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DFA: The Lucas Method

[ Home | Links ] Updated 2005-12-27

DFA: The Lucas Method


Vincent Chan and Filippo A. Salustri

Lucas Method
Although the Boothroyd-Dewhurst method is widely used, it is based on timing each of the handling and insertion
motions. Although tables of data are available, the most accurate numbers are compiled through time studies in
particular factories.
The Lucas DFA method was developed in the early 1980's by the Lucas Corp. in the U.K. Unlike the BoothroydDewhurst method, the Lucas method is based on a "point scale" which gives a relative measure of assembly
difficulty. The method is based on three separate and sequential analyses. These are best described as part of the
assembly sequence flowchart (ASF):
1. Specification
2. Design
3. Functional analysis (this is the first Lucas analysis)
Possibly loop back to step 2 if the analysis yields problems
4.
5.
6.
7.

Feeding analysis (this is the second Lucas analysis)


Fitting analysis (this is the third Lucas analysis)
Assessment
Possibly return to step 2 if the analyses identify problems

Functional Analysis
In this analysis, the components of the product are reviewed only for their function. The components are divided
into two groups. Parts that belong to Group A are those that are deemed to be essential to the product's function;
Group B parts are those that are not essential to the product's function. Group B functions include fastening,
locating, etc.
The functional efficiency of the design cal be calculated as:
E d = A/(A+B) x 100%
where A is the number of essential components, and B is the number of non-essential components.
Note that the design efficiency is used to pre-screen a design alternative before more time is spent on it. This is
different than the Boothroyd-Dewhurst method (which assumes a design is already available). This analysis is
intended to reduce the part count in the product.
Typically, a design efficiency of 60% is targetted for initial designs.

Feeding Analysis
Similar to the Boothroyd-Dewhurst analysis, both the part handling and insertion times are examined here. In the
feeding analysis, the problems associated with the handling of the part are scored using an appropriate table. For
each part, the individual feeding index is scored. Generally, the target index for a part is 1.5. If the index is greater
than 1.5, the part should be considered for redesign.
Overall, all of the product's components should meet a "feeding ratio" defined as:
Feeding Ratio = (Total Feeding Index) / (Number of Essential Components)
where the total feeding index is the sum of all the indices of all the parts. The number of essential components is
the value A from the functional analysis.
An ideal feeding ratio is generally taken to be 2.5.

Fitting Analysis
The fitting analysis is calculated similarly to the feeding analysis. Again, a fitting index of 1.5 is a goal value for

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DFA: The Lucas Method

each assembly. However, it should be noted that there is usually greater variance in the fitting indices than in the
feeding indices. Again, an overall fitting ration of 2.5 is desired.
Fitting Ratio = (Total Fitting Index) / (Number of Essential Components)

Tables for the Lucas DFA Method


Lucas DFA method - Manual Handling Analysis
Handling Index = A+B+C+D
B. Handling difficulties
All that apply
A. Size & Weight of Part
Delicate
0.4
One of the following
0.6
Very small - requires
1.5 Flexible
tools
Sticky
0.5
Convenient - hands only
1 Tangible
0.8
Large and/or heavy
1.5 Severely nest
0.7
requires more than 1
Sharp/Abrasive
0.3
hand
Untouchable
0.5
3
Large and/or heavy
Gripping problem /
0.2
requires hoist or 2
slippery
people
No handling difficulties
0
C. Orientation of Part
One of the following:
Symmetrical, no
0
orientation req'd
End to end, easy to see 0.1
End to end, not visible 0.5

D. Rotational Orientation of
Part
One of the following
Rotational Symmetry
0
Rotational Orientation,
0.2
easy to see
Rotational Orientation,
0.4
hard to see

Lucas DFA method - Manual Fitting Analysis


Fitting Index = A+B+C+D+E+F
D. Access and/or
A. Part Placing and
Vision
Fastening
One of the following
One of the following
0
Self-holding orientation 1.0 Direct
1.5
Requires holding
2.0 Restricted
Plus 1 of the following
Self-securing (i.e.
1.3
snaps)
Screwing
4.0
Riveting
4.0
Bending
4.0
E. Alignment
B. Process Direction
One of the following
One of the following
0
Straight line from above 0 Easy to align
0.7
Straight line not from
0.1 Difficult to align
above
Not a straight line
1.6
C. Insertion
One of the following
Single
0
Multiple insertions
0.7
Simultaneous multiple 1.2
insertions

