Professional Documents
Culture Documents
HR RELATED SERVICES
HR policy( including strategic decision making) framing according to business & organizational needspreparation & recommendation of procedures & practices- HR data base management servicescustomization- data-base updating-MIS preparation-preparation of Organizational tree Reporting structure
review
Wage & salary administration-Compensation & Benefits issues-Payroll management ( ERP based)generation of Pay slipsWages sheet generation-Register maintaining-Salary certificate generationsalary
review processes
HR related support services to different HODs including Directors, CEO/COO /MD/ Chairman based on
requisite inputs-statistics report generation
Planning for change managementpolicy decisions-implementation- Annual HR strategy planning in line with
business plan/strategy
Absenteeism management- Counseling- communication drafting- suggesting measures for effective reduction
of unauthorized absenteeism adopting discipline management processes
HR auditing- HR audit report generation -Decision auditing to learn from mistakes & sharpen future decision
making-Personal service File auditing- Report generation with suggestions for better record maintenance
Career planning management for professional growth- development of goal-oriented structures- periodic
review
Performance Management services- Formatting effective PA Forms with assessment sheets- KRA
preparation- Feed back of self appraisal- Performance based reward scheme development
Skill InventoryTraining calendar preparation based on skill inventory findings-skill building planning & policy
making with procedures building--gap analysis- manpower planning in tune with business plan or projects
Retention of rare skills/talents/assets of the company policy- Related training developments- procedures
framing-implementation assistance-satisfaction survey analysis
Exit interview arrangement / conducting & documentation with suggestion to Top management- policy revision
if required
Organizational culture development policy framing- Assistance for implementing practices-periodical review
for betterment- motivation & morale building-creating a Trust-worthy work environment-developing mutual
relationships
Organizing Training & Development for workmen & executives on different need- based issues on
identification- module preparation-Training evaluation & post training impact feedback analysis with reporting
Potential survey analysis with interaction of identified employees- training needs assessment-module
preparation in tune with business needs based on Findings
Assisting in implementing best HR practicesinternal survey of work environment-knowledge sharingsharing concern-surprise factor-rewarding factor-open management functioning-publicizing good
performers/contributors/achievers-Feedback securing from different sources & performance evaluation at
different levels-incentive for appreciated performance-suggestion box-innovation day observance- desk for
personal services-superior work-life value proposition-task-based committee formation with real authority &
many more
Suggesting measures for work-life balancing after interactive/counseling sessions ( individual /group)Flexible options- elimination of ill effects( stress management/ health issues
Dealing with incentive policies vis--vis productivity norms ( not related to Industrial Engg.)- Agreement /policy
drafting- Deed of contract/modifications
INDUSTRAL RELATION/EMPLOYEESRELATIONS
Settlement of Charter of Demands through negotiation-Bi-partite Agreement drafting ,presentation & finalizing
Drafting & certification of Standing Orders- modification of standing Orders & rules, Service Rules-Induction
manual- HR manual drafting etc etc.
Dealing with legal issues-attending conciliation meetings- Tribunal cases- Court cases- liaison with
advocates-legal conferencing-representing management- petition drafting/verification/modification- systematic
sequential record keeping of court proceedings/verdicts/status reports
Arrangement for constituting Sexual harassment committee (where female employees work)- advising for
holding meetings-record keeping & preservation as per Supreme courts directive
Grievance Handling mechanism preparation- addressing grievances ( both internal & external customers)communications to solution seekers-counseling-delving out root cause & finding best acceptable resolutionGrievance Redressal Mechanism preparation- communication-application of procedures for best restructured
resolve- Registers maintenance & preservation
Strategizing IR issues- -implementation of IR policies & practices- Arrangement for Union election- works
committee election for formation of works committee
Drafting of service rules- minutes of the safety committee & other meetings- scanning & preservation of IR
documents
Discipline management services- drafting of warning/caution letters, show cause/ Charge sheets- suspension
order- appointment of Enquiry officer- liaison with EO-appointing of Managements representative ( MR)Notice of enquiry-holding domestic enquiry-Order sheet preparation- report & Finding generation- dismissal
communication preparation- awarding any other punishment
Liaison with statutory & other Govt / Non-govt authorities, local bodies,local administration etc.- report
generation-action plan preparation
Initiation of finding out ways & means for community development- communication with various local
representative bodies- suggesting measures for development of societal relationships involving management
Developing CSR activities.
