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Tuesday,

July 5, 2005

Part II

Department of
Transportation
Federal Aviation Administration

14 CFR Parts 36 and 91


Stage 4 Aircraft Noise Standards; Final
Rule

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38742 Federal Register / Vol. 70, No. 127 / Tuesday, July 5, 2005 / Rules and Regulations

DEPARTMENT OF TRANSPORTATION calling (202) 267–9680. Make sure to Aircraft Noise and the Committee on
identify the amendment number or Aircraft Engine Emissions. The CAEP
Federal Aviation Administration docket number of this rulemaking. assists the ICAO in formulating new
Anyone is able to search the policies and adopting new standards on
14 CFR Parts 36 and 91 electronic form of all comments aircraft noise and aircraft engine
received into any of our dockets by the emissions. The United States is an
[Docket No.: FAA–2003–16526]
name of the individual submitting the active member in the CAEP activities.
RIN 2120–AH99 comment (or signing the comment, if There is at least one U.S. representative
submitted on behalf of an association, participating on each of the CAEP
Stage 4 Aircraft Noise Standards business, labor union, etc.). You may working groups.
AGENCY: Federal Aviation review DOT’s complete Privacy Act On June 27, 2001, at its 163rd session,
Administration (FAA), DOT. statement in the Federal Register the ICAO unanimously approved the
published on April 11, 2000 (Volume adoption of the new Chapter 4 noise
ACTION: Final rule.
65, Number 70; Pages 19477–78) or you standard in Annex 16. The new noise
SUMMARY: The FAA is adopting a new may visit http://dms.dot.gov. standard will apply to any application
noise standard for subsonic jet airplanes for new type designs submitted on or
Small Business Regulatory Enforcement
and subsonic transport category large after January 1, 2006, for countries that
Fairness Act
airplanes. This noise standard ensures use Annex 16 as their noise certification
that the latest available noise reduction The Small Business Regulatory basis.
technology is incorporated into new Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with Discussion of Comments
aircraft designs. This noise standard,
Stage 4, applies to any person small entity requests for information or The FAA received 71 comments in
submitting an application for a new advice about compliance with statutes response to the NPRM. The scope of the
airplane type design on and after and regulations within its jurisdiction. If comments indicates that many
January 1, 2006. The standard may be you are a small entity and you have a commenters are unfamiliar with the
chosen voluntarily prior to that date. question regarding this document, you issues of aircraft noise certification and
This noise standard is intended to may contact its local FAA official, or the how noise certification relates to local
provide uniform noise certification person listed under FOR FURTHER aircraft operations. These topics will be
INFORMATION CONTACT. You can find out discussed briefly as part of this
standards for Stage 4 airplanes
certificated in the United States and more about SBREFA on the Internet at disposition of the comments.
those airplanes that meet the new http://www.faa.gov/avr/arm/sbrefa.htm,
Weight Limits
International Civil Aviation or by e-mailing us at -AWA-
SBREFA@faa.gov. Several commenters state that the new
Organization Annex 16 Chapter 4 noise Stage 4 limits should apply to aircraft
standard. Background that weigh less than 75,000 pounds,
DATES: Effective Date: These On December 1, 2003, the FAA indicating that these aircraft remain a
amendments become effective August 4, published a Notice of Proposed significant noise problem. Several of
2005. The incorporation by reference of Rulemaking (NPRM) proposing the these comments were submitted as form
certain publications listed in the rule is Stage 4 noise standard (68 FR 67330). A letters, or individual letters that used
approved by the Director of the Federal brief history of the FAA’s regulation of the same blocks of text.
Register as of August 4, 2005. aircraft noise since 1969 was presented FAA response: The proposed Stage 4
FOR FURTHER INFORMATION CONTACT: in the preamble of the NPRM. standard does apply to aircraft under
Laurette Fisher, Office of Environment The new Stage 4 noise standard will 75,000 pounds. The applicability of
and Energy (AEE–100), Federal Aviation apply to any person filing an § 36.1 does not restrict the scope of the
Administration, 800 Independence application for a new airplane type Stage 4 standard by aircraft weight. The
Avenue, SW., Washington, DC 20591; design on and after January 1, 2006. As FAA suspects that the commenters are
telephone (202) 267–3561; facsimile stated in the NPRM, the adoption of a confusing the certification standards of
(202) 267–5594. new noise standard for new aircraft part 36 with the operational limitations
SUPPLEMENTARY INFORMATION: designs is not intended to signal the imposed in part 91. The 75,000 pound
start of any rulemaking or other weight cutoff is used in operating rules
Availability of Rulemaking Documents proceeding aimed at phasing out the as a means of distinguishing aircraft, but
You can get an electronic copy using production or operation of current it does not apply to the requirement to
the Internet by: aircraft models. Currently, there are no meet Stage 4 noise levels at the time of
(1) Searching the Department of Federal regulations restricting the certification testing under part 36.
Transportation’s electronic Docket operations of Stage 3 airplanes, and the The differences between aircraft
Management System (DMS) Web page FAA has made no decision whether to certification and aircraft operating
(http://dms.dot.gov/search); seek such restrictions. requirements are often confusing to the
(2) Visiting the Office of Rulemaking’s Much of the background for the public, but the two represent very
Web page at http://www.faa.gov/avr/ development of a Stage 4 noise standard different parts of the FAA’s regulatory
arm/index.cfm; or has taken place in the international responsibilities. Aircraft noise
(3) Accessing the Government arena and through the work of the certification testing is conducted when
Printing Office’s Web page at http:// International Civil Aviation a new aircraft is introduced (type
www.access.gpo.gov/su_docs/aces/ Organization (ICAO). The certification), or an existing model
aces140.html. environmental activities of the ICAO are aircraft is modified (supplemental type
You can also get a copy by submitting largely undertaken through the certification) in a manner that would
a request to the Federal Aviation Committee on Aviation Environmental produce an acoustical change, such as
Administration, Office of Rulemaking, Protection (CAEP), which was changes in size, configuration, engines,
ARM–1, 800 Independence Avenue established by the ICAO in 1983, and etc. Each aircraft model is noise
SW., Washington, DC 20591, or by which superseded the Committee on certificated to operate up to its

