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accurate, seems satisfying neither intellectually nor in light of the manifest linguistic continuities across his corpus.4
In recent times, however, the dichotomous approach within Machiavelli
scholarship has increasingly been eroded and replaced with a line of interpretation that identifies a middle ground as his starting pointa kind of broad band
framework that can embrace both monarchic and republican institutions and
systems of rule. One version of this thesis, associated with Friedrich Meinecke and
lately propounded by Harvey Mansfield and Nathan Tarcov, holds that
Machiavellis republicanism was of a rather special sort (in the words of Maurizio
Viroli), able to endorse monarchism as conducive to the republican cause.5 Along
similar lines, Nicholai Rubinstein has argued that Machiavellis conception of
vivere politico or vivere civile designates a generic constitutional order, indifferent to institutional arrangements.6 Developing Rubinsteins case, Janet Coleman
has asserted that Machiavellis supposed indifference to regime typeun vivere
politico can be either a republic or a monarchyreflects his extension of a quintessentially medieval belief about the liberty that . . . was natural to political men
and which the state, monarchy or republic, was meant to acknowledge and
secure.7 For these scholars, therefore, the alleged tension between Machiavellithe-republican and Machiavelli-the-monarchist is illusory and perhaps a product
of anachronism.
One of the main pieces of evidence supporting this attempt to locate
Machiavellis political thought on a middle ground between monarchy and republic is his repeated and effusive praise for the political arrangements of France,
alongside those of Sparta, Venice, and Rome. The French state in the early sixteenth century was already well on its way toward the structures that would yield
the classic absolutist regime one hundred years later. Throughout his writings, but
especially in the Discourses, Machiavelli lauds the contemporary French monarchy for its law-abiding character, its constitutionality, and its success at calming the
feudal chaos of earlier centuries. In thisperhaps surprisingcommendation of
France, Rubinstein finds confirmation that Machiavellis vivere politico encompasses both republics and monarchies . . . He firmly believed that a constitutional
4. The charge of inconsistency is leveled, for instance, by Felix Gilbert, Machiavelli and
Guiccardini (New York: Norton, 1984), pp. 166167. One recent attempt to refute this view is
Marcus Fischer, Well-Ordered License: On the Unity of Machiavellis Thought (Lanham, MD:
Lexington Books, 2000).
5. Maurizio Viroli, Machiavelli (Oxford: Oxford University Press, 1998), p. 115.
6. Nicolai Rubinstein, The History of the Word Politicus in Early-Modern Europe, in
Anthony Pagden, ed., The Languages of Political Theory in Early-Modern Europe (Cambridge:
Cambridge University Press, 1987), pp. 5253. Also see Rubinsteins Italian Political Thought,
14501530, in J. H. Burns and Mark Goldie, ed., The Cambridge History of Political Thought,
14501700 (Cambridge: Cambridge University Press, 1991), pp. 4158.
7. Janet Coleman, Structural Realities of Power: The Theory and Practice of Monarchies
and Republics in Relation to Personal and Collective Liberty, in Martin Gosman, Arjo
Vanderjagt, and Jan Veenstra, eds., The Propagation of Power in the Medieval West (Gronigen:
Egbert Forsten, 1998), pp. 218, 230. Coleman has more recently reiterated this interpretation in
her A History of Political Thought: From the Middle Ages to the Renaissance (Oxford: Blackwell,
2000), pp. 266271.
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order could be achieved by either. The one contemporary monarchy which represented such an order was, according to him, that of France.8 Likewise, Coleman
asserts, Machiavelli firmly believed that a constitutional order could be achieved
by either a monarchy or a republic and he thought that in his own time, the French
monarchy had achieved it.9 Machiavellis remarks about France, then, highlight
the possibility that he was less committed to a fixed set of political institutions than
to a general principle of good political order.
The intent of the present paper is to challenge this generic constitutionalist reading of Machiavelli and to help restore to him the status of a profoundly
republican thinker.10 Our central claim is that Machiavelli consistently and clearly
distinguishes between a minimal and a full conception of political or civil
order, and thus constructs a hierarchy of ends within his general account of communal life. A minimal constitutional order is one in which subjects live securely
(vivere sicuro), ruled by a strong government that holds in check the aspirations
of both nobility and people, but is in turn balanced by other legal and institutional
mechanisms. Such is the character of monarchic government in France. In a fully
constitutional regime, however, the goal of the political order is the freedom of
the community (vivere libero), created by the active participation of, and contention between, the nobility and the people. Only in a republic, for which
Machiavelli expresses a well-known preference, may this goal be attained. Hence,
our conclusion is that the significance of Machiavellis commendation of France,
as evidence for his supposed indifference to regime type, has been seriously
misunderstood and even distorted by some recent scholarship.
