IIIB RICE Digital Audit ProgramsFromAuditNet

Listing of audit programs from AuditNet website
Items in bold are related to IS audits

401 K Plan Audit Program
401K Audit Program (Mar 04)
401K Loan Audit Program
403B Retirement Plan
A/E Design Price Audit Program
Absenteeism ICQ
ABW Conversion Audit Program (2004)
Acceptable Use Review Internet & Phones-Construction (Nov 06)
Access Control Facility Review (Part 1 of 2)
Access Control Facility Review (Part 2 of 2)
Access Controls
Access Controls Audit Program
Access Security Checklist
Access Security Checklist (Word)
Accounting - Banking (April 2011)
Accounting Department Audit Program (2004)
Accounting Department Review
Accounting for Advertising Revenue (Word)
Accounting Sheet Format Style for Excel
Accounts Payable
Accounts Payable
Accounts Payable - Discounts
Accounts Payable - Schools
Accounts Payable (April 2010)
Accounts Payable Audit Anti-Fraud Controls Guide (March 2011)
Accounts Payable Controls Testing (Oct 2008)
Accounts Payable Module IT Controls (Nov 04)
Accounts Payable Purchasing Audit Program (pdf)
Accounts Payable Questionnaire (Healthcare) (Oct 05)
Accounts Payable SAP Application Controls
Accounts Payable SAP Risk Matrix (Word)
Accounts Payable Self-Assessment Questionnaire (July 04)
Accounts Receivable
Accounts Receivable
Accounts Receivable (April 2010)
Accounts Receivable (Aug 06)
Accounts Receivable (Feb 2010)
Accounts Receivable Audit Procedures (January 2013)
Accounts Receivable Checklist-Distribution Business (Nov 05)
Accounts Receivable Control-Service Industry (Nov 2008)
Accreditation Criteria Audit Program (Jan 2005)
Accrual Audit Program
Accruals Audit Program Guide (August 04)
Page 1 of 100

Accrued Liabilities and Other Payables
ACF/VTAM Review
ACF2 Review
ACF2/VM Review
ACH Audit (June 2011)
ACH Compliance Audit 2011
ACH ICQ (xls)
ACH Transactions Audit Program (8/1/03)
ACL Scripts for Beginners
Acquiring & Disposing of Personal Information-Gov (June 07)
Acquisition Due Diligence Checklist (Oct 04)
ACQUISITION, INCIDENT, BUSINESS CONTINUITY AND COMPLIANCE SECURITY
Action Item Matrix (June 05)
Actuarial Reserves (April 2013)
Administration Department Audit Program (April 04)
Admissions & Transfers (Schools) ICQ (10/1/03)
Advanced Excel Practice Tools
Advertising & Promotional-Retail (Dec 05)
Advertising Contract Audit Program
Airline Catering Audit Program
AIX Audit Program
AIX Control and Risks
AIX Security Issues (01/04)
Alcohol Harm Reduction Strategy (Government) ICQ (Dec 2004)
AML Checklist (August 2009)
Annual Risk Assessment Worksheet (July 04)
Anti Money Laundering Quarterly Review Checklist (Oct 04)
Anti-Fraud Compliance Checklist (FCPA) (June 2010)
Anti-Money Laundering Audit (Oct 06)
Anti-Money Laundering Matrix Guide (Nov 2010)
Application Audit Program-Healthcare (Feb 06)
Application Controls (Portuguese) (Nov 04)
Application Controls (Sep 07)
Application Controls Audit Program (01/04)
Application Controls Questionnaire (Sep 04)
Application Information Security (Sep 06)
Application Infrastructure (01/04)
Application Logical Security and Change Management (Feb 09)
Application Security Audit Program (July 2004)
Application Security Review (01/04)
Application Systems IT Audit Program
Appropriate Computer Use-Government (Sep 06)
AS 400 (May 2010)
Page 2 of 100

AS 400 ICQ (May 04)
AS 400 Information Security Audit Program (Oct 04)
AS 400 Security Review 1
AS 400 Security Review 2
AS/400 Control Matrix (8/1/03)
AS400 Audit Program
AS400 Audit Program (pdf)
AS400 Operations Audit Program (Mar 05)
Assessment of Internal Control over Financial Reporting
Asset Impairment Control Matrix (Feb 2011)
Asset-Liability/Treasury Management
Assurance Review
Athletic Activities - Schools
ATM ICQ-Banking (July 06)
ATM Network ICQ (July 04)
ATM-EFT Controls ICQ (Oct 04)
Attendance Accounting - Schools
Audio Response Unit (Oct 06)
Audit Committee Self Assessment
Audit Completion Checklist - Utility (June 05
Audit Finding Ranking System (12/1/03)
Audit Finding Tracking Worksheet
Audit Finding Write Up Worksheet
Audit Grading Matrix
Audit Guide for Web Based Applications (Word) (pdf)
Audit Materiality Assessment (Nov 04)
Audit Notification Letter
Audit Plan and Schedule (April 2009)
Audit Plan Interview Sheet (Apr 05)
Audit Plan Questionnaire
Audit Plan Template
Audit Planning Memo
Audit Planning Memo Template (May 2011)
Audit Process Checklist (X Ref to IIA Standards) (July 05)
Audit Project Time Budget (Feb 2010)
Audit Recommendation Follow Up Tracking Sheet (Jan 06)
Audit Report Color Rating System(April 04)
Audit Report Review Checklist (Nov 07)
Audit Satisfaction Feedback Form (Mar 05)
Audit Steps for Automotive Suppliers
Audit Time Sheet (Feb 04)
Audit Universe Risk Scoring Matrix
Audit Work Program Template
Page 3 of 100

Audit Workpaper Summary
Auditing CICS A Beginners Guide (Sep 2009)
Auditing Fixed Asset Records using Web CAAT
Auditing in an SAP Environment
Auditing IT Infrastructure and Operations (July 04)
Auditing MVS
Auditing Oracle Applications Primer for Internal Auditors
Auditing Windows Web Server IIS 5.0 (01/04)
AuditNet Anti-Money Laundering Guide (Nov 2010)
AuditNet AS3 Control Documentation Guide
AuditNet AS3 Control Documentation Guide (Nov 2010)
AuditNet CAATs (Computer Assisted Audit Techniques) Guide to Downloading Data - an
AuditNet Monograph Series Guide in cooperation with INTOSAI
AuditNet Embezzlement Prevention and Detection Guide with Case Studies (Jan 2011)
AUDITNET GUIDE TO SARBANES OXLEY, WHISTLEBLOWERS & THE FALSE CLAIMS ACT
AuditNet Guide to Annual Audit Planning
AuditNet Guide to Audit Report and Finding Rating Systems (May 2009)
AuditNet Guide to Audit Report Writing (Feb 09)
AuditNet Guide to Audit Risk Assessment Methodology
AuditNet Guide to Audit Working Papers
AuditNet Guide to Internal Audit Charters
AuditNet Guide to Sampling for Auditors includes (Statistical Sampling Tool
AuditNet Guide to Sarbanes-Oxley, Whistleblowers & the False Claims Act (October 2011)
AuditNet Guide to Setting up a New Audit Activity (April 2009)
AuditNet Guides - Check Fraud Guide (Jan 2011)
AuditNet Guides - Embezzlement Prevention and Detection Guide with Fraud Interviewing (Jan 2011)
AuditNet Guides - Forensic Investigations (Jan 2011)
AuditNet Guides - Information Technology Anti-Fraud Controls: COBIT and Information
Systems (Jan 2011)
AuditNet Internal Audit Manual Template (Feb 09)
AuditNet Management Planning Guide for Information Systems Security Auditing (Based on a 2001 Joint
NSAA and GAO publication).
AuditNet New Auditor Orientation Guide (Jan 07)
AuditNet Contingency Plan Template
AuditNet Project Implementation Plan Template
AuditNet Software Transition Plan Template
AuditNet Guide to Using Wireless Technology Securely
AuditNet Guide to Enterprise Password Management
AuditNet Guide to Social Networking Security
AuditNet's Auditors Guide to Flowcharting
Auditors and Securities Law Issues (October 2011)
Auditors Guide to Audit Programs, Questionnaires, Checklists and Control Matrices (Feb 09)
Page 4 of 100

Auditor's Guide to Documenting Controls (Jan 07)
Automating Working Papers for Word 6.0
Automotive Audit Program Package
Baan Application Security
Baan Audit Program (9/1/03)
Baan Business Process Controls
Background Screening ICQ (April 04)
Backup and Data Retention Audit Program
Backup and Recovery Control Matrix (Feb 2011)
Backup Procedures and Disaster Recovery Audit Program
Bad Debt Sales Audit Program (Mar 05)
Balance Sheet Account Reconciliation (June 2010)
Balance Sheet Control Review and Planning (Dec 06)
Balance Sheet Reconciliation Audit Program (July 06)
Bank and Cash
Bank Audit Program
Bank Branch Audit
Bank Branch Audit (Feb 2009)
Bank Branch Consumer Compliance Questionnaire (Aug 05)
Bank Confirmation Letter
Bank Consumer Compliance ICQ
Bank FX Revaluation Questionnaire
Bank Insurance Audit Program
Bank Investments (April 2013)
Bank Items Processing Audit Program
Bank Management Information System-Banking (Mar 06)
Bank Premises and Equipment Audit Program (Dec 2004)
Bank Reconciliation (April 2010)
Bank Reconciliation Audit Program
Bank Reconciliation Audit Program (June 04)
Bank Reconciliation Process
Bank Reconciliation Workbook (January 2012)
Bank Risk Assessment Questionnaire
Bank Secrecy Act Audit Program
Bank Secrecy Act Audit Program (Apr 05)
Bank Secrecy Act Audit Scope & Result (Apr 05)
Bank Secrecy Act Compliance Guide (June 2011)
Bank Secrecy Act Compliance Guide 2011
Bank Secrecy Act Section 314a Audit Program (Oct 04)
Bank Security Procedures (May 04)
Bankers Automated Clearing System (BACS) Audit Program (Dec 2004)
Banking - Branch Audit Program
Banking - BSA Exemptions
Page 5 of 100