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Federal Register / Vol. 70, No. 127 / Tuesday, July 5, 2005 / Rules and Regulations 38743

maximum weight. An aircraft is tested States only if it is Stage 3. To prevent consider the technological possibilities
at this maximum weight and must meet a misinterpretation that would prohibit and financial burdens associated with
the noise standards for an aircraft of its the operation of a quieter Stage 4 changes of this magnitude. As one
weight according to the formulas airplane, the regulation was changed to commenter noted, one airports group in
adopted in part 36. include Stage 3 or Stage 4 airplanes as the United States had suggested a larger
Aircraft operations are noise-limited eligible for operation in the contiguous reduction to ICAO and it was rejected;
under a completely different set of United States. The proposed change in the comments that suggest similar
regulations, 14 CFR part 91. For the operational rules would not restrict reductions here are not new arguments.
example, when the FAA phased out the the operating status of any airplane Consequently, it is unrealistic to think
operation of Stage 2 airplanes over flying today; it was proposed only to that the FAA would now propose a
75,000 pounds, it was the regulations of allow the operation of quieter airplanes domestic standard that exceeds the one
part 91 that were amended in 1991 for once they are produced and designated it agreed to and was adopted by ICAO,
compliance by 2000. The certification as Stage 4. expecting that it could be done without
standards of part 36 that determined No change is required to the proposed significant financial and international
how much noise a Stage 3 aircraft could rules as a result of these comments, and trade impact. The United States helped
produce had been adopted in 1977 and the applicability of the Stage 4 standard develop and agreed to adopt the ICAO
remained consistent as the operational remains unchanged in the final rule. standard because it recognizes the
rules got stricter. Similarly, the proposed changes to the global impact of aviation. Aircraft noise
When the FAA seeks to decrease operational rules of Part 91 are adopted is a concern of every ICAO member
noise levels produced by future aircraft, as proposed. state. The solution, however, is not for
we amend the certification rules to the United States to propose an
introduce the quieter standard. The Standards for Stage 4
arbitrarily more stringent standard
initial establishment of a new noise At least a dozen commenters suggest outside of the international process.
standard allows time for manufacturers that the 10 decibel (dB) reduction that In objecting to the Chapter 4 standard
to adjust engine and airframe designs to represents Stage 4 is not enough as a as too little, the Alliance of Residents
meet it. In reality, manufacturers are new standard. Commenters variously Concerning O’Hare, Inc. (AReCO),
constantly adjusting their designs as suggest reductions of 14 to 20dB from suggests a reduction scale that extends
technology evolves. As a consequence, Stage 3 as the new Stage 4 standard. to a 23dB reduction for new airplanes
an aircraft newly certificated this year Several commenters indicate that the produced after 2015. AReCO’s proposal
meets the Stage 3 requirements of part proposed 10dB reduction is a is based on an entirely new certification
36, but it may be significantly quieter misrepresentation of the ‘‘actual’’ framework. Instead of the ‘‘meets or
than an aircraft certificated 15 years ago decrease in noise that can be expected doesn’t meet’’ standard that represents
because of advances in technology. Both because the number represents a current aircraft noise certification
aircraft are considered Stage 3 because cumulative reduction over the three worldwide, AReCO’s method would
the requirement is a ‘‘not to exceed’’ phases of flight tested (flyover, lateral, impose operational restrictions on
standard that sets a maximum noise and approach) at certification, and they aircraft that don’t meet certain noise
level only. Until the agency lowers the presume that no more than 3dB will criteria, using a complex formula that
maximum by setting a different actually be accomplished at any given considers an aircraft’s maximum range
certification standard, in this case the point. These commenters also indicate and takeoff weight to determine its
proposed Stage 4, no manufacturer can that the FAA should be getting input payload, including the amount of fuel it
designate its aircraft as quieter than from individuals before new standards would be allowed to carry. This
Stage 3. are decided upon internationally, in this proposal is well beyond the scope of the
This method of setting and case, before the U.S. presents its NPRM. While AReCO would like to see
maintaining certification standards does position to the ICAO and an a Stage 4 standard with greater
not allow for the FAA to suddenly lower international agreement is reached. reductions, its proposal eradicates the
the Stage 3 maximum to eliminate older FAA Response: The FAA historical distinction between aircraft
aircraft that just meet the standard, acknowledges that the proposed 10dB certification and operations, of which
whether they were originally reduction represented by Stage 4 is a noise is only a minor part. Moreover,
manufactured or hushkitted to their cumulative reduction for the three AReCO’s proposal does not address the
Stage 3 level, as was suggested in the measurements. While this is a new way practical aspects of aviation operations,
comments from the LAX Community of expressing the total, the process of the costs inherent in such a change in
Noise Roundtable, the Oakland Airport noise measurement at the three methodology, the costs imposed by the
Community Noise Management Forum, designated points has not changed, and proposed framework, and the limits on
and the San Francisco International no changes to this method were the regulatory authority of the FAA in
Airport/Community Roundtable. Such a proposed. restricting commercial aircraft
change would introduce a different As discussed above, the United States, operations.
system of aircraft noise certification, as a member of ICAO, agreed to the On a related issue, several
and would require a detailed analysis of designation of ICAO Chapter 4 as a commenters indicated that a greater
the costs imposed by such a change. 10dB cumulative reduction from reduction is warranted because, as the
Some confusion may have arisen with Chapter 3 noise levels. The adoption of FAA noted in the NPRM, many of the
the proposed rule because the FAA did a new standard by ICAO is neither airplanes in production today can meet
include a change in the operating rules simple nor brief, includes significant the proposed Stage 4 standard with little
of part 91. The rule change is intended participation by the United States, and adjustment. As noted previously,
only to allow for the operation of quieter included input from a wide cross- airplanes manufactured today are not
Stage 4 airplanes once they are section of federal agencies and public required to be as quiet as many of them
certificated. As written, the current part interest groups through the long- are; their noise levels at certification are
91 regulations are exclusionary; an established Intergovernmental Group on well below Stage 3 but are not allowed
airplane over 75,000 pounds, may be International Aviation (IGIA). The to be called anything other than Stage 3.
operated in the contiguous United members of ICAO are well qualified to Commenters who suggest that the Stage

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38744 Federal Register / Vol. 70, No. 127 / Tuesday, July 5, 2005 / Rules and Regulations