F. Insertion Force
One of the following
No resistance to
0
insertion
Resistance to
0.6
insertion

Manufacturing Analysis
The last part of the Lucas method is to calculate the cost of manufacturing each component. This manufacturing
cost can influence the choice of material and the process by which the part is made. Although not a true "costing"
of the part, this method does help guide designers by giving a relative measure of manufacturing cost.
The part manufacturing cost index M i = R c Pc + M c where
R c = C c C mp C s (C t or C f) is the relative cost
C c = complexity factor
C mp = Material factor
C s = Minimum section
C t = tolerance factor or C f = finish factor (whichever is greater)
Pc = processing cost
M c = V C mt Wc is the material cost
V = volume (mm 3 )
C mt = material cost
Wc = waste coefficient
Values are derived from the following tables. The first step is to determine the envelope type. Then one uses that
type to look up various values.

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DFA: The Lucas Method

Cylindrical Part Envelopes


A3

A1

A2

Basic rotational features


only

Regular secondary/repetitive
Internal
features

Rotational symmetry,
grooves, undercuts,
steps, chamfers, tapers
and holes along the
primaty axis or center
lines

Internal/external threads,
knurling and simple contours
through flats, splines,
keyways on or around the
primary axis or center line

B1

A4

A5

Internal or
Irregular or complex
external features forms

Holes, threads,
counterbores and
other internal
features not on
the primary axis

Projections,
complex
features, blind
flats, splines,
keyways on
secondary axes.

Prismatic Part Envelopes


B3

B2

B4

B5

Irregular or
contoured forms

Complex 3D
contoured surfaces,
geometries that
cannot be assigned
to previous
categories

Basic features only

Regular secondary/repetitive
features

Orthogonal or Straight line


based features

Simple
curved
features
on a
single
plane

Through steps,
camfers and
grooves, channels,
slots and holes,
threads on a single
axis

Regular through features, Tslots and racks, plain gear


sections, etc., repetitive
holes, threads, counterbores
on a single plane

Regular orthogonal or
straight line based pockets,
projections on one or more
axes, angled holes, threads,
and counterbores

Curves in
internal
or
external
surfaces

Flat or Thin-walled Section Envelopes


C3
C4

C1

C2

Basic features only

Uniform section Non-uniform section or


or wall thickness wall thickness

Blanks, washers, simple


bends, forms and
through features on or
parallel to primary axis

Plain cogs and


gears, multiple
or continuous
bends and forms

C5

Cup, cone, and Non-uniform or contoured


box-type parts parts

Components
Section changes not
may involve
made up of multiple
changes in
bends or forms, steps,
section
tapers, and blind features
thickness
Complexity Cc (blank = not feasible)

Impact Ext.

Sand Cast

Die Cast

Forge

A1

A2

1.2

1.1

A3

Press

Complex contoured
surfaces, or series of
features which are
not represented in
previous categories.

Complex or irregular
features or series of
features which are not
represented in previous
categories

Machine

Powder Net

Plastic Mould

2.1

1.2

2.1

1.1

1.3

1.3

2.3

2.9

2.3

1.3

A4

1.8

2.6

5.3

2.6

A5

3.2

3.8

6.1

3.8

B1

1.1

B2

1.2

2.2

2.2

1.3

1.3

1.3

B3

1.4

2.2

2.2

2.6

1.7

1.8

1.8

2.3

2.3

2.6

1.7

1.8

B4

2.6

2.7

2.7

2.8

3.5

C1

B5
1.5

2.1

2.1

C2

2.3

2.2

1.2

1.2

1.4

1.2

C3

3.5

2.8

2.3

1.6

1.5

3.1

1.4

1.8

C4

3.7

2.5

2.5

2.2

5.4

2.4

2.9

C5

3.6
3.4
2.5
6.5
4
Limiting Section C s (millimetres) (blank = not feasible)

Min Section

Impact Ext.