Security issues-intelligence networking process initiatives-protection of cos properties & lives of all stake
holders- manpower mobilization-system development-access control-fire safety issues-intelligence
networking-Discipline
managementvisitors
FIR drafting- dealing with associated legal matters
Liaison with local P.S, Municipalities/ Corporation/ Chamber of commerce/ neighboring companies BLROs
management
Mediclaim processing-liaisoning with TPA / Insurance company-Follow ups- Agreement drafting etc.
Departmental budgeting- interactions with HODs-Annual activities reviewing etc. Prioritizing annual activities
Apprentice management services- Liaison with BOPT ( Govt of India)- Return submission- stipend
reimbursement process from BOPT
Statutory compliances under Factories Act, Bonus Act, Gratuity Act, Payment of Wages Act, Minimum wages
Act, Contract Labour (R&A) Act, Pollution Control Acts, Apprentices Act, Shops & Establishment Act,
Employees Compensation Act, ESI/PF Act/ID Act/WB Labour Welfare Fund Act, HRA Act, Employment
Exchange (Compulsory Notification) Act, Private Security Act, Municipality Act, Co-operative Societies Act ,
WB Subsistence Allowance Act etc.etc.
Conducting audit on labour laws & other laws of the land as per requirement- report generation
Written statement drafting- petition filing- Dealing with Tribunal /conciliation/Labour court/ High court casesco-coordinating with practicing lawyers- conferencing
Dealing with Group gratuity case with LICI as required u/s 4A of the Gratuity Act,1972- Resolution
preparation-other document generation- liaison with LICI- etc.
Industrial relations
1. 1. L IA S R N T O S I U T S D A N L WI E L A R R & AB O L
2. 2. DEFINING IRIndustrial relations encompasses a set of phenomena, both inside and
outside the workplace, concerned with determining and regulating employment
relationshipRelationship between management and employees or among employees and
their organization that characterize and grow out of employment.
3. 3. THEORIES AND CONCEPTS USED TO ANALYSE INDUSTRIAL RELATIONS
Approaches Used to Define Industrial Relations (1) (1) Institutional-based definitions:
industrial relations are the sum of institutional processes that establish and administer the
rules regulating workplace relations (2) Social Psychology-based definitions: industrial
relations are the sum of social psychological interactions between individuals (3) Classbased definitions: industrial relations are the sum of institutions, interactions and processes
that are a product of wider social and economic influences, in particular the class divisions of
contemporary capitalism
4. 4. Approaches Used to Define Industrial Relations (2) Ddefinitions that seek to include all
matters contained in the first three definitions within other terms:(4) Human Resource
Management: contracts of employment (involving trade unions, worker collectives, labour
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courts and government agencies), as well as management of conflict arising out of the
personal interactions of individuals in the workplace, are part of labour management
functions ( i.e. recruitment, selection, training, development, performance management, and
so on)(5) Employment Relations (or Employee Relations): contracts of employment (involving
trade unions, worker collectives, labour courts and government agencies), as well as the
management of conflict arising out of the personal interactions of individuals in the
workplace, are part of workplace relations, together with the normal functions of Human
Resource Management.
5. OBJECTIVES OF IRTo enhance economic status of workerTo avoid industrial conflicts and
their consequencesTo extend and maintain industrial democracyTo provide an opportunity to
the worker to have a say in the management decision makingTo regulate production by
minimizing conflictsTo provide forum to the workers to solve their problems through mutual
negotiations and consultations with managementTo encourage and develop trade union in
order to develop workers collective strength
6. NATURE OF IRIR arise out of employer employee relationsIR is a web of rules: formed by
the interaction of Govt, industry & laborIR is multi dimensional: influenced by complex set of
institutional. economic & technological factorsIR is dynamic and changing: keep pace with
employee expectations, trade unions, employer associations and other economic and social
institutions of societyIR is characterized by forces of conflict and compromise. Individual
differences and disagreements resolved through constructive means.Govt influences and
shapes IR: with its laws, rules, agreements through executive and judicial machineryScope
of IR is very wide as it covers grievances, disciplinary measures ethics, standing orders,
collective bargaining, participatory schemes and dispute settlement mechanism
etcInteractive and consultative in nature: in resolving conflict,controversies and disputes
between labor and management.
