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Research Report
ASSESSING THE
QUALITY OF ELECTIONS
Pippa Norris, Richard W. Frank,
and Ferran Martnez i Coma
Pippa Norris is the Paul F. McGuire Lecturer in Comparative Politics at Harvards Kennedy School of Government and ARC Laureate
Fellow and professor of government and international relations at the
University of Sydney. Richard Frank is the Electoral Integrity Project
research associate and project manager at the University of Sydney.
Ferran Martnez i Coma is a research associate in the Electoral Integrity Project at the University of Sydney.
In recent years, far too many elections have ended with the major pro-
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the
Dimensions
Questions
Pre-Election
1. Electoral Laws
2. Electoral Procedures
3. Boundaries
4. Voter Registration
5. Party Registration
6. Campaign Media
7. Campaign Finance
8. Voting Process
8-1. Some voters were threatened with violence at the polls (N)
8-2. Some fraudulent votes were cast (N)
8-3. The process of voting was easy (P)
8-4. Voters were offered a genuine choice at the ballot box (P)
8-5. Postal ballots were available (P)
8-6. Special voting facilities were available for the disabled (P)
8-7. National citizens living abroad could vote (P)
8-8. Some form of Internet voting was available (P)
9. Vote Count
Campaign
Election Day
Post-Election
10. Post-Election
11. Electoral
Authorities
Note: Direction of the original items: P=positive, N=negative. Source: Pippa Norris, Ferran Martnez i Coma, and Richard W. Frank, The Expert Survey of Perceptions of Electoral Integrity, Pilot Study, April 2013. For data, see www.electoralintegrityproject.com.
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Journal of Democracy
129
Source: Pippa Norris, Ferran Martnez i Coma, and Richard W. Frank, The Expert Survey
of Perceptions of Electoral Integrity, Pilot Study, April 2013. For data, see www.electoralintegrityproject.com.
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Reliable Evidence?
Just as the reports of international observer missions and media outlets are open to challenge, so are the reliability and validity of the expert
survey. How do we know whether the PEI Index and its dimensions
generate valid and reliable measures?12 Given that the project is still at
the pilot-study stage, further development is necessary to expand the
number of countries included, improve the expert response rate, and
revise the research design. The PEI survey aims ultimately to cover
national presidential and parliamentary elections in every country that
holds multiparty contests. Nevertheless, even at this preliminary stage,
several tests lend confidence to the utility of the new PEI Index. As with
any index, it is important to test for external validity (with independent
sources of evidence), internal validity (consistency within the group of
89
93
83
64
74
51
67
63
76
84
56
59
73
71
62
50
42
53
41
29
67
Electoral Integrity
Low
Moderate High
75100
5074
049
Lithuania
Netherlands
Czech Rep.
South Korea
Slovenia
United States
Mexico
Japan
Montenegro
Ghana
Romania
Venezuela
Sierra Leone
Georgia
Burkina Faso
Ukraine
Rep. of Congo
Kuwait
Angola
Belarus
Total
88
84
77
71
67
33
78
61
72
67
47
56
67
36
51
53
50
45
42
60
85
84
92
95
94
52
82
80
47
58
43
61
67
56
45
33
75
38
60
70
88
81
83
82
83
81
68
70
74
80
66
74
76
65
61
53
47
58
57
40
73
70
67
68
63
56
72
65
62
53
62
46
46
44
50
80
51
41
58
46
37
58
62
67
80
72
66
55
53
66
41
41
47
37
44
41
27
39
27
35
39
32
53
75
82
71
77
85
73
64
74
63
53
59
47
63
59
58
56
65
51
54
69
87
89
95
97
100
86
88
83
76
84
74
67
76
81
68
51
41
96
49
39
78
76
91
90
81
65
87
59
75
68
56
74
72
70
72
52
52
60
41
52
63
69
78
90
90
83
89
80
74
78
60
70
60
55
78
68
58
51
38
65
48
31
70
80
80
80
79
77
74
73
72
64
64
61
60
59
58
52
51
48
46
45
40
67
PE
(s I In
ta d
nd ex
Re
ar of
El
s
di E
Ca
ec
ul
M
V
ze le
t
t
V
m
s
o
o
I
e
I
In ti
d cto
n
In di
In p
n
r
o
I
a
d
n
d
de ng
to r
de a
de aig
ex te C
de
ex l A
x P
10 al
x Co
x n
x
u
(
(2 th
ou
(2 ro
2
(2 v
(2 F
(
0 In
0
2
5- o
0 ce
nt
0 era
0 ina
5
po te
10 rit
10
1
10 ss
10 ge
10 nc
in gri
0) ies
0)
00
0)
0)
0) e
ts ty
)
)
Source: Pippa Norris, Ferran Martnez i Coma, and Richard W. Frank, The Expert Survey of Perceptions of Electoral Integrity,
Pilot Study, April 2013. For data, see www.electoralintegrityproject.com.