Banking - BSA Suspicious Activity Report Compliance Worksheet
Banking - Cash Security ICQ
Banking - Deposits Audit Program
Banking - Electronic Banking Work Program
Banking - FX Revaluation Audit Program
Banking Branch ATM Audit Checklist (Dec 05)
Banking Branch ICQ
Banking Branch Retail Operations Risk Assessment UK (Word)
Banking Branch Security Audit
Banking BSA Compliance Audit Program (May 05)
Banking BSA Currency Transaction Report Test Worksheet (May 05)
Banking BSA Name of Exempt Person Worksheet
Banking Business Continuity
Banking Card Process
Banking Cash and Negotiable Items
Banking CRM
Banking Disaster Recovery and Off Site Storage
Banking Expenses (Feb 2009)
Banking ICQ (July 05)
Banking Income (Feb 2009)
Banking Investments (Feb 2009)
Banking Loan Review - Authorization and Reporting
Banking Loan Review - Compliance
Banking Loan Review - Data Integrity
Banking Loan Review - General Audit Requirements
Banking Loan Review - Other Real Estate Owned
Banking Loan Review - Physical Safeguards
Banking Loan Review - Reconciliation
Banking Loans - DOSRI and Employees (Feb 09)
Banking Regional Branch Audit
Banyan Vines Audit Program
Benchmark Retail Operations
Benford's Law Tool
Benford's Law Tool August 2011
Billings for Reinsurance Recoverables ICQ (9/1/03)
Bingo Audit Program
Blackberry Testing Matrix (June 06)
Board Summary (July 04)
Borrowed Funds Audit Program (Dec 2004)
Borrowing ICQ-Commercial Credit (Apr 06)
Branch Warehouse (Distribution)
Bribery Fraud Workbook (Dec 2010)
Budget Control
Page 6 of 100

Budget Controls Audit Program (August 04)
Budget Controls Audit Program (May 2009)
Budget Hours Spreadsheet (Feb 04)
Budgetary Control ICQ (9/1/03)
Budgeting Process (July 2009)
Building Inspections Receipts Review
Business Application Review
Business Case Review Checklist (May 05)
Business Continuity (June 2010)
Business Continuity Audit Procedures
Business Continuity Audit Program-Financial Services (Dec 05)
Business Continuity Disaster Recovery Management
Business Continuity Planning Audit
Business Continuity Planning Template
Business Continuity Risk Assessment (June 2011)
Business Impact Analysis Form
Business Impact Analysis Questionnaire
Business License Tax Audit-Government (May 06)
Business Plan Audit Program (11/1/03)
Business Recovery Planning (April 2011)
Business Risk Analysis (Word) (pdf)
Business Unit Analysis (October 2012)
Business Units ICQ (April 04)
Business Valuation Cash Flow Valuation Template (Feb 2012)
CA-1 Tape Management System Review
CA-11 Restart Management System Review
CA-7 Job Scheduling System Review
CAATTs - Fraud Detection with ActiveData Zip File
CAATTs - Healthcare Computer Assisted Audit Techniques
CAATTs - Trade Receivables (TopCAATs) (Sep 09)
CAATTs Accounts Payable Audit Tests (July 07)
CAATTs Computerized Inventory System Audit Tests (July 2007)
CAATTs Education Audit Tests (July 2007)
CAATTs Finding Fraud with Excel (April 2013)
CAATTs Fraud Audit Tests (July 2007)
CAATTs IT Audit Tests (July 2007)
CAATTs Payroll Audit Tests (July 2007)
CAATTs Security Audit Tests (July 2007)
CAATTs Testing by Area Audit Tests (July 2007)
CAATTs Testing by Industry Audit Tests (July 2007)
Cajas de Ahorro ICQ (Dec 2004)
Call Center Audit Program
Call Center Audit Program
Page 7 of 100

Campus Audit Elementary - Schools
Campus Audit High Schools - Schools
Capacity Utilization Methodology
Capital Accounting ICQ
Capital Acquisition Review Checklist
Capital Assets Accountability-Government
Capital Assets and Depreciation Government
Capital Cost Audit Program
Capital Expenditures
Capital Expenditures Post Completion Audit Program
Capital Projects ICQ (Feb 04)
Capital Stock and Other Equities
Car Rental Audit Program (Sep 04)
Cash
Cash (Petty Cash)
Cash Advance ICQ
Cash Applications Audit Program
Cash Audit Program
Cash Bank Vouching
Cash Collection and Bank Reconciliation - Fast Food
Cash Collection System-Healthcare (Nov 06)
Cash Collections and Receipts/Revenue
Cash Collections Audit
Cash Count & Reconciliation
Cash Disbursements Audit Program
Cash Disbursements Key Controls (Jan 2005)
Cash Income Controls Audit Program (August 04)
Cash Operations - Schools
Cash Payments Cycle
Cash Receipts Audit Program
Cash Receipts Control Matrix (Feb 2011)
Cash Receipts Cycle
Cashier Services & Petty Cash
Cashiering Audit
Casino Audit Program
Cataclysmic Disasters ICQ (Oct 05)
Catalog Circulation Audit
CA-Top Secret Audit Program
Cell Phone Audit Program - Government (June 05)
Cell Phone Audit Program (Nov 07)
Cell Phone ICQ (May 05)
Cell Phone Review
Central Automotive Maintenance
Page 8 of 100

Central Pharmacy Operations
CEO Survey - University
Change Control
Change Control Audit
Change Control Audit Program
Change Control ICQ (Mar 04)
Change Management
Change Management Audit Program
Change Management Audit Program
Change Management Best Practices
Change Management Control Matrix
Change Management Design Effectiveness
Change Management IT
Change Management Questionnaire (Nov 04)
Change Management Test Matrix
Change management test plan
Change Management Work Program (01/04)
Check Clearing Process (August 2009)
Check Controls (August 04)
Check Fraud Tool (Jan 2011)
Check Signing Process
Checklist by Cycle (Nov 04)
Checklist General (en espanol) (01/04)
Checkpoint Firewall Audit Program (Word) (PDF)
Checkpoint Firewall Review
Child Support Services (CSS)
Child Support Services Segregation of Duties Matrix
CICS Audit
CICS Computer
Circuit Fiber Procurement ICQ (May 04)
Cisco Firewall Review
Cisco PIX Firewall Audit Program
Cisco Router Audit Program
Cisco Router Audit Program
Cisco Router Audit Program (Word)
Cisco Router Review (July 04)
Claimant Eligibility ICQ (April 04)
Claims Management Audit Program
Claims Process Technical Systems Overview
Client Server Audit Program
Client Server Security
Client Server Technical Assessment (June 05)
Client/Server Front-End Security and Control
Page 9 of 100

Climate Change (Government) ICQ (June 04)
Cloud Computing Benefits and Risks Matrix (September 2011)
Cloud Computing Security Considerations (October 2011)
Coal Procurement Audit Program (Word)
Collateral Audit Program-Auto Finance (Nov 06)
Collection Debt Control
Collections Audit Program
Collections Audit Program - Insurance (May 05)
College Library Audit Program
Commercial Credit Audit Program-Auto Finance (Nov 06)
Commission Control-Service Industry (Nov 2008)
Commitments & Contingencies Risk Control Matrix (Mar 07)
Communication Matrix Template (January 2013)
Communications Review ICQ
Community Partners Financial Audit-Gov (Sep 07)
Community Reinvestment Act Checklist
Community Revitalization-Gov (Jan 07)
Company Credit Card
Company Credit Card ICQ
Company Fraud Hotline Audit (April 2013)
Company Procurement Card-Utility (Oct 2009)
Company Vehicles (Nov 06)
Complaint Resolutions-Healthcare (Feb 07)
Complaints ICQ (12/1/03)
Complex Spreadsheet Protocols Workbook (2012)
Computer Access and Renewal-Government (May 06)
Computer Application Audit
Computer Centers Audit Program
Computer Data Processing ICQ (June 04)
Computer Incident, Intrusion, Emergency Response (pdf)
Computer Leasing Fraud Study Case (September 2011)
Computer Operations Control Matrix
Computer Room - Physical Security Audit Checklist
Computer Security Audit Checklist
Computer Security Control Objectives
Computer Support Audit Program
Computer System Retirement Guidelines (Nov 06)
Computer Systems and Controls (01/04)
Configuration Management
Audit on NIST 800-53 CM Controls (Professional Services) (Sep
Configuration Management Based
05)
Confirmation Control Sheet (Mar 2010)
Conflict Management Policy ICQ (Aug 05)
Page 10 of 100