7. SCOPE OF IRManagement Union relationshipEmployer Employee
relationshipRelationship amongst various groups of employeesEffect of extraneous factors
like state, socio-political- economic factors on workplace relationships
8. APPROACHES TO INDUSTRIAL RELATIONS Approaches to organisations Unitary
Pluralistic Marxist Authoritarian Co-operation Evolution Conflict Paternalism Revolution
Approaches to industrial relations Input Conversion Output Institutions Conflict Regulation
and (differences) (rules) processes Human Systems Social action Control of resource the
labourmanagement process Wider approaches to industrial relations Labour market
Comparative
9. UNITARY APPROACHIR is grounded in mutual cooperation, individual treatment, team
work and shared goals.Work place conflict is seen as temporary aberration, resulting from
poor managementEmployees who do not mix well with organization cultureUnions cooperate
with the managementManagements right to manage is accepted because there is no we
they feelingUnderlying assumption is that everyone benefits when the focus is on common
interest and promotion of harmonyBased on reactive strategy. Direct negotiation with
employeesParticipation of Govt, tribunals and unions are not sought or are seen as being
necessary for achieving harmonious employee relation
10. 10. PLURALISM(CONFLICT APPROACH )Pluralism is belief in the existence of more than
one ruling principle, giving rise to a conflict of interests.The pluralist approach to IR accepts
conflict between management and workers as inevitable but containable through various
institutional arrangements ( like collective bargaining, conciliation and arbitration etc) and is
in fact considered essential for innovation and growth.It perceives organizations as coalitions
of competing interests , where the managements role is to mediate among the different
interest groups.It perceives trade unions as legitimate representative of employee interestsIt
also perceives stability in IR as the product of concessions and compromises between
management and unions.Employees join unions to protect their interests and influence
decision making by the management. Unions thus balance the power between management
and employees. In pluralistic approach a strong unions is not only desirable but necessary
11. 11. MARXIST APPROACHMarxists like pluralists also regard conflict as inevitable but see it
as a product of capitalistic society where as pluralist believe that the conflict is inevitable in
all organizationsFor Marxists IR has wider meaning. For them conflict arises not because of
rift between management and workers but because of the division in the society between
those who own resources and those who have only labor to offer.Marxist approach thus
focuses on the type of society in which an organization functions.Industrial conflict is thus
equated with political and social unrestTrade Unions are seen both as labor reaction to
exploitation by capitalists, as- well-as a weapon to bring about a revolutionary social change.
Wage related disputes as secondaryFor them all strikes are political and they regard state
intervention ( via legislations and creation of Industrial Tribunals ) as supporting
managements interests, rather than ensuring a balance between the competing groups.
12. 12. SYSTEMS APPROACHIR - a social sub-system within the econ. & political
systemsComponents actors contexts (influences & constraints on decisions & action e.g.
market, technology, demography, industrial structure) ideology - beliefs affecting actor
views - shared or in conflict rules - regulatory elements i.e. the terms & nature of the
employment relationship developed by IR processes
13. 13. OTHER APPROACHES OF INDUSTRIAL RELATIONS ( DIFFERENT SCHOOLS OF
THOUGHT )PSYCHOLOGICAL APPROACHDifferences in the perceptions of labor and
management wrt factors influencing their relations i.e. wages. Benefits, services and working
conditions etcDissatisfaction compels workers to turn aggressive and resort to strike,
lockouts and gherao etc.SOCIOLOGICAL APPROACHSociological factors such as value
system, customs and traditions etyc affect the relations between labor and
managementHUMAN RELATIONS APPROACHHuman behavior is influenced by feelings,
sentiments and attitudes. As per this approach humans are motivated by variety of social and
psychological factors like economic and non-economic awards to be used.GIRI
APPROACHCollective bargaining and joint negotiations be used to settle disputes between
labor and management. Outside interference to be avoided.GANDHIAN APPROACHworkers
right to strike but cautioned that this right be exercised in just cause and in a peaceful and
non- violent manner for minimum wages etc like satyagrah- Non violent non- cooperation
14. 14. ROLES OF WORKERS,MANAGEMENT & GOVERNMENT
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losses, retirement, sickness, death while on duty- these are realities of working life and leave
a person and his dependents vulnerableSocial security is an attempt by the employer and
the state io institute measures that mitigate such social risks
23. MAJOR LEGISLATIONSIndia being a welfare state has taken up itself the responsibility
of extending various benefits of social security and social assistance to its citizens.Although
the constitution of india is yet to recognize social security as a fundamental right, it does
require state to promote the welfare of the people by providing social, economic and political
justiceConstitution requires companies to make effective provisions for making effective
provisions for securing right to work, to educate and public assistance in case of
unemployment, old age, sickness and disablement. Securing just and humane conditions of
work. Raise level of nutrition and standard of living, improvement of public health etcA social
security division has been set up under the ministrybof labor and employment.In the context
of labor , social security aims at reducing risks against loss of earnings or earning capacity
due to old age,illness or work- related injuries.
