Unofficial Translation of The Implementation Rule of The CCC For Household Appliances en

Unofficial English translation offered by EuropElectro, for reference only
Ref . No. CNCA-01C-016:2010
IMPLEMENTATION RULES FOR COMPULSORY

CERTIFICATION OF ELECTRICAL AND ELECTRONIC
PRODUCTS
Household and Similar Use Appliances
Promulgated on Jan.1, 2010
Implemented on May 1, 2010

Issued by:
Certification and Accreditation Administration of the Peoples Republic of China
European Electrical and Electronics Industry

In Cooperation with: AHK|GIC, Beijing . ORGALIME, Brussels . ZVEI, Frankfurt
www.EuropElectro.org
Contents
1. Scope of Application ....................................................................................................... 3

2. Certification Model .......................................................................................................... 3
3. Basic Processes of Certification ...................................................................................... 3
3.1 Application for certification....................................................................................................... 3
3.2 Type testing ............................................................................................................................. 3
3.3 Initial inspection of the factory ................................................................................................. 3
3.4 Evaluation of certification results and approval ....................................................................... 3
3.5 Follow-up inspection ................................................................................................................ 3
4. General Requirements for Certification ............................................................................ 3
4.1 Application for certification....................................................................................................... 3
4.2 Type Testing ............................................................................................................................ 4
4.3 Initial inspection of the factory ................................................................................................. 5
4.4 Evaluation of certification results and approval of certification................................................ 6
4.5 Follow-up inspection ................................................................................................................ 7
5. Certificate ....................................................................................................................... 9
5.1 Maintenance of certificate........................................................................................................ 9
5.2 Extension of certified products .............................................................................................. 10
5.3 Cancellation, suspension and withdrawal of the certificates ................................................. 10
6. Use of the Compulsory Product Certification Mark ......................................................... 11
6.1 Basic Requirements .............................................................................................................. 11
6.2 Pattern of the mark allowed usage ........................................................................................ 11
6.3 Use of the distorted certification mark ................................................................................... 11
6.4 Ways of usage ....................................................................................................................... 11
6.5 Position of the mark ............................................................................................................... 11
7. Charge .......................................................................................................................... 12
Appendix 1
Appendix 2
........................................................................................................................ 12
........................................................................................................................ 14
Appendix 3 ........................................................................................................................ 16
Appendix 4 ........................................................................................................................ 17
Appendix 5 ........................................................................................................................ 25
Page 2 of 52
Ref. No. CNCA-01C-016: 2010

IMPLEMENTATION RULES FOR COMPULSOEY CERTIFICATION OF

ELECTRICIAL AND ELECTRONIC PRODUCTS
Household and Similar Use Appliances
1. Scope of Application
This implementation rule is applicable to household and similar use electric appliances, including
household refrigerators and food freezers, electric fans, air-conditioners, motor-compressors,
household washing machines, electric water heaters, room heaters, vacuum cleaners, appliances for
skin and hair care, electric irons, electromagnetic ovens, electric ovens (portable grills, toasters and
similar cooking appliances), electrically operated food preparation appliances (food processors
(kitchen machines)), microwave ovens, cooking ranges, cooking tables, ovens and similar appliances
(stationary ovens, fixed grills and similar cooking appliances), range hoods, liquids heating appliance,
water dispensers and electric rice cookers
2. Certification Model
Type Test + Initial Inspection of Factory + Follow-up Inspection
3. Basic Processes of Certification

3.1 Application for certification
3.2 Type testing
3.3 Initial inspection of the factory
3.4 Evaluation of certification results and approval
3.5 Follow-up inspection
4. General Requirements for Certification

4.1 Application for certification
4.1.1 Division of application unit
4.1.1.1 In principle, an application unit shall be defined in accordance with different product families,
models/types, specifications, working principles and constructions in terms of product safety. (See
Appendix 1).
When an application unit has more than one model/type, description of all models/types in the same
unit is required.
4.1.1.2 In principle, the application shall be made according to the application unit. The same
model/type products from same producer (manufacturer) but from different manufacturing premises,
shall be in different application units, but only one type testing is required. The products from other
manufacturing premises shall be delivered for checking and the report shall be complied with.
Page 3 of 52
Ref. No. CNCA-01C-016: 2010


The products from the same manufacturing premises but for different producers (manufacturers) shall
be in different application units when necessary, samples shall be delivered for consistency check
and the report shall be issued.
4.1.2 Application documents
The formal application shall be submitted and the following documents shall be attached together if
necessary:
1) Product assembly drawing, electrical principle chart, circuit diagram.
2) List of critical components and/or main raw materials (See Appendix 4 and Appendix 5).
3) Difference description between different model/type of products in the same application unit.
4) Appointment letter for certification technical principal and the affirmation documents examined by
the certification body.
5) Other necessary documents.
4.2 Type Testing
4.2.1 Sample delivery for type testing
4.2.1.1 The principles of sample delivery for type testing
The representative samples from the units of application for certification shall be selected and
supplied for type testing. According to testing requirements, samples of other products covered by the
application unit should be supplied for additional testing on differences.
If the application unit is a complete appliance, the critical safety components in the complete
appliance (see appendix 4) shall be submitted for testing separately according to related
requirements. If the critical safety components have obtained valid certificates of compulsory
certification or voluntary certificates which can be accepted by complete appliance compulsory
certification according to the requirements of CNCA, the separately submitted samples can be
exempted for testing, but they shall still meet the requirements of standards for testing of the
complete appliance.
When the certification application is made for the complete appliance, and the EMC critical
components model of the non-representative sample is different from the representative ones in the
application unit, the principles of sample delivery refer to Appendix 5.
4.2.1.2 Samples quantity
The certification clients shall take responsibility for sample delivery for type testing in accordance with
the requirements of the certification body and be responsible for them.
The quantity of samples shall be according to the requirements of appendix 3 and the sample quantity
of components tested accompanying the complete appliances shall be according to the requirements
of Appendix 4.
4.2.1.3 Handling of type testing samples and related documents
The tested samples and/or the relating documents should be handled in appropriate ways after type
testing.
4.2.2 Test standards, items and methods for type testing
Page 4 of 52
Ref. No. CNCA-01C-016: 2010


4.2.2.1 Test standards
The standards which are complied with by certification tests are specified in Appendix 2. The existing
valid standards shall be applied (except where otherwise provided by CNCA).
4.2.2.2 Test items
1) Test items for safety
The test items for safety type testing for compulsory certification of household and similar use
appliances, in principle, shall include all applied items specified in product safety standards.
2) Test items for EMC (if there is a requirement)
The test items of EMC testing for compulsory certification of household and similar use appliances, in
principle, shall include all applied items specified in product EMC standards.
4.2.2.3 Test methods
The type testing shall be carried out according to the methods specified and/or referred in the
standards.
4.2.3 Type Testing Report
The testing institute shall issue the Type Testing Report after the completion of the type testing.
The rectification is allowed for some items that dont meet type testing requirements; the rectification
shall be completed before the deadline set by the certification body; otherwise it would be considered
as abandoning the application. The applicant may also choose to terminate the application.
The Type Testing Report shall include a Products Description Report, which describes the
information related to the certification and all products in the application unit. The certification body
shall compile the Type Testing Report in accordance with defined content and form. The content of
the Products Description Report shall be exact, clear and integrated.
The certification body/laboratory shall provide the Type Testing Report to the certification client in the
specified time. The certification client shall ensure that the integrated and effective Type Testing
Report is available in the factory.
4.3 Initial inspection of the factory
4.3.1 Contents of the inspection
The contents of the factory inspection shall include the factory quality assurance ability check and the
product consistency check.
4.3.1.1 Assessment of factory quality assurance ability
The certification body shall draw up relevant implementing rules for the assessment for factory quality
assurance ability based on the principles to ensure product consistency and that the certification
results remain valid. The implementing rules shall be put into effect after being submitted to CNCA for
record. Meanwhile, the inspection carried out according to the Testing Requirements of Factory
Quality Control Inspection on Compulsory Product Certification for Household Appliances is also
required (See Appendix 6).
4.3.1.2 Check on consistency of the product
Page 5 of 52
Ref. No. CNCA-01C-016: 2010