Conflict of Interest
Congestion Reduction Strategy ICQ (Dec 2004)
Conservators Audit Program (Aug 2007)
Consolidation Audit Program (Feb 06)
Construction
Construction (Cost Type) Audit Program
Construction Audit
Construction Audit A&E Phases (Aug 06)
Construction Audit Program Cost Plus Fixed Fee
Construction Audit Program General
Construction Change Order Audit Program
Construction Contractor Audit Program
Construction Contracts ICQ
Construction Costs - Estimation & Bidding
Construction Industry-Award of Tender and Site Management (May 05)
Construction Industry-Contract Administration
Construction Industry-Project Costing
Construction Industry-Site Diary
Construction Industry-Site Management
Construction Project Close Out
Consumer Laws and Regulations: Unfair, Deceptive, or Abusive Acts or Practices (UDAAP)
Consumer Leases
Consumer Leasing Act Compliance Requirements (December 2012))
Consumer Loans Procedures and ICQ
Contingencies (Loss)
Contingency Planning Audit Summary
Contingency Planning Questionnaire
Contingent Liabilities
Contract Attribute Test - Word
Contract Audit
Contract Audit Guidance
Contract Development Insurance Confirmation (Aug 06)
Contract Development w Insurance Requirements
Contract File Closeout Checklist
Contract Management
Contract Management-Steel Industry
Contracts and Leases-Post Award
Contracts Audit Program
Contracts-Business/Consulting
Control Environment Department (June 07)
Control Environment General (June 07)
Control of Applications Using DB2 Database (Truncated)
Control of DB2 Software and Environment (Truncated)
Page 11 of 100

Control Standards Conversion Cycle (May 2009)
Control Standards Integrity Cycle (May 2009)
Control Standards Payment Cycle (May 2009)
Control Standards Revenue Cycle (May 2009)
Control Standards Time Cycle (May 2009)
Controls Testing Template
Corporate Accounts Payable
Corporate Aircraft
Corporate Cards
Corporate Governance ICQ
Corporate Governance Process Audit
Corporate Performance Management
Corporate Security Review Audit Program
Corporate Services (May 2010)
Corporate Spending Analysis Audit Program
Corporate Treasury Wire Transfer Application Security
Corporate Values
COSO Control Evaluation Form
COSO Testing Template
Cost Control, Inventories and Stores Audit Checklist
Cost of Sales Audit Program
Cost of Sales Work Paper (2012)
Cost Plus Construction Contract
Costing Audit Program
Counter-Terrorism (Government) ICQ
County - Arts Audit Program
Course Balance Control-Service Industry (Nov 2008)
Cover Notes (Insurance)
Crates Control Audit Programs (Aug 2007)
Credit & Collections Audit Program (8/1/03)
Credit & Collection-Wholesale/Trading (July 06)
Credit Card Administration Audit Program
Credit Card Loans (April 2009)
Credit Card Processing Audit Program (December 2012)
Credit Card Security Audit Program
Credit Collections
Credit Control Audit Program
Credit Reviews (July 2009)
Credit/Collections & Accounts Receivable
Creditor Controls Audit Program (August 04)
Creditor Risk Register Template (9/1/03)
Creditors ICQ (11/1/03)
Criminal History Background Checks - Schools
Page 12 of 100

Crisis Management Audit Plan
Crisis Management Self Assessment Questionnaire (12/1/03)
CSA Worksheet - Retail Operation
CSR Infrastructure ICQ (Aug 05)
Cuestionario de Control Interno (Jan 2005)
Currency Swap Audit Program (Word) (pdf)
Currency Vault Operations Audit Program (Oct 04)
Current Liabilities
Customer Focus ICQ (Dec 05)
Customer Information System (Government)
Customer Invoicing (Feb 2010)
Customer Privacy Audit Program (Word)
Customer Profitability Audit Program
Customer Satisfaction Questionnaire
Customer Service Audit Program
Customer Service Department
Cyber Security Assessments Guidebook
Damaged Stock Processing ICQ
Dashboard Tool Template
Data Backup and Recovery AS400
Data Center Audit Program
Data Center Examination
Data Center General Controls
Data Center Security
Data Center Test Plan Physical Security (June 06)
Data Collection Questionnaire-Government
Data Communication Controls Review (11/1/03)
Data Facility/Data Set Services DASD Management Review
Data Origination Controls Questionnaire (April 2009)
Data Standard Audit Program-Gov
Data Test Objective Audit Program (11/1/03)
Data Warehouse Control and Security
Data Warehouse Control Worksheet (pdf)
Data Warehouse Data Reliability Process Review (Apr 04)
Database Administration SQL Server Testing Steps
Database Audit Checklist (April 04)
Database Audit Program 2011
DB2 Audit Plan
Debt Administration - Swing Line
Debtors
DEC VAX/VMS Operating System Security Review
DEC VAX/VMS Operating System/Logical Security Review
Decision Making ICQ (Dec 05)
Page 13 of 100

Demand Deposits Audit Program (Dec 2004)
Departmental Applications Testing -Government (Sep 2008)
Departmental Audit Program
Departmental Performance Measurement ICQ (12/1/03)
Deposit Accounts ICQ (xls)
Depreciation Audit Program
Derivatives Audit Workbook
Desktop Audit Program
Desktop Software License Audit Program
Dial-In Audit Program
Disaster Management & Recovery
Disaster Management & Recovery - Schools
Disaster Recovery - Contingency Planning Audit Program
Disaster Recovery - Contingency Planning ICQ
Disaster Recovery & Business Continuity Questionnaire and Audit Program (July 06)
Disaster Recovery Audit Program (May 05)
Disaster Recovery Control Matrix (March 2011)
Disaster Recovery Plan
Disaster Recovery Risk Evaluation (Word (pdf)
Disbursement and Payroll
Disbursements & Payments (Jan 2011)
Discretionary Disbursements (August 2009)
Discretionary Grant Compliance
Display Advertising (12/1/03)
Disposal of Asset Work Paper (2012)
Distribution Inbound Logistics Control-Pharmaceutical (August 2008)
Distribution Inventory Management-Pharmaceutical (August 2008)
Distribution Inventory Quality Information Management-Pharmaceutical (August 2008)
Distribution Losses (June 07)
Distribution Outbound Logistics Control-Pharmaceutical (August 2008)
Distribution Procurement Contract Management-Pharmaceutical (August 2008)
Distribution Security Measures-Pharmaceutical (July 2008)
Distribution Service Level Agreement Management-Pharmaceutical (August 2008)
Distribution Transportation Management-Pharmaceutical (August 2008)
Distribution Vendor Selection-Pharmaceutical (August 2008)
Distribution Warehouse Labor Management-Pharmaceutical (August 2008)
Distribution Warehouse Management-Pharmaceutical (August 2008)
Distribution-Customer Management (Pharmaceutical) (June 2008)
Distribution-Human Resources Management (Pharmaceutical) (June 2008)
Distribution-Sales Contract Lifecycle Management (Pharmaceutical) (June 2008)
Distribution-Sales Performance Management (Pharmaceutical) (June 2008)
Divisional Information Systems Security Review
DMS/OS DASD Management Review
Page 14 of 100

Domestic Outsourced Payroll APG (Mar 05)
Donor Review Financial Institution (Sep 2009)
Dormant Accounts Audit Program
DOS/VSE Review
Dropout-Leaver Records
Dry Cleaner Store Review Audit Program (Mar 04)
Due Diligence (Corporate Merger)
Due from Bank Accounts Audit Program (August 04)
Due From/Due To Banks Audit Program (Dec 2004)
Duplicates Testing Using WebCAAT
E-Banking - Banking (April 2011)
E-Business Audit Check List
E-Commerce Audit (Oct 2008)
E-commerce Questionnaire and Audit Program (xls)
Economic Development in the Mining Industry ICQ (Dec 2004)
EDI Audit
EDI Audit Program (Jan 06)
EDI Order Fulfillment Audit Program
EDI Systems Audit Program (10/1/03)
EDP Controls
EDP-IT General Controls Review (Sep 04)
EFT Audit Questionnaire
EFT Questionnaire
EFT Wire Transfer Audit Program
Electronic Building Security (Word) (pdf)
Electronic Funds Transfer (SWIFT) ICQ
Electronic Funds Transfer (SWIFT) Pre Audit Information Request
Electronic Funds Transfer Act Questionnaire
Electronic Funds Transfer Audit Program
Electronic Funds Transfer Audit Program (Non-Bank)
Electronic Funds Transfer ICQ
Electronic Medical Record (EMR) Security Testing
Electronic Payments ACH Audit Program - Banking (June 05)
Electronic Payments EDI Audit Program - Banking (June 05)
Electronic Payments Wire Transfer Audit Program - Banking (June 05)
E-mail audit guidelines
E-Mail Policy Compliance
E-Mail Security Controls Audit Program (Federal) (Sep 05)
E-mail System ICQ (May 05)
Email Technology Audit (March 2012)
Email Usage Policy (01/04)
Emergency Response Plan ICQ (Mar 04)
Employee Accounts Audit Program (8/1/03)
Page 15 of 100

Employee Benefit Plans Audit Program (Oct 04)
Employee Expense Reports
EMS Revenue Recovery (Feb 04)
End of Period Financials Risk Control Matrix (Mar 07)
Endeavor Audit
End-User Computing
Energy Management
Energy Management - Schools
Energy Revenue Cycle
Engagement Evaluation Questionnaire (Dec 2004)
Engagement Risk Analysis (March 2012)
Engineering & Maintenance ICQ (8/1/03)
Engineering Maintenance Inventory ICQ (2)
Engineering Repairs & Maintenance (June 07)
Engineering Supplies & Tools
Ensure Continuous Service-Mfg (Nov 06)
Enterprise Network Review (Aug 2005)
Enterprise Risk Assessment Template
Enterprise Risk Management Audit (Sep 07)
Entity-Wide Risk Management (Sep 2008)
Environmental Audit ICQ
Environmental Audit Program
Environmental Compliance
Environmental Health Inspections ICQ
ENVIRONMENTAL, COMMUNICATION AND ACCESS MANAGEMENT SECURITY
Equal Credit Opportunity Act (ECOA) Questionnaire
Equipment Leasing Audit Program
Equity Control Matrix (March 2011)
Equity ICQ-Commercial Credit (Apr 06)
ERM Position Reporting-Utility (Oct 2009)
ERM Reporting (Dec 2009)
ERP Systems: Audit and Control Risks
Escrow Audit-Real Estate (August 2009)
Estimating Information Services Workbook Template
Ethical Investment ICQ (May 05)
Ethical Standards ICQ
Evaluation of Creditors Accounts (Nov 04)
Excel Tips and Tricks 2011
Executive Travel and Entertainment Audit Procedures (January 2013)
Expenditures and Accounts Payable (Word) (pdf)
Expense Reimbursement (Dec 06)
Export Compliance Audit Program(Word) (pdf)
External Consultants ICQ (9/1/03)
Page 16 of 100