4 standard is not strict enough because identified. AReCO also charges that IBR the NPRM. In fact, the paucity of the
it fails to place a significant compliance removes public access to the regulations Chapter 4 document led the FAA to
burden on the industry, fail to give and leaves them in the hands of only include a broader preamble explanation
credit to manufacturers that have corporate bodies that have the of the proposed standard than a mere
already worked to reduce noise before documents in their possession. Two reading of the document could provide.
being required to do so. Noise reduction commenters express a general The use of IBR in this instance is
technology does not come without cost disapproval with IBR that appear to entirely appropriate for adopting
and additional operating expense over echo the more detailed comments. technical language and standards. When
the average 30-year life of an airplane. General comments in the form letters the FAA actually incorporates a
None of the commenters that suggested also referred to IBR as inappropriate. document in a final rule, a copy of the
stricter limits presented any information FAA Response: The comments incorporated document is included with
suggesting how these reductions might indicate a lack of understanding of the the rule, and is placed on file
be accomplished, how they apply to reasons for using incorporation by permanently and is available for
current technology, how much they reference (IBR) generally, and the FAA’s inspection at the Federal Register. This
would cost, or the amount of benefit goal in using it in this specific instance. is a requirement for every incorporated
that would be generated by stricter The differences between aircraft document precisely to prevent the
limits. The FAA cannot adopt a stricter certificated to U.S. Stage 3 and those situation that regulatory standards be
standard simply based on some certificated to ICAO Chapter 3 are slight, adopted using provisions in documents
generalized idea that the industry but they have proved significant. The available to a select few. Use of IBR does
should absorb the cost, regardless of FAA has been tasked with assisting air not avoid future rule changes. To
what it might be. carriers that encounter problems when change a rule that uses an incorporated
operating overseas that go back to these document, an agency must undertake
Standards Related to Operational differences. Further, the FAA has been full rulemaking to introduce a later
Restrictions committed to and has invested version, since it adopts a different
Some commenters suggest both a significant resources in the international standard.
higher reduction and a retroactive harmonization of aircraft noise To the extent that the commenter
application of it to older airplanes. As certification standards and methods as a believes that incorporation by reference
noted above, certification standards means of reducing the burdens and changes the legal status of an
only become applicable to older costs associated with certification incorporated document, the FAA
airplanes when the operational rules testing. These goals can be hampered by disagrees. The agency knows of no such
force them to be either modified to meet minor language differences. status granted to incorporated
the new operational rules, or removed The proposed Stage 4 standard documents other than that the portions
from service. The FAA has not proposed represents a new approach by the FAA incorporated become part of the overall
the operational phaseout of Stage 3 in noise certification. While the United regulation, subject to the same legal
airplanes over 75,000 pounds. States agreed to the maximum noise review.
In several instances, commenters levels that define ICAO Chapter 4, the A review of the comments did cause
adamantly request that the FAA restrict FAA was faced with balancing the the FAA to examine its IBR proposal
the operation of aircraft under 75,000 Chapter 4 language with U.S. more closely, however, and we
pounds. Such comments are beyond the publication requirements and the discovered a problem that has to do
scope of this rulemaking, which framework and technical language of with the way the Chapter 4 standard is
proposes only the establishment of a Part 36. The FAA was concerned that as stated. When ICAO adopted Chapter 4
Stage 4 noise certification standard. The differences accrued, it would again be into Annex 16, it did so as an ‘‘add on’’
FAA has no current plan to restrict the forced to resolve questions by a foreign to Chapter 3, using the maximum noise
operation of aircraft under 75,000 authority whether an aircraft meets or is levels stated in Chapter 3 and reducing
pounds. equivalent to Chapter 4. them. Adoption of the Chapter 4
The FAA proposed the adoption of document alone would not provide a
Incorporation by Reference the Stage 4 standard by incorporating by complete regulatory basis for a
Four commenters (and many of the reference some parts of the actual text certification applicant trying to comply
form letters) took issue with the FAA’s of ICAO Annex 16 Chapter 4 to ensure with it, since Chapter 3 would be an
proposed incorporation by reference identicality in the noise standard, and to unincorporated basis. Consequently, the
(IBR) of the ICAO Chapter 4 noise make clear the intent of the United FAA has changed the final rule to more
levels. They criticized the FAA for the States to recognize the ICAO standard. specifically incorporate the noise levels
limited availability of the ICAO Incorporation by reference is a time- of Annex 16 Chapter 4, Paragraph 4.4,
document (because ICAO charges for its tested technique for the FAA to adopt Maximum Noise Levels, and those of
publications), indicating that the technical language and standards that it Chapter 3, Paragraph 3.4, Maximum
proposed rule cannot be analyzed fully would otherwise have to restate Noise Levels, on which they are based.
without it. One commenter refers to IBR completely without any benefit and The FAA has also determined from
as a ‘‘vague status’’ that forces legal with substantial risk of mistake, the comments that proposed § 36.105(a)
interpretation of the document to stay conversion errors and misinterpretation. could be misinterpreted to change the
with the FAA. AReCO calls IBR a While adoption of a document that is requirements for noise certification for
‘‘questionable practice’’ and states that not readily available could be viewed as aircraft certificated to Annex 16 in their
there is ‘‘no good reason’’ to use it. problematic, the Chapter 4 standard country of origin. No intent to change
AReCO also states that it believes that comprises one printed page, and the the certification requirements of
IBR is used to ‘‘reference a document FAA did its best to restate the content bilateral airworthiness agreements was
that is of a changing nature’’ to avoid in the preamble to the NPRM. The FAA intended, The regulations seek the
future rule changes when the concluded that a review of the recognition of the operational
underlying IBR document changes, but document by someone not using it for equivalency of Stage 4 and Chapter 4
that goal is defeated in the proposed actual noise certification purposes airplanes, and encourage other
rule since a specific document is would not reveal anything not stated in certification authorities to make similar