The consistency of the product applying for certification shall be checked on the production site. If the
certification related to the products belongs to more than one application unit, at least one type/model
sample of each producer (manufacturer) and each kind shall be taken from each unit for the product
consistency check. The following major points shall be checked:
1) The name of product, type/model, specification and technical parameter on the nameplates and
packages of products to be certified shall be identical with those indicated in the type testing reports.
2) The construction of products to be certified (mainly construction in terms of safety and EMC
performance) shall be identical to those of the samples for type testing.
3) The critical components in terms of safety, key components and material and critical components
having significant influences on EMC shall be identical to those declared in type testing and confirmed
by the certification body.
The on-site witness tests to confirm safety and EMC performance of the products may be carried out
during the factory inspection.
4.3.1.3 Inspection scope
The factory quality assurance ability assessment and the check on consistency of the products shall
cover all the products to be certified and their processing premises.
4.3.2 Timing of factory inspection
Normally, the initial inspection should be implemented after the sample has passed the type testing.
The type testing and factory inspection can be implemented at the same time in special cases. The
factory should manufacture products covered by the scope of certification application during the initial
factory inspection.
The duration of factory inspection shall be determined by the amount of application units of products
to be certified and with consideration of factorys size. It will normally take about 1 to 4 man-days for
each processing premises.
The factory inspection should be completed within one year after the type testing. Otherwise, the type
testing will be carried out again.
4.3.3 The results of the inspection
The inspection group shall report the results of the inspection to the certification body. If the
inspection results dont meet requirement, the inspection group shall report the results to the
certification body directly. If the unqualified items were discovered during factory inspection, the
factory should rectify the items within the deadline set by the certification body. The certification body
shall take appropriate methods to verify the results of rectification. If the rectification can not be
completed within time limit, the inspection result can be regard as nonconforming.
4.4 Evaluation of certification results and approval of certification
4.4.1 Evaluation and approval of certification results
The comprehensive evaluation for the results of type testing and the factory inspection shall be
organized by the certification body. If the results are favourable, the certification body shall issue the
certificates to the applicants (one certificate shall be issued for one application unit). The application
of the certificates shall comply with the requirements of the Regulations for Compulsory Product
Certification Administration.
Page 6 of 52
Ref. No. CNCA-01C-016: 2010


4.4.2 Time limit for certification
Time limit for certification means the working days from the acceptance of the complete application
until the issuance of the certificates, which includes the time for type testing, factory inspection,
reports submission after inspection, evaluation and approval of certification results, certificate making,
etc.
Type testing normally takes 30 working days (not including the time for corrective actions and retest
of the non-conformity items). when the components are required to be tested as part of the complete
appliance, if the test time exceeds the test time of complete appliance, the time for type testing should
be calculated according to the longest test time of the component,. The time shall be calculated upon
receipt of the samples and testing fees.
The inspection reports should be submitted within 5 working days after the factory inspection. It will
be counted from the day when the inspectors complete the inspection and receive the corrective
action reports on non-conformities satisfying the requirements from the factory.
The evaluation of the certification results and approval shall normally not exceed 5 working days
(counting from the date on which the certification fees are received).
4.4.3 Termination of certification
The certification body shall make a decision to terminate the certification when the type testing or the
factory inspection fails to pass the testing or the evaluation.
4.5 Follow-up inspection
4.5.1 The content of the follow-up inspection
The content of the follow-up inspection carried out by the certification body includes an annual
inspection and effective tracking inspection for certified products.
4.5.2 Annual inspection
When carrying out normal annual inspections, as a priority, the certification body shall arrange the
inspection when the factory is in production and the inspection shall be carried out without advance
notification to parties being inspected. Different producers (manufacturers), though in the same
premises, shall all be subject to inspection.
In principle, the special inspection shall be carried out without notifying the parties being inspected.
The certificate holder shall receive inspection within a regulatory period; otherwise it can be dealt with
as a failure to receive inspection.
4.5.2.1 The frequency of annual inspection
The inspection shall normally be carried out at least once during the 12 months after the completion of
such product classs initial factory inspection. The inspection frequency should be increased in any of
the following cases:
1) The certified product has been complained about by consumer and has a serious quality problem
which has been verified to be the responsibility of the certification client/producer (manufacturer)/
factory.
2) The certification body has sufficient reasons to doubt the conformity of the certified product against
the requirements of safety and EMC standards.
Page 7 of 52
Ref. No. CNCA-01C-016: 2010


3) There is sufficient information to indicate that the conformity or the consistency of certified products
might be affected due to changes in organizational structure, production condition and the quality
system of the producer (manufacturer) and/or factories.
4.5.2.2 The contents of the annual inspection
The content of the check for consistency of certified products are basically the same as that during
the initial inspection of the factory. Meanwhile, the replacement of the critical components and
materials shall be in accordance with the change requirements (see Appendix 4 & Appendix 5) and
the certification bodys requirements for the certification technical principal.
The use of CCC marks and the certificates shall also be checked.
The re-assessment model of factory quality assurance ability plus the consistency check of certified
products are adopted by the follow-up inspection, and, if necessary, samples may be taken and
tested at the testing institutes.
The certification body shall draw up relevant implementation rules for the assessment of factory
quality assurance ability according to the principles of ensuring product consistency and promoting
the continuous validity of the certification results. The implementation rules shall be put into effective
after being submitted to CNCA for the record.
The duration for inspection shall be determined by the amount of application units of certified products
with appropriate consideration of the production scale of the factory. It will normally take about 1 to 2
man-days.
4.5.2.3 Sampling and testing of annual inspection
For the certified products in the range of electric fans, room heaters, appliances for skin and hair care,
electromagnetic ovens and liquids heating appliances, sampling inspection shall be implemented
during the annual inspection. For the certified products of other categories (household refrigerators
and food freezers, air-conditioners, motor-compressors, household washing machines, electric water
heaters, vacuum cleaners, electric irons, electric ovens (portable grills, toasters and similar cooking
appliances), electrically operated food preparation appliances (food processors (kitchen machines)),
microwave ovens, cooking ranges, cooking tables, ovens and similar appliances (stationary ovens,
fixed grills and similar cooking appliances), range hoods, water dispensers, electric rice cookers),
sampling inspection shall be implemented if necessary. The certification body shall submit the results
of the sampling inspection to CNCA before the end of each year. If necessary, the certified products
should be sampled and tested.
The samples shall be randomly taken from the qualified products of the factory (to ensure the
consistency and authenticity of certified products, samples can be taken up to the discretion of the
certification body from market/on-site sale network, production line, stock, etc). The designated
testing bodies shall be responsible for testing. The methods and requirements for sampling shall be
carried out according to the relevant specifications required by the certification body.
The test items specified in the standards for certification can be applied to testing.
The certification body may carry out part or all test items based on the degree of effect on the safety
and/or EMC performance of the products.
4.5.2.4 The conclusion of annual inspection
Page 8 of 52
Ref. No. CNCA-01C-016: 2010


4.5.2.4.1 Re-inspection of quality assurance ability in the annual inspection
The inspection group shall report the conclusions of the inspection to the certification body. The
inspection group shall report to the certification body directly when the inspection results dont qualify.
If there is any non-conformity found in the inspection, the factory shall conduct rectification within 40
working days and the certification body shall take appropriate measures to verify the results of
rectification. If the rectification can not be completed in time, the factory inspection results shall be
failing to qualify.
4.5.2.4.2 Sampling inspection in the annual inspection
If there are unqualified items found in the sampling/testing during the annual inspection, it shall be
dealt with as unfavourable result of sampling/testing during the annual inspection.
4.5.2.5 Evaluation of annual inspection results
The certificates can be retained and the certification marks can be continuously used upon qualified
re-inspection results. Actions shall be taken in accordance with Clause 5.3 of the present rule upon
nonconforming inspection results.
4.5.3 Tracking inspection by certification body
Certification body shall implement effective tracking inspection to certified products according to the
requirements of the Regulations on Certification and Accreditation. The status of certificates shall be
dealt with according to the result of tracking inspection.
4.5.4 Evaluation of follow-up inspection results
The certificates can be retained and the certification marks can be continuously used upon qualified
annual inspection results of the certified products. Actions shall be taken in accordance with Clause
5.3 of the present rule upon unqualified inspection results.
5. Certificate
5.1 Maintenance of certificate
5.1.1 The validity of certificate
The validity period for the certificate of products covered by this rule is 5 years. Before the expiry date,
the validity of the certificate depends on the follow-up inspection. The certification body shall withdraw
the certificates from factories that refuse to accept inspection.
If the certification client wants to continue to use the certificate after its expiry date, an application
shall be made by the certification client at least 90 days before the certificates expiry date.
5.1.2 Change of the certified product
5.1.2.1 Change application of certified product
For certified product, if any change has taken place in the specification, type/model or technical
parameter of the components listed in Appendix 4 and Appendix 5, or the design, electric construction
involved in safety or EMC of the appliances, or related information in the certificate and standards, the
application for approving/recording the change shall be made to the certification body.
The change in the critical components and materials shall be in accordance with the change
requirements stated in Appendix 4, Appendix 5 and the certification bodys requirements for the
Page 9 of 52
Ref. No. CNCA-01C-016: 2010