MACHIAVELLIS FRANCE
During his career as a secretary and diplomat in the Florentine republic,
Machiavelli came to acquire vast experience of the inner workings of French government. He was intimately involved in negotiations between Florence and the
French crown in order to maintain the traditional alliance between the two.11
Moreover, he wrote several short treatises on topics related to the cultural and
social traditions, as well as political structure, of France.12 And, as mentioned previously, the French monarchy receives substantial treatment in the more theoretical and scholarly tomes composed by Machiavelli. Yet many major contributions
to Machiavelli scholarship in English have largely overlooked his remarks about
the governance of France,13 or (on rare occasions) have explicitly dismissed their
8. Rubinstein, The History of the Word Politicus in Early-Modern Europe, p. 53.
9. Coleman, Structural Realities of Power, p. 219.
10. In this general project, we concur with Viroli, Machiavelli, pp. 115116.
11. The details of the relations between Florence and France are discussed by Gilbert,
Machiavelli and Guiccardini, pp. 3034; and Giorgio Cadoni, Machiavelli: Regno di Francia e
Principato Civile (Rome: Bulzoni, 1974), pp. 1329.
12. These are collected in Sergio Bertelli, ed., Arte Della Guerra e Scritti Politici Minori
(Milan: Feltrinelli, 1961).
13. See Hanna Pitkin, Fortune Is a Woman (Berkeley: University of California Press, 1984);
Harvey Mansfield, Machiavellis Virtue (Chicago: University of Chicago Press, 1996); Skinner,
Machiavelli; Viroli, Machiavelli; Fischer, Well-Ordered License.
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resentment toward the nobles who directly govern the populace. Since the king
cannot depend upon his own subjects to fight in his army, he must turn to mercenaries, who are costly and unreliable.24 On Machiavellis account, the military is
the only significant weakness of the French kingdom.
The Ritratto seems to provide the source material for the appraisal of French
government and society that appears in Machiavellis later work. Many of its
observations recur, although now placed in a developed and sophisticated theoretical framework. Interestingly, Machiavelli makes relatively little comment about
the French monarchy in The Prince, instead incorporating most of his analysis of
the topic into his great work of republican thought, the Discourses.25 (There are
also some references to the circumstances of France in several other writings, such
as A Discourse on Remodelling the Government of Florence and The Art of War.)
The discussion in The Prince, however, summarizes Machiavellis mature attitude
toward the strengths of the French regime. He recognizes that the strength of the
king of France derives from his relationship with the barons, over whom he exercises effective control (despite their apparent independence) and who in turn assist
him in governing the subjects.26 Indeed, Machiavelli contends that this general
means of arranging political rule is so successful that it is impossible to hold
without difficulty states organized like France.27 In France, then, the unity of the
ruling elite is the source of royal strength.
Such strength is explicitly praised in chapter 19 of The Prince. In the context
of substantiating the claim that the wise prince strives neither to harass the magnates nor to disturb the contentment of the people, Machiavelli states, Among the
best well-ordered and well-governed kingdoms of our time is that of France. He
thereby returns to the observation of the Ritratto concerning the social foundations of French rule, this time pointing to the role of the Parlement in deflecting
the resentment of both the nobility and the people toward the crown. In France,
he says,
are found infinite good institutions on which the liberty and security of the
king depend. Of those, the first is Parlement and its authority. Because the
orderer of that kingdom, knowing the ambition of the powerful and their
insolence, and judging that it was necessary to rein (correggere) them in with
a bridle, and, on the other hand, knowing the hatred of the masses against
the great, founded on fear, and wanting to secure (assicurare) them, he did
not want their care to be the kings particular duty, in order to take away the
burden that he could incur from the great by favoring the people, and from
the people by favoring the great . . .
24. Bertelli, ed., Arte Della Guerra e Scritti Politici Minori, p. 166.
25. References to Machiavellis major works will be to Francesco Flora and Carlo Cordi,
eds., Tutte le Opere di Niccol Machiavelli, 2 vols. (Milan: Arnoldo Mandadori, 19491950). Translations are our own. Citations will be given to the chapter numbers from these works, followed
parenthetically by the volume and page number from the Italian edition.