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Federal Register / Vol. 70, No. 127 / Tuesday, July 5, 2005 / Rules and Regulations 38745

findings. Accordingly, paragraph (a) of more recent revisions to the material ‘‘unreasonable procrastination’’ by the
the proposed regulation has been that would appear in Advisory Circulars FAA, especially as it relates to the
eliminated in the final rule. and other guidance material that will be phaseout of Stage 3 airplanes (which the
The FAA is sensitive to the concern issued after the final rule is adopted. FAA has not proposed). Another
that too much incorporation by FAA Response: The FAA agrees that commenter states that the date is the
reference potentially weakens its own adoption of the later amendment might ‘‘ICAO imposed * * * requirement on
regulatory standards. In choosing to better serve the purposes of only new engines produced after 2006,
state the Stage 4 standard by minimal harmonization. However, to use with no retroactive actions applied to
references to Annex 16 Chapters 3 and Amendment 8 in our incorporation by the existing fleet * * *.’’
4, the agency has not in any manner reference, we would be forced to wait FAA Response: Comments concerning
diluted its regulatory authority or for ICAO to actually publish that the proposed effective date for new
standards. Rather, the FAA is seeking to amendment, which is not expected until certification reflect the same
minimize any perceived differences November 2005. In lieu of waiting for misunderstanding of the noise
between aircraft certificated in the publication of Amendment 8, we are certification framework noted above.
United States and elsewhere. This is a issuing this rule using Amendment 7, as This rule deals with aircraft certification
significant first step in worldwide proposed in the NPRM. and does not change current noise
acceptability. With the adoption of The comment from Transport Canada operating rules. Before the FAA would
Chapter 4 noise levels and the addition suggests several changes to the consider any new operational limits, we
of statements in aircraft flight manuals, references for Annex 16, including would examine phasing out the
the FAA seeks to lead the call for the elimination of the designation ‘‘Third production of noisier airplanes. A new
worldwide operational acceptance of Edition,’’ and only making reference to regulatory standard cannot be imposed
Stage 4/Chapter 4 aircraft as Amendment 7 once. Transport Canada overnight without significant economic
indistinguishable. also suggests that the FAA not include impact; in this case, it will be
Moreover, the incorporated document aircraft flight manual (AFM) language in approximately one year from the date
will only be used by a handful of Section 36.105, and proposes changes to this rule is effective, which would be
aircraft manufacturers worldwide, the language regarding type short in the context of new aircraft
which makes it even more appropriate certifications applied for before January design standards if the efforts had not
for incorporation. The IBR process and 1, 2006. already been the topic of continued
access to the document do not change FAA Response: The FAA cannot international coordination through
the fact that the United States already accept the suggestions of Transport ICAO. The date proposed for new
agreed to the standard it contains. The Canada. Regulatory publication certification is the same one used in
same commenters who object to IBR requirements dictate that the FAA fully Chapter 4; it applies to new aircraft
already acknowledge what standard it identify a document being incorporated; certification, not simply engines.
contains, even if they disagree as to its the FAA must reference the ‘‘Third Aircraft engines do not by themselves
propriety. Disagreeing with the noise Edition’’ of Annex 16, and its receive a noise stage designation; they
levels represented by the Stage 4 Amendment level, since that is the title must be paired and tested with an
standard should not be confused with on the cover of the current document. airframe to undergo noise certification
the form of its adoption into the Similarly, the FAA’s decision to put a testing. Further, no certification
regulations. date range on optional Stage 4 standard has ever been applied
The FAA concludes that the benefits certification before 2006 is the result of retroactively to operating airplanes
of incorporating parts of Chapter 4 far previous dates in the regulations that unless it is mandated through the
outweigh any benefit that could be require more consistency than a simple operating rules.
imagined by restatement of it into part ‘‘before’’ date could supply in this
36. The FAA is choosing to incorporate instance. Derivative Aircraft
limited sections of the international Finally, the inclusion of AFM Congressman Anthony Weiner
standard intact and eliminate the language was intentional for Stage 4. comments that the proposed rule fails to
discrepancies that would accompany The FAA is hoping by its inclusion to close the ‘‘derivative loophole’’ that
the agency’s having to maintain the part avoid future disagreements about the would allow for an aircraft certificated
36 format, serving no purpose in noise level of individual airplanes when after January 1, 2006, to meet only Stage
practice. they are operating outside the country of 3 noise levels.
original certification. This kind of help FAA Response: The term ‘‘derivative’’
Annex 16 Amendment Level and airplane has no formalized definition,
has been requested by U.S. air carriers,
References and is not used in Title 14. It is often
but was not available as an option until
The Boeing Company comments that the FAA made the decision to state the used colloquially to refer to a later
it appreciates the FAA’s efforts toward equivalency of Stage 4 with Chapter 4, model of an already certificated aircraft.
adopting uniform noise certification as discussed above. The inclusion of The concept and the practice have
standards. In furtherance of this this language is supported by the Air existed for the last 50 years; it is the
objective, Boeing requests that the FAA Transport Association in its comment, nature of certification standards. Nor is
adopt Amendment 8 to Annex 16, rather agreeing that the language ‘‘should the concept limited to noise
than Amendment 7 as proposed. A minimize the mischief’’ that can occur certification, and any discussion of
review of Amendment 8 indicates that when some ICAO member States fail to limiting still-undefined ‘‘derivatives’’
the changes do not affect the noise recognize the noise certification of some would necessarily involve considerable
levels of Chapter 3 or Chapter 4 that are aircraft. airworthiness and production
being incorporated in this final rule. certification issues that are not the
Most of the changes to Amendment 8 Effective Date for New Certification subject of this rulemaking, which is
are minor technical changes in The proposed rule states that aircraft limited to new type designs.
Appendix 2 (which is also being certificated after January 1, 2006, must Further, while it is true that a
incorporated as an alternate method of comply with the Stage 4 standard. One manufacturer could choose to maintain
compliance testing), and the rest are commenter indicated that it was an Stage 3 approval for a newer version

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38746 Federal Register / Vol. 70, No. 127 / Tuesday, July 5, 2005 / Rules and Regulations