certification technical principal of compulsory products (hereinafter referred to as certification
technical principal, see the note below).
Note: The certification technical principal is appointed / delegated by the producer (manufacturer) and assessed
and approved by the certification body. The certification technical principal shall have the power and the ability to
function independently. The certification technical principal cannot hold a concurrent post of another producers
(manufacturers) certification technical principal. When the certification technical principal changes, the producer
(manufacturer) shall report to the certification body and reapply for assessment and approval.
The responsibilities of the certification technical principal:
(1) The certification technical principal is responsible for the approval of change to critical components and
materials which are applicable in the simplified procedure;
(2) The certification technical principal shall fulfil the approval of critical components change and materials in the
certified products according to the requirements of the implementation rules of certification, ensure that the
information of change is submitted exactly and timely, and be responsible for the manufacturer and the
consistency of its certified products;
(3) The certification technical principal shall carefully record and keep the change information.
5.1.2.2 Evaluation and approval of change

The certification body shall evaluate the change according to the submitted information and confirm
whether it can be approved or samples should be submitted for tests. If testing is necessary, the
change will be approved upon qualified test results.
In principle, the initial tested type of product on which all test items were carried out shall be the basis
for change evaluation.
5.2 Extension of certified products
5.2.1 Procedure for extension
For extension of the products range covered by the unit of certified products, the certification client
shall first make application. The certification body shall check the consistency of the extended
products against the certified products and confirm the applicability of the original certification results
to the extended products and carry out, if necessary, an additional test or inspection based on the
differences.
If confirmation is qualified, either a separate certificate can be issued or the original certificate can be
updated at the request of the certificate holder.
In principle, the initial tested type of product on which all test items were carried out shall be the basis
for extension evaluation.
5.2.2 The requirements for sample
The certification client shall first submit the technical documents related to the extended products.
Samples shall be selected and sent according to the requirements of Clause 4.2 of this rule. If
necessary, samples shall be tested and the results shall be submitted to the certification body for
checking.
5.3 Cancellation, suspension and withdrawal of the certificates
Page 10 of 52
Ref. No. CNCA-01C-016: 2010


The cancellation, suspension and withdrawal of the certificates shall comply with the Regulations on
Compulsory Product Certification Administration, the Implementation Rules for the Cancellation,
Suspension and Withdrawal of Compulsory Product Certificates and relevant requirements required
by the certification body.
6. Use of the Compulsory Product Certification Mark
6.1 Basic Requirements
The certificate holder shall comply with the Regulations on Compulsory Product Certification
Administration and the Regulations on Compulsory Product Certification Mark.
6.2 Pattern of the mark allowed usage
The certification mark with letter reference S (as below) shall be used for certification involving
safety only:
The certification mark with letter reference S&E (as below) shall be used for certification involving
both safety and EMC:
6.3 Use of the distorted certification mark

The products covered by this rule shall not be allowed to use any distorted certification marks.
6.4 Ways of usage
Any of the following three ways is required: affixing standard-size marks (labels) printed only by
CNCA, printing on the nameplate or stamped.
6.5 Position of the mark
The certification mark shall be applied in a visible position on the appliance body.
The certification marks shall be applied separately on the main part(s) and split part(s) of split-type
air-conditioners and similar appliances.
Page 11 of 52
Ref. No. CNCA-01C-016: 2010


7. Charge
The certification shall be charged by the certification body and the testing body according to the
national statutory structural fee chart.
Appendix 1
Principles for Application Unit Division

Products
Household refrigerators, food
freezers
Electric fans
Air-conditioners
Motor-compressors
Household washing machines
Electric water heaters - Storage
water heaters
Room Heaters
Vacuum cleaners
Appliances for skin and hair

care
Electric water heaters Instantaneous water heaters
Electric irons
Electromagnetic Ovens
Electric ovens (portable grills,
toasters and similar cooking
appliances)
Electrically operated food
preparation appliances (food
processors (kitchen machines))
Microwave ovens
Appliances for heating liquids
Cooking ranges, cooking tables,
ovens and similar appliances
(stationary ovens, fixed grills and
similar cooking appliances)
Range hoods
Principles of defining application unit

The application unit should be defined according to type
(refrigeration mode), structure and the rated input power
The application unit should be defined according to type,
structure and rated power of the motor.
structure and specifications of the compressor.
application type and technical parameters of the motor.
structure and specifications.
structure and specifications (power).
structure and specifications (power range).
structure and motor type.
The application unit should be defined according to type
structure and specifications (power).
structure and specifications.
structures and specifications (power range). The cooking ranges,
hobs and ovens should be defined in different application units.
The application unit should be defined according to type and
Page 12 of 52
Ref. No. CNCA-01C-016: 2010


Electric rice cookers
Water dispenser
structure.
Page 13 of 52
Ref. No. CNCA-01C-016: 2010


Appendix 2
Household and similar use appliances

Standards and Scope of Product Certification
Product categories
Household refrigerators and food freezers
Standards applied for

certification
GB4706.1
GB4706.13
GB4343.1
GB17625.1
Electric fans
GB4706.1
GB4706.27
GB4343.1
GB17625.1
Air-conditioners
GB4706.1
GB4706.32
GB4343.1
GB17625.1
Motor-compressors
GB4706.1
GB4706.17
GB4706.1
GB4706.24
GB4706.20 (where
applied)
GB4706.26
GB4343.1
GB17625.1
Electric water heaters - Storage water heaters
GB4706.1
GB4706.12
Room Heaters
GB4706.1
GB4706.23
Vacuum cleaners
GB4706.1
GB4706.7
GB4343.1
GB17625.1
Appliances for skin and hair care
GB4706.1
GB4706.15
GB4343.1
GB17625.1
Electric water heaters - Instantaneous water heaters
Page 14 of 52
GB4706.1
GB4706.11
Ref. No. CNCA-01C-016: 2010


Electric irons
GB4706.1
GB4706.2
GB4343.1
GB17625.1
Electromagnetic cookers
GB4706.1
GB4706.29 (or GB
4706.14)
GB4706.22
Electric ovens (portable grills, toasters and similar cooking

appliances)
GB4706.1
GB4706.14
Electrically operated food preparation appliances (food processors

(kitchen machines))
GB4706.1
GB4706.30
Microwave ovens
GB4706.1
GB4706.21
Cooking ranges, cooking tables, ovens and similar appliances
GB4706.1
(stationary ovens, fixed grills and similar cooking appliances)
GB4706.22
Range hoods
GB4706.1
GB4706.28
GB4706.1
GB4706.1
GB4706.19
GB4706.19
GB4343.1
GB17625.1
Water dispensers
GB4706.1
GB4706.49
GB4706.13 (where
appropriate)
Page 15 of 52
Ref. No. CNCA-01C-016: 2010


Appendix 3
Sample Quantity Required for Type Testing
Product category
Quantities of major type sample for test
Household refrigerators and food freezers
Electric fans
Air-conditioners
Motor-compressors
3
(including one locked-rotor sample and one open-lid
sample)
Electric water heaters - Storage water heaters
Room Heaters
Vacuum cleaners
Appliances for skin and hair care
Electric water heaters - Instantaneous water

heaters
Electric irons
Electromagnetic cookers
Electric ovens (portable grills, toasters and
similar cooking appliances)

