Professional Documents
Culture Documents
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56948 Federal Register / Vol. 70, No. 188 / Thursday, September 29, 2005 / Notices
abrogate such rule change if it appears be submitted on or before October 20, II. Self-Regulatory Organization’s
to the Commission that such action is 2005. Statement of the Purpose of, and
necessary or appropriate in the public For the Commission, by the Division of Statutory Basis for, the Proposed Rule
interest, for the protection of investors, Market Regulation, pursuant to delegated Change
or otherwise in furtherance of the authority.9 In its filing with the Commission,
purposes of the Act.8 Jonathan G. Katz, Nasdaq included statements concerning
IV. Solicitation of Comments Secretary. the purpose of and basis for the
[FR Doc. E5–5312 Filed 9–28–05; 8:45 am] proposed rule change and discussed any
Interested persons are invited to BILLING CODE 8010–01–P comments it received on the proposed
submit written data, views, and rule change. The text of these statements
arguments concerning the foregoing, may be examined at the places specified
including whether the proposed rule SECURITIES AND EXCHANGE in Item IV below. Nasdaq has prepared
change is consistent with the Act. COMMISSION summaries, set forth in Sections A, B,
Comments may be submitted by any of and C below, of the most significant
the following methods: [Release No. 34–52489; File No. SR–NASD–
2005–108] aspects of such statements.
Electronic Comments A. Self-Regulatory Organization’s
Self-Regulatory Organizations;
• Use the Commission’s Internet National Association of Securities Statement of the Purpose of, and
comment form (http://www.sec.gov/ Dealers, Inc.; Notice of Filing and Statutory Basis for, the Proposed Rule
rules/sro.shtml); or Immediate Effectiveness of Proposed Change
• Send an e-mail to rule- Rule Change To Rename The Nasdaq 1. Purpose
comments@sec.gov. Please include File SmallCap Market
Number SR–MSRB–2005–14 on the Nasdaq proposes to rename the
subject line. September 21, 2005. Nasdaq SmallCap Market as the Nasdaq
Pursuant to Section 19(b)(1) of the Capital Market to better reflect the wide
Paper Comments Securities Exchange Act of 1934 range of issuers eligible to list on that
• Send paper comments in triplicate (‘‘Act’’),1 and Rule 19b–4 thereunder,2 tier.
to Jonathan G. Katz, Secretary, notice is hereby given that on 2. Statutory Basis
Securities and Exchange Commission, September 8, 2005, the National
Station Place, 100 F Street, NE., Association of Securities Dealers, Inc. Nasdaq believes that the proposed
Washington, DC 20549–9303. (‘‘NASD’’), through its subsidiary, The rule change is consistent with the
Nasdaq Stock Market, Inc. (‘‘Nasdaq’’), provisions of Section 15A of the Act,5 in
All submissions should refer to File
filed with the Securities and Exchange general and with Section 15A(b)(6) of
Number SR–MSRB–2005–14. This file
Commission (‘‘Commission’’) the the Act,6 in particular, in that the
number should be included on the
proposal is designed to prevent
subject line if e-mail is used. To help the proposed rule change as described in
Items I, II, and III below, which Items fraudulent and manipulative acts and
Commission process and review your
have been prepared by Nasdaq. Nasdaq practices, to promote just and equitable
comments more efficiently, please use
principles of trade, to foster cooperation
only one method. The Commission will filed the proposal pursuant to Section
and coordination with persons engaged
post all comments on the Commission’s 19(b)(3)(A)(iii) of the Act,
3 and Rule
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