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ARTICLE
10.1177/0013161X03260360
Educational
Foster
/ DECLINE
Administration
OF THE Quarterly
LOCAL
In the history of Western states in the last few centuries, there has been a
Authors Note: Although this presentation was developed for the 2002 conference on Values and
Leadership at the Ontario Institute for Studies in Education of the University of Toronto, parts of
it have been drawn from previously written manuscripts on the same set of topics.
DOI: 10.1177/0013161X03260360
2004 The University Council for Educational Administration
176
ance, and information. The individual, bound by the obligations of rules, became a creature of the state. The French philosopher and sociologist,
Foucault, was interested in the idea of mentalities, that is, ways of thinking
about perceived realitiesa habitual mental response. In particular, he wrote
about govern-mentalities, which are those ways of thinking concerning political realities. He became concerned with how governmentalities began to
control people in a nation-state. Miller and Rose (1993) wrote,
He [Foucault] implies, societies like our own are characterized by a particular
way of thinking about the kinds of problems that can and should be addressed
by various authorities. They operate within a kind of political a priori that allows the tasks of such authorities to be seen in terms of the calculated supervision, administration and maximization of the forces of each and all. (p. 76)
This concept is important: It suggests that an administrative mentality pervades modern society and is exerted through what Foucault labeled technologies of thought.
Such technologies, although not completely controlling, do exert a primary influence on the way we think and act, and they are exerted, in a sense,
through the influence of leadership. A technology, in this way of thinking, is
the application of a systematic procedure toward a particular end.
There are at least three technologies of thought that need mention here.
One is the control of numeracy, then of information, and, finally, of language.
With the control of numeracy, one has to refer to the collection of statistics
and numbers about things and about how these are used to develop and influence policy. Both the political Right and Left use such numbers. Two common examples are, first, the collection of statistics about world rankings of
educational systemssomething of a national pastime in the United States.
Here, politicians earn reputations and press by showing how poorly students
perform compared to, say, Japan, England, Germany, the Scandinavian
countries, and so forth. On the other hand, reformers point to statistics showing that the United States has the highest percentage of children living in poverty of any industrialized nation and that this fact should be the basis for political action. It is common also to rank school systems and their students by
achievement test scores, by SAT scores, and by indexes of reputation and to
feed this information to the media. This is not simply a neutral endeavor;
rather, it is used to gain control over issues, to strengthen the clout of state
agencies, and for a multitude of other purposes. The standards movement
has, of course, garnered enough statistics about the so-called weaknesses of
the educational system to fuel a rather large public confidence gap; although
the accuracy of such statistics has been challenged, there is no doubt that they
by national high stakes tests. The other solution, also available by legislative
mandate, was to abandon public control altogether. (p. 75)
It seems clear, then, that the standards movement has been a response to
the perceived inability of students to compete globally in an international
economy, that it has been driven by professional experts who have decided
that their view of the economic situation and the state of schooling is indeed
the right one, and that the answer to the problems of schooling has to do with
the development of more rigorous standards, not only for teachers but for administrators. What the adoption of such standards does is to remove local decision making and place it in the hand of experts. In turn, these standards tend
to adopt a clinical model of preparation, one that confuses in many ways the
idea of training with that of education. A clinical model provides training in
accepted practices and strategies; an educational model is designed to
broaden and deepen the mind. The purveyors of standards are caught in
something of a no-mans-land dilemma; the standards themselves call for an
educational model, because they refer to leadership, involvement, appreciation of diversity, and so on. Yet they hope to assess these through a clinical
framework depending on tests constructed by a large testing service and similar to the taking of boards. One solution, of course, is to remove university
programs and to locate the credentialing process elsewhere. A probable result might simply be the recreation of current attitudes and practices that led
the cry for school reform in the first place.
The standards movement also has an impact on the classroom fueled by
the high-stakes testing environment. Teachers have commented to me that
they lack control over the curriculum, that lesson plans have to have check
marks next to the standard they are attempting to meet, and that variety, creativity, and simply spending time with a child have all been affected. Gordon
and Reese (1997), citing Gilman and Reynoldss (1991) study of Indianas
high-stakes testing program, reported there was indirect control of local curriculum and instruction, lowering of faculty morale, cheating by administrators and teachers, unhealthy competition between schools, negative effects of
school-community relations, negative psychological and physical effects on
students, and loss of school time (p. 347). Similar results were found in
other states; however, Gordon and Reeses study focused on the Texas
Assessment of Academic Skills. In their study, they found that teachers
would often teach to the test and that students would be trained not only in
answering questions but also in filling in the bubbles on answer sheets. Perhaps one of the worst results was that schools of high socioeconomic status
(SES), which tended to score well, were rewarded by state incentives,
whereas low-SES schools, tending to score lower, were penalized by the
Beginning in 1983 with the National Commission on Excellence in Educations A Nation at Risk, report after report has proclaimed the necessity of educating students for the global labor market. Each report is written under the patronage of major corporations. Each report demands closer relations between
education and the needs of business. Each report demands more measurement
and accountability. (Spring, 1998, p. 151).