Electrically operated food preparation
appliances (food processors (kitchen
machines))
Microwave ovens
Cooking ranges, cooking tables, ovens and
similar appliances (stationary ovens, fixed

grills and similar cooking appliances)
Range hoods
Water dispensers
Note: If the samples cannot complete all the tests, the certification clients shall provide more
samples.
Page 16 of 52
Ref. No. CNCA-01C-016: 2010


Appendix 4
List of Critical Safety Components and Materials & Requirements for Change
Critical safety components and materials are listed in Table 1 and Table 2.
Requirements for the change of critical safety components and materials are as follows:
1. The definition of critical safety components and materials categories.
Category A: If the critical components are changed, tests required by the relevant items in standards
of complete appliances or critical components shall be carried out to determine whether the complete
appliances are compliant with the requirements of the standards.
Category B: If the critical components are changed, only data validations/technical determinations
need to be carried out to determine whether the complete appliances are compliant with the
requirements of the standards under the premise of meeting simplified procedure.
The categories of critical components are listed in Table 1 and Table 2.
2. The change of critical components
2.1 The change of components in category A
The change of components within category A shall be approved by the certification body.
2.2 The change of components in category B
The simplified procedure is applicable to the change of components within category B.
The simplified procedure means the certification clients only need to report to the certification body for
the record if the critical components are changed.
2.3 Conditions for the application of the simplified procedure:
1) The critical components changed belong to category B.
2) Components within category B which are listed in the catalogue of products subject to the
compulsory product certification or the catalogue of products subject to the voluntary certification
which can be accepted by the complete appliances compulsory certification according to the
requirements of CNCA, shall obtain valid compulsory certificates or voluntary certificates which can
be accepted by the complete appliance compulsory certification according to the requirements of
CNCA. Other components within category B shall provide voluntary certificates approved by the
certification body/test reports issued by the laboratories accredited by CNAS to conduct tests of
relevant standards. Moreover, all the technical parameters, outer shaping, materials and installing
dimensions shall be in accordance with the original components.
Page 17 of 52
Ref. No. CNCA-01C-016: 2010


3) There shall be a certification technical principal, who is assessed and approved by the certification
body and is appointed / delegated by producer (manufacturer). .
4) The producer (manufacturer) must have good commercial credibility.
The change of components in Category B which cannot meet the requirements above shall be
approved by the certification body.
The change of the critical components to which the simplified procedure is applicable shall be
approved by the certification technical principal and the records shall be kept.
If the change of components in category B to which the simplified procedure is applicable is
misreported or is not reported, the change would be considered as invalid and unilaterally changing
critical components. Once the illegal change is discovered, the certification body shall act in
accordance with the seriousness according to Regulations for Compulsory Product Certification,
Implementation Rules for the Cancellation, Suspension and Withdrawal of Compulsory Product
Certificates and relevant requirements of the certification body.
Providing false information about the change would be considered as unilaterally changing critical
components and the certification body shall revoke the certificates.
Page 18 of 52
Ref. No. CNCA-01C-016: 2010

Table 1
Type
Name
Cord Set
Applicable standards
Quantity
Category
Category B
GB15934
12 sets
Plugs
GB2099.1
12
applicable to the following

situations:
Supply cord
GB/T 5013
50 m
1. For hand-held appliances,

bending test of the supply cord
GB1002
GB/T 5023
Power supply
connection
Remarks
The simplified procedure is not
Couplers
(including connector)
GB17465.1~2
12 sets
shall be added if the replaced

supply cord and the sheath are
Connectors
GB13140.1~3
10
GB13140.4
GB13140.5
70
mould pressed into a whole.

2. For vacuum cleaners with
GB17196
24
cord reels, additional test shall

be carried out if the supply cord
Flat quick-connecting appliances
is replaced.
3. For water kettles with stand,
additional test shall be carried
out if the connecting appliance
is replaced.
Switches
GB15092
Relays
Switches
10
Category B
21

applicable to the following
situations:
1. The simplified procedure is
GB/T 21711.1
not applicable to switches for

appliances whose switch
Page 19 of 52
Ref. No. CNCA-01C-016: 2010


surface has metal plating.
2. The simplified procedure is
not applicable to door interlock
switches of microwave ovens.
GB14536.1
10
Category B
Motor thermal protectors
GB14536.1
GB14536.3
10
Category A
Thermal protectors for ballasts for

tubular fluorescent lamps
GB14563.1
GB14536.4
10
Category B
Automatic electrical
Motor thermal protectors for
GB14563.1
10
Category A
Only applicable to
controls
compressors
GB14536.5
Pressure sensitive automatic electrical
GB14563.1
10
Category B
Simplified procedure is not
Electric controls (including PTC

automatic heaters, solenoid valves,
water-level switches, water flow
switches, drainage tractors, current
protectors and microcomputer
controls)
motor-compressors
controls
GB14536.7
Timers and timer switches
GB14536.1
GB14536.8
10
Category B
applicable to electric irons
Electrically operated water valves
GB14536.1
GB14536.9
10
Category B
Temperature sensitive controls
GB14536.1
10
Category B
GB14536.10

applicable to appliances with
electric heating elements
(excluding auxiliary electric
Page 20 of 52
Ref. No. CNCA-01C-016: 2010


heating elements)*
Thermal breakers
GB14536.1
GB14536.10
10
Category A
Starter relays for motors
GB14536.1
10
Category A
Energy regulators
GB14536.1
10
Category B
Electrically operated door locks
GB14536.1
GB14536.13
10
Category B
Moisture sensitive controls
GB14536.1
GB14536.15
10
Category B
Microcomputer controllers for
GB/T17499
10
Category B
Screw lampholders
GB17935
12
Category B
GB14536.11
GB14536.12
household washing machine
Luminaries
Capacitors
Bayonet lampholders
GB17936
12
Category B
AC supplied electronic ballasts for

fluorescent lamps
GB19510.4
Category B
Ballasts for fluorescent lamps
GB19510.9
Category B
Starters for fluorescent lamps
GB20550
30
Category B
Lampholders for tubular fluorescent

lamps/starterholders
GB1312
10
Category B
Ballast for high-intention discharge

lamp
GB19510.10
17
Category B
A.C. motor capacitors
GB/T3667
46
Category B
Capacitors for microwave ovens
GB/T18939.1
30
Category B
High-voltage capacitors for
GB/T 3984.1
40-70
Category B
Page 21 of 52
Ref. No. CNCA-01C-016: 2010


electromagnetic ovens
GB/T 3984.2
Miniature
GB9364.1~3
48 (cartridge
fuse-links), 66
Category B
(sup-miniature
fuse-links)
Protectors
Thermal fuse
GB9816
60
Category A
Motor
GB12350
Category A
Transformers
GB19212.5
Category B
GB19212.7
GB19212.18
Windings

heating elements)*
Others
Motor-compressors
GB4706.1
GB4706.17
Category A
Anion generators
GB4706.45
Category B
Daily-use metallic tube electric

heating elements
JB/T4088
Category B

heating elements)*
Other types of electric heating
Test within the complete
elements
machine
Category B

heating elements)*
Magnetrons in household microwave

Page 22 of 52
Category A
Ref. No. CNCA-01C-016: 2010


ovens
machine
Electromagnetic heating coil panel

machine
Category A
High voltage transformers
Category A
Only applicable to microwave
High voltage miniatures
Category A
Only applicable to microwave
Drainage pumps

machine
Category A
Table board of glass-ceramics

machine
Category A
Connector boxes of
Category A
motor-compressors
machine
machine
ovens
machine
Page 23 of 52
ovens
Ref. No. CNCA-01C-016: 2010


Table 2
Name
Inner wire
Items needed to be controlled

Name, type and specification of
product, material of wire,
Category
Category B
section area of wire, material of

insulating layer, suppliers
Remarks
The simplified
procedure is not
applicable to inner
wires without
certificates.
Terminal
Name, type and specification of

product, material of terminal
Category B
(metal), connection area of

terminal, insulating material of
The simplified
procedure is not
applicable to terminals
without certificates.
terminal base, suppliers

