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Article history:
Available online 15 September 2012
Keywords:
Eucalyptus
Hydrological impacts
South Africa
Evapotranspiration
Water-use efciency
a b s t r a c t
South Africa is poor in natural forests and therefore heavily dependent on forest plantations for timber.
These were rst established in 1875, and currently cover in excess of 1,257,000 ha, of which 39.1% comprise Eucalyptus spp. They are concentrated in limited areas of high rainfall which are critically important
source areas for rivers. Originally covered by seasonally dormant grasslands and Fynbos (Macchia shrub),
their replacement by deep rooted evergreen trees has increased evapotranspiration, and reduced catchment water yields.
Concern over impacts of forest plantations on catchment water yields in South Africa were already
being expressed by 1915. Research on this subject started in 1937 and continues today. Methodologies
have changed over the years, providing increasingly realistic estimates of the hydrological impacts of forest plantations, and changing perceptions of their water-use. Regulations were introduced by Government in 1972 to curb expansion of forest plantations in catchments where water supply is fully
committed. A new Water Act in 1998 laid the foundation for a more equitable water allocation system
based on the principle of integrated water resource management. Among other adopted principles, it recognizes that water resources can only be effectively managed within larger catchments, that local interested and affected parties should participate in the management of the water resource, and that water
must be allocated equitably and used benecially in the public interest. This has shifted the research
effort towards measurement and modeling of ET at large catchment scale, as well as linking water-use
to the economic benets obtained from forests and crops. A clearer and more balanced picture of the efciency of water-use by forest plantations and other major crop species is now emerging, but further studies are required.
The forestry industry showed considerable foresight in initiating research into the water-use efciency
(WUE) of Eucalyptus clones in the 1990s. These investigations need to continue, not only to search for
genotypes that limit the current hydrological impacts of forest plantations, but also to explore options
for sustainable management of forest plantations into a future with potentially signicant climate
change. Environmental stresses in plantation trees may increase in response to such factors as a reduction in rainfall, changes in rainfall intensity, changes in rainfall distribution and increased vapor pressure
decits. WUE is likely to decrease in response to greater physiological stress, and clones may be available
to minimize production and economic losses under such a scenario.
2012 Elsevier B.V. All rights reserved.
1. Introduction
South Africa is poor in indigenous forests which cover only 0.3%
of the country (Mucina and Rutherford, 2006). Although heavily
utilized in the past (Philips, 1963), there is currently little commercial utilization. They are valued more for their biodiversity,
provision of ecosystem services and recreation value. There is a
long history of commercial forest plantations in South Africa which
have been established to meet the demands for wood in the country. The rst were established as early as 1875 (Van der Zel, 1995).
Address: P.O. Box 2205, Hilton 3245, South Africa. Tel.: +27 33 3433187; fax:
+27 11 7176494.
E-mail address: pdye@mweb.co.za
0378-1127/$ - see front matter 2012 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.foreco.2012.08.027
52
53
1-Jun
27-Jul
21-Sep
16-Nov
11-Jan
8-Mar
3-May
28-Jun
10
20
30
40
50
60
70
0
31-Jan-07
Fig. 1. The mean pattern of daily transpiration recorded in four sample trees within a 3-year-old stand of Eucalyptus grandis in the Sabie district (after Dye, 1996b).
80
21-Mar-07
9-May-07
27-Jun-07
15-Aug-07
3-Oct-07
21-Nov-07
9-Jan-08
Date
Daily sap flow (mm)
Fig. 2. The pattern of mean daily sap ow in four Eucalyptus dunnii trees shown in relation to reference evaporation (mm) and daily rainfall (mm).
54
the South African public on the effects of exotic trees on water resources. This perception largely originates from the hydrological
research catchment results, but has been greatly reinforced in
recent times by the alien invasive tree problem in South Africa,
where large areas of indigenous grasslands and Fynbos (and especially in riparian zones) have become invaded by alien invasive
plants (AIP). A Government sponsored program (Working for
Water) has been active since 1995 in combating invasions, and
an area in excess of 1 million ha has been cleared of alien plants
(http://www.dwaf.gov.za/wfw/). A major justication is the water
saved (Le Maitre et al., 1996, 2000) as well as biodiversity protection and job creation. In the public mind, alien trees in commercial
forest plantations are similarly perceived as using excessive quantities of water, without taking into account the economic value
gained from them. These are very considerable, especially when
the entire value chain is considered (Chamberlain et al., 2005).
