 22, 2007 / Rules and Regulations 2631

I. National Technology Transfer Dated: January 16, 2007. A. Background


Advancement Act Stephen L. Johnson,
Administrator. Item II of Federal Acquisition Circular
As noted in the notice of 2005–11, published at 71 FR 38247 on
[FR Doc. E7–820 Filed 1–19–07; 8:45 am]
reconsideration and request for public July 5, 2006, added Part 18 to the
BILLING CODE 6560–50–P
comment, CAA section 12(d) of the Federal Acquisition Regulation (FAR).
National Technology Transfer and FAR Part 18 provides a single reference
Advancement Act (NTTAA) of 1995 to Governmentwide acquisition
(Pub. L. 104–113; 15 U.S.C. 272 note) DEPARTMENT OF DEFENSE flexibilities that may be used to
directs EPA to use voluntary consensus facilitate and expedite acquisitions of
standards in its regulatory activities Defense Acquisition Regulations supplies and services during emergency
unless to do so would be inconsistent System situations. This interim DFARS rule
with applicable law or otherwise adds a new Part 218 to provide a single
impractical. Voluntary consensus 48 CFR Chapter 2 reference to the additional acquisition
standards are technical standards (e.g., flexibilities available to DoD.
materials specifications, test methods, RIN 0750–AF56 Consistent with the FAR, the
sampling procedures, business flexibilities in DFARS Part 218 are
practices) developed or adopted by one Defense Federal Acquisition divided into two subparts. The first
or more voluntary consensus bodies. Regulation Supplement; Emergency subpart, entitled ‘‘Available Acquisition
The NTTAA directs EPA to provide Acquisitions (DFARS Case 2006–D036) Flexibilities’’ identifies the DoD
Congress, through OMB, with flexibilities that may be used anytime
explanations when EPA does not use AGENCY: Defense Acquisition
Regulations System, Department of and do not require an emergency
available and applicable voluntary declaration. The second subpart,
Defense (DoD).
consensus standards. entitled ‘‘Emergency Acquisition
ACTION: Interim rule with request for
This notice of final action on comments. Flexibilities’’ identifies the DoD
reconsideration does not involve flexibilities that may be used only after
technical standards. EPA’s compliance SUMMARY: DoD has issued an interim an emergency declaration or designation
with CAA section 12(d) of the NTTAA rule amending the Defense Federal has been made by the appropriate
has been addressed in the preamble of Acquisition Regulation Supplement official. The second subpart is further
the underlying final OSWI rules (70 FR (DFARS) to provide a single reference to divided into three sections: Contingency
74891, December 16, 2005). DoD-unique acquisition flexibilities that operation; Defense or recovery from
may be used to facilitate and expedite certain attacks; and Incidents of national
J. Congressional Review Act significance, emergency declaration, or
acquisitions of supplies and services
The Congressional Review Act, 5 during emergency situations. major disaster declaration.
U.S.C. 801 et seq., as added by the Small DATES: Effective date: January 22, 2007. DoD would like to hear the views of
Business Regulatory Enforcement Comment date: Comments on the interested parties on the sufficiency of
Fairness Act of 1996, generally provides interim rule should be submitted in these provisions. In particular, DoD is
that before a rule may take effect, the writing to the address shown below on interested in receiving input as to
agency promulgating the rule must or before March 23, 2007, to be whether the provisions sufficiently
submit a rule report, which includes a considered in the formation of the final clarify the existing DFARS flexibilities
copy of the rule, to each House of the rule. that can be used in emergency situations
Congress and to the Comptroller General ADDRESSES: You may submit comments, or whether more detailed,
of the United States. EPA submitted a identified by DFARS Case 2006–D036, comprehensive coverage is needed.
report containing the final rules and using any of the following methods: This rule was not subject to Office of
other required information to the U.S. • Federal eRulemaking Portal: http:// Management and Budget review under
Senate, the U.S. House of www.regulations.gov. Follow the Executive Order 12866, dated
Representatives, and the Comptroller instructions for submitting comments. September 30, 1993.
General of the United States prior to • E-mail: dfars@osd.mil. Include
publication of the final rules in the DFARS Case 2006–D036 in the subject B. Regulatory Flexibility Act
Federal Register on December 16, 2005. line of the message. DoD does not expect this rule to have
The final rules are not ‘‘major rules’’ as • Fax: (703) 602–0350. a significant economic impact on a
defined by 5 U.S.C. 804(2). The final • Mail: Defense Acquisition substantial number of small entities
emission guidelines were effective on Regulations System, Attn: Mr. Gary within the meaning of the Regulatory
February 14, 2006. The final NSPS were Delaney, OUSD (AT&L) DPAP (DARS), Flexibility Act, 5 U.S.C. 601, et seq.,
effective on June 16, 2006. The EPA will IMD 3C132, 3062 Defense Pentagon, because the rule is a compilation of
submit a report containing this rule and Washington, DC 20301–3062. existing authorities, and makes no
other required information to the U.S. Æ Hand Delivery/Courier: Defense change to DoD contracting policy.
Senate, the U.S. House of Acquisition Regulations System, Crystal Therefore, DoD has not performed an
Representatives, and the Comptroller Square 4, Suite 200A, 241 18th Street, initial regulatory flexibility analysis.
General of the U.S. prior to publication Arlington, VA 22202–3402. DoD invites comments from small
of the rule in the Federal Register. Comments received generally will be businesses and other interested parties.
posted without change to http:// DoD also will consider comments from
List of Subjects in 40 CFR Part 60 www.regulations.gov, including any
sroberts on PROD1PC70 with RULES

small entities concerning the affected


Environmental protection, personal information provided. DFARS subparts in accordance with 5
Administrative practice and procedure, FOR FURTHER INFORMATION CONTACT: Mr. U.S.C. 610. Such comments should be
Air pollution control, Intergovernmental Gary Delaney, (703) 602–0131. submitted separately and should cite
relations. SUPPLEMENTARY INFORMATION: DFARS Case 2006–D036.

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