aircraft model after January 1, 2006, it forced too fast. As illustrated in the Environmental v. Economic Analysis
would likely incur a competitive phaseout of Stage 2 airplanes, which Several commenters noted that the
disadvantage. At some point, Stage 3 was mandated by Congress, even a small NPRM devoted considerably more space
airplanes will be considered old change in compliance dates could cause to the evaluation of the economic
technology, and given the significant exponential cost increases when impact of the proposed rule than it did
cost of an aircraft, an investment in a airplanes are forced into early for the environmental analysis, and one
Stage 3 derivative will be of lesser value retirement. The fact that quieter commenter objects to the Environmental
once Stage 4 aircraft are a commercial airplanes are technologically feasible Analysis finding that the proposed rule
option. However, it remains the choice does not translate to a case for rapid qualifies for a categorical exclusion.
of the manufacturer to continue disposal of everything currently
producing already certificated versions operating or indeed still being FAA Response: The FAA conducted
of airplanes, and newer versions whose produced. To insist on such an all of the economic analyses required.
modifications do not cause it to need a approach is to deny the economic As explained above, the only costs were
new type certificate. realities of the industry and the found to be on the entities that must
regulatory cost-benefit requirements that comply with the rule, manufacturers of
Cessation of Stage 3 Aircraft Production aircraft. The type of analysis conducted
the FAA must meet when proposing
The Raleigh Durham Airport stricter noise standards. for the environmental portion occurred
Authority states that this rulemaking because the categorical exclusion
should be expanded to mandate that all ICAO Economic Analysis applies—the rule is seen as having a
subsonic jet and large transport category In its comment, AReCO takes issue positive environmental effect (quieter
aircraft produced after January 1, 2006 with the ICAO/CAEP assessment of the future airplanes). The adoption of the
be required to meet Stage 4 standards, costs and benefits associated with the Stage 4 standard, with its stricter noise
even if type certificated before that date, Chapter 4 standard. AReCO states that requirement, will have no negative
and cites as precedent a 1973 action by ICAO accounts only for the airline effect on the environment, so no further
the FAA that required airplanes industry costs, and not the costs to analysis is required. The required
manufactured after that time to meet ‘‘airports, noise impacted citizens and Environmental Analysis does not
Stage 2 noise levels. taxpayers.’’ AReCO claims that reliance mandate an agency to compare a
FAA Response: The comment on the analysis means ‘‘the decision on proposed rule to one or more
illustrates the confusion noted Stage 4 noise specifications is alternatives that might have a different
previously, but reiterates a point made inherently flawed,’’ and notes that the environmental impact, as the
earlier. The FAA’s actions regarding the FAA should abandon the incorporation commenters appear to suggest. Rather,
establishment of Stage 2 standards of any part of Chapter 4 ‘‘because the similar to the economic analysis, the
cannot be directly compared to its basis of the costs/benefits of the potential environmental impact of the
actions now. In the late 1960’s, the FAA decision making process were rule is analyzed only for its differences
was authorized to regulate aircraft noise. incomplete and inadequate.’’ with the current requirements.
When part 36 was established, it simply FAA Response: The FAA included the
divided the then-current fleet of aircraft ICAO/CAEP economic analysis of Outside the Scope of the NPRM
into those that met a certain noise Chapter 4 in the NPRM for this rule
Approximately 35 commenters are
standard, and those that exceeded it. simply as background. It was included
residents of the area near Santa Monica
These two categories would eventually to show that economic analysis is
airport, and sent form letters or letters
become known as Stage 1 and Stage 2, conducted outside of the U.S. regulatory
that used identical blocks of text. Most
but they were not called that at the time. process and was used in the decision to
of these comments take issue with the
When the FAA proposed new noise make the Chapter 4 standard 10dB
applicability of the proposed rule on
limits in 1977, we indicated that the quieter than Chapter 3. As a member of
regulations would recognize three ICAO/CAEP, the United States aircraft under 75,000 pounds, the lack of
categories of aircraft noise, and the participated in the process, but at no a proposed phaseout of Stage 3 aircraft,
Stage 1, 2, and 3 designations came into time did the FAA ever consider that and the U.S. negotiations at ICAO, all of
being. It was at that time that the FAA analysis a replacement for the one which have been addressed above.
began the pattern of declaring a limit for required when the agency proposes a Many of these commenters also state
a new lower standard, mandating a date rule. personal objections to the amount of
for new certification applicants to begin The FAA conducted the economic business aviation air traffic at Santa
applying the standard (both of which we analyses of the proposed rule as Monica Airport, and the noise and
are accomplishing here), and eventually required. Commenters such as AReCO pollution it generates.
phasing out the operation of the noisier do not appear to understand that the FAA Response: The FAA is aware of
airplanes. evaluation was limited to what the rule the issues raised by the southern
Commenters criticize the FAA that proposed, that is, a consideration of the California residents and others
the process took almost 25 years to costs imposed by the adoption of the regarding their local airports, but this
eliminate Stage 2 airplanes over 75,000 Stage 4 standard on aircraft type rule is not intended to address any of
pounds. Failure to accomplish these certificated in the United States after those issues. This rule will apply to
tasks in an orderly and time-sensitive January 1, 2006. The only costs of this aircraft of less than 75,000 pounds when
fashion would have dramatic economic regulation would be on those who have they are type certificated, but it does not
consequences, and undermine the to comply with it ‘‘the manufacturers affect the operation of any aircraft of any
ability to purchase newer, quieter of new aircraft that seek new type weight. Accordingly, all comments
aircraft, further delaying the benefits of certificates after that date. There will be concerning local airport noise and
their addition to the U.S. fleet. However, a net benefit to airports and citizens in emissions issues and a change in the
the FAA is required to consider both the terms of quieter aircraft built to the new, operating status of airplanes weighing
costs and benefits of every change to the more stringent standard, because the less than 75,000 pounds are considered
regulations. Noise regulation can be an alternative is to leave the current Stage beyond the scope of the rulemaking and
extraordinarily expensive burden when 3 standard in place. will not be addressed further.

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Federal Register / Vol. 70, No. 127 / Tuesday, July 5, 2005 / Rules and Regulations 38747