26. Machiavelli, Il Principe, 3, 4 (I, pp. 7, 1415).
27. Ibid., 4 (I, p. 15).
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of the French kingdom and its king is the dedication to law. The kingdom of
France is moderated more by laws than any other kingdom of which at our time
we have knowledge, Machiavelli declares.31 In explaining this situation,
Machiavelli refers to the function of the Parlement. The kingdom of France, he
states, lives under more laws and orders than any other kingdom. These laws and
orders are maintained by Parlements, notably that of Paris: by it they are renewed
any time it acts against a prince of the kingdom or in its sentences condemns the
king. And up to now it has maintained itself by having been a persistent executor
against that nobility.32 These passages of the Discourses seem to suggest that
Machiavelli has great admiration for the institutional arrangements that obtain in
France. Specifically, the French king and the nobles, whose power is such that they
would be able to oppress the populace, are checked by the laws of the realm that
are enforced by the independent authority of the Parlement. Thus, opportunities
for unbridled tyrannical conduct are largely eliminated, rendering the monarchy
temperate and civil.
Yet such a regime, no matter how well ordered and law abiding, remains
incompatible with vivere libero. Discussing the ability of a monarch to meet the
peoples wish for liberty, Machiavelli comments that as far as the . . . popular
desire of recovering their liberty, the prince, not being able to satisfy them, must
examine what the reasons are that make them desire being free. He concludes
that a few individuals want freedom simply in order to command others; these, he
believes, are of sufficiently small number that they can either be eradicated or
bought off with honors. By contrast, the vast majority of people confuse liberty
with security, imagining that the former is identical to the latter: But all the others,
who are infinite, desire liberty in order to live securely (vivere sicuro). Although
the king cannot give such liberty to the masses, he can provide the security that
they crave:
As for the rest, for whom it is enough to live securely (vivere sicuro), they
are easily satisfied by making orders and laws that, along with the power of
the king, comprehend everyones security. And once a prince does this, and
the people see that he never breaks such laws, they will shortly begin to live
securely (vivere sicuro) and contentedly.
Machiavelli then applies this general principle directly to the case of France,
remarking that the people live securely (vivere sicuro) for no other reason than
that its kings are bound to infinite laws in which the security of all their people is
comprehended.33 This is not to say that the French king lacks absolute authority
in certain matters, such as the military and public finance; but his power is not, as
Matteucci notes, arbitrary.34 Machiavellis larger point here is that the lawabiding character of the French regime ensures security, but that security, while
31.
32.
33.
34.
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desirable, ought never to be confused with liberty. This is the limit of monarchic
rule: even the best kingdom can do no better than to guarantee to its people tranquil and orderly government.
Machiavelli holds that one of the consequences of such vivere sicuro is the
disarmament of the people. Reiterating the observation he makes in the Ritratto,
he comments that regardless of how great his kingdom is, the king of France
lives as a tributary to foreign mercenaries.
This all comes from having disarmed his people and having preferred . . . to
enjoy the immediate profit of being able to plunder the people and of avoiding an imaginary rather than a real danger, instead of doing things that would
assure them and make their states perpetually happy. This disorder, if it produces some quiet times, is in time the cause of straitened circumstances,
damage and irreparable ruin.35
A state that makes security a priority cannot afford to arm its populace, for fear
that the masses will employ their weapons against the nobility (or perhaps the
crown). Yet at the same time, such a regime is weakened irredeemably, since it
must depend upon foreigners to fight on its behalf. In this sense, any government
that takes vivere sicuro as its goal generates a passive and impotent populace as a
inescapable result. By definition, such a society can never be free in Machiavellis
sense of vivere libero, and hence is only minimally, rather than completely, political or civil.
VIVERE LIBERO OR VIVERE SICURO?
Confirmation of this interpretation of the limits of monarchy for Machiavelli may
be found in his further discussion of the disarmament of the people, and its effects,
in The Art of War. Addressing the question of whether a citizen army is to be preferred to a mercenary one, he insists that the liberty of a state is contingent upon
the military preparedness of its subjects. Acknowledging that the king [of France]
has disarmed his people in order to be able to command them more easily,
Machiavelli still concludes that such a policy is . . . a defect in that kingdom, for
failure to attend to this matter is the one thing that makes her weak.36 In his view,
whatever benefits may accrue to a state by denying a military role to the people
are of less importance than the absence of liberty that necessarily accompanies
such disarmament. The problem is not merely that the ruler of a disarmed nation
is in thrall to the military prowess of foreigners. More crucially, Machiavelli
believes, a weapons-bearing citizen militia remains the ultimate assurance that
neither the government nor some usurper will tyrannize the populace. So Rome
was free four hundred years and was armed; Sparta, eight hundred; many other
cities have been unarmed and free less than forty years.37 Machiavelli is confident
35. Machiavelli, Discorsi, 2.30 (I, p. 317).
36. Machiavelli, Arte Della Guerra, 1 (I, pp. 466, 468469).
37. Ibid., 1 (I, p. 467).
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that citizens will always fight for their libertyagainst internal as well as external
oppressors. Indeed, this is precisely why successive French monarchs have left their
people disarmed: they sought to maintain public security and order, which for them
meant the elimination of any opportunities for their subjects to wield arms. The
French regime, because it seeks security above all else (for the people as well as
for their rulers), cannot permit what Machiavelli takes to be a primary means of
promoting liberty.