<= 0.4

Sand Cast

Die Cast

>0.4 - 0.6

1.5

>0.6 - 1.0

Forge

1.5

Powder Net

3.6

Press

Machine

1.6

1.4

1.2

1.2

Plastic Mould

>1.0 - 3.0

>3.0 - 5.0

1.2

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DFA: The Lucas Method

>5.0
PROCESS

1
1
1.7
1
Basic Processing Cost/Quantity Pc

Impact Ext

Sand Cast

Die Cast Forge

10

20000

513

10000

50

4000

113

2000

Press Auto M/C

Manual M/C

Power Met

Plastic Mould

15000 8000 5000

505

50000

10000

3000

105

10000

3000

Per Annum
Quantity
1600 1000

100

2000

63

1000

1500

800

500

55

5000

1000

200

1000

38

500

750

400

250

30

2500

500

400

500

26

250

376

200

126

18

1250

250

600

330

21

168

251

134

85

14

836

167

800

250

19

126

189

100

64

11

628

126

1000

200

18

100

151

80

51

10

500

100

2000

100

16

51

76

40

26

7.7

253

51

4000

50

14.3

26

39

20

14

6.5

128

26

6000

35

13.8

17

26

14

9.6

86

17

8000

26

13.6

13

20

10

7.5

5.8

66

13

10000

21

13.5

11

16

6.2

5.7

53

11

20000

11

13.3

5.8

8.7

4.4

3.7

5.46

28

5.8

30000

7.3

13.2

4.1

6.2

3.1

2.9

5.38

19.7

4.1

40000

5.6

13.1

3.3

2.4

2.47

5.34

15.5

3.3

50000

4.6

13.1

2.8

4.2

2.22

5.31

13

2.8

60000

3.9

13.1

2.4

3.7

1.8

2.05

5.29

11.4

2.4

70000

3.5

13.1

2.2

3.4

1.6

1.93

5.28

10.2

2.2

80000

3.3

13.1

3.1

1.4

1.85

5.27

9.3

90000

2.8

13.1

1.9

2.9

1.3

1.78

5.26

8.6

1.9

100000

2.6

13.1

1.78

2.7

1.2

1.72

5.26

8.

1.8

200000

1.61

13

1.28

1.97

0.83

1.47

5.24

5.54

1.3

400000

1.11

13

1.59

0.63

1.35

5.22

4.29

600000

0.94

13

0.95

1.47

0.57

1.3

5.22

3.87

0.95

800000

0.86

13

0.91

1.47

0.53

1.28

5.21

3.67

0.91

1000000

0.81

13

0.88

1.37

0.51

1.27

5.21

3.54

0.88

1500000

0.74

13

0.85

1.32

0.49

1.25

5.21

3.37

0.85

2000000

0.71

13

0.83

1.3

0.47

1.24

5.21

3.29

0.83

0.82

1.28

0.47

1.24

5.21

2500000

0.69

13

3000000

0.67

13

0.81
1.27
0.46 1.24
5.21
Material Suitability C mp (blank = unfeasible)
Impact
Ext

PROCESS

Sand
Cast

Die
Cast

3.24

0.82

3.21

0.81

Forge Press Machine

Powder
Met

Plastic
Mould

MATERIAL
Cast Iron

1.2

1.6

Low-C Steel

1.3

1.2

1.2

1.4

1.2

Alloy Steel

1.3

1.5

2.5

1.1

Stainless Steel

1.5

1.5

1.1

Copper Alloys

1.1

Aluminum Alloys

1.5

Zinc Alloys

1.2

1.1

Thermoplastics (nylons, acrylics, etc)

1.1

Thermosets (epoxies, phenolics,


etc.)

1.2

Elastomers (rubbers)

1.1

1.5

PROCESS

Impact Ext

Waste Coefficient W c (blank = unfeasible)


Sand Cast
Dis Cast
Forge Press Machine
Powder Met

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Plastic Mould

DFA: The Lucas Method

A1

1.1

1.1

1.6

A2

1.1

1.1

1.1

1.1

A3

1.2

1.1

1.2

2.5

1.1

A4

1.3

1.2

1.2

1.2

A5

1.4

1.3

1.3

1.2

1.3

B1

1.1

1.1

1.7

B2

1.1

1.1

1.1

2.2

1.1

B3

1.2

1.1

1.2

2.8

1.1

1.3

1.2

1.2

1.1

B4
B5

1.4

1.3

1.3

1.2

1.2

C1

1.1

1.1

1.1

1.2

1.8

C2

1.2

1.1

1.1

1.2

2.4

1.1

C3

1.3

1.1

1.1

1.4

1.1

1.4

1.2

1.2

1.5

1.1

1.3

1.3

1.6

1.2

1.2

C4
C5

1.6
Material Cost Selection Cmt

MATERIAL

C mt (cents/mm 3 )