24. Social security to the workers is provided through 5 major Acts:1. The Employees State
Insurance act, 19482. Employees provident Fund and Miscellaneous provisions Act3. The
Workers Compensation Act4. The Maternity Benefit Act5. The payment of Gratuity ActIn
addition there are large number of welfare funds also for some specific segmentsMajor thrust
of social security relating to labor is on: a) Provisions relating to medical facilities,
compensation benefits and insurance coverage incase if accidents, incapacity, illness etc.. b)
Provisions relating to provident fund and gratuity
25. TRADE UNIONS &INDUSTRIAL DISPUTES
26. WHAT IS A TRADE UNION?Definition: An organization of workers or employees formed
mainly to _ Negotiate with the employers on various employment related issues Improve
the terms and conditions at their workplace Enhance their status in societyIn most
countries, there are laws governing the formation, membership and administration of trade
unions.
27. ORIGIN & GROWTH OF TRADE UNIONMOVEMENTIndustrialization brought about new
economic and social order in societies. TU emerged as a result of industrialization in new
social orderFirst workers union in India under the leadership of Mr Lokhande was developed
in 1890Beginning of labor movement in the modern sense started after the outbreak of World
War IEconomic. Political and social conditions influenced the growth of trade union
movement in India.Establishment of ILO helped the formation of TUs in the countryIn 1920
AITUC( All India Trade Union Congress) was formed- the 1st All India trade unionWorld War
II brought splits in AITUC. Efforts of Indian National Congress resulted in the formation of
INTUC( Indian National Trade Union Congress)Socialists separated from AITUC formed
HMS( Hind Mazdoor Sabha) in 1948Some other unions were also formed. They were BMS
( Bhartiya Majdoor Sangh) in1955, HMP( Hind Majdoor Panchayat) in 1965, CITU( Centre of
Indian Trade Union ) in 1970
28. PRINCIPLE OF TRADE UNION1. UNITY: Unity is strength2. Workers must not be
discriminated wrt EQUALITY: caste, creed, sex etc. Each worker should get equal pay for
equal work3. Security of their employment and their SECURITY: families must be
safeguarded
29. 29. OBJECTIVES OF A1. TRADE UNION Collective bargaining Represent members to
negotiate with employers, for better wages and conditions of employment1. Safeguard jobs
Protect jobs of members1. Cooperate with employers For the benefits of members, resolve
disputes in a mutually acceptable manner
30. 30. OBJECTIVES OF A TRADE UNION activities4. Political - Support pro-union political
parties5. Social activities - Support members with recreation facilities and benefits for
unemployment, illness, retirement, death
31. 31. TYPES OF UNIONS1. Craft union Same craft or occupation1. General union For
unskilled workers1. Staff union Non-manual workers
32. 32. TYPES OF UNIONS4. Industry union Same industry, regardless of skills, occupation
or job4. House union (company or enterprise union) All members are from the same
company regardless of occupation or job
33. 33. WHY WORKERS JOIN UNIONS1. Higher wages and better working conditions
Collective bargaining with employer2. Job security More secured with collective
agreement3. Social need Meet co-workers from other departments or companies
34. 34. WHY WORKERS JOINUNIONS4. Upgrading of skillsAttend training courses organized
by union5. Peer pressureColleagues are members6. Self-fulfillmentServe other members
35. 35. OBJECTIVES/IMPORTANCE OF TRADE UNIONSWages & salaries Policy matter but
differences in implementation, so comes the role of trade unionWorking conditions
safeguarding workers health: Lighting & ventilation, sanitation, rest rooms, safety equipments
( hazards free atmosphere , drinking water, refreshments, working hours, leave & rest,
holidays with pay, job satisfaction, social security benefits and other welfare
measuresDiscipline Protect workers from victimization by management- transfers,
suspensions, dismissals etcPersonal policies Fighting against improper implementation of
personnel policies wrt recruitment, selection, promotion, transfer, training etc..Welfare
Solving difficulties of workers through collective bargaining wrt sanitation, hospitals, quarters,
schools, colleges and other basic amenitiesEmployer- employee relations Bureaucratic
attitude and unilateral thinking of mgmt may lead to conflicts Trade unions go for constant
negotiations for industrial democracy and peace.