75
92
96
89
90
76
80
86
72
73
67
64
80
73
65
54
50
70
49
44
76
Re P
gi art
ot
str y
in
g
El
at An
V
D
io d
I
e
o
n
ist
El
ct
n C
t
d
e
I
I
o
ex ric
In ec
In a
n
r
n
r
d
d
a
Re
de to
de nd
t
l
e
e
(
20 B
x g
x Pr
x ral
x id
o
(2 ist
(2 oc
(2 L
(2 at
u
1
0 ra
5 e
nd
0 aw
0 e
0
d
0) a
10 tio
10 u
10 s
10
r
ie
n
0
0) res
0)
0)
)
s
Table 2Mean Country Standardized Scores on the Eleven Dimensions of Electoral Integrity
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Journal of Democracy
experts), and legitimacy (to what extent the results can be regarded as
authoritative by stakeholders).
External validity. For external validity, we must check whether the
PEI expert survey is yielding results similar to those produced by independent sources. A perfect correlation with existing indices should not
be expected, not least due to variations arising from differences in the
underlying concepts and measurement instruments, data sources, and
time periods. Still, it would raise questions if the PEI survey results
diverged dramatically from the closest equivalent measures.13 Overall, there is substantial agreement between the PEI Index and the 2012
Freedom House political-rights and civil-liberties scores standardized
to a 100-point scale (the Pearson correlation is R= 0.866 Sig. .001).
There are a few outliers, however, including Kuwaits December 2012
parliamentary elections, which the PEI ranks slightly higher than Freedom House rates the country, and Ukraines October 2012 parliamentary elections, which PEI ranks slightly lower than the Freedom House
political-rights and civil-liberties scores for Ukraine.
Clearly, Freedom Houses index includes many aspects of political
rights and civil liberties that extend beyond elections (such as freedom
of the press, freedom of association, and the rule of law), so a perfect
correlation with electoral integrity would not be expected or indeed desirable. Despite different time periods, methods, and concepts, there is
a similar level of congruence between PEI other independent indices,
including Judith Kelleys 2012 Quality of Elections scale (R= 0.640
Sig. .004), Yales NELDA (National Elections Across Democracy and
Autocracy) data (R= 0.694 Sig. .001), and the University of Essexs
Electoral Malpractice Index (R= -0.869 Sig. .001).14 It may be hard to
define and measure electoral integrity, but it does appear that expert
judgments display considerable agreement.
Internal validity. Using the PEI survey, we can test the internal validity of the dataset by examining the degree of congruence among different types of experts. For example, do the assessments of international
and domestic experts largely agree? Does it matter whether they are located on the left or right of the political spectrum or if they supported the
winners or losers in a contest? Do the evaluations of young and older,
male and female experts tend to agree? We must answer these questions
in order to gauge the consistency of expert judgments and to hone the
expert-selection process for the future.
The PEI survey collected information on all these background variables. The simplest way to test these propositions is to use OLS (ordinary least squares) regression analysis to predict responses at the individual level on the 100-point PEI Index. Among the factors that proved
significant was sexmale experts were far more critical in their perceptions of electoral integrity than were women. Length of time living
in the country also proved important, as longtime residents tended to
133
have more positive perceptions. At the same time, however, the experts
nationality and citizenship were not significant. Reassuringly, political
ideology (across the left-right spectrum) was insignificant, as were age
and education. We could also check whether supporters of the losing
side were more critical than were those who backed the winners, though
many respondents did not answer this question (either because they had
not participated in the election or because they were unwilling to disclose their support). Among those who did, however, backers of the
losing side were significantly more negative in their assessments, as
expected.
Legitimacy. Some might argue that even if the so-called experts
agree with one another and with the independent evidence, their judgments are still not a legitimate reflection of public opinion in each
country. Indeed, due to their educational training, exposure to global
communications, and elite status, these experts judgments may well
display a Western or liberal bias. Previous studies have observed
a gap between the judgments of international observers and Russian
public opinion, for example.15 To test this claim, we can examine the
level of congruence between expert assessments and mass indices of
electoral integrity. To this end, the EIP added a battery of items to the
sixth round of the World Values Survey. As a result, we have nine
questions that were identical in popular and expert surveys with which
to make direct comparisons.
The results demonstrate that experts and the general publics in the
countries under study overwhelmingly agree in their evaluations of electoral integrity. The degree of congruence is actually quite remarkable
(R= 0.896), given all the reasons why expert opinions might be expected
to differ from those of the masses. Further tests are needed once more
societies can be compared across both surveys, but the initial five-nation
results suggest that expert evaluations closely match popular opinion
about elections in these countries.
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