Nonmetallic material
Suppliers, name of components
Category A
(such as enclosure, support of

live parts), name of material
(such as ABS, PBT, PAPC),
serial
number
(such
as
PC-6,PC-66), class of burning
(such
as
HB40,
HB75),
materials
Note 1:
*Note: Appliances with electric heating elements (excluding auxiliary electric heating elements)
mean:
0703: Air-conditioners with heating function;
0705: Household washing machines;
0706: Electric water heaters;
0707: Room heaters;
0709: Appliances for skin and hair care;
0710: Electric irons;
0712: Electric ovens (portable grills, toasters and similar cooking appliances);
0713: Electrically operated food preparation appliances;
0714: Microwave ovens;
0715: Cooking ranges, cooking tables, ovens and similar appliances (stationary ovens, fixed grills
and similar cooking appliances);
0717: Appliances for heating liquids and water dispensers;

0718: Electric rice cookers
Note 2: Required non-metallic materials:
All non-metallic materials on appliance should be resistant to heat, fire and tracking. 2-3 samples of
each non-metallic components or 5 material plates (125132mm) should be provided by the
applicants together with appliance samples.
Page 24 of 52
Ref. No. CNCA-01C-016: 2010


Appendix 5
List of Critical Components in terms of EMC and Test Items

Product Name
Category
Components
Household refrigerators
Microcomputer
and food freezers
operating console
Test items
Microcomputer operating console
(with frequency converter):
terminal voltage, disturbance
power, harmonic current
(without frequency converter):
power
Mechanical
thermostat
Intermitted disturbance
Compressor
Terminal voltage, disturbance

power, harmonic current (only
applicable to frequency converting
appliances)
Filter

power
Anion generator
Microcomputer
operating console

power
Air Conditioners

power, harmonic current;
power
Mechanical
thermostat
Compressor

power, harmonic current (only
applicable to frequency converting
appliances)
Filter

power
Household Washing
Anion generator

power
Microcomputer
Page 25 of 52
Ref. No. CNCA-01C-016: 2010


Machines
operating console

power, intermitted disturbance,
harmonic current;
Microcomputer Operating Console
power, intermitted disturbance
Mechanical
programme
controller,
Mechanical
thermostat
Electric motor

power, intermitted disturbance
Filter
Anion generator

power
Thermostat
Electronic control

power
silicon controlled
rectifier

power
Filter
power
power
Electric irons
Thermostat
Electronic control

power
Silicon controlled
rectifier

power
Filter
Microcomputer
power
Electric fans
operating console

power, harmonic current;
Microcomputer Operating Console
power
Page 26 of 52
Ref. No. CNCA-01C-016: 2010


Mechanical
Anion generator
D.C. Motor

power
Electronic control

power
Electric motor
thermostat
power
Appliances for Skin and

hair care
power
Filter

power
Vacuum cleaners
Anion generator

power
Electronic control
Electronic control (with speed

governing function): terminal
voltage, disturbance power,
harmonic current.
Electronic control (without speed
governing function): terminal
voltage, disturbance power.
Electric motor

power
Filter

power
Note 1:
If the EMC critical components model of the non-representative sample is different from that of the
representative ones, an EMC variation test of supplementary samples should be carried out
according to the requirements of this appendix. Under the premise of representative samples and
supplementary samples covering the EMC performance or the EMC critical components of all the
models/types, effort should be made to minimize the quantity of the supplementary samples and the
EMC variation test items. If the components meet the conditions of the simplified procedure, the
EMC variation test can be exempted, but the producer (manufacturer) shall report to the certification
body for the record.
Note 2:
Requirements for the change of EMC critical safety components are as follows:
1.1 The change of components in category A
The change of components within category A shall be approved by the certification body.
Page 27 of 52
Ref. No. CNCA-01C-016: 2010


1.2 The change of components in category B
The simplified procedure is applicable to the change of components within category B if the
requirements in 1.3 of this appendix are met, otherwise the change shall be approved by the
certification body.
1.3 Simplified procedure
The simplified procedure means the certification clients only need to report to the certification body
for the record if the critical components are changed.
Conditions for the application of the simplified procedure:
1) The critical components changed belong to category B.
2) Components within category B which are listed in the Catalogue of Products Subject to the
Compulsory Product Certification system shall obtain valid compulsory certificates (including EMC
certification). Producers (manufacturers) of other components within category B shall provide EMC
test report of a complete appliance issued by the laboratories which are accredited by CNAS to
conduct relevant standards.
3) There shall be a certification technical principal, who is appointed / delegated by the producer
(manufacturer) and assessed and approved by the certification body,.
4) The producer (manufacturer) must have good commercial credibility.
The change of components in category B which cannot meet the requirements above shall be
approved by the certification body.
The change of the critical components to which simplified procedure is applicable shall be approved
by the certification technical principal and the records shall be kept.
If the change of components in category B, to which the simplified procedure is applicable, is
misreported or is not reported, the change would be considered as invalid and as unilaterally
changing critical components. Once such any illegal change is discovered, the certification body
shall take measures depending on the degree of seriousness according to Regulations for
Compulsory Product Certification, Implementation Rules for the Cancellation, Suspension and
Withdrawal of Compulsory Product Certificates and relevant requirements of the certification body.
Providing false information about the change would be considered as unilaterally changing critical
components and the certification body shall revoke the certificates.
Page 28 of 52
Ref. No. CNCA-01C-016: 2010


Appendix 6
Testing Requirements for Factory Quality Control

of Household and Similar Use Appliances
Note
(1) Routine test is 100% test conducted on the products at the end of the production line. Generally,
after routine test, no further process is needed except for packing and labelling. Verification test is a
kind of sampling test to check the continuous compliance of the products to the standard
requirements;
(2) Routine tests could be done through fast and equivalent methods which have been verified;
(3) Verification test should be performed according to the requirements of the standards. Verification
tests may be entrusted to the testing laboratories authorized by CNAL if the factory is not capable of.
Name of
product
Standards
complied by
certification
Test item
Resistance to
earth
Electrical
strength
Leakage current
Input power and
current
Protection of
electric shock
Heating
Household
refrigerators &
Food freezers
GB 4706.1
GB 4706.13 Waterproof
GB 4343.1
GB17652.1
Resistance to
heat and fire
EMC
Page 29 of 52
Verification test
(Clause No. of the
Standards
Once per year

(27.5)
Once per year
(13.3)
Routine Test
(Clause No. of the
Standards)
(Method 1 in
annex)
(Method 2 in
annex)
Once per year

(13.2)
Once per year
(10)
Once per year
(8)
Once per year
(11)
Once per year
(15.101, 15.102)
Once per year
(30)
Note:
1) The same material
provided by the same
supplier shall be
tested only once
2) If the required
certifying documents
in method 10 can be
provided, products
can be free from the
verification test of this
item.
Once per two years
Ref. No. CNCA-01C-016: 2010

Name of
product
Standards
complied by
certification
Test item
Resistance to
earth
Electrical
strength
Leakage current
Input power
Verification test
(Clause No. of the
Standards
Once per year

(27.5)
Routine Test
(Clause No. of the
Standards)
(Method 1 in
annex)
Once per year

(13.3)
(Method 2 in
annex)
Once per year

(13.2)
Once per year
(10)
(Method 3 in
annex)
Mark
Electric fans
GB4706.1
GB4706.27
GB4343.1
GB17652.1
Once per year

(7.1)
Heating
Once per year

(11)
Abnormal
operation
Once per year

(19.6)
Mechanical
Once per year
hazard
(20.2)
Once per year
(30)
Note:
Resistance to
heat and fire
supplier shall be
tested only once
2) If the required
in method 10 can be
provided, products
EMC
Page 30 of 52
item.
Once per two years
Ref. No. CNCA-01C-016: 2010

Name of
product
Standards
complied by
certification
Test item
Resistance to
earth
Electrical
strength
Leakage current
Air-conditioner
GB4343.1
GB17652.1
Once per year

(16.4)
annex)
(13.2)
Mark
Once per year

(7)
Abnormal
operation
(Method 2 in
Once per year

Once per year
(10)
Waterproof
Routine Test
(Clause No. of the
Standards)
(Method 1 in
annex)
Input power and

current
Heating
GB4706.1
GB4706.32
Verification test
(Clause No. of the
Standards
Once per year

