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I.
PARODYis imitation. And imitation, when it is of an expressive work
such as a novel or play or movie, is a taking. The parodisttakes from,
or if you wish "copies," parts or aspects of anotherexpressive work. If
that work is copyrighted, why isn't the parodistan infringer?The usual
answer is that the use a parodist makes of the parodied, that is, of the
copied work, is a "fair use" within the meaningof copyrightlaw and is
therefore lawful.' The answer does not always succeed in persuading
courts. Many alleged parodies have been held to be copyrightinfringements-sometimes trademarkinfringementsinsteador as well and I shall
discuss parodies of trademarkedworks along with parodies of copyrightedones.
Economics can clarify the issues of copyright(and trademark)law presented by parodies. Buildingon earlierwork,2I offer an economic analysis that may help both to explain and to improve the legal treatmentof
parody. I argue that the copyrightexemption for parodiesis and should
be very narrow. In particular,it should not extend to cases in which the
parody does not attack the parodiedwork but ratheruses that work to
attack somethingelse. But to explain all this, it will be necessary first of
all to develop a clear idea of what a parody is and of what the various
* Judge, U.S. Court of Appeals for the Seventh Circuit; Senior Lecturer, University of
Chicago Law School. I thank William Landes for valuable discussion of the subject and
extremely helpful comments on previous drafts and Kazuhiko Sano for excellent research
assistance.
See, for example, Sheldon N. Light, Parody, Burlesque, and the Economic Rationale
for Copyright, 11 Conn. L. Rev. 615 (1979).
2 William M. Landes & Richard A. Posner, An Economic Analysis of Copyright Law, 18
J. Legal Stud. 329, 359-60 (1989); Richard A. Posner, Law and Literature: A Misunderstood
Relation 349-51 (1988).
[Journal of Legal Studies, vol. XXI (January 1992)]
? 1992 by The University of Chicago. All rights reserved. 0047-2530/92/2101-0009$01.50
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kinds of parody are. Here one is aided by discussions of parodyby literary theorists,3as well as by judicial discussions and commonexperience.
Parody is best understood in terms of one of its synonyms: it is a
"take off"-a take off on anotherwork or on a genre of works. It takes
characters,incidents, dialogue, or other aspects of the parodiedwork(s)
and moves on from there to create a new work. Generally there is an
incongruitybetween the borrowed and the new elements, as where the
parodistsets aboutto "graspthe essentials of the style of a given [serious]
authoror a school of authors, and then proceed to concoct an outlandish
episode which is expressed in that style."4 "[T]he highestkind of parody
may be defined as a humorous and aesthetically satisfying composition
in prose or verse, usually writtenwithout malice, in which, by means of
a rigidly controlled distortion, the most strikingpeculiaritiesof subject
matter and style of a literary work, an author, or a school or type of
writing, are exaggerated in such a way as to lead to an implicit value
judgmentof the original."5
So there is both a taking from a previous work and an injection of
creativity, large or small. Let us start with the taking,the most problematic aspect from a copyrightperspective. Often what is taken is none of
the copyrightedelements of the parodiedwork(s).This is especially likely
if what is being parodiedis not a single work but a writer's (or painter's,
or composer's) entire oeuvre-in short, his style-because style is not
copyrightable;or an entire genre, since genre (for example, the sonnet,
the Gothic novel, the musical comedy) is not copyrightableeither. So
Max Beerbohm's splendidparodiesof Henry James, such as "The Mote
in the MiddleDistance" and "The Guerdon,"would not be within range
of an infringementsuit. But neitheris a title copyrightable,or stock characters (for example, the hard-boiledprivate eye, the miser, the Latin
lover), or the standard plots (star-crossed lovers, and so forth), so a
parodist who took only these features from a copyrightedwork would
not be an infringereither.
The risk of infringementarises only when the parodist takes copyrighted elements of the parodied work. Arguablythis taking should be
deemed an infringementno matterhow great the parodist's creative in3 See, in particular, Linda Hutcheon, A Theory of Parody: The Teachings of TwentiethCentury Art Forms (1985); G. D. Kiremidjian, The Aesthetics of Parody, 28 J. Aesthetics
& Art Crit. 231 (1969); J. G. Riewald, Parody as Criticism, 50 Neophilologus 125 (1966);
Symposium on Parody, 13 S. Rev. 2 (1980). The extensive legal literature is well represented
by Richard A. Bernstein, Parody and Fair Use in Copyright Law, 31 Copyright L. Symp.
(ASCAP) 1 (1984).