Cast Iron

0.00105

Low Carbon Steel

0.00068

Alloy Steel

0.00259

Stainless Steel

0.00341

Copper Alloy

0.00564

Aluminum Alloy

0.00243

Zinc Alloy

0.00369

Thermoplastics
Nylons, acrylics, etc.
Others
Thermosets
Elastomers

0.00107
0.00035
0.00058

0.00035
Tolerance Ct (Based on number of planes on which critical tolerances occur)
Press
Working

TOLERANCE
(mm)

<= 0.004

3.7 5.3 6.1 4.6 5.6 6.8 5.1 6.1 7

3.1 4.6 5.4 4.3 5.6 6.6 4.6 5.4 6.5 4.8 6.3 7.1 3.7 5.3

>0.004-0.01

2.8 3.1 4.3 3.5 3.8 4.9 3.5 4.2 5

1.4 1.7 2.1 3.2 3.5 4.6 3.2 3.8 4.5 3.6 3.9 5.2 2.8 3.1 4.3

>0.01-0.03

1.9 2.4 2.6 2.8 3

>0.03-0.05

1.1 1.5 1.9 2.4 2.5 2.8 2.8 2.5 2.8 1

2.3 2.4 2.5 2.2 2.4 2.5 1.9 2.1 2.3 1.2 1.4 1.6

>0.05-0.08

2.2 2.4 2.5 1.5 2

2.2 2.3 2.4 1

1.4 1.6 1

1.1 1.2 1.4

>0.08-0.15

>0.15-0.3

1.9 2

>0.3

3+ 1

3+ 1

3+ 1

3.2 2.8 3

2.2 2.4 1

3.6 1
2.4 1

Forge

Plastic
Mould

Impact Ext Sand Cast


2

Die Cast

Powder
Met

PROCESS

3+ 1

3+ 1

1.1 1.4 2.6 2.8 3

3+ 1

Machine
3+ 1

3+

2.6 2.8 3.2 2.9 3.4 3.4 2.2 2.4 2.6

1.4 2

1.9 2.2 2.3 1

1.1 1.2

1.8 1.9 2.2 1

1.1

1 1 1 1.5 1.7 1.9 1 1 1 1 1 1 1.4 1.6 1.8 1


1
1
1 1 1
1
Surface Finish Cf (Based on number of planes on which critical surface finishes occur)

2.2 1

PROCESS

Impact Ext Sand Cast

SURFACE
FINISH
(micrometre)

3+ 1

Die Cast

3+ 1

Powder
Met

3+ 1

Forge
3+ 1

Press
Working
3+ 1

Plastic
Mould

3+ 1

Machine
3+ 1

super
fine
ground

<=0.4 4.3 5.1 6.3 4.9 5.6 6.6 4.3 5.1 6.3 4.3 5.1 6.3 4.9 5.65 6.6 4.4 5.3 6.8 1.2 1.2 1.2 4.14 4.84

fine
ground

>0.42
0.6

2.5 2.9 3.9 4.2 4.6 1.2 1.5 1.7 2

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2.5 2.9 3.2 3.4

3.8 1.3 1.5 1.8 1

1.2

1.5

3+

1.7

DFA: The Lucas Method

medium >0.61.1 1.2 1.4 3


ground 0.8

3.2 3.5 1.1 1.2 1.5 1.1 1.2 1.5 2.6 2.8

coarse
ground

>0.81
1.0

1.1 1.2 2.5 2.6 3

semi
fine

>1.01
3.0

mediium >3.01
fine
5.0

semi
rough

>5.01
10.0

very
rough

>10.0 1

1.1 1.2 1.5 1

1.1

1.3

1.5

1.1 1.3 1

1.1 1.3 2.3 2.4

2.6 1

1.2 1

1.3

2.3 2.4 2.6 1

1.9 2

2.2 1

1.4 1.5

1.7 1

1.9 2

2.1 1

1.1

1.3 1

1.1 1.3 1

2.1 2.3 1

This part manufacturing cost allows designers to calculate the effect of part complexity versus part reduction.
The problem with DFA is that it focuses on part reduction. This often results in multi-functional parts with very high
complexity, which increases manufacturing costs.
2003 Vincent Chan - (v7chan@ryerson.ca) and Filippo A. Salustri - (salustri@ryerson.ca)

http://deed.ryerson.ca/~fil/t/dfmlucas.html[11/9/2013 3:33:39 PM]

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