(27.5)
Once per year

(11)
Once per year
(15)
Once per year
(19.5, 19.8)
Once per year
(30)
Note:
supplier shall be
Resistance to
heat and fire
tested only once

2) If the required
in method 10 can be
provided, products
item.
EMC
Page 31 of 52
Once per two years
Ref. No. CNCA-01C-016: 2010

Name of product
Standards
complied by
certification
Test item
Resistance
earth
to
Electrical
strength
Motor-compressors
Verification test
(Clause No. of the
Standards
Once per year

(27.5)
Routine Test
(Clause No. of
the Standards)
Once per year
(16.4)
(Method
annex)
Leakage
current
Once per year

(13.2)
Mechanical
Once per year
strengthhydrostatic test
(21.101)
in
Once per year

(30)
GB4706.1
GB4706.17
Note:
supplier shall be
Resistance to
heat and fire
tested only once

2) If the required
in method 10 can be
provided,
products
item.
Test of resistance to earth only applies to occasions in which the power line
connects to the motor- compressors terminal directly.
Page 32 of 52
Ref. No. CNCA-01C-016: 2010

Name of
product
Standards
complied by
certification
Test item
Resistance to
earth
Electrical
strength
Leakage current
Storage water
heaters
GB4706.1
GB4706.12
Verification test
(Clause No. of the
Standards
Once per year

(27.5)
annex)
Once per year
(13.3)
(Method 2 in
annex)
Once per year

(13.2)
Input power and

current
Once per year

(10)
Mark
Once per year

(7)
Structure
Routine Test
(Clause No. of the
Standards)
(Method 1 in
Once per year
(22.102)
(Method 7 in
annex)
Once per year

(30)
Note:
supplier shall be
Resistance to
heat and fire
tested only once

2) If the required
in method 10 can be
provided, products
item.
Page 33 of 52
Ref. No. CNCA-01C-016: 2010

Name of
product
Standards
complied by
certification
Test item
Resistance to
earth
Once per year

(27.5)
Electrical
strength
Once per year

(13.3)
Leakage current
Input power and
current
Mark
Household
washing
machines
GB4706.1
GB4706.24
GB4706.26
GB4706.20
(where
appropriate
GB4343.1
GB17625.1)
Verification test
(Clause No. of the
Standards
Electrical shock
protection
Electrical
strength after
overflowing &
spraying
Stability and
mechanical
hazard- interlock
of door
Stability and
mechanical
hazard-brake
test
Resistance to
heat and fire
EMC
Page 34 of 52
Once per
(13.2)
Once per
(10)
Once per
(7)
Once per
(8)
Routine Test
(Clause No. of the
Standards)
(Method 1 in
annex)
(Method 2 in
annex)
year
year
year
year
Once per year

(15.3)
Once per half year

(20)
(Method 6 in
annex)
Once per year

(30)
Note:
supplier shall be
tested only once
2) If the required
in method 10 can be
provided, products
item.
Once per two years
Ref. No. CNCA-01C-016: 2010

Name of
product
Standards
complied by
certification
Test item
Resistance to
earth
Electrical
strength
Leakage current
Input power
Verification test
(Clause No. of the
Standards
Once per year

(27.5)
Routine Test
(Clause No. of the
Standards)
(Method 1 in
annex)
Once per year

(13.3)
(Method 2 in
annex)
Once per year

(13.2)
Once per year
(10)
(Method 7 in
annex)
Mark
Vacuum
cleaners
GB 4706.1
GB 4706.7
GB 4343.1
GB17625.1
Once per year

(7)
Heating
Once per year

(11)
Abnormal
operation
Once per year

(19.10)
Once per year
(30)
Note:
Resistance to
heat and fire
supplier shall be
tested only once
2) If the required
in method 10 can be
provided, products
item.
EMC
Page 35 of 52
Once per two years
Ref. No. CNCA-01C-016: 2010

Name of
product
Standards
complied by
certification
Test item
Resistance to
earth
Electrical
strength
Leakage current
GB 4706.1
Room heaters
Verification test
(Clause No. of the
Standards
Once per year

(27.5)
annex)
Once per year
(13.3)
(Method 2 in
annex)
Once per year

(13.2)
Input power and

current
Once per year

(10)
Mark
Once per year

(7)
Structure
Routine Test
(Clause No. of the
Standards)
(Method 1 in
Once per year
(22.8)
(Method 6 in
annex)
GB 4706.23
Once per year
(30)
Note:
supplier shall be
Resistance to
heat and fire
tested only once

2) If the required
in method 10 can be
provided, products
item.
Page 36 of 52
Ref. No. CNCA-01C-016: 2010

Name of
product
Standards
complied by
certification
Test item
Resistance to
earth
Electrical
strength
Leakage current
Appliances for
GB 4706.1
GB 4706.15
skin and hair

care
GB 4343.1
GB17625.1
Verification test
(Clause No. of the
Standards
Once per year

(27.5)
Routine Test
(Clause No. of the
Standards)
(Method 1 in
annex)
Once per year

(13.3)
(Method 2 in
annex)
Once per year

(13.2)
Input power and

current
Once per year

(10)
Mark
Once per year

(7)
Once per year
(30)
Note:
Resistance to
heat and fire
supplier shall be
tested only once
2) If the required
in method 10 can be
provided, products
item.
EMC
Once per two years
Resistance to earth should be measured where appropriate.
Page 37 of 52
Ref. No. CNCA-01C-016: 2010

Name of
product
Standards
complied by
certification
Test item
Resistance to
earth
Electrical
strength
Leakage current
Instantaneous
water heaters
GB 4706.1
GB 4706.11
Verification test
(Clause No. of the
Standards
Once per year

(27.5)
Routine Test
(Clause No. of the
Standards)
(Method 1 in
annex)
Once per year

(13.3)
(Method 2 in
annex)
Once per year

(13.2)
Input power and

current
Once per year

(10)
Mark
Once per year

(7)
Once per year
Structure
(22.28)
(Method 5 in
annex)
Abnormal
operation
Once per year

(19.2)
Once per year
(30)
Note:
Resistance to
heat and fire
supplier
shall
tested only once
be
2) If the required
in method 10 can be
provided, products
item.
Page 38 of 52
Ref. No. CNCA-01C-016: 2010

Name of
product
Standards
complied by
certification
Test item
Resistance to
earth
Electrical
strength
Leakage current
GB 4706.1
Electric irons
GB 4706.2
GB 4343.1
Verification test
(Clause No. of the
Standards
Once per year

(27.5)
Routine Test
(Clause No. of the
Standards)
(Method 1 in
annex)
Once per year

(13.3)
(Method 2 in
annex)
Once per year

(13.2)
Input power and

current
Once per year

(10)
Mark
Once per year

(7)
Abnormal
Once per year
operation
(19.4)
Once per year
(30)
Note:
GB 17652.1

Resistance to
heat and fire
supplier shall be
tested only once
2) If the required
in method 10 can be
provided, products
item.
EMC
Page 39 of 52
Once per two years
Ref. No. CNCA-01C-016: 2010

Name of
product
Standards
complied by
certification
Test item
Resistance to
earth
Electrical
strength
Leakage current
GB 4706.1
GB 4706.29
Electromagnetic
ovens
(portable)
or GB
Verification test
(Clause No. of the
Standards
Once per year

(27.5)
annex)
Once per year
(13.3)
(Method 2 in
annex)
Once per year

(13.2)
Input power and

current
Once per year

(10)
Mark
Once per year

(7)
Abnormal
Once per year
operation
(19)
4706.14
(portable)
Routine Test
(Clause No. of the
Standards)
(Method 1 in
Once per year

(30)
Note:
GB 4706.22
(stationary)

Resistance to
heat and fire
supplier shall be
tested only once
2) If the required
in method 10 can be
provided, products
item.
Page 40 of 52
Ref. No. CNCA-01C-016: 2010

Name of
product
Standards
complied by
certification
Test item
Resistance to
earth
Electrical
strength
Leakage current
Electric ovens
(portable grills,
toasters and
similar cooking
appliances)
Verification test
(Clause No. of the
Standards
Once per year