F&B Operations-Clubs Risk Control Matrix (October 2010)
Facility Security Procedures Audit (xls)
Fair Credit Reporting Act (FCRA) Questionnaire
False Claims Act (May 2011)
FAQS/VM Review
FAS 124 Decision Chart
FAS 91 ICQ-Commercial Credit (Apr 06)
Fast Dump Restore DASD Management System Review
FCPA Red Flags (Oct 2009)
FDA IRB Evaluation Checklist (Sep 04)
FDIC 12 CFR Part 363-Banking (Mar 06)
Fiber Sales and Procurement Audit Program
File Review Checklist Social Services (Nov 04)
Finance & Administration (May 04)
Finance & Risk Management
Finance and Accounting Audit Program (July 04)
Finance and Accounts - College (11/1/03)
Finance and Accounts - Hotel (11/1/03)
Finance Audit Program-Joinery (Mar 04)
Finance Department Audit Program (July 04)
Finance Department Audit Program 2 (July 04)
Financial Audit Analysis (MS Word) (pdf)
Financial Audit Local Government Program (Feb 2010)
Financial Audit Program (June 04)
Financial Audit Program Template
Financial Closing Audit (Mar 2010)
Financial Commitment Audit Program
Financial Controls (April 2011)
Financial Controls Accounts Payable Management-Pharmaceutical (July 2008)
Financial Controls Audit Program
Financial Controls Budgetary Control-Pharmaceutical (July 2008)
Financial Controls Capital Expenditures-Pharmaceutical (July 2008)
Financial Controls Corporate Card-Pharmaceutical (July 2008)
Financial Controls Credit & Collection (Dec 07)
Financial Controls Credit and Collection-Pharmaceutical (July 2008)
Financial Controls Invoice Reconciliation and Payment Control-Pharmaceutical (July 2008)
Financial Controls Spend Management Review-Pharmaceutical (July 2008)
Financial Controls Supply Chain Finance-Pharmaceutical (July 2008)
Financial Controls Working Capital Management-Pharmaceutical (July 2008)
Financial Controls-Company financial control (Pharmacy) (May 2008)
Financial Controls-Corporate performance management (Pharmacy) (May 2008)
Financial Cycle Objectives/Risks (May 2009)
Financial Discipline Review (01/04)
Page 17 of 100

Financial Management Controls Manual (Feb 04)
Financial Regulations ICQ (12/1/03)
Financial Reporting and Close Control Matrix (Feb 2011)
Financial Reporting Cycle-Misrepresentation (Feb 04)
Financial Statement Risks/Objectives (Sep 2008)
Finished Goods Inventory
Fire Expenditures
Fire Expenditures Audit-Government (Sep 2008)
Fire Protection Audit Checklist
Firewall Audit Program
Firewall Audit Program (12/1/03)
Firewall Audit Program (8/1/03)
Firewall Audit Program (Word)
Firewall Audit Program December 2003 (Feb 04)
Firewall Audit Technical Guide (56 pages) (Jan 06)
Firewall Requirements Control Questionnaire
Firewall Risk Matrix (14 pages) (Aug 05)
Firewalls Management Policy (01/04)
Fixed Asset Audit Program (Mar 05)
Fixed Asset Control Matrix (March 2011)
Fixed Asset Management-Healthcare (Feb 06)
Fixed Asset Risk Control Matrix
Fixed Assets
Fixed Assets (April 2010)
Fixed Assets (Word) (pdf)
Fixed Assets Acquisition
Fixed Assets Audit Program
Fixed Assets Audit Program (Feb 08)
Fixed Assets Audit Program 2 (11/1/03)
Fixed Assets ICQ (Sep 04)
Fleet Operations
Fleet Operations Review
Fleet Operations-State (Jan 06)
FLSA Audit Program (Excel)
Follow Up Audit Program (11/1/03)
Follow Up on Management
Food and Beverage Audit
Food Services
Food Services - Schools
Forecasting Audit-Government Gov (Oct 2009)
Foreign Corrupt Practices Act (FCPA) Audit Program (May 2013)
Foreign Corrupt Practices Act Audit Program
Foreign Currency Collection Items (Aug 05)
Page 18 of 100

Foreign Currency Translation Audit Program (Sep 05)
Foreign Exchange Spot Trades
Forensic Examination of Digital Evidence Workbook
Forensics/Fraud Database and Asset Search Workbook (Jan 2010)
Forensics-Internet Investigations involving E-Mail (May 2011)
Forensics-Internet Investigations involving IP Addresses (May 2011)
Forensics-Web Site Investigations (May 2011)
Foundation Audit Program (Sep 04)
Foundation Trust University Audit Program
Fraternity Audit Program
Fraud Analytics Bribery (June 2010)
Fraud Analytics Construction (June 2010)
Fraud Analytics Expenditures (July 2009)
Fraud Analytics Payroll (July 2009)
Fraud Analytics Purchasing and Billing (July 2009)
Fraud Analytics Skimming (July 2009)
Fraud Analytics Worker's Compensation (June 2010)
Fraud and Internal Controls A Guide to Understanding Employee Embezzlement in the Workplace Fraud
Manual (2010)
Fraud and Waste Indicators in Government Monograph (2010)
Fraud and Waste Indicators Monograph (2010)
Fraud Audit Control Testing False Vendors (July 2010)
Fraud Audit Control Testing Hotline Questionnaire and Tracking Sheet (July 2010)
Fraud Audit Control Testing Vendor Billings (July 2010)
Fraud Auditing in an SAP Environment
Fraud Awareness Tool
Fraud Consideration Checklist
Fraud Detection and Prevention Best Practices Monograph (2010)
Fraud Detection with ActiveData - CAATTs
Fraud Financial Performance Indicators (Sep 05)
Fraud Interviewing (October 2011)
Fraud Investigation Audit Procedures (April 2009)
Fraud Investigation Procedures (April 2013)
Fraud Investigation Steps (April 2013)
Fraud Management
Fraud Risk Assessment Toolkit (October 2010)
Fraud SAS 99 - Schools
Fraud Susceptibility Worksheet
Fraud Workbook Payroll (April 2013)
Fraud Workbook Revenue Receivables (April 2013)
Fraud Workbook Vendor Procurement with 30 Data Analysis Tests
Freedom of Information ICQ (July 05)
Freight Payables Outsourcing Process Control Checklist
Page 19 of 100

Fuel Audit Program
Fuel Dispensing Controls (Apr 05)
Fuel Oil Inventory Audit
Fuel Utilization (Aug 2007)
Funding for Students with Difficulties ICQ (8/1/03)
Funds Transfer Audit Program (Dec 2004)
Garage Operations (Aug 2007)
Gas Production Audit Program
Gathering Information About Divisions
GA-Travel & Entertainment (Aug 06)
General Computer Controls Access to Programs and Data (Apr 05)
General Computer Controls Data Center and Computer Operations (Apr 05)
General Computer Controls IT Control Environment (Apr 05)
General Computer Controls Program Change (Apr 05)
General IT Audit Program (Dec 2004)
General Ledger Audit Program Excel (pdf)
General Ledger ICQ (Mar 04)
General Ledger Maintenance Audit Program (Oct 04)
General RACF Protection
General Review Finance & Admin
General Services Expenditures Audit Program (pdf)
General Services Internal Charges-Gov (Apr 07)
Generic Flow Charts (46) -Visio Format (Sep 04)
Geographic Information Systems (GIS) Audit Program (Government) September 2011
GIFTS Application-Banking (Mar 06)
GLBA Examination Procedures Questionnaire
Global Risk Analysis Tool (March 2012)
Go Green Audit Program-Gov (May 2009)
Goods & Services Tax Reasonableness (Nov 04)
Goodwill Audit Program (Jan 06)
Goodwill Testing Workbook
Governance Audit Criteria Workbook
Government Policy ICQ (Mar 04)
Gramm-Leach-Bliley Act Audit Program
Gramm-Leach-Bliley Act ICQ
Grant Compliance - Schools
Grants Audit Program
Grants Management Checklist-Government (Sep 2008)
Group Medical Insurance Policy-Claims and Premium (April 04)
Guide to NIST Information Security Documents
Guide to the Sarbanes-Oxley Act: IT Risks and Controls (Second Edition)
Guide to Using International Standards on Auditing in the Audits of Small- and Medium sized Entities
Page 20 of 100