4 Kiremidjian, supra note 3, at 235.
5 Riewald, supra note 3, at 128-29.
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WolfMan, reproduces the principalcharactersand themes of the parodied works in a feature-lengthformat that the viewer might prefer to
seeing (or, more likely, seeing for a second or a third time) all three of
the originalworks. As in this example, virtuallyall parodiesare humorous
and many people may prefer a humorousto a serious version, especially
when the "serious" version is itself intended purely as entertainment
and is without moral or intellectualpretension. Some parodiesare erotic
versions of a nonerotic original. They may supply the demand for the
originalon the part of the segment of the populationthat likes its entertainmentspiced with sex.'o
Third, a parody does not always ridicule or otherwise criticize the
parodiedwork. On the contrary,it may use that work-treating it as the
standardof excellence-to disparagesomethingelse, as whereT. S. Eliot
in "The Waste Land" employs parodies of Shakespeare, Spenser, and
other classic authors to criticize the sordidness and spiritualemptiness
of modern life. In other words, the parodied work may be the weapon
rather than the target-in which event why should the owner of the
originalbe reluctantto license the parody?Or, as with Abbott and Costello Meet Frankenstein, and perhaps, as I suggested, with Beerbohm's
parodies of James, the parody may not be a work of criticism at all; its
only object may be to amuse.
The analysis to this point suggests the following limitations on the
applicationof the fair use doctrine to parodies.
First (and most radical), the doctrine should provide a defense to infringementonly if the parody uses the parodiedwork as a target rather
thanas a weapon or, once again, as in Abbottand CostelloMeet Frankenstein, simply as a resource to create a comic effect. There may of course
be problems both in distinguishingthese uses and of overlaps between
them.
Second, the parodist should not be allowed to take so large a fraction
(somehow computed)of the copyrightedfeatures of the originalwork as
to make the parody a substitute for that work."11
Otherwise, he could
10
This, rather than judicial prudery (as conjectured in Elliott M. Abramson, How Much
Copying under Copyright? Contradictions, Parodoxes, Inconsistencies, 61 Temp. L. Rev.
133, 172 (1988)), may explain why, as we shall see, the majority of the erotic parodies
challenged have been held to be infringing.
" Light, supra note 1, properly emphasizes the importance of the parody's substitutability for the original work, but his conception of the parodies that should be protected by the
fair use doctrine is too broad. "[A] work qualifies as a parody if it takes for humorous
purposes, and the humor depends, to some degree, on audience recognition of the work
from which material is taken. . . . [I]f the taking is for the purpose of humor or criticism,
and it makes some alteration in the original to that end, then it is a parody." Id. at 632,
634. Light places too much weight on the motives of the parodist; often they will be hopelessly mixed.
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work as criticism into private value and thereforecompensatethe copyright owner for the diminutionin the latter's revenues as a result of the
criticism. The social product is diminishedif persons are able to exact
compensationfrom truthfulcritics of their failings, for such a right reduces the incentive to produce truth.
Last, the general argumentagainst broad copyrightprotection13--that
its benefits in increasingthe rewardsto intellectualcreativity are offset
by its costs in raising the price that authors must pay for an essential
input into their work, namely the work of previous authors-may seem
to argue for a broad fair use privilegefor parody, a uniquely derivative
form of intellectualproperty.The argumentagainstis that the more narrowly copyright protection is defined-and earlier mention of the noncopyrightabilityof titles, stock characters, standardplots, styles, and
genres should remindthat, quite apartfrom the time limit on copyrights,
copyright protection is rather narrowlydefined already-the less need
there is for a special privilegefor parodists.
The essential distinctionbetween a book review and a parody should
now be clear. The former has to "steal" from the copyrightedwork and
thus (but for the defense of fair use) infringe copyright because it is
introducingthe work to its audience. The latter presupposes the audience's acquaintancewith the work and thereforethe need to steal is much
less.
The parodyingof trademarksis a rich source of litigationand presents
issues analyticallysimilarthough not identicalto those presentedby the
parodyingof copyrightedworks. Two types of trademarkparody must
be distinguished.In one, the parodist is himself a seller of products or
services (other than intellectualproperty),and here the dangeris of confusion as to source. For example, if a fast-foodchainoffers a "McBagel,"
some customers may think that it is doing so underlicense from McDonald's. If, however, a seller of tee shirts with humorouslegends-a form
of intellectual property-stencils on the shirts "I Like Cocaine" in a
style reminiscentof Coca-Cola'sadvertisingslogan,few if any consumers
will think that the Coca-Colacompany is the produceror licensor of the
shirts. This is a trademarkparodyof the second kind, where, with source
confusion not an issue, the analysis is parallelto that of copyrightparodies.
Parallelin economic terms-not necessarily in legal ones. For trademarklaw does not protect trademarksas intellectualproperty,that is, as
13
Stressed in Landes & Posner, supra note 2; and in Posner, supra note 2, at 343-48.
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14 This is not quite true. Trademarks are sometimes printed on articles of clothing to
enhance the value of the clothing, and when that is done the trademark is a form of intellectual property rather than a source identifier: no one supposes that a shirt with the Coca-Cola
logos stenciled on it is manufactured by the Coca-Cola company.
"5This, by the way, is an objection to the doctrine of moral rights, which allows a creator
of intellectual property to forbid the mutilation of his work even after he has parted with
the copyright. The mutilation may be a criticism. Perhaps the saliency of freedom of expression in our legal traditions explains the reluctance of American judges and legislators to
receive this Continental doctrine into American law.