The case of disarmament is an illustration of a larger difference between
minimally constitutional systems such as France and fully political communities
such as the Roman republic, namely, the status of the classes within the society. In
France, as we have seen, the people are entirely passive and the nobility is largely
dependent upon the king, according to Machiavellis own observations. By contrast, in a republic, where the realization of liberty is paramount, both the people
and the nobility must take an active (and sometimes clashing) role in selfgovernment.38 The liberty of the whole, for Machiavelli, depends upon the liberty
of its component parts. In his famous discussion of this subject in the Discourses,
he remarks,
To me those who condemn the tumults between the Nobles and the Plebs
seem to be caviling at the very thing that was the primary cause of Romes
retention of liberty . . . And they do not realize that in every republic there
are two different dispositions, that of the people and that of the great men,
and that all legislation favoring liberty is brought about by their dissension.39
Machiavelli knows that he is adopting an unusual perspective here, since customarily the blame for the collapse of the Roman republic has been assigned to
warring factions that eventually ripped it apart. But Machiavelli holds that precisely the same conflicts generated a creative tension that was the source of
Roman liberty. For those very tumults that so many inconsiderately condemn
directly generated the good laws of Rome and the virtuous conduct of its citizens.40
Hence, Enmities between the people and the Senate should, therefore, be looked
upon as an inconvenience which it is necessary to put up with in order to arrive
at the greatness of Rome.41 Machiavelli thinks that other republican models (such
as those adopted by Sparta or Venice) will produce weaker and less successful
political systems, ones that are either stagnant or prone to decay when circumstances change.
It will hardly come as a surprise to readers of Machiavelli that he expresses
particular confidence in the capacity of the people to contribute to the promotion
38. A point underscored by Neal Wood, The Value of Asocial Sociability: The Contributions
of Machiavelli, Sidney and Montesquieu, in Martin Fleischer, eds., Machiavelli and the Nature
of Political Thought (New York: Atheneum, 1972), pp. 287291. Also see Benedetto Fontana,
Machiavelli and the Rhetoric of Republican Liberty, presented at the 2000 Meeting of the
American Political Science Association, Washington, D.C.
39. Machiavelli, Discorsi, 1.4 (I, p. 104).
40. Ibid., 1.4 (I, p. 104).
41. Ibid., 1.6 (I, p. 112).
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of communal liberty. In the Discourses, he ascribes to the masses a quite extensive competence to judge and act for the public good in various settings, explicitly
contrasting the prudence and stability of ordinary citizens with the unsound discretion of the prince. Simply stated, Government by the people is better than government by princes.42 This is not an arbitrary expression of personal preference
on Machiavellis part. He maintains that the people are more concerned about,
and more willing to defend, liberty than either princes or nobles.43 Where the latter
tend to confuse their liberty with their ability to dominate and control their fellows,
the masses are more concerned with protecting themselves against oppression and
consider themselves free when they are not abused by the more powerful or
threatened with such abuse.44 In turn, when they fear the onset of such oppression, ordinary citizens are more inclined to object and to defend the common
liberty. Such an active role for the people, while necessary for the maintenance of
vital public liberty, is fundamentally antithetical to the hierarchical structure of
subordination-and-rule on which monarchic vivere sicuro rests. The preconditions
of vivere libero simply do not favor the security that is the aim of constitutional
monarchy.