Guide to Using International Standards on Auditing Small and Medium Sized Entities
Handheld Audit Program Guide (Feb 2010)
Handheld Devices Audit Checklist
Hardware Purchasing Audit Program (Oct 04)
Haz Mat Audit Checklist (April 04)
HCFA Hospital Audit Program
Head Start Pre Audit Checklist
Health and Safety Self Assessment Tool Workbook (January 2012)
Health Benefits Administration
Health Claims Audit (Jan 2011)
Health Claims Audit Program
Health Insurance-New Business Audit (July 05)
Healthcare Claims Processing Risk Assessment
Healthcare Credit Balance & Refunds Review
Healthcare Employee Claims Processing Work Program (July 04)
Healthcare Workers Compensation Fraud Workbook (Dec 2010)
Help Desk Audit Objectives
Help Desk Audit Objectives (8/1/03)
Help Desk Audit Program
Help Desk Audit Program (May 06)
Help Desk Audit Review
Help Desk Internal Control Questionnaire
High Tech ID Theft Fraud Prevention (March 2012)
HIPAA Compliance Report Card Tracking (Oct 04)
HIPAA Compliance Walk Through Checklist (Sep 04)
HIPAA Device & Media Control Audit (Sep 04)
HIPAA Privacy Audit (Sep 04)
HIPAA Privacy Regulations Compliance (Mar 04)
HIPAA Privacy Rule Compliance Audit Program (Apr 05)
HIPAA Security Rule Compliance Survey-Govt (Feb 06)
Hire to Pay Risk Control Matrix (Mar 07)
Hiring Audit Program-Government
HOA Audit & Review Checklist
HOA Audit Planning Documentation Checklist
HOA Full Audit Program
HOA ICQ
HOA Standard Review Program
Home Energy Audit (1) (MS Word) (pdf)
Home Energy Audit (2) MS Word) (pdf)
Home Mortgage Disclosure Act with Compliance Questionnaire and Examination Procedures (October
2012)
Homeland Security (Government) ICQ
Homeowners Association Audit Program
Page 21 of 100

Homeowner's Protection Act (HPA) Questionnaire
Hospital Patient Accounting Audit Program
Hotel 2 day checklist
Hotel Audit (Sep 07)
Hotel Audit Program (txt) (pdf)
Hotel Capital Expenditures
Hotel Car Park
Hotel Cashier & Safe
Hotel Casual Labor
Hotel Conference and Banqueting
Hotel Debtors Ledger
Hotel Financial System Self Assessment
Hotel Food and Beverage
Hotel Food and Beverage Cost Control
Hotel Food and Beverage Revenue Cycle
Hotel Front Office Operation Audit (Word) (PDF)
Hotel Front Office Operations
Hotel Income Audit Checklist
Hotel Laundry Operation
Hotel Outlet Spot Check Questionnaire (12/1/03)
Hotel Payroll
Hotel Serviced Apartment Front Office
Hotel Surprise Cash Count
HP-UX Audit Program
HP-UX Checklist
HR Payroll & Personnel Audit Program
HR Personnel Review (Dec 2009)
HRM-Benefits management (Pharmaceutical) (May 2008)
HRM-Competency management (Pharmaceutical) (May 2008)
HRM-Employee performance management (Pharmaceutical) (May 2008)
HRM-Incentive compensation management (Pharmaceutical) (May 2008)
HRM-Succession planning (Pharmaceutical) (May 2008)
HRM-Talent acquisition and retention (Pharmaceutical) (May 2008)
HRM-Workforce analytics (Pharmaceutical) (May 2008)
HRM-Workforce management (Pharmaceutical) (May 2008)
Human Resource and Administration College (11/1/03)
Human Resource and Payroll
Human Resource Management
Human Resource Management Manufacturing -Pharmaceutical (Nov 2008)
Human Resource Transaction System Review-Healthcare (Dec 05)
Human Resources
Human Resources - Operational and Performance
Human Resources - Schools
Page 22 of 100

Human Resources (May 04)
Human Resources (Oct 07)
Human Resources (Outsourced) ICQ (Jan 06)
Human Resources Audit (Apr 05)
Human Resources Audit Checklist (May 05)
Human Resources Audit Program
Human Resources Audit Program (Excel) (pdf)
Human Resources Balanced Scorecard
Human Resources Benefits Attributes Testing (Dec 2004)
Human Resources Department (Dec 2010)
Human Resources Employers Checklist (June 07)
Human Resources Payroll Attributes Testing
Human Resources Risk Matrix (Jan 07)
Human Resources Succession Planning (Dec 07)
Human Resources Talent Acquisition and Retention -Retail (Dec 07)
Human Resources/Payroll
Human Resources/Payroll Audit with CAATTs (ACL) Steps
Human Rights ICQ (June 04)
IBNR-Healthcare (May 2010)
Ice Cream Vending (Oct 07)
IDEAScripts
Identity Theft Audit (July 2010)
Imaging Work System
Import Compliance Audit Program (Word) (pdf)
Import Export Customs-Manufacturing (Oct 07)
Imprest Expense
IMS Database
IMS System Controls
Inbound Logistics Control (Aug 06)
Incentive Compensation Audit Procedures (March 2012)
Income and Debtors ICQ (Mar 04)
Income Statement
Income-Other Audit Program (Mar 04)
Indirect Lending
Indirect Lending Audit Program (Apr 07)
Individual Retirement Account Administration (Word)
Individual Retirement Account ICQ (June 04)
Individual Retirement Account Program (June 04)
Individual Savings Account (UK) (Oct 07)
Information Integrity: The Next Frontier for Internal Auditors
Information Security Administration & Access Security Review
Information Security Best Practices Data Recovery Risks (September 2011)
Information Security Critical Business Applications (Oct 06)
Page 23 of 100

Information Security for Computer Installations (Sep 06)
Information Security for Networks (Sep 06)
Information Security Governance Assessment tool (Feb 2012)
Information Security Policy Sample
Information Security Systems Development (Sep 06)
Information Security Testing - Application (Oct 06)
Information Security-Banking (Mar 06)
Information System Objective & Control Environment Summary
Information Systems Controls Workbook (from the UK NAO 2004)
Information Systems General Control Review
Information Technology Audit General Principles-Monograph
Information Technology Policy Audit Program
Information Technology Risk Control Matrix (Mar 07)
Information Technology Risk Matrix
Ingres Audit
Initial Audit Activities
Inmuebles E Instalaciones (Fixed Assets) Spanish (Nov 04)
Inpatient Unit Scheduling-Healthcare (Aug 06)
Inpatient Unit Scheduling-Healthcare (Feb -07)
Insider Affiliate Transactions
Insider Lending ICQ
Insider Trading (May 04)
Insurance - Death Claims Audit Program
Insurance (Risk Management) Audit Program
Insurance Audit Program (Aug 2007)
Insurance Claim File Review Form (P&C)
Insurance Claim Sample Testing Worksheet Property and Casualty
Insurance Claims Audit Program
Insurance Claims Audit Program (July 04)
Insurance Claims Disbursement Audit Program
Insurance Consolidated Claims Compliance Review
Insurance Continuous Auditing Extract Report Listing
Insurance Underwriting
Insurance Underwriting Audit Program
Insurance Underwriting Premium Accounting Property (Oct 07)
Insurance-Claims (August 2009)
Insurance-Marine (Feb 09)
Insurance-Reinsurance (August 2009)
Insurance-Surety (Feb 09)
Insurance-Surety Claims (Feb 09)
Insurance-Transportation Underwriting (Feb 09)
Insurance-Underwriting (August 2009)
Integrated Audit Program (Dec 2004)
Page 24 of 100

Intellectual Capital Questionnaire (May 06)
Intellectual Property Audit Program (Word)
Interactive Risk Controls Testing
Interest Expense Audit Program
Interest Expense Audit Program
Interest Rate Risk Audit Program
Interest Rate Swaps
Internal Audit Assignment Form (Jan 06)
Internal Audit Function Review (Feb 2010)
Internal Audit Grading System (12/1/03)
Internal Audit Performance Measures (Dec 06)
Internal Audit Plan Checklist/Template-Pharmacy (May 06)
Internal Audit Risk Assessment Plan (April 2009)
Internal Communications Review Questionnaire
Internal Control Documentation Guide
Internal Control Error Considerations (Nov 04)
Internal Control Objectives by Cycle
Internal Control Questionnaire (Comprehensive-62 pages) (Aug 04)
Internal Control Review of Selected Monetary Receipts-Government (Sep 2008)
Internal Loan Review Construction (12/1/03)
Internal Loan Review Residential Real Estate (12/1/03)
Internal Services Audit Program
International Financial Reporting Standards (IFRS) Checklist (Nov 04)
International Forensic Discovery (May 2011)
International Reserves-Oil & Gas (Mar 08)
Internet - Evaluation of Use
Internet Access Audit Program
Internet Audit Program (August 04)
Internet Banking (Mar 2010)
Internet Banking Audit Program
Internet Banking Audit Program (10/1/03)
Internet Banking System (Nov 07)
Internet Information Services ICQ
Internet Review Audit Program (Word) (pdf)
Internet Security Audit Program
Internet Usage Policy (01/04)
Interplant Shipping-Receiving (Manufacturing) (Sep 05)
Intranet And Internet Security Policy
Introduction to ERP: Overview of ERP Systems
Intrusion Detection and Incident Escalation Policies (01/04)
Intrusion Prevention System (July 04)
Inventories ICQ (Sep 04)
Inventory
Page 25 of 100