(27.5)
annex)
Once per year
(13.3)
(Method 2 in
annex)
Once per year

(13.2)
Input power and

current
Once per year

(10)
Mark
Once per year

(7)
GB 4706.1
GB 4706.14
Routine Test
(Clause No. of the
Standards)
(Method 1 in
Once per year

(30)
Note:
Resistance to
heat and fire
supplier shall be
tested only once
2) If the required
in method 10 can be
provided, products
item.
Page 41 of 52
Ref. No. CNCA-01C-016: 2010

Name of
product
Standards
complied by
certification
Test item
Resistance to
earth
Verification test
(Clause No. of the
Standards
Once per year

(27.5)
annex)
(Method 2 in
Electrical
strength
Leakage current
Electrically
operated food
preparation
appliances (food
processors
(kitchen
GB 4706.1
GB 4706.30
annex)
Once per year
(13.2)
Input power and

current
Once per year

(10)
Mark
Once per year

(7)
Heating
Routine Test
(Clause No. of the
Standards)
(Method 1 in
Once per year

(2.2.30, 11)
Electrical
Once per year
strength after
overflowing
(15.3)
Once per year
machines))
(30)
Note:
Resistance to
heat and fire
supplier shall be
tested only once
2) If the required
in method 10 can be
provided, products
item.
Page 42 of 52
Ref. No. CNCA-01C-016: 2010

Name of
product
Standards
complied by
certification
Test item
Resistance to
earth
Electrical
strength
Leakage current
Verification test
(Clause No. of the
Standards
Once per year

(27.5)
Routine Test
(Clause No. of the
Standards)
(Method 1 in
annex)
Once per year

(16.4, 16.101,
(Method 8 in
16.102)
annex)
Once per year

(13.2)
Input power and

current
Once per year

(10)
Mark
Once per year

(7)
(Method 8 in
annex)
(Method 8 in
Microwave
leakage
Microwave
ovens
GB 4706.1
GB 4706.21
annex)
Once per year
Structure
(20.104)
(Method 8 in
annex)
Abnormal
Once per year
operation
(19.101)
Once per year
(30)
Note:
Resistance to
heat and fire
supplier shall be
tested only once
2) If the required
in method 10 can be
provided, products
item.
Page 43 of 52
Ref. No. CNCA-01C-016: 2010

Name of
product
Standards
complied by
certification
Test item
Resistance to
earth
Electrical
strength
Leakage current
Verification test
(Clause No. of the
Standards
Once per year

(27.5)
annex)
Once per year
(13.3)
annex)
(13.2)
Input power and

current
Once per year

(10)
ovens and
similar
Mark
Once per year

(7)
GB 4706.1
GB 4706.22
(Method 2 in
Once per year
Cooking ranges,
cooking tables,
appliances
(stationary
Routine Test
(Clause No. of the
Standards)
(Method 1 in
Once per year

(30)
Note:
ovens, fixed
grills and similar

cooking
appliances)
Resistance to
heat and fire
supplier shall be
tested only once
2) If the required
in method 10 can be
provided, products
item.
Page 44 of 52
Ref. No. CNCA-01C-016: 2010

Name of
product
Standards
complied by
certification
Test item
Resistance to
earth
Electrical
strength
Leakage current
Input power
Verification test
(Clause No. of the
Standards
Once per year

(27.5)
Routine Test
(Clause No. of the
Standards)
(Method 1 in
annex)
Once per year

(13.3)
(Method 2 in
annex)
Once per year

(13.2)
Once per year
(10)
(Method 9 in
annex)
Mark
Range hoods
GB4706.1
GB4706.28
Once per year

(7.1)
Heating
Once per year

(11)
Abnormal
operation
Once per year

(19.6)
Mechanical
Once per year
hazard
(20.2)
Once per year
(30)
Note:
Resistance to
heat and fire
supplier shall be
tested only once
2) If the required
in method 10 can be
provided, products
item.
Page 45 of 52
Ref. No. CNCA-01C-016: 2010

Name of
product
Standards
complied by
certification
Test item
Resistance to
earth
Electrical
strength
Leakage current
Appliances for
heating liquids
Verification test
(Clause No. of the
Standards
Once per year

(27.5)
annex)
Once per year
(13.3)
(Method 2 in
annex)
Once per year

(13.2)
Input power and

current
Once per year

(10)
Mark
Once per year

(7.1)
GB4706.1
GB4706.19
Routine Test
(Clause No. of the
Standards)
(Method 1 in
Once per year

(30)
Note:
Resistance to
heat and fire
supplier shall be
tested only once
2) If the required
in method 10 can be
provided, products
item.
Page 46 of 52
Ref. No. CNCA-01C-016: 2010

Name of
product
Standards
complied by
certification
Test item
Resistance to
earth
Electrical
strength
Leakage current
GB 4706.1
Electric rice
cookers
GB 4706.19
GB 4343.1
Verification test
(Clause No. of the
Standards
Once per year

(27.5)
Routine Test
(Clause No. of the
Standards)
(Method 1 in
annex)
Once per year

(13.3)
(Method 2 in
annex)
Once per year

(13.2)
Input power and

current
Once per year

(10)
Mark
Once per year

(7)
Abnormal
Once per year
operation
(19.4)
Once per year
(30)
Note:
GB 17652.1

Resistance to
heat and fire
supplier shall be
tested only once
2) If the required
in method 10 can be
provided, products
item.
EMC
Page 47 of 52
Once per two years
Ref. No. CNCA-01C-016: 2010

Name of
product
Standards
complied by
certification
Test item
Resistance to
earth
Electrical
strength
Leakage current
Water
dispensers
GB 4706.1
GB 4706.19
GB 4706.13
(Where
Verification test
(Clause No. of the
Standards
Once per year

(27.5)
Routine Test
(Clause No. of the
Standards)
(Method 1 in
annex)
Once per year

(13.3)
(Method 2 in
annex)
Once per year

(13.2)
Input power and

current
Once per year

(10)
Mark
Once per year

(7)
Abnormal
Once per year
operation
(19.4)
Once per year
(30)
Note:
appropriate)

Resistance to
heat and fire
supplier shall be
tested only once
2) If the required
in method 10 can be
provided, products
item.
Annex: Test methods of routine test (methods in this annex are recommended)
Method 1: Earthing resistance
For Class I appliances, get at least 10A current from a AC power supply (no-load voltage up to12V)
and let the current go through each metal easy-touched earth parts and earth terminals (for Class OI
and I appliances intending to connect to fixed wires permanently) or earth bolt of power cord plug or
its earth contacts or earth bolt of input jack in the appliance (for other appliances), and then measure
Page 48 of 52
Ref. No. CNCA-01C-016: 2010


the voltage between its ends, and calculate the resistance to earth according to the current and
voltage. The resistance to earth shall not exceed:
-- For appliance with soft power cord, the resistance is 0.2 or 0.1 + R (R is the resistance of wire
between earth plug of power cord and earth terminal of the appliances);
-- For other appliances, the resistance is 0.1 .
Note:
1. The measuring position is selected by the manufacturer according to the manufacturing technique.
2. During measuring, the contact resistance between the point of measure pen or rod, and metal
parts shall not affect test results.
Method 2: Electric strength
Insulation of the appliance should be able to withstand a sinusoidal voltage with 50 Hz or 60 Hz
frequency and 1 second duration. The minimum test voltage values (RMS) and applied positions are
carried out according to the following table.
Test voltage(V)
The position applied by test voltage
Appliance of Class 0, 0I, II