A series of studies was initiated to investigate the relationship
between sap ow and utilizable stem growth. Sap ow in sample
trees was recorded using the compensation technique of the HPV
method (Swanson, 1983). In a study of four Eucalyptus clones representing a wide range of growth rates in an optimal site, Olbrich
et al. (1993) showed that stem growth across the range of sample
trees was intermittent and unsynchronized. Based on three sample
trees per clone, fastest growing trees showed highest WUE. WUE
appeared to be determined largely by variable volume increments.
Growth was intermittent, indicating the need to continue measurements over at least a full year to cover all seasons and growth
phases. A complete picture of WUE requires information on trends
over a whole rotation. This is impractical to measure continuously,
but may be adequately described by simultaneous measurements
in a chronosequence of age classes.
This work was followed by a series of measurements on mainly
Eucalyptus trees aged 36 years growing in several regions of South
Africa with pronounced differences in rainfall, temperature, soil
type and soil fertility. Annual growth increments were measured
at heights of 1.3, 4, 8 and 11 m above ground using a tree ladder
strapped to the tree trunk. Under-bark diameters were calculated
by subtracting bark thickness. Heights were measured using an
hypsometer. Measurements were taken at the start and end of a
12-month period. The 01.3 m segment was assumed to be a
cylinder with constant diameter equal to that recorded at 1.3 m.
The 1.34, 48 and 811 m segments were assumed to be frustums
of a cone, while the nal segment was taken to be a cone. Volumes
were calculated using standard geometric formulae and summed
to yield the total under-bark trunk volume of the tree.
A plot of annual volume growth and cumulative annual sap ow
from a range of Eucalyptus stands in South Africa is shown in Fig. 3,
while site characteristics are shown in Table 1.
A broad correlation exists between annual stem growth increment and annual sap ow (Fig. 3). The trend is curvilinear, with
trees showing higher volume growth increments associated with
a higher WUE than trees with lower annual stem growth increments. The data are inadequate to discern the scope for increasing
WUE. Of particular interest are the three Eucalyptus clones (solid
symbols) occurring in close proximity to each other in the Kwambonambi area of Zululand. They show marked differences in
growth increment, yet broadly reveal similar WUE due to covarying water-use.
A study undertaken in Zululand (in the province of KwaZuluNatal) provided evidence of a sharp decline in WUE in response
to several months of drought (Dye, 2000). This is further evidence
that WUE varies substantially over time, especially in water limited environments. An important consequence of this is that future
trials in which clones are compared for their WUE must be on
homogeneous sites to avoid differences in soil water holding
capacity. This may be difcult to achieve. An alternative approach
55
25
20
KZN Midlands
15
Kruisfontein
Kwambonambi 1
Kwambonambi 2
10
Kwambonambi 3
Sabie
White River
Y = 27.746*(1-e-9.365*X)
R2 = 0.774
0
0
0.05
0.1
0.15
0.2
(m3/tree/year)
Fig. 3. A plot of trunk volume growth increment versus cumulative annual sap ow in Eucalyptus trees from ve localities in eastern South Africa (after Gush and Dye, 2009).
Table 1
Characteristics of a range of stands yielding the water-use efciency data shown in Fig. 3.
Species
Locality
SPH
MAP (mm)
Age (years)
Altitude
Geology
E. grandis
E. grandis
E. GXC clone
E. grandis clone
E. GXT clone
E. grandis
E. grandis clone
KZN Midlands
Kruisfontein
Kwambonambi
Kwambonambi
Kwambonambi
Sabie
White River
3001200
7871370
813
813
813
816
763
8001198
1275
1043
1043
1043
1459
950
211
6
6
6
8
3
6
9201530
11801280
70
70
70
1100
1050
Shale, sandstone
Granite
Aeolian sands
Aeolian sands
Aeolian sands
Granite
Granite
0
Fig. 4. The range of water-use efciency (g utilizable stem dry mass per kg water transpired) recorded in the sample trees shown in Fig. 3. The last six bars show WUE
differences recorded among six Eucalyptus clones aged 16 months.
56
(representing the last six columns) to the 36 year old trees described earlier. This comparison suggests that WUE in 18-month
old plants is markedly less than in 36 year old trees.