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otherwise disreputablecopyright and trademarkparodies than to decorous ones. Grantedthat a shirt stamped "I Like Cocaine" or an obscene
version of Walt Disney's cartoons would be a derivative work of the
originaltrademarkedor copyrightedwork, it is a derivativework that the
owner of the original could not himself exploit directly or indirectly,
because of the ill will that would accrue to him from the respectable
segment of society. The work can be developed, and its social benefits
(for in an economic analysis the preferences of the vulgar count in the
calculation of social welfare along with the preferences of the refined)
thus realized, only if the trademarkor copyrightowner is forbidden to
control disreputablederivative works. For only then can they be developed without offsetting costs to that owner (if they were not fully offsetting, he would license the derivative works). The objections to the
proposalincludethe difficultyof defining"disreputable"for this purpose
and the fact that allowingfree use of copyrightedworks for disreputable
parodies would subsidize those parodies at the expense of others. But
the subsidy might be appropriateto offset the disincentiveof the creator
of the originalwork to produce this type of derivativework.
The real objection to allowing the erotic parody to invoke fair use is
different. It is, as mentionedearlier, that erotic parodiesfill a part of the
demand for the parodied work itself and thus reduce the copyright
holder's revenues on sales of the originalwork and not just of derivative
works.
II.
Let us see whetherthe distinctionssuggestedby economic analysis are
mirroredin the cases. A complete answerwould requiretrudgingthrough
the cases one by one, and althoughthere are remarkablyfew reported
cases-I can find only fifty-nine, after eliminatingduplication(the same
case in different proceduralstages, or multiple suits to enjoin the same
parody)"6-each involves a different pair of parodying and parodied
works, and many have been discussed in detail elsewhere.1 I shall content myself with a few generalobservations. First, all the reportedcases
involve popular rather than high culture, even though there is an enormous body of high-browparody."8One reason is that high-browparody
rarelyinfringesthe copyrighton the parodiedwork even primafacie (that
16 A list of the cases is available from me upon request.
17
"8 See, for example, Dwight Macdonald ed., Parodies: An Anthology from Chaucer to
Beerbohm-and
After (1960).
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is, without regard to the privilege of fair use). The reason is that the
works parodied-whether a work of music, of art, or more commonlyof
literature--usually are rich in identifiable stylistic characteristics that
can, without infringement,be taken in order to remindthe readerof the
original;for remember that style is not copyrightable.Another reason
high-browparody rarely infringesis that, unlike low-brow parody, very
often it really does criticize the original:high-browaudiencesbeing more
interested in issues of tastes and standardsthan popularaudiences are.19
Still anotherreason is that a high-browparodyrarelyreplacesthe demand
for the original.The clearest example is parodiesof novels. Few parodies
are long, because the comic exaggerationthat is the essential technique
of parody gets tiresome fairly quickly; hence the parody of a novel will
invariablybe too short to replace the original(there is an analogy to the
book review). Finally, when high-browparody uses an originalwork as
a weapon ratherthan as a target, often the originalis a work in the public
domain, and the parodist's point is precisely the decline in standards
since some Golden Age of refinement:so it would not have suited T. S.
Eliot's purposes in "The Waste Land" to quote works recent enough for
copyrightto have subsisted in them.
The reported cases are divided almost equally between copyrightand
trademarkcases: thirty and thirty-four,respectively.20 In both groups,
the (alleged) infringerwins about half the cases.21Erotic or pornographic
parodiesare found in six of the copyrightcases andthreeof the trademark
cases, with the copyrightor trademarkowner winningin five of the nine.
Of particularinterest is the breakdownbetween cases in which the parodied work is a target and cases in which it is a weapon to attack or
criticize other things (or perhaps just an effort to create a humorous
19 A low-brow exception is Mad Comics' parody of the television series M.A.S.H., discussed in Ziva Ben-Porat, Method in MADness: Notes on the Structure of Parody, Based
on MAD TV Satires, 1 Poetics Today 245 (1979). More common is the parody of the
Icelandic sagas in the quondam television series Monty Python's Flying Circus. Few members of the television audience have heard of the Icelandic sagas, much less read any of
them. To the audience, there is no parody of a literary work--just a madcap satire of
Scandinavian stolidity and bleakness.
20 The sum exceeds
fifty-nine because some cases involve charges of both copyright and
trademark infringement.
21 The copyright owner won in sixteen out of the thirty copyright cases, the trademark
owner in seventeen out of the thirty-four trademark cases. That in litigation between private
parties (as opposed to cases in which the government is a party) the plaintiff will win about
half the cases is predicted, on economic grounds, in George L. Priest & Benjamin Klein,
The Selection of Disputes for Litigation, 13 J. Legal Stud. 1 (1984). In speaking of the
"copyright owner" or "trademark owner," I mean of course the owner of the copyright
or trademark on the parodied work.
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