36. 36. Negotiating machinery Based on give and take principle, negotiations continue till
parties reach an agreement. Protect interests of workers through collective
bargaining.Safeguarding organizational health Methods evolved for grievance redressal,
techniques adopted to reduce absenteeism and labor turnover. upgrading skills- attend
training courses organized by unions
37. 37. ACTIVITIES OF TRADE UNIONECONOMIC: Improved economic status, shorter working
day, improvement in living and working conditions, better health & safety standards,
upgrading welfare facilities, reducing inequalities- both internally & externallyPOLITICAL:
Seeking / obtaining political power through political affiliations, lobbying activities to influence
the cause of labor and legislations, participating & representing workers on bipartite forums,
developing revolutionary ideologies among workers, protesting against Govt.
decisionsSOCIAL: Initiating & developing workers education system, organizing welfare &
recreational facilities, providing monitory and other help during period of strike and economic
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distress, running cooperative welfare schemes and societies, hosing needs/ community
development, organizing cultural functions & social welfare programmesNATIONAL /
INTERNATIONAL LEVEL: Representing workers at the national level on advisory
committees, associating with national federations for unity & solidarity, Raising funds in case
of national / International calamities or tragedies
38. FEATURES OF AN EFFECTIVE TRADE UNIONInternally democraticHave a strong
leadershipExhibit a responsibility towards their worker membersCommitted to promote
industrial peace and harmonyInclined towards collective bargaining that is collaborative and
not competitrivePossess financial securityAdaptable to change
39. INDUSTRIAL DISPUTE AND INDIVIDUALDISPUTEIndustrial dispute means any dispute
or difference between employers and employers, or between employers and workmen or
between workmen and workmen, which is connected with employment or non-employment
or the terms of employment .The dispute has to be between plurality of workman and
employerIndividual workman cannot raise an industrial dispute
40. INDIVIDUAL DISPUTE DEEMED AS INDUSTRIALDISPUTE 1965 amendment to I.D
ACT and insertion of 2A. Where any employer discharges, dismisses, retrenches or
otherwise terminates the services of an individual workman, any dispute or difference
between that workman and his employer.shall be deemed to be an industrial dispute
notwithstanding that no other workman nor any union of workmen is a party to the dispute.
This definition is not applicable to disputes short of termination
41. FORMS OF UNREST/DISPUTESSTRIKES: A strike is spontaneous and concerted
refusal of work and withdrawal of labor from production temporarily. It is a collective stoppage
of work for pressurizing their employers to accept certain demands.TYPES OF
STRIKES:SYMPATHETIC STRIKE: To show sympathy with workers in other
industriesGENERAL STRIKE: Strike by all or most of the unions in an industry or a
regionUNOFFICIAL STRIKE: Strike undertaken without the consent of the
unionsSECTIONAL STRIKE: Refusal of a section of a given class of workers to perform their
normal dutiesBUMPER STRIKES: to paralyze the industry firm by firmSIT DOWN /TOOL
DOWN/PEN DOWN: Strike when unions plan strike and workers cease to perform but do not
leave the place of work:SLOW DOWN STRIKE: Go-slow tactic, workers do not stop working
but dot perform at their normal paceLIGHTNING STRIKE: Workers may go on strike without
notice or at very short notice with an element of surpriseHUNGER STRIKE: To gain
sympathy from public and get noticed by employer workers may decide to forego food for a
specified period. Such non-violent protests generally bring moral pressure on employers
42. FORMS OF UNREST/DISPUTESLOCK-OUTS:It is the counterpart of strike.It is the
weapon available with employer to close down the factory till the workers agree to resume
work on the conditions laid down by employer.If it is impossible to meet the demands of
workers, employers may decide o go for lock-outAn employer may also pull down the
shutters so as to bring psychological pressure on the workers to agree to his conditions or
face the closure of unitGHERAO:Gherao means to surroundGroup of workers initiate
collective action aimed at preventing members of he management from leaving the office.
This can happen outside the premises tooPersons who atre under gherao are not allowed to
move for a long time, sometime even without food or waterNational commission on labor has
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e.g. Arbitration Court). Arbitration gives some people the impression that they did not give
in to the other party but fought all the way to the Arbitration Court.
61. 61. WAYS TO SETTLE DISPUTESMediation Impartial third party helps to reach a mutually
acceptable agreement. Mediator makes recommendations for the two parties to consider.
Final agreement is made by the two parties themselves.
Industrial relations has become one of the most delicate and complex
problems of modern industrial society. Industrial progress is impossible
without cooperation of labors and harmonious relationships. Therefore, it is in
the interest of all to create and maintain good relations between employees
(labor) and employers (management).
The relationships which arise at and out of the workplace generally include the
relationships between individual workers, the relationships between workers
and their employer and the relationships between employees. The
relationships employers and workers have with the organizations are formed
to promote their respective interests, and the relations between those
organizations, at all levels.Industrial relations also includes the processes
through which these relationships are expressed (such as, collective
bargaining, workers participation in decision-making, and grievance and
dispute settlement), and the management of conflict between employers,
workers and trade unions, when it arises.