Professional Documents
Culture Documents
funds. The annual burden is Securities Act of 1933 that is used to to: PRA_Mailbox@sec.gov. Comments
approximately three minutes per register investment grade debt or must be submitted to the Office of
respondent. investment grade preferred securities Management and Budget within 30 days
The estimate of burden hours set forth that are offered for cash or in connection of this notice.
above is made solely for the purposes of with an exchange offer and are either Dated: April 6, 2006.
the Paperwork Reduction Act and is not non-convertible or not convertible for a
Nancy M. Morris,
derived from a comprehensive or even period of at least one year from the date
Secretary.
representative survey or study of the of issuance and thereafter are only
cost of SEC rules and forms. convertible into a security of another [FR Doc. E6–5672 Filed 4–14–06; 8:45 am]
The information provided on Form class of the issuer. The purpose of the BILLING CODE 8010–01–P
Office of Management and Budget mail to David_Rostker@omb.eop.gov; more than one amendment per year,
requests for extension of the previously and (ii) R. Corey Booth, Director/Chief which requires approximately 8 hours
approved collections of information Information Officer, Securities and per year for each respondent. Thus, the
discussed below. Exchange Commission, c/o Shirley total compliance burden for options
Form F–9 (17 CFR 239.39) is a Martinson, 6432 General Green Way, markets per year is 48 hours. The
registration statement under the Alexandria, Va. 22312 or send an e-mail approximate cost per hour is $100,
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Federal Register / Vol. 71, No. 73 / Monday, April 17, 2006 / Notices 19761
resulting in a total cost of compliance Information Services, Washington, DC Rule 15g–4, SEC File No. 270–347, OMB
for these respondents of $4,800 per year 20549. Control No. 3235–0393.
(48 hours @ $100). Extension: Notice is hereby given that pursuant
In addition, approximately 2,000 Rule 15g–3, SEC File No. 270–346, OMB to the Paperwork Reduction Act of 1995
broker-dealers must comply with Rule Control No. 3235–0392. (44 U.S.C. 3501 et seq.), the Securities
9b–1. Each of these respondents will and Exchange Commission
process an average of three new Notice is hereby given that pursuant
(‘‘Commission’’ has submitted to the
customers for options each week and, to the Paperwork Reduction Act of 1995
Office of Management and Budget a
therefore, will have to furnish (44 U.S.C. 3501 et seq.), the Securities request for extension of the previously
approximately 156 ODDs per year. The and Exchange Commission approved collection of information
postal mailing or electronic delivery of (‘‘Commission’’) has submitted to the discussed below.
the ODD takes respondents no more Office of Management and Budget a Rule 15g–4 (17 CFR 240.15g–4) under
than 30 seconds to complete for an request for extension of the previously the Securities Exchange Act of 1934
annual compliance burden for each of approved collection of information requires brokers and dealers effecting
these respondents of 78 minutes, or 1.3 discussed below. transactions in penny stocks for or with
hours. Thus, the total compliance Rule 15g-3 (17 CFR 240.15g-3) under customers to disclose the amount of
burden per year is 2,600 hours (2,000 the Securities Exchange Act of 1934 compensation received by the broker-
broker-dealers × 1.3 hours). The requires that brokers and dealers dealer in connection with the
approximate cost per hour to these disclose to customers current quotation transaction. It is estimated that
respondents is $10 per hour, resulting in prices or similar market information in approximately 240 respondents incur an
a total cost of compliance for these connection with transactions in penny average of 100 hours annually to comply
respondents of $26,000 per year (2,600 stocks. It is estimated that with the rule.
hours @ $10). approximately 240 respondents incur an Rule 15g–4 contains record retention
The total compliance burden for all average burden of 100 hours annually to requirements. Compliance with the rule
respondents under this rule (both comply with the rule. is mandatory. The required records are
options markets and broker-dealers) is An agency may not conduct or available only to the examination staff
2648 hours per year (48 + 2,600), and sponsor, and a person is not required to of the Commission and the self-
total compliance costs of $30,800 respond to, a collection of information regulatory organization of which the
($4,800 + $26,000). unless it displays a currently valid broker or dealer is a member. An agency
An agency may not conduct or control number. may not conduct or sponsor and a
sponsor, and a person is not required to Written comments regarding the person is not required to respond to a
respond to, a collection of information above information should be directed to collection of information unless it
unless it displays a currently valid the following persons: (i) Desk Officer displays a currently valid control
control number. for the Securities and Exchange number.
Written comments regarding the Commission, Office of Information and Written comments regarding the
above information should be directed to Regulatory Affairs, Office of above information should be directed to
the following persons: (i) Desk Officer Management and Budget, Room 10102, the following persons: (i) Desk Officer
for the Securities and Exchange New Executive Office Building, for the Securities and Exchange
Commission, Office of Information and Washington, DC 20503 or by sending an Commission, Office of Information and
Regulatory Affairs, Office of e-mail to David_Roskter@omb.eop.gov; Regulatory Affairs, Office of
Management and Budget, Room 10102, and (ii) R. Corey Booth, Director/Chief Management and Budget, Room 10102,
New Executive Office Building, Information Officer, Securities and New Executive Office Building,
Washington, DC 20503 or by sending an Exchange Commission, c/o Shirley Washington, DC 20503 or by sending an
e-mail to: David_Rostker@omb.eop.gov; Martinson, 6432 General Green Way, e-mail to: David_Rostker@omb.eop.gov;
and (ii) R. Corey Booth, Director/Chief Alexandria, Virginia 22312 or send an and (ii) R. Corey Booth, Director/Chief
Information Officer, Securities and e-mail to: PRA_Mailbox@sec.gov. Information Officer, Securities and
Exchange Commission, c/o Shirley Comments must be submitted to the Exchange Commission, c/o Shirley
Martinson, 6432 General Green Way, Office of Management and Budget Martinson, 6432 General Green Way,
Alexandria, Virginia 22312 or send an e- within 30 days of this notice. Alexandria, Virginia 22312 or send an e-
mail to: PRA_Mailbox@sec.gov. mail to: PRA_Mailbox@sec.gov.
Comments must be submitted to the Dated: April 6, 2006. Comments must be submitted to the
Office of Management and Budget Nancy M. Morris, Office of Management and Budget
within 30 days of this notice. Secretary. within 30 days of this notice.
Dated: April 6, 2006. [FR Doc. E6–5676 Filed 4–14–06; 8:45 am] Dated: April 6, 2006.
Nancy M. Morris, BILLING CODE 8010–01–P Nancy M. Morris,
Secretary. Secretary.
[FR Doc. E6–5674 Filed 4–14–06; 8:45 am] SECURITIES AND EXCHANGE [FR Doc. E6–5680 Filed 4–14–06; 8:45 am]
BILLING CODE 8010–01–P BILLING CODE 8010–01–P
COMMISSION
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