Rated voltage
Appliance of
Class III
150V
>150V
800
1000
400
2000
2500
Between live parts and the easy-touched metal

parts isolated through the following insulating
modes:
-- isolated through basic insulation only
-- isolated through reinforced or double
insulation * (1) (2)
* (1) Appliance of Class 0 is exempted from this test;
(2) The appliances with type II structure of Class 0I, I, if not applicable, are exempted from this
test.
Notes:
(1) During test, it should ensure that the test voltage is exerted on all relevant insulation parts, such
as: electric heating components controlled by relay.
(2) There should be a current-sensitive appliance in test circuit. If testing circuit current exceeding a
certain value, it should trip and alarm the unqualified result through sound or light (recommended
Page 49 of 52
Ref. No. CNCA-01C-016: 2010


value is 5 mA and, if necessary, this value can be increased, but should not exceed 30 mA), and the
step-up transformer should have sufficient capacity to maintain the required test voltage value up to
tripping current.
(3) DC voltage can be used instead of AC voltage for insulation test, but the test voltage should be
1.5 times the value in the above table. The AC voltage with maximum frequency as 5 Hz can be
regarded as DC.
Method 3: Additional routine test items for fans
Test method for input power
The total input power shall be measured under rated voltage, maximum load or conditions stipulated
by the manufactory.
Methods 4: Additional routine test items for household washing machines
Test method for interlock of door in tumble dryer
During the test, the dryer, carrying rated load, shall operate under rated voltage or maximum value of
rated voltage. Then open the door manually, the power supply of motor can be disconnected
automatically (tumbling-box stop operating) before opening the door more than 75 mm; in case that
the door is opened 75 mm, the tumbling-box is unable to operate even activate the working button.
Brake test method for washing machine, spin extractor
For tumbling-box washing machine with top opening door or side opening door, if the door or cover
can be opened during operating, the power supply of motor shall be disconnected and the
tumbling-box shall stop operating before the opening more than 50mm.
For fully automatic impeller washing machine and spin extractor with top opening door during
extracting, the power supply shall be disconnected and the cylinder shall stop operating in case that
the door or cover open 75mm.
For spin extractor and tumbling-box washing machine with front opening door, if the door or cover
can be opened during operating, the power supply shall be disconnected and the tumbling-box shall
stop operating in case that the door or cover open 12mm.
During extracting, the speed of cylinder or tumbling-box with rated load shall be able to fall below 60
r/min within 7 seconds in case that the cover or door open 50mm (if the door or cover can be
opened).
Method 5: Additional routine test items for storage water heaters and instantaneous water
heaters
Page 50 of 52
Ref. No. CNCA-01C-016: 2010


Test method for structure
Water tanks shall be able to withstand pressure test using water, air or other gases, the pressure is:
-- 0.7 MPa (for closed storage water heaters and closed instantaneous water heaters);
-- 1.1 times the value of rated pressure (for closed storage water heaters and closed instantaneous
water heaters with rated voltage more than 0.6 MPa);
-- 0.3 MPa (for storage water heaters with flume supplying water)
-- 0.15 MPa (for storage water heaters and instantaneous water heaters with open outlet)
-- 0.03 MPa (for storage water heaters with water tank)
Note: Test can be implemented on a separate container.
Method 6: Additional routine test items for liquid-filled room heaters
Test method for structure
The liquid-filled containers of the appliance shall be able to withstand pressure test using water, air
or other gases, the pressure is:
-- For oil-filled heaters, the pressure is 0.2 MPa;
-- For other liquid-filled room heaters with operating pressure more than 0.2 MPa, the pressure is 1.1
times the value of operating pressure.
Method 7: Additional routine test items for vacuum cleaners
Test method for input power
The input power shall be measured with rated voltage and open suction nozzle, and the measuring
time is 5S.
Method 8: Additional routine test items for microwave ovens
1. Test method for marks and directions
Whether or not there are safety warnings, specified in national standards, on the enclosure of the
appliance shall be checked.
2. Test method for structure
Whether or not the interlock system could work well shall be checked through opening and closing
the door.
3. Test method for leakage of microwave
Page 51 of 52
Ref. No. CNCA-01C-016: 2010


When the microwave ovens are working under the rated voltage, appropriate load and maximum
microwave power, the measurement shall be carried out when the probe of measuring instruments is
5cm away from the appearance of appliance. The leakage of microwave shall not be more than 50
W/m2. Extra attention shall be paid to the door and its joints.
4. Test method for electrical strength
The action current of current sensitive appliance can be improved to 100 mA.
Methods 9 Additional routine test items for range hoods
Test method for input power:
The total input power shall be measured under rated voltage, maximum load or the conditions
stipulated by the manufactory.
Method 10 Required certifying documents for non-metallic materials
Certifying documents of the relevant infrared spectrum curves, DSC curves and thermogravimetric
curves shall be provided if the certification standards for the complete appliances have requirements
for the properties of heat resistance, fire resistance and resistance to tracking of non-metallic
materials (shell parts, printed wiring boards, electrical connection boxes, terminals, etc).
Laboratories which issue these certifying documents shall be accredited by CNAS to conduct tests of
relevant standards and is accredited by the certification body. If the applicant can not provide the
documents, the certification body shall recommend relevant laboratories to issue the documents.
Certifying documents concerning infrared spectrum curves, DSC curves and thermo-gravimetric
curves shall be provided according to the following standards:
Test item
Infrared spectrum
Differential scanning
calorimetry
Thermo-gravimetric
analysis
Standards
GB/T 6040
GB/T 19466.1, GB/T 19466.2, GB/T 19466.3
ISO 11358
Page 52 of 52
Ref. No. CNCA-01C-016: 2010

Unofficial Translation of The Implementation Rule of The CCC For Household Appliances en

Uploaded by

Document Information

Original Description:

Original Title

Copyright

Available Formats

Share this document

Share or Embed Document

Sharing Options

Did you find this document useful?

Is this content inappropriate?

Copyright:

Available Formats

Unofficial Translation of The Implementation Rule of The CCC For Household Appliances en

Uploaded by

Copyright:

Available Formats

Unofficial English translation offered by EuropElectro, for reference only

Ref . No. CNCA-01C-016:2010

IMPLEMENTATION RULES FOR COMPULSORY

Promulgated on Jan.1, 2010

Implemented on May 1, 2010

Certification and Accreditation Administration of the Peoples Republic of China

European Electrical and Electronics Industry

Unofficial English translation offered by EuropElectro, for reference only

1. Scope of Application ....................................................................................................... 3

Ref. No. CNCA-01C-016: 2010

European Electrical and Electronics Industry

Unofficial English translation offered by EuropElectro, for reference only

IMPLEMENTATION RULES FOR COMPULSOEY CERTIFICATION OF

3. Basic Processes of Certification

4. General Requirements for Certification

Ref. No. CNCA-01C-016: 2010

European Electrical and Electronics Industry

Unofficial English translation offered by EuropElectro, for reference only

Ref. No. CNCA-01C-016: 2010

European Electrical and Electronics Industry

Unofficial English translation offered by EuropElectro, for reference only

Ref. No. CNCA-01C-016: 2010

European Electrical and Electronics Industry

Unofficial English translation offered by EuropElectro, for reference only

Ref. No. CNCA-01C-016: 2010

European Electrical and Electronics Industry

Unofficial English translation offered by EuropElectro, for reference only

Ref. No. CNCA-01C-016: 2010

European Electrical and Electronics Industry

Unofficial English translation offered by EuropElectro, for reference only

Ref. No. CNCA-01C-016: 2010

European Electrical and Electronics Industry

Unofficial English translation offered by EuropElectro, for reference only

Ref. No. CNCA-01C-016: 2010

European Electrical and Electronics Industry

Unofficial English translation offered by EuropElectro, for reference only

5.1.2.2 Evaluation and approval of change

Ref. No. CNCA-01C-016: 2010

European Electrical and Electronics Industry

Unofficial English translation offered by EuropElectro, for reference only

6.3 Use of the distorted certification mark

Ref. No. CNCA-01C-016: 2010

European Electrical and Electronics Industry

Unofficial English translation offered by EuropElectro, for reference only

Principles for Application Unit Division

Appliances for skin and hair

Principles of defining application unit

Ref. No. CNCA-01C-016: 2010

European Electrical and Electronics Industry

Unofficial English translation offered by EuropElectro, for reference only

Ref. No. CNCA-01C-016: 2010

European Electrical and Electronics Industry

Unofficial English translation offered by EuropElectro, for reference only

Household and similar use appliances

Standards applied for

Household washing machines

Electric water heaters - Storage water heaters

Appliances for skin and hair care

Electric water heaters - Instantaneous water heaters

Ref. No. CNCA-01C-016: 2010

European Electrical and Electronics Industry

Unofficial English translation offered by EuropElectro, for reference only