TUSHAR JORIGAL

Mobile: 9892312837~ E-mail: tushar.jorigal@yahoo.co.in

Seeking challenging assignments in Operations Management and Risk/ Credit Analysis with an
organization of high repute, in Financial Services Industry
PROFESSIONAL OVERVIEW

Offering over 8 years of experience in Capital Market Operations.

Scope of excellence entails:

- Credit Risk Management - Financial Operations - Compliance- Operational Risk Management

- Team Management.
Excellent understanding of the Capital market.
Recommended strategies for risk prevention and reduction, supporting processes and systems to
ensure compliance with regulatory requirements.
Experience in managing & Controlling Risk related day to day activities like Exposure setting for
clients of all over India, Margin follow-up, in Trading platform online monitoring of positions and
uncovered Debit Follow-ups, immediate liquidation of position in down market, etc.
Also well versed with Fund settlement process for MTF/LAS/LAM.
Good communication, interpersonal and analytical skills.
EMPLOYMENT SCAN
Angel Broking Pvt. Ltd as Manager Operations

14th July 2014-till today

Leading a team of 10 competent executives, managers, providing them complete training,

motivation and guidance whenever necessary
ODIN / NOW / Omnesys Management: Making sure that the BOD / EOD and routine
processes are accurately executed within the desired TAT.. It includes executing of process /
activation / deactivation / Limit setting / mismatches for dealers as well as clients and the
EOD processes of taking back up of various files i.e. trade file / order file / connection log file
/ rejections file and inventorising the same.
Making sure that the processes are followed as per the rules and regulations and there are no
deviations and completing the assigned task within the fixed timeframe.
Escalating and resolving the system bugs in case of technical constraints to the concern team
and management.
Working closely with IT department for product development. Conducting UAT of new patches
/ inputs for system development / system enhancement and automation ideas. Follow up
with the Vendor and the In-house development team for nuances in the product and
procedural changes
Recommending measures for process improvements, monitoring outstanding issues and
resolving at the earliest possible time
Streamlining the internal process by effecting strict control mechanism translating into
financial integrity and greater transparency
Support to the branches by replying promptly and correctly for queries / issues raised within
TAT. Handholding the branches in case of new product launch / new feature introduced.
PREVIOUS ASSIGNMENT
A) HSBC InvestDirect Ltd. as Assistant Manager -Risk Management

Dec2006- Jan2014

Reviewing risk policies and designing new policies and procedures to mitigate risk.
Responsible for:
o Analyzing credit and market risk and reviewing defaulters report.

INTERNAL

Setting limit for the clients and franchisees as per their credit quality with cross
verification online risk.
o Liaisoning with Exchanges for various issues like increase in exposure, deletion and
addition of collaterals, etc.
Monitoring Future & Options positions to the extent of available margin of the client.
Implementation of timely squared up of positions in cash and Derivative segment where risk is high
Analyzing debit balances and identifying areas of improvement and raising the same with concerned
department for mitigations.
Ensuring all activities are completed and checks and controls are being adhered to.
Resolving queries of limit computation from branches/customer care and franchisee coordinators.
Coordinating with Business, IT and product for implementation or testing of new products /
processes.
Preparing:
o Provision for doubtful debtors on monthly basis.
o MIS on a weekly and monthly basis and ensuring adequate actions are taken on the
same.
o Report of those clients who trade in illiquid scrip Bulk Deals & restricted them to
do price jagging & avoid exchange penalty.
Reviewing present MIS and processes to bring synergies between them to reduce the TAT.
Generating MIS report like Ratting of Clients & Franchisees as well as their RM, defaulters list,
franchisees risk against their deposit, deposits in exchanges, etc.
AWARDS
Awarded for Best system implantation & Management.
Awarded Best Employee Award.
Awarded for excellent performance.
Awarded for Business support.
Awarded for providing prompt feedback during market times.
o

B) Motilal Oswal Securities Ltd. as Executive-Risk Management

Oct2005 - Nov2006

Set limit for the clients and franchisees as per their credit quality with cross verification online risk.
Monitored exposure & margin of corporate Id allowed by exchanges as per Margin Files given by
Exchange (NSE-BSE Cash & FO Commodity).
Interacted with the branches & franchises.
Managed BOLT & NEAT operation.
Generated:
o Report of those clients who trade in illiquid scrip Bulk Deals & restricted them to do
price jagging & avoid exchange penalty.
o MIS report like ratting of clients and franchisees as well as their RM, defaulters list,
franchisees risk against their deposit, deposits in exchanges, etc.
CERTIFICATIONS
BSE Certification on Securities Markets Core Module, conducted by BSE, with 60% marks.
NCFM Certification in Derivatives Market Core Module, conducted by NSEIL, with 61.50% marks.
NCFM Certification in Capital Market Core Module, conducted by NSEIL, 55.50% marks.
NISM Securities Operations and Risk Management Core Module, conducted by NSEIL, 55.75%
marks.
ACADEMIA

B.Com. from Chetna College, Mumbai University in Year 2005.

PERSONAL VITAE
Date of Birth: 19th, Feb 1984

INTERNAL

Address: Mankoo Mansion, Room No: 6S M Jhadhav Marg,Naigaon Dadar

Languages Known: English, Hindi, Marathi & Telgu.

INTERNAL