Inventory (June 2010)
Inventory Audit Program
Inventory Audit Program
Inventory Audit Program (June 04)
Inventory Audit Program Mining Industry
Inventory Control ICQ Power Generation & Transmission Company (Oct 04)
Inventory Control Objectives (June 06)
Inventory Cycle Count
Inventory ICQ
Inventory ICQ (10/1/03)
Inventory Management (Dec 06)
Inventory Management (Dec 2009)
Inventory Management Audit (Feb 2010)
Inventory Management ICQ (Nov 04)
Inventory Observation Audit Program
Inventory Observation Questionnaire (Word)
Inventory Repacking Control-Service Industry (Nov 2008)
Inventory Risk Control Matrix
Inventory Risk Control Matrix (Mar 07)
Inventory Test Control Workbook
Investigating Fraud Training (2012)
Investment Banking Security Brokerage Audit Program (pdf)
Investment in Equity Affiliates Control Matrix (March 2011)
Investment Review
Investment Securities Audit Program (Dec 2004)
Investments
Investments and Other Assets
Investments Audit Program (Feb 06)
Invoice Reconciliation & Payment Control-Wholesale/Trading (July 06)
Invoicing Audit Program
IOF MVS Audit Program
IP Telephony Questionnaire
IRA Audit Program (Banking) (Oct 2009)
IRC 409A Executive Deferred Compensation (Dec 2009)
IRIX Security Audit Checklist (Dec 2004)
IRIX Security Audit Checklist (Nov 04)
IS General Controls Review (Word)
IS General Controls Review Manage the Physical Environment-Mfg (July 06)
IS Maintenance Activities General Controls Questionnaire (Nov 04)
Is Your IP Leaking?
ISO 9001 Quality Management Internal Audit Report
ISO/IEC 19770-1 Audit Checklist (January 2013)
IT Application Audit Program (August 04)
Page 26 of 100

IT Application Systems Review (Apr 05)
IT Assets and Security Questionnaire (Feb 07)
IT Audit Assessment Questionnaire
IT Environment Controls Audit Program
IT General Controls
IT General Controls (April 04)
IT General Controls Audit Program (April 2013)
IT General Controls Questionnaire (Oct 07)
IT General Controls Review
IT General Controls Review (Sep 04)
IT General Controls Review Audit Program
IT General Controls System Security (Mar 05)
IT General Risk Review (11/1/03)
IT General Risk Review (12/1/03)
IT Infrastructure & Maintenance General Control Review-Banking (Mar 06)
IT Infrastructure & Maintenance-Banking (Mar 06)
IT Integration Audit Program
IT LAN General Control Review-Banking (Mar -06)
IT Physical Security (Feb 07)
IT Project Management Review Procedures
IT Questionnaire
IT Risk Assessment Firewall Audit Program (Apr 05)
IT Risk Assessment Form (Sep 05)
IT Risk Assessment Planning GLB (Nov 04)
IT Risk Assessment Template (Excel)
IT Risk Audit Work Program (August 04)
IT Risk Matrix
IT Security Control Objectives Audit Program (May 04)
IT Strategy & Planning-Banking (Mar 06)
IT Systems Operation-Banking (Mar 06)
IT Vendor Management-Banking (Mar 06)
ITIL Change Management Audit Program (Sep 2004)
ITIL Change Management/Deployment Audit Program (Oct 2008)
JD Edwards Audit Program
JD Edwards IT & A/P
JDE One World Security Audit Program (9/1/03)
JES2 Subsystem Review
Journals Audit Program
JP Morgan Access Application Audit (Feb 08)
Key Card Audit Questionnaire
Key Controls Checklist - Spanish (Apr 05)
Key Corporate Governance & Internal Audit Reference Sources (October 2010
Key Financial Controls Audit Program (26 pages) (Aug 04)
Page 27 of 100

Key Management Checklist
Key Performance Indicator Review
Kiting Audit Program (May 04)
Know Your Customers Audit Policies and Procedures (May 04)
Knowledge Management ICQ (Mar 04)
Lab Services-Healthcare (Feb 07)
Labor System Audit Program (Sep 04)
LAN (Novell 4.1) Audit Program (Word) (pdf)
LAN Audit Program
LAN Data backup and recovery (DBAR) test plan
LAN PolicySample
LAN Review Checklist
LAN Review ICQ
Land Trust Audit Program (August 2009)
Landfill Money Receipts Government April 2013
Laundry Service Audit Program (Oct 04)
Learn Excel 2007 with Mr Excel
Lease Audit Program (June 2004)
Lease Rental Income Audit Program (Sep 07)
Leasing Fraud Guide (September 2011)
Leave Usage (June 2004)
Legal and Company Secretary (July 2009)
Legal and Government Affairs (9/1/03)
Legal Compliance Audit Program
Lending and Collections
Lending and Investments Due Diligence Checklist (May 2011)
Librarian/Panapt
Library Expenditures (Feb 04)
Licensee Royalty Audit Program (Word) (pdf)
Licensing & Contracting (Insurance) Oct 05
Life Insurance Risk Objectives (April 2009)
Life Underwriting Audit Program (Sep 04)
Liquor & Gaming Store Compliance Audit Program (Feb 05)
Lista de Chequeo Pare el Centro de Computo
Loan Operations Internal Control Assessment (Oct 04)
Loans and Advances Given (April 2010)
Loans Audit Program (Sep 07)
Local Area Network Audit Program (Dec 05)
Local Area Networks (LAN)
Local Area Networks Audit Program
Location Audit Program (May 04)
Logical Security Control Matrix (March 2011)
Long Term Care Audit Criteria Workbook
Page 28 of 100

Long Term Credit Ratings and Bank Risk
Long Term Deposits Worksheet
Long-term Debt
Loose Tools & Serviceable Spares (Aug 2007)
Lotus Notes (Oct 06)
Lotus Notes Audit Program
Lotus Notes Risk Matrix
Lumber Mill Audit Program (Sep 05)
M&A Acquisition Investigation Program (Oct 04)
M&A Checklist (Oct 04)
M&A Corporate Profile Checklist (Oct 04)
M&A Detailed Checklist (Oct 04)
M&A Evaluating Assets for LBO (Oct 04)
M&A Evaluating Personnel (Oct 04)
M&A Evaluation (Oct 04)
M&A LBO Basis Change (Oct 04)
M&A Legal (Oct 04)
M&A Securities Law (Oct 04)
M&A Transition Plans (Oct 04)
Mainframe Technical Assessment (June 05)
Maintenance & Integrity Management-Oil & Gas (Mar 08)
Maintenance & Materials Management ICQ (May 05)
Maintenance Audit-Equipment (Dec 2009)
Maintenance Operations
Maintenance Operations - Schools
Malicious Code Prevention
Managed Care Audit Program
Managed Care-Healthcare (Feb 07)
Management and Internal Control Evaluation
Management Change Audit (Jan 2011)
Management Letter Compliance Audit Program
Management Performance Audit Program
Management Reporting
Marketing Expenditures Questionnaire
Marketing Expense Control/Advertising Audit Program (Oct 04)
Master Vendor File Checklist and Best Practices (May 2010)
Material Stores Inventory ICQ (1)
Material Stores Inventory ICQ (2)
Materials and Supplies Inventory Audit
Materials Audit Questionnaire
Matriz de Objetivos de Controles para Interfaces (Jan 2005)
MCRP Bank Review Procedures Audit Program (Dec 2004)
Membership-Clubs Risk Control Matrix (October 2010)
Page 29 of 100

Mental Health and Mental Retardation Fee Billings and Collections
Mercadotecnia (Marketing) Audit Program (Spanish) (July 04)
Merchandise Control System
Merchant Fraud Detection Report Audit Program
Mergers and Acquisitions Development Audit
Mergers and Acquisitions Due Diligence Toolkit
Metodologia de Desarrollo (Systems Development Audit Program in Spanish) (12/1/03)
Metro Transit Advertising Revenue (XLS) (pdf)
MFGPro Application Review (Oct 04)
Microcomputer End User Virus Protection Audit Program
Microcomputer Security ICQ
Microsoft Server SQL Audit Work Pack (May 04)
Microsoft SMS Audit Checklist (April 04)
Microsoft SQL Server Audit Checklist ((9/1/03)
Microsoft Windows 2000 Risk Matrix (June 05)
Middle Tier Audit Program
MIS Review
Money Market Euro Currency Audit Program
Monthly Timesheet Template (Mar 2010)
Mortgage Fraud Red Flags (Mar 2010)
Mortgage Lending Audit Program
MPE V/E Operating System Review
MS Exchange Email Outlook Audit Program
MS SQL Server Audit Program
Mult-Security Assessment Checklist (Mar 04)
Municipal Desk Review Audit Program
MVS Audit
MVS Audit Program (Word)
MVS Operating System Review
MVS Technical Operating System Audit Program (Dec 2004)
NASD Annual Audit Program
Netview/Omegamon Audit Program
Network Engineering & Operations Audit Program
Network Management Process Maturity Assessment Tool
Network Operations and Distributed Computing Controls
Network Patch Management Audit
Network Patch Management Testing Steps
Network Penetration (May 2010)
Networking Client/Server
New Application Audit Program (01/04)
NIS Security Checklist
Non-Deposit Investment Procedures (August 2009)
Non-Public Safety Take Home Vehicles-Government (June 2010)
Page 30 of 100

Notes Receivable
Novell Groupwise Review
Novell Netware 4.11 LAN Audit Program
Novell NetWare Audit Program
Novell Netware's Financial System Review
Novell Netware's Financial System Review - Suggestions for Improved Controls
Novell Work Program (01/04)
NT Audit and Security Configuration Guidelines
NT Audit Guide
NT Security Guide
Obesity Reduction Strategy ICQ (June 04)
Office of Foreign Asset Control Audit Program (Oct 04)
Office Supplies Audit Program
Oil Refinery Audit Program
Omegamon MVS Review
Omegamon/C/VS Review
Open VMS Access Controls (August 04)
Operating Expense Audit Program
Operating Unit Compliance Audits
Operational Audit Program
Operational Overview
Operations
Oracle Database Audit Program
Oracle Database Audit Program (Sep 04)
Oracle Database Audit Program (Sep 07)
Oracle Database Auditing
Oracle DBMS-Manufacturing (Mar 06)
Oracle Financial Applications Audit Guidelines (Oct 05)
Oracle Financial Applications Checklist-Banking (Apr 06)
Oracle Financial System (Sep 07)
Oracle Financials Security Checklist
Oracle Infrastructure Audit
Oracle Inventory Audit
Oracle Security Guide
Oracle: Accessing the Oracle Apps DB Without Having a DB Login
Oracle: Auditing Application Controls
Oracle: Best Practices for Bank Account Entry and Assignment
Oracle: Journal Approval Best Practices
Oracle: Risk Based Assessment of UAC and SOD White Paper
Order to Cash Risk Control Matrix (Mar 07)
Order to Receipt Retail Contactless Payment System (Jan 08)
Order to Receipt Revenue Contract Lifecycle Management-Retail (Jan 08)
Order to Receipt Sales Performance Management-Retail (Jan 08)
Page 31 of 100