5. Changing perceptions of Eucalyptus water-use
This review of progress over the years in understanding Eucalyptus (and other forest species) water-use is not exhaustive, but
nevertheless illustrates how research over many years has helped
to progressively change perceptions of Eucalyptus water-use. In
1935, the Fourth Empire Forestry Conference provided a forum at
which the widespread concerns over plantation forests and catchment water yields could be discussed. These were already serious
enough to justify the establishment of a country-wide network of
long-term paired catchment studies. Diligent monitoring over subsequent decades conrmed the negative effects of forests, fueling
sometimes acrimonious feelings between agriculturalists and foresters, especially in times of drought. Forest plantations were believed to use excessive quantities of water. Government
introduced a licensing system to control the spread of plantation
forests where surface water was fully committed. The forestry
industry was unhappy that restrictions applied only to forestry,
and that water could be used less efciently downstream with little consequences. With further analysis of catchment data, modeling and process studies, a more balanced view took hold. It was
recognized that the paired catchment data were representative of
the wetter end (11001600 mm) of the rainfall range of forestry
sites in South Africa, thus overestimating impacts of forests (especially Eucalyptus) associated with lower MAP. Almost 67% of all
Eucalyptus plantations in South Africa occur in the MAP rainfall
range of 8001000 mm (Scott et al., 2000). Sap ow studies
showed that water-use, even under conditions of freely available
soil water, was not excessive, and comparable to moist evergreen
tropical forests (Bruijnzeel, 2000). Studies of the natural pre-afforestation vegetation revealed particularly low water-use which
helped to enhance the increase in ET following afforestation.
The new Water Law forced a radical change in the way catchment
water resources are to be managed (Dye and Versfeld, 2007). Forestry is now considered within the wider context of integrated
water resource management (IWRM) providing a more equitable
basis for water allocation. Forestry water-use is now placed on an
equal footing with other dryland activities that may use large
amounts of water, although it remains the only streamow reduction activity to be declared and is therefore closely regulated. There
has been rapid progress in understanding the true value of water
consumed by plantation forests, making comparisons to other crops
possible. While water allocations to various land use activities are
unlikely to be based wholly on water-use efciency, it is increasingly possible to discuss and compare the benets arising from
water allocations to different and competing land use systems.
6. Future research priorities
Water resources in South Africa are limited, and demand is
approaching supply. Difcult decisions over water allocation will
increasingly be necessary in the future, especially in years of
drought. The IWRM framework has been provided in the Water
Law, but full implementation is still some way off. Research is still
needed to provide a practical, affordable methodology for monitoring water-use over large catchments at sufcient spatial resolution
and affordability. There is much evidence now to show that patterns of ET vary in a complex manner over space and time, due
to great diversity of soils, topography, weather conditions and crop
characteristics. It is suggested that the use of time series of highresolution remote sensing imagery in conjunction with weather
data at ground level will provide the best basis for estimating
water-use at large catchment scale. This will require improved
weather station networks, and increased validation against sitespecic ET measurements (ground-truthing). The LAS scintillometry method is likely to be especially useful for this purpose, given
the spatial averaging over several kilometers. Further research on
the water-use and economic benets associated with different land
use options is required. There needs to be greater networking by
researchers across disciplines, and a wider awareness of the full
range of stake-holder views on water allocation.
It is suggested that a second major research need is for a continuation of investigations into WUE variation in forestry clones, not
only to search for genotypes that may reduce the current hydrological impacts of forest plantations, but also to explore options for
sustainable management of forest plantations into a future with
potentially signicant climate change. Environmental stresses in
plantation trees may increase in response to such factors as a
reduction in rainfall, changes in rainfall intensity, changes in rainfall distribution and increased vapor pressure decits. WUE is
likely to decrease in response to greater physiological stress, further reducing the efciency of stem growth. Clones may be available to minimize production and economic losses under such a
scenario. Comparison of clonal WUE has been shown to be very
challenging due to the need for exceptionally uniform site conditions, inclusion of a range of site types, inclusion of different age
classes of trees, and adequate ET sampling and measurement
equipment. This will require a well resourced project and a commitment to continue the investigation over a major part of the
rotation. An important additional requirement remains the identication of useful anatomical, physiological or morphological features in trees to use as screening tools for WUE.
Acknowledgements
The Water Research Commission (WRC) is acknowledged for
funding a very wide variety of hydrological projects over many
years, which has laid a strong foundation of knowledge of landuse hydrology in South Africa. Mondi is gratefully acknowledged
for motivating and subsequently supporting the early research into
the WUE of Eucalyptus clones in Zululand. The CSIR and WRC supported later phases of this research program. Anglogold Ashanti
Ltd, THRIP (the Department of Trade and Industry) and the University of the Witwatersrand funded a study of the water-use of Eucalyptus under semi-arid conditions. Finally, I must acknowledge the
sustained and excellent work undertaken by many South African
forest hydrologists over the years, in particular in Government
Departments, the University of KwaZulu-Natal, CSIR and Institute
of Commercial Forestry Research.
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