One of the main reasons that security and liberty remain, in the end, incompatible for Machiavelliand that the latter is to be preferredmay surely be
traced to the rhetorical character of his republicanism.45 Machiavelli clearly
views speech as the method most appropriate to the resolution of conflict in the
republican public sphere; throughout the Discourses, debate is elevated as the best
means for the people to determine the wisest course of action and the most qualified leaders. The tradition of classical rhetoric, with which he was evidently familiar, directly associated public speaking with contention: the proper application of
speech in the realms of forensic and deliberative genres of rhetoric is an adversarial setting, with each speaker seeking to convince his audience of the validity
of his own position and the unworthiness of his opponents. This theme was taken
up, in turn, by late medieval Italian practitioners and theorists of rhetoric, who
emphasized that the subject matter of the art was lite (conflict).46 Thus,
Machiavellis insistence upon contention as a prerequisite of liberty also reflects
his rhetorical predilections. By contrast, monarchic regimeseven the most secure
constitutional monarchies such as Franceexclude or limit public discourse,
thereby placing themselves at a distinct disadvantage. Machiavelli points out that
it is far easier to convince a single ruler to undertake a disastrous or ill-conceived
course of action than a multitude of people.47 The apparent tumult induced by
the uncertain liberty of public discussion eventually renders more likely a decision
42. Ibid., 1.58 (I, p. 220).
43. Ibid., 1.5 (I, p. 106).
44. Ibid., 1.4 (I, p. 105).
45. See Viroli, Machiavelli, pp. 73113 and passim; Cary J. Nederman, Rhetoric, Reason, and
Republic: RepublicanismsClassical, Medieval, and Modern, in Renaissance Civic Humanism,
ed. James Hankins (Cambridge: Cambridge University Press, 2000), pp. 247269.
46. See Virginia Cox,Ciceronian Rhetoric in Italy, 12601350, Rhetorica 17 (Summer 1999),
pp. 239288.
47. See Nederman, Rhetoric, Reason, and Republic, p. 265.
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conducive to the common good than does the closed conversation of the royal
court.
CONCLUSION
Ultimately, Machiavellis argument for the superiority of tumultuous republics of
the Roman variety over either French-style monarchy or even other republican
models stems from his belief that they are better equipped to deal with the vicissitudes of fortune and to succeed in expansion and conquest.48 France and Sparta
may have lasted longer, but neither enjoys the glory and honor that redound to
Rome. Of course, one may object that Machiavellis reasoning has troubling militaristic or even imperialistic overtones. Despite Virolis recent efforts to rescue
Machiavelli from such a charge,49 we are inclined to agree with this objection. Consequently, we may properly debate whether, for ourselves, Machiavellian vivere
libero is to be preferred to the vivere sicuro offered by constitutional monarchy.
But this is a different question than that of what Machiavelli himself valued most
highly. For him, a free regime constituted the pinnacle of human political achievement. And such a system of self-government distinguished itself most obviously
by its ability to expand its boundaries and to include larger territories under its
rule.
Machiavellis distinction between vivere libero and vivere sicuro also highlights an important feature of his vexed relation to antecedent political philosophy. The general question of Machiavellis originality has been widely, but
inconclusively, debated.50 Perhaps the most plausible conclusion is that
Machiavellis thought rests on a cusp between classical or medieval and
modern world views, an altogether representative figure of the intellectual transitions of the Quattrocento.51 In the case of vivere sicuro, the unconventional character of Machiavellis teaching is revealed. From Plato and Aristotle through the
late Middle Ages and Renaissance, political theory had commonly placed a
premium on order, peace, and tranquility as counting among the highest goods of
public life. By contrast, Machiavellis preference for tumultuous vivero libero over
vivere sicuro suggests a profound reorientation of fundamental political priorities.
As Antony Black has emphasized, Machiavelli took the crucial step of identify-
48. For some other aspects of the superiority of republics over principalities, see Cary J.
Nederman, Machiavelli and Moral Character: Principality, Republic, and the Psychology of
Virt, History of Political Thought 21 (Summer 2000), pp. 349364.
49. Maurizio Viroli, For Love of Country (Oxford: Clarendon Press, 1995). We tend to agree
with the view espoused by Jean Bethke Elshtain: The citizen = the self-sufficient, armed warrior
= the armed militia = armed civic virtue/the popular state: this is the Machiavellian recipe for civic
autonomy (Women and War [New York: Basic Books, 1987], p. 57); she follows a position pioneered by John Pocock.
50. See Cary J. Nederman, Amazing France: Fortune, God, and Free Will in Machiavellis
Thought, Journal of the History of Ideas 60 (1999), pp. 619620 and note 12.
51. A position defended, for example, by Roger D. Masters, Machiavelli, Leonardo, and the
Science of Power (Notre Dame: University of Notre Dame Press, 1996), p. 338; and Nederman,
Machiavelli and Moral Character, pp. 363364.
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52. Antony Black, Harmony and Strife in Political Thought c. 13001500, in Sozialer
Wandel im Mittelalter, ed. Jrgen Miethke and Klaus Schreiner (Sigmaringen: Jan Thorbecke
Verlag, 1994), pp. 361362.