Order to Receipt Submit Tender Offer for Store Development-Retail (Jan 08)
Ordering and Purchasing ICQ
Organization
Organization Management Review ICQ (May 06)
Organization Structure ICQ (July 05)
Organizational Transparency ICQ (May 05)
Other Assets Other Liabilities Audit Program (Dec 2004)
Overseas Bank Accounts Audit Program (June 04)
Overseas Insurance Agency (Oct 07)
Overtime
Overtime - Police
Overtime Review
Packaged Payroll System Audit Program (PeopleSoft) (Aug 04)
Packaged Software Control Objectives
Pareto Analysis Template (September 2011)
Parking Garage Audit Program-Healthcare (Dec 05)
Parking Services Audit Program (Oct 04)
Partnership Agreements (Education) ICQ (9/1/03)
Password and Security Controls (Sep 04)
Payment Verification Audit Program (11/1/03)
Payroll
Payroll - Schools
Payroll & Human Resources
Payroll (April 2010)
Payroll Audit
Payroll Audit Plan and Procedures (March 2012)
Payroll Audit Program
Payroll Audit Program - Retail Store
Payroll Audit Program (01/04)
Payroll Audit Program (April 04)
Payroll Audit Program-Telecom (Mar 08)
Payroll Audit-Real Estate (August 2009)
Payroll Control Matrix (March 2011)
Payroll Controls Audit Program (August 04)
Payroll Department Audit Program
Payroll Distribution Audit Procedures
Payroll Generic Audit Work Program (01/04)
Payroll ICQ (Feb 04)
Payroll ICQ (Sep 04)
Payroll Operations Test Audit Program-Healthcare (Jan 06)
Payroll Work Program-Oil & Gas (Mar 08)
Payroll/HR ICQ
Payroll/Personnel Cycle
Page 32 of 100

Payroll-Human Resources Operations
PBX Audit Checklist
PBX Audit Review and Checklist
PBX Telecommunications System
PC Network Audit Program
PC Software License Compliance
PCAOB Standard 2 (Feb 05)
P-Card-Gov (Dec 06)
PCCIP Risk Management Best Practices Audit
Peer-to-Peer Network Security Control Questionnaire
PEIMS
Penetration Testing and Vulnerability Analysis (July 04)
PeopleSoft Audit Program
PeopleSoft Audit Release 7.X
PeopleSoft Audit Review (Word) (pdf)
PeopleSoft Business Process Controls
PeopleSoft Security
PeopleSoft Security Work Program (May 04)
Performance Information Audit (June 2011)
Performance Information Audit Procedures
Performance Management ICQ (Sep 04)
Performance Measurement Audit Plan (Dec 06)
Permit Centers-Government (Jan 06)
Personnel Rules Compliance Audit-Government (Dec 05)
Petty Cash
Petty Cash Audit Program
Petty Cash Audit Program (Mar 2010)
Petty Cash Audit Program Checklist
Petty Cash Review-Healthcare (Dec 05)
PFI (Private Finance Initiative) Contracts ICQ (Oct 04)
Pharmaceutical Audit Program
Pharmacy Purchasing & Returns-Healthcare (May 2010)
Pharmacy Regulation ICQ
Pharmacy Review (pdf)
Physical Inventory (Word) (pdf)
Physical Inventory Observation (Feb 2010)
Physical Security Assessment Template
Physical Security Data Center ICQ (Mar 04)
Physician Billing-Healthcare (Feb 07)
Physician Contract Review (Healthcare) (Oct 05)
Pier Operations Audit Program
PIN Security Program-Auditors Guide (Dec 05)
PLANNING, GOVERNANCE, ASSET AND HUMAN RELATIONS SECURITY
Page 33 of 100

Plant Maintenance Department-Mfg (Nov 06)
Plant Utilities Audit Program (Oct 04)
Police Administration Audit Program (pdf)
Police Expenditures
Police Expenditures-Government (May 2010)
Policy and Procedure Review (Apr 07)
Policy Implementation Risk Evaluation Schedule (June 06)
Policy Loans & Surrenders - Life Insurance (June 05)
Position Control Audit
Post Balance Sheet Events and Contingencies (Excel) (pdf)
Post Implementation Review
Post Implementation Review Audit Program
Post Implementation Review of Cashier System-Government (Sep 2008)
Post-SAP Production Facility Review (Feb 05)
Potential Audit Comment (IT) Workpaper (Dec 05)
Poverty Reduction Strategy (Government) ICQ (June 04)
Power Plant Operations Audit Program (9/1/03)
Powerlock Network Security (9/1/03)
Pre Audit Planning Workbook
Preliminary IT Risk Assessment Questionnaire
Premium Process Audit Program
Prepaid Expenses
Preparing, Documenting, and Referencing Spreadsheets
Print Shop - Schools
Print Shop and Graphic Arts
Privacy Audit Checklist
Privacy Protection-Government (Sep 2008)
Problem Management Function Review Summary
Process Audit Checklist
Process Walk Through Template (April 04)
Procure to Pay Accounts Payable Management-Retail (Jan 08)
Procurement (Nov 2008)
Procurement and Contract Management Audit
Procurement Contract Lifecycle Management (July 06)
Procurement Financial Controls (July 04)
Procurement Fraud Prevention and Detection (August 2011)
Procurement Fraud Toolkit (Feb 2012)
Procurement ICQ
Procurement ICQ
Procurement Operations
Procurement to Payment Cycle Transportation Management-Retail (Dec 07)
Procurement to Payment Inbound Logistics Control (Dec 07)
Procurement to Payment Invoice Reconciliation and Payment Control (Dec 07)
Page 34 of 100

Procurement-Clubs Risk Control Matrix (October 2010)
Production Process (Feb 2010)
Production Process Audit Program-Joinery (Mar 04)
Production-Dairy Milk Products & Beverages (June 07)
Professional & Other Contractual Services
Professional Services Contract Audit Program
Program Change Review MVS
Program Evaluation
Program Evaluation - Schools
Program Grant Audit Criteria Workbook
Program Results
Progress Database Security (Mar 06)
Project Audit (with COBIT standards 18 pages) (Aug 05)
Project Development Audit
Project Health Check
Project Lifesaver and Community Partners Inc-Government (Sep 2008)
Project Management - Billing of Project Management Fees MS Word (pdf)
Project Management - Delays EOT & LD MS Word (pdf)
Project Management - Selection & Approval of Consultants MS Word (pdf)
Project Management - Tender for Projects MS Word (pdf)
Project Management - Tender Procedures for Main Contract MS Word (pdf)
Project Management - Variation Orders MS Word (pdf)
Project Management (Banking) (Oct 05)
Project Management Audit Guide
Project Management Audit Procedures (Aug 05)
Project Management Audit Questionnaire (ISO) (Word)
Project Management Checklist
Project Management Introduction
Project Planning
Project Summary Checklist-Retail (Dec 06)
Project Wrap Checklist
Promotional Fund ICQ
Proof of Cash Workpaper
Property & Casualty Loss Control Audit Program (July 05)
Property Development Audit Program (July 04)
Property Income Audit Program
Property Management
Property Plant & Equipment (Aug 06)
Property Plant & Equipment Audit Program (Mar 04)
Property Services Financial Control-Charity (Apr 06)
Property Tax Refunds-Government (July 2009)
Property, Plant & Equipment (fixed assets audit program) (April 2013)
Property, Plant, and Equipment
Page 35 of 100

Protecting Personal Information Audit Program - SSN (11/1/03)
Protecting Personal Information Survey (11/1/03)
Public Information Office Audit
Public Schools-Audit Planning Memo (Sep 2009)
Public Schools-Cash Disbursement & Related (Sep 2009)
Public Schools-Cash Receipts & Related (Sep 2009)
Public Schools-Compliance Audit Program (Sep 2009)
Public Schools-ICQ (Sep 2009)
Public Schools-Pre & Post Audit (Sep 2009)
Public Schools-School Fraud Questionnaire (Sep 2009)
Public Utilities Receipts Review
Public Works Expenditures (Oct 06)
Publishing House
Publishing Policy ICQ (June 04)
Pulmonary Services-Healthcare (Feb 07)
Purchase Card Audit Program - Government
Purchase Order Processing 3 Way Match-Government (Jan 08)
Purchase to Pay Audit Program (Oct 07)
Purchase to Pay Risk Control Matrix (Mar 07)
Purchase to Payment Control Objectives (June 06)
Purchase to Payment Expense Cycle (March 2012)
Purchases (April 2010)
Purchasing
Purchasing - Schools
Purchasing & Accounts Payable ICQ (Sep 04)
Purchasing (June 07)
Purchasing and Payments Expenditure Cycle (11/1/03)
Purchasing Audit Program
Purchasing Audit Program (Mar 05) 10 pages
Purchasing Audit Program (Mar 2010)
Purchasing Audit Program (Sep 07)
Purchasing Audit Program Feb 05 (April 05) 2 pages
Purchasing Card Audit (Dec 2009)
Purchasing Department Audit (Apr 05)
Purchasing Key Control Matrix (Nov 04)
Purchasing Practices Audit (June 06)
Purchasing/Accounts Payable 3 Way Test Plan (July 05)
Purchasing/Payables Cycle
Purchasing-Accounts Payable-Tobacco (Nov 05)
Pyxis Drug and Supply Process-Healthcare (Feb 07)
Pyxis Medication Administration-Healthcare (Aug 06)
QA Risk Library (Oct 05)
Quality Assurance Audit Procedures
Page 36 of 100