The call for standards and accountability, then, seems to be linked inextricably to the needs of business; this becomes problematic for those who might
see the nature of schooling otherwise. Spring (1998) found that,
In trying to measure education, economics and accountants influence policymakers. This influence results in school policies that generate data that can be
used by accounting methods. As a result, educational decisions are now guided
by national standards and testing, accreditation, efficiency, and labor market
needs. (p. 22)
action on the state and local level. They influence the way policy makers
think about education and provide a moral agenda for those in positions of
power. But there are options, if educators are allowed to provide them.
Burrello, Lashley, and Beatty (2001) suggested,
School leadership is advocating for teaching and learning by articulating and
working to achieve a school-communitys shared educational commitments.
(p. 183)
Burrello et al. used the concept of a practice to suggest that educational institutions should create ways to enhance the practices of leaders in those institutions so that they enjoy both the external and internal rewards that are there to
find excellence in their conduct of the profession. They go on to say,
The call here is for a public intellectual to take up the critical project and its sophisticated analysis of society and culture. Public intellectuals use their knowledge to create new vocabularies and frameworks that emphasize notions of ethics, power, personal agency, and the common good. They merge theory and
discourse to construct practices, policies, and programs that address important
social problems and foster democratic participation as their central task.
(Burrello et al., 2001, p. 191)
mandated regulatory standards taken to be in the national interest. The leadership of the public intellectual at a local level becomes so circumscribed that
it is hardly visible. Whereas leaders are charged with transforming a culture
and public intellectuals with renewing a culture, the technologies of thought
developed by the new, bureaucratic managers seem to get in the way. Economic globalism has eroded the local initiative of leaders and has established
rules and procedures that are counterproductive in renewing local control of
schools and in reinventing democratic processes.
School leaders are, of course, everywhere. They practice their leadership in many, often unnoticed ways. They make strides in developing school
cultures that value diversity, knowledge, and personal growth. Yet, at the
same time, their actions and potential have become limited; the localism that
leadership demands has been constrained by the drive for economic
dominance.
AN ALTERNATIVE SCENARIO
MacIntyre (1984) developed a new argument that might counteract the
bureaucratic regimes that lead to such measurement. His argument suggests
that it is in the development of the virtues, rather than rules, that we should
live our lives. He suggested that it is through the formation of character that
virtues are developed, and character is dependent on particular friends, families, and communities. He wrote,
What we have to learn from heroic societies is twofold: first that all morality is
always to some degree tied to the socially local and particular and that the aspirations of the morality of modernity to a universality freed from all particularity is an illusion; and secondly that there is no way to possess the virtues except
as part of a tradition in which we inherit them from a series of predecessors in
which series heroic societies hold first place. (MacIntyre, 1984, p. 127)
note that community is determined more by social structure than by administrative fiat; the best administrative intentions can be inadequate to overcoming the structural properties of large systems. Merz and Furman (1997) made
this point when they observed,
Simply thinking of schools differently, as communities rather than as organizations, does not alter the deep structures of the school as organization, structures
that are institutionalized and that help create the gesellschaftlich climate of
schools. (p. 86)
Indeed, the structural variable of size itself might be an overriding consideration in the establishment of community (Merz & Furman, 1997).
As complex systems increase in size, organizational theorists tell us that
mechanisms for both differentiation and integration are required (Burns &
Stalker, 1961). These, in turn, can diminish the face-to-face vitality of communities by establishing hierarchies of distance (e.g., central office, local
control) or create artificial ways of bonding and loyalty formation (e.g., creating corporate culture through performance awards).
This is not to say that educational or other administrators cannot participate significantly in the reformation of structure and to, in fact, provide conditions for the emergence of community, but this may take a substantial
reworking of basic administrative and organizational assumptions and not
just the renaming of organizational characteristics. It may take both rethinking and proaction.
Rethinking suggests the reconceptualization of schools, not as organizations but as communities. This is to say, to consider changing our metaphors
in use regarding schools as Sergiovanni (1994) and others have suggested.
Adopting the metaphor of community to describe schools has, of course,
enormous implications. Among these could be included a restructuring of
classroom organization, a redefinition of the role of administration, and a
review of the relationship between stakeholders.
Restructuring classroom organization along the lines implied by a metaphor of community might mean that, for example, age-graded classrooms,
originally begun to facilitate bureaucratic efficiency (Goodlad & Anderson,
1987), would be recast in terms of service dimensions. Various options, such
as those explored in Meier (1995), could be investigated. These could include
teachers who stay with pupils beyond the one grade level, students grouped
according to criteria other than age, and a curriculum determined by community standards.
Redefining the administrative role is also a complex endeavor. The historical development of administration has been a reflection of systems of
tions of the state through standards, high-stakes testing, funding, and so on.
How should we respond if this is an important issue? The decline of the local
in the conduct of the affairs of institutions such as schools is a decline in the
promise of a truly democratic regime. Although a balance certainly has to be
sought between what Sergiovanni (2000) called the demands of the lifeworld
(driven by norms of community, affiliation, and mutual interaction) and the
rules of the systemworld (driven by standards of productivity, economics,
consumerism, and technology), it appears to many that the systemworld is
driving out the ability of the local to develop virtuous citizens who care about
their children and the environment in which they are raised.
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