Summary of Changes to the Final Rule noise. This regulation is within the Department of Transportation Order
There are no substantive changes scope of that authority since it sets a DOT 2100.5 prescribes policies and
being made to the final rule. The new maximum noise limit for aircraft procedures for simplification, analysis,
following is a summary of the that are type certificated after January 1, and review of regulations. If we
differences between the proposed and 2006, and represents the FAA’s determine that the expected impact is so
final rule. continuing effort to abate the effects of minimal that the final regulation does
1. We are specifying that the aircraft noise on the public. not warrant a full evaluation, a
incorporated parts of Annex 16 are Paperwork Reduction Act statement to that effect and the basis for
Chapter 3, Paragraph 3.4, Chapter 4, it is included in the final regulation.
There are no current or new This final rule will establish a new
Paragraph 4.4, and Appendix 2, as they requirements for information collection
appear in Amendment 7. Stage 4 noise standard for subsonic jet
associated with this amendment. airplanes and subsonic transport
2. We are splitting the text of § B36.1 The Paperwork Reduction Act of 1995
into two parts for clarity. The first two category large airplanes. The noise
(44 U.S.C. 3507(d)) requires that the standard will apply to applicants for a
sentences of the paragraph are general; FAA consider the impact of paperwork
the last two are limited to Stage 4 new type design submitted on or after
and other information collection January 1, 2006. The noise standard will
certification. Some confusion arose burdens imposed on the public. We
when this was not immediately provide noise certification standards for
have determined that there is no new Stage 4 airplanes certificated in the
recognized. This is a format change information collection associated with
only. United States that will be consistent
this rule. with those airplanes certificated under
3. The definition of ‘‘Chapter 4 Noise
Level’’ is clarified by including a more International Compatibility the International Civil Aviation
specific reference to the incorporated In keeping with U.S. obligations Organization Annex 16 Chapter 4 noise
paragraph of Annex 16. The definition under the Convention on International standards and would ensure that the
proposed in § 91.851 included a Civil Aviation, it is FAA policy to best available, economically reasonable,
statement about equivalency which does comply with International Civil and technologically practicable noise
not belong in a definition; that sentence Aviation Organization (ICAO) Standards reduction technologies will be
was removed so that the definitions in and Recommended Practices to the incorporated into the aircraft design.
part 36 and part 91 for the term are the maximum extent practicable. The FAA The final rule was developed by
same. has reviewed the corresponding ICAO assessing the feasibility and availability
4. Section 36.6 (e) and Section Standards and Recommended Practices of the best noise abatement technologies
A36.1.4 have been updated to include and has identified no differences with (i.e., best practices) for turbojet powered
the correct address where docket these regulations. and propeller-driven large airplanes.
material may be viewed. The stringency alternatives were judged
5. Paragraph (a) of proposed § 36.105 Economic Evaluation against the database of current and
has been removed. Confusion was Changes to Federal regulations must projected airplanes that incorporate the
expressed as to whether the inclusion of undergo several economic analyses. best practices. The aviation industry is
the equivalency statement in Part 36 First, Executive Order 12866 directs currently producing airplanes that can
changed the methods or requirements each Federal agency proposing or meet the Stage 4 standards. All but four
for noise certification approval of adopting a regulation to proceed only aircraft currently being produced are
aircraft certificated under Annex 16. As upon a reasoned determination that the expected to be able to meet the final
indicated in the discussion above, no benefits of the intended regulation rule’s standards. The FAA found that
such change was intended to the justify its costs. Second, the Regulatory under current industry practice three of
existing certification procedures in Flexibility Act of 1980 requires agencies the four airplane configurations that do
place under current bilateral to analyze the economic impact of not meet the Stage 4 noise standard
airworthiness agreements, and the regulatory changes on small entities. have one or more other configurations
paragraph was removed to eliminate any Third, the Trade Agreements Act (19 that do so. The remaining configuration
confusion. The balance of the section is U.S.C. 2531–2533) prohibits agencies corresponds to an airplane that was type
adopted as proposed as a single from setting standards that create certified in 1981. In 2006, when the
paragraph. unnecessary obstacles to the foreign proposed rule becomes effective, all
Except for these editorial changes, the commerce of the United States. In new type designs for subsonic jet
rule is adopted as proposed. developing U.S. standards, the Trade airplanes and subsonic transport
Act requires agencies to consider category large airplanes will be able to
Authority for This Rulemaking incorporate noise reduction
international standards and, where
The FAA’s authority to issue rules appropriate, that they be the basis of technologies to meet the Stage 4 noise
regarding aviation safety is found in U.S. standards. Fourth, the Unfunded standard. Therefore, the expected
Title 49 of the United States Code. Mandates Reform Act of 1995 (Pub. L. impact of the final rule will be minimal,
Subtitle I, Section 106 describes the 104–4) requires agencies to prepare a if any, cost. The final rule could impose
authority of the FAA Administrator. written assessment of the costs, benefits, weight and engine constraints on certain
Subtitle VII, Aviation Programs, and other effects of proposed or final aircraft configurations. The FAA called
describes in more detail the scope of the rules that include a Federal mandate for comments from entities that could be
agency’s authority. likely to result in the expenditure by negatively impacted as a result of any
This rulemaking is promulgated State, local, or tribal governments, in the weight and engine constraint; however,
under the authority described in aggregate, or by the private sector, of the FAA received no comments
Subtitle VII, Part A, Subpart III, Section $100 million or more annually (adjusted mentioning any negative impact as a
44715, Controlling aircraft noise and for inflation.) result of weight and engine constraints.
sonic boom. Under that section, the However, for regulations with an The FAA has determined that this
FAA is charged with prescribing expected minimal impact the above- rule will impose only minimal costs or
regulations to measure and abate aircraft specified analyses are not required. The other economic impacts on any

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38748 Federal Register / Vol. 70, No. 127 / Tuesday, July 5, 2005 / Rules and Regulations