Quality Control
R&D Cash Flow Management-Pharmaceutical (Nov 2008)
R&D-Human resources management (Pharmaceutical) (June 2008)
R&D-Laboratory management (Pharmaceutical) (June 2008)
R&D-Patent right application (Pharmaceutical) (June 2008)
R&D-Project management (Pharmaceutical) (June 2008)
R&D-Security measures (Pharmaceutical) (June 2008)
R&D-Work progress management (Pharmaceutical) (June 2008)
RACF Audit
RACF Audit Program (Word) (PDF)
RACF Audit Program 2004 (Nov 04)
RACF Security
Rating Scale Key Business & Financial Processes (Nov 04)
Real Estate Billing System Audit (February 2013)
Real Estate Construction-Gov (Dec 06)
Real Estate Investment/Ventures ICQ-Commercial Credit (Apr 06)
Real Estate Settlement Procedures Act (RESPA) Questionnaire
Real Property Expenditures-Gov (Nov 07)
Receipt of Goods and Services Controls Testing (Oct 2008)
Receipts Handling Control Questionnaire (Feb 06)
Recommendations Workbook
Reconciliation Testing Audit Program (Mar 04)
Recorder of Deeds Audit Program (Mar 05)
Records Management (Aug 06)
Records Management Audit Program-Govt (Feb 06)
Records Management Survey-Govt (Feb 06)
Recruitment & Appointment Questionnaire-Gov (Oct 2009)
Recruitment & Induction Audit-Gov (Oct 2009)
Recruitment of Staff ICQ
Recruitment Process (10/1/03)
Red Hat Linux Release 7 (Sep 06)
Rehabilitation Services-Healthcare (Feb 07)
Reinsurance Assumed (Individual) Audit Program (May 04)
Reinsurance Assumed Audit Program (May 04)
Reinsurance Ceded (Individual) Audit Program (May 04)
Reinsurance Consolidated Audit Program (July 04)
Remote Access Audit Procedures (March 2012)
Remote Access Policy
Remote Access Security Audit Program
Remote Deposit Capture Examination (January 2012)
Remote Deposit Capture Examination Procedures (January 2012)
Repair Shop Audit Program
Reporting & Communication
Page 37 of 100

Reporting-Basis of Rating Findings
Reporting-Critical Issue Matrix
Representation Expense ICQ
Research & Development - Development Project Management
Research & Development - Legal and Regulatory Issues
Research & Development - Plant and Equipment
Research & Development - Product Development
Research & Development - Project Appraisal and Monitoring
Reservations Revenue Management-Hotel (Dec 06)
Responsibility Assignment Matrix (December 2012)
Retail - Contract Life Cycle Management
Retail Cash Office Audit
Retail Corporate Card
Retail Distribution Warehouse-Picking Accuracy
Retail Drug Store Audit Program (July 05)
Retail Operations Audit Program (Word)
Retail Store Operations
Retail Store Sales (Sep 06)
Retail-Complaint Handling (Mar 08)
Retail-Order to Receipt Customer Management (Mar 08)
Retail-Warehouse Inventory Management (Mar 08)
Retail-Warehouse Management (Mar 08)
Retirement Plan ICQ
Returned Checks Audit Program (April 04)
Revenue & Receivables Key Controls (Oct 04)
Revenue Cycle (Mining & Quarries) 10 pages (Aug 05)
Revenue Cycle Audit Program
Revenue Cycle Control Matrix (May 04)
Revenue Cycle Flowchart (Nov 04)
Revenue Master Data Audit Program
Revenue Process Control Objectives
Revenue Questionnaire
Revenue Recognition Audit Guide
Revenue Recognition-Service Industry (Nov 2008)
Revenue Testing Audit Program
Review of Information System Controls (Feb 04)
Review of Information System Controls Supplemental Information (Feb 04)
Riesgo Funcionarios y Empleados (Loan Risk-Spanish) (Sep 05) Resort Industry
Riesgo Seguros (Insurance Risk-Spanish) (Sep 05) Resort Industry
Risk & Response Matrix (Nov 04)
Risk and Control Matrix
Risk Assessment (w Control Activities) Template (Jan 07)
Risk Assessment Methodology (CSA)
Page 38 of 100

Risk Assessment Questionnaire Setup (01/04)
Risk Assessment Worksheet and Instructions (Sep 04)
Risk Based Audit Planning (Nov 07)
Risk Exposure Calculator (June 06)
Risk Management
Risk Management - Schools
Risk Management Checklist
Risk Management Issues Paper (MS Word) (pdf)
Risk Management Methodology (MS Word) (pdf)
Risk Management Operation Audit Program (pdf)
Risk Management Policy (Draft)
Risk Management Review
Risk Management Toolkit (Insurance) (Feb 2012)
Risk Matrix - Commercial
Risk Matrix - Financial
Risk Scoring Matrix (12/1/03)
Risk Scoring Template (12/1/03)
Router Security Audit Program (Word) (pdf)
Royalty Audit Program
Rules and Regulations Matrix
SA Server Security Checklist (Nov 04)
Safe Deposit Box Audit Program (Oct 04)
Safety deposit boxes Questionnaire
Salary Reduction Plan 401K APG (Mar 05)
Sales - Food Distributor
Sales & Accounts Receivable ICQ (Sep 04)
Sales & Accounts Receivable Transaction Walkthrough-Mfg (Feb 06)
Sales & Debtors
Sales & Marketing Audit Program (11/1/03)
Sales & Marketing Inventory ICQ (1)
Sales & Marketing Promotions-Manufacturing (Aug 06)
Sales Accounts Receivable Control Matrix (March 2011)
Sales and Accounts Receivable Audit Progra
Sales and Marketing (11/1/03)
Sales and Marketing College (11/1/03)
Sales and Rating-Healthcare (May 2010)
Sales Commission Audit Program
Sales Contract Lifecycle Management (July 06)
Sales ICQ (Nov 05)
Sales Incentive Bonus Plan Audit Program
Sales Incentive Compensation Audit Procedures (January 2013)
Sales Office Audit Guide (Word) (pdf)
Sales Office Operations Audit (May 04)
Page 39 of 100

Sales Order to Receipt Cycle-Retail (Dec 07)
Sales Return Analysis Audit (May 06)
Sales Revenue Audit Program
Sales Shop (June 07)
Sales System Audit Program (9/1/03)
Sample Size Calculation Spreadsheet (Jan 07)
Sample Strategic Internal Audit Plan (Mar 04)
Sampling and Population (June 2010)
Sampling Checklist (12/1/03)
SAP Audit and Control Points (Feb 04)
SAP Authorization Design
SAP Business Process Controls and AIS
SAP Business Process Sales & Customer Service Risk & Control Matrix
SAP Business User Administration
SAP Business Warehouse Authorizations
SAP Business Warehouse Security
SAP Configurable Controls in SAP R/3
SAP Cut-Over Checklist (July 04)
SAP HOW TO STEPS FOR USING RBE VERSION 2.0
SAP HR Audit Program (Functional) (July 05)
SAP Inventory Control ICQ S-Ox related (April 2013)
SAP Manual & Fixed Assets Risk & Control Matrix
SAP Manual and Accounts Receivable Risk Control Matrix (April 2013)
SAP Master Data Maintenance Audit Plan (Mar 04)
SAP Official Security Guide Ver 3
SAP Process Controls Audit Program
SAP R/3 Security Administration
SAP R/3 System Security Parameters Review
SAP R3 Audit Program (May 06)
SAP R3 Auditing Guidelines
SAP R3 Auditing Manual
SAP R3 Interface Controls Audit Program
SAP Security Design Concepts
SAP Security for ESS
SAP Security Guide Ver 3
SAP Security Upgrade White Paper
SAP Segregation of Duties Matrix
SAP Structural Authorizations Step By Step
SAP Using CATT Scripts
SAP Using the RBE Tool for Security
SAR/SYSOUT Archive and Retrieval
Sarbanes Oxley Audit Review-Portuguese (Mar 07)
Sarbanes Oxley Governance Risk-Portuguese (Mar 07)
Page 40 of 100

Sarbanes-Oxley 404 - IT Audit - Log Security Activity - Checklist
Sarbanes-Oxley 404 - IT Audit - Malicious Software - Checklist
Sarbanes-Oxley 404 - IT Audit - Segregation of Duties - Checklist
Sarbanes-Oxley 404 - IT Audit - User Access - Checklist
Sarbanes-Oxley 404 AP and Procurement
Sarbanes-Oxley 404 Management Assessment of Internal Controls
Sarbanes-Oxley 404 Network Security (Sep 04)
Sarbanes-Oxley 404 Process Level Workbook (Aug 04)
Sarbanes-Oxley 404 Sales & Accounts Receivable Transaction Walkthrough
Sarbanes-Oxley 404 Sales and Accounts Receivable
Sarbanes-Oxley Act Guide
Sarbanes-Oxley Audit Committee Checklist
Sarbanes-Oxley Calculating Payroll Control Matrix
Sarbanes-Oxley CFO & Controllers Checklist
Sarbanes-Oxley Claims Testing-