individual or entity; consequently, no Unfunded Mandates Reform Act have determined that it is not a
economic evaluation was prepared. The Unfunded Mandates Reform Act ‘‘significant energy action’’ under the
of 1995 (the Act) is intended, among executive order because it is not a
Regulatory Flexibility Determination
other things, to curb the practice of ‘‘significant regulatory action’’ under
The Regulatory Flexibility Act of 1980 imposing unfunded Federal mandates Executive Order 12866, and it is not
(RFA) establishes ‘‘as a principle of on State, local, and tribal governments. likely to have a significant adverse effect
regulatory issuance that agencies shall Title II of the Act requires each Federal on the supply, distribution, or use of
endeavor, consistent with the objective agency to prepare a written statement energy.
of the rule and of applicable statutes, to assessing the effects of any Federal List of Subjects in 14 CFR Parts 36 and
fit regulatory and informational mandate in a proposed or final agency 91
requirements to the scale of the rule that may result in an expenditure
business, organizations, and Aircraft, Incorporation by reference,
of $100 million or more (adjusted Noise control, Reporting and
governmental jurisdictions subject to annually for inflation) in any one year
regulation.’’ To achieve that principle, recordkeeping requirements.
by State, local, and tribal governments,
the RFA requires agencies to solicit and in the aggregate, or by the private sector; The Amendment
consider flexible regulatory proposals such a mandate is deemed to be a
and to explain the rationale for their ■ In consideration of the foregoing, the
‘‘significant regulatory action.’’ The
actions. The Act covers a wide-range of Federal Aviation Administration
FAA currently uses an inflation-
small entities, including small amends Chapter I of Title 14, Code of
adjusted value of $120.7 million in lieu
businesses, not-for-profit organizations Federal Regulations as follows:
of $100 million.
and small governmental jurisdictions. This final rule does not contain such
Agencies must perform a review to PART 36—NOISE STANDARDS:
a mandate. The requirements of Title II AIRCRAFT TYPE AND
determine whether a proposed or final do not apply.
rule will have a significant economic AIRWORTHINESS CERTIFICATION
impact on a substantial number of small Environmental Analysis ■ 1. The authority citation for part 36
entities. If the determination is that it In accordance with FAA Order continues to read as follows:
will, the agency must prepare a 1050.1E, the FAA has determined that Authority: 42 U.S.C. 4321 et seq.; 49 U.S.C.
regulatory flexibility analysis as this action is categorically excluded 106(g), 40113, 44701–44702, 44704, 44715;
described in the Act. from environmental review under sec. 305, Pub. L. 96–193, 94 Stat. 50, 57; E.O.
However, if an agency determines that section 102(2)(c) of the National 11514, 35 FR 4247, 3 CFR, 1966–1970 Comp.,
a proposed or final rule is not expected Environmental Policy Act (NEPA). This p. 902.
to have a significant economic impact action is categorically excluded under
on a substantial number of small § 36.1 Applicability and definitions.
FAA Order 1050.1E, Chapter 3,
entities, section 605(b) of the 1980 RFA Paragraph 312f, which covers ■ 2. Amend § 36.1 by adding new
provides that the head of the agency regulations ‘‘excluding those which if paragraphs (f)(9), (f)(10), and (f)(11) to
may so certify and a regulatory implemented may cause a significant read as follows:
flexibility analysis is not required. The impact on the human environment.’’ * * * * *
certification must include a statement This rule establishes a new quieter noise (f)(9) A ‘‘Stage 4 noise level’’ means
providing the factual basis for this standard to be known as Stage 4. To a noise level at or below the Stage 4
determination, and the reasoning should reduce noise at its source, this new noise limit prescribed in section
be clear. noise standard is ten decibels lower B36.5(d) of appendix B of this part.
In view of the minimal cost impact of than the current Stage 3 standard. The (f)(10) A ‘‘Stage 4 airplane’’ means an
the final rule, the FAA has determined FAA notes that the 10 decibel reduction airplane that has been shown under this
that this final rule would have no is cumulative i.e., the arithmetic sum of part not to exceed the Stage 4 noise
significant economic impact on a the reductions at each of the three limit prescribed in section B36.5(d) of
substantial number of small entities. measurement points at flyover, lateral, appendix B of this part.
Consequently, the FAA certifies that the and approach. This action would apply (f)(11) A ‘‘Chapter 4 noise level’’
rule would not have a significant to any person filing an application for means a noise level at or below the
economic impact on a substantial a new airplane type design on and after maximum noise level prescribed in
number of small entities. January 1, 2006. Finally, this action Chapter 4, Paragraph 4.4, Maximum
does not impose a phase-out or any Noise Levels, of the International Civil
International Trade Impact Analysis Aviation Organization (ICAO) Annex
other operating limitations to the
The Trade Agreement Act of 1979 current fleet. It qualifies for a categorical 16, Volume I, Amendment 7, effective
prohibits Federal agencies from exclusion because no significant March 21, 2002. [Incorporated by
establishing any standards or engaging impacts to the environment are reference, see § 36.6].
in related activities that create expected to result from its finalization * * * * *
unnecessary obstacles to the foreign or implementation and no extraordinary ■ 3. Amend § 36.6 by redesignating
commerce of the United States. circumstances exist as prescribed under paragraph (e)(3) as (e)(4), adding
Legitimate domestic objectives, such as Chapter 3, paragraph 304 of Order paragraphs (c)(3), (d)(3), and (e)(3), and
safety, are not considered unnecessary 1050.1E. revising paragraph (e)(1) to read as
obstacles. The statute also requires follows:
consideration of international standards Regulations That Significantly Affect
and, where appropriate, that they be the Energy Supply, Distribution, or Use § 36.6 Incorporation by reference.
basis for U.S. standards. The FAA has The FAA has analyzed this final rule * * * * *
assessed the potential effect of this final under Executive Order 13211, Actions (c) * * *
rule and determined that it would Concerning Regulations that (3) International Standards and
accept ICAO standards as the basis for Significantly Affect Energy Supply, Recommended Practices entitled
United States regulation. Distribution, or Use (May 18, 2001). We ‘‘Environmental Protection, Annex 16 to

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Federal Register / Vol. 70, No. 127 / Tuesday, July 5, 2005 / Rules and Regulations 38749

the Convention on International Civil ■ 6. Add new § 36.105 to read as follows: International Civil Aviation Organization
Aviation, Volume I, Aircraft Noise’’, (ICAO) Annex 16, Environmental Protection,
Third Edition, July 1993, Amendment 7, § 36.105 Flight Manual Statement of Volume I, Aircraft Noise, Third Edition, July
Chapter 4 equivalency. 1993, Amendment 7, effective March 21,
effective March 21, 2002.
(d) * * * For each airplane that meets the 2002. [Incorporated by reference, see § 36.6].
(3) ICAO publications. International requirements for Stage 4 certification,
Civil Aviation Organization (ICAO), the Airplane Flight Manual or PART 91—GENERAL OPERATING AND
Document Sales Unit, 999 University operations manual must include the FLIGHT RULES
Street, Montreal, Quebec H3C 5H7, following statement: ‘‘The following
Canada. noise levels comply with part 36, ■ 10. The authority citation for part 91
(e) * * * Appendix B, Stage 4 maximum noise continues to read as follows:
(1) U.S. Department of Transportation, level requirements and were obtained Authority: 49 U.S.C. 106(g), 1155, 40103,
Docket Management System, 400 7th by analysis of approved data from noise 40113, 40120, 44101, 44111, 44701, 44709,
Street, SW., Room PL 401, Washington, tests conducted under the provisions of 44711, 44712, 44715, 44716, 44717, 44722,
DC. part 36 Amendment (insert part 36 46306, 46315, 46316, 46504, 46506, 46507,
(2) * * * amendment number). The noise 47122, 47508, 47528–47531, articles 12 and
(3) The National Archives and measurement and evaluation procedures 29 of the Convention on International Civil
Records Administration (NARA). For used to obtain these noise levels are Aviation (61 stat 1180).
information on the availability of this considered by the FAA to be equivalent
material at NARA, call 202–741–6030, to the Chapter 4 noise level required by ■ 11. Amend § 91.851 by adding new
or go to: http://www.archives.gov/ the International Civil Aviation definitions for ‘‘Stage 4 noise level’’,
federal_register/ Organization (ICAO) in Annex 16, ‘‘Stage 4 airplane,’’ and ‘‘Chapter 4 noise
code_of_federal_regulations/ Volume I, Appendix 2, Amendment 7, level,’’ in alphabetical order to read as
ibr_locations.html. effective March 21, 2002.’’ [Incorporated follows:
* * * * * by reference, see § 36.6].
§ 91.851 Definitions.
■ 4. Amend § 36.7 by adding paragraph Appendix A to Part 36—[Amended]
(e)(4) and (f) to read as follows: * * * * *
■7. Amend § A36.1 by adding paragraph Chapter 4 noise level means a noise
§ 36.7 Acoustical change: Transport A36.1.4 to read as follows:
category large airplanes and jet airplanes. level at or below the maximum noise
§ A36.1 Introduction. level prescribed in Chapter 4, Paragraph
* * * * * 4.4, Maximum Noise Levels, of the
(e) * * * * * * * *
(4) If an airplane is a Stage 3 airplane International Civil Aviation
A36.1.4 For Stage 4 airplanes, an
prior to a change in type design, and acceptable alternate for noise measurement Organization (ICAO) Annex 16, Volume
becomes a Stage 4 after the change in and evaluation is Appendix 2 to the I, Amendment 7, effective March 21,
type design, the airplane must remain a International Civil Aviation Organization 2002. The Director of the Federal
Stage 4 airplane. (ICAO) Annex 16, Environmental Protection, Register in accordance with 5 U.S.C.
(f) Stage 4 airplanes. If an airplane is Volume I, Aircraft Noise, Third Edition, July 552(a) and 1 CFR part 51 approved the
1993, Amendment 7, effective March 21, incorporation by reference of this
a Stage 4 airplane prior to a change in 2002. [Incorporated by reference, see § 36.6].
type design, the airplane must remain a document, which can be obtained from
Stage 4 airplane after the change in type * * * * * the International Civil Aviation
design. Organization (ICAO), Document Sales
Appendix B to Part 36—[Amended]
Unit, 999 University Street, Montreal,
■ 5. Amend § 36.103 by revising
■ 8. Revise § B36.1 to read as follows: Quebec H3C 5H7, Canada. Also, you
paragraph (b) and adding a new
may obtain documents on the Internet at
paragraph (c) to read as follows: § B36.1 Noise measurement and http://www.ICAO.int/eshop/index.cfm.
evaluation.
§ 36.103 Noise limits. Copies may be reviewed at the U.S.
(a) The procedures of Appendix A of this Department of Transportation, Docket
* * * * * part, or approved equivalent procedures,
(b) Type certification applications Management System, 400 7th Street,
must be used to determine noise levels of an
between November 5, 1975 and SW., Room PL 401, Washington, DC or
airplane. These noise levels must be used to
December 31, 2005. If application is show compliance with the requirements of at the National Archives and Records
made on or after November 5, 1975, and this appendix. Administration (NARA). For
before January 1, 2006, it must be shown (b) For Stage 4 airplanes, an acceptable information on the availability of this
that the noise levels of the airplane are alternative for noise measurement and material at NARA, call 202–741–6030,
no greater than the Stage 3 noise limit evaluation is Appendix 2 to the International or go to: http://www.archives.gov/
prescribed in section B36.5(c) of Civil Aviation Organization (ICAO) Annex federal_register/
16, Environmental Protection, Volume I, code_of_federal_regulations/
appendix B of this part. Aircraft Noise, Third Edition, July 1993,
(c) Type certification applications on ibr_locations.html.
Amendment 7, effective March 21, 2002.
or after January 1, 2006. If application [Incorporated by reference, see § 36.6]. Stage 4 noise level means a noise level
is made on or after January 1, 2006, it at or below the Stage 4 noise limit
must be shown that the noise levels of ■ 9. Amend § B36.5 by adding paragraph
prescribed in part 36 of this chapter.
the airplane are no greater than the (d) to read as follows:
Stage 4 airplane means an airplane
Stage 4 noise limit prescribed in section § B36.5 Maximum noise levels. that has been shown not to exceed the
B36.5(d) of appendix B of this part.
* * * * * Stage 4 noise limit prescribed in part 36
Prior to January 1, 2006, an applicant (d) For any Stage 4 airplane, the flyover, of this chapter. A Stage 4 airplane
may seek voluntary certification to Stage lateral, and approach maximum noise levels complies with all of the noise operating
4. If Stage 4 certification is chosen, the are prescribed in Chapter 4, Paragraph 4.4, rules of this part.
requirements of § 36.7(f) of this part will Maximum Noise Levels, and Chapter 3,
apply. Paragraph 3.4, Maximum Noise Levels, of the ■ 12. Revise § 91.853 to read as follows:

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38750 Federal Register / Vol. 70, No. 127 / Tuesday, July 5, 2005 / Rules and Regulations

§ 91.853 Final compliance: Civil subsonic § 91.855 Entry and nonaddition rule. the contiguous United States by
airplanes. * * * * * § 91.855, any person may apply for a
Except as provided in § 91.873, after (a) The airplane complies with Stage special flight authorization for that
December 31, 1999, no person shall 3 or Stage 4 noise levels. airplane to operate in the contiguous
operate to or from any airport in the * * * * * United States for the purpose of
obtaining modifications to meet Stage 3
contiguous United States any airplane ■ 14. Section 91.859 is added to read as or Stage 4 noise levels.
subject to § 91.801(c) of this subpart, follows:
unless that airplane has been shown to Issued in Washington, DC, on May 27,
comply with Stage 3 or Stage 4 noise § 91.859 Modification to meet Stage 3 or 2005.
levels. Stage 4 noise levels. Marion Blakey,
For an airplane subject to § 91.801(c) Administrator.
■ 13. Amend § 91.855 by revising of this subpart and otherwise prohibited [FR Doc. 05–13076 Filed 7–1–05; 8:45 am]
paragraph (a) to read as follows: from operation to or from an airport in BILLING CODE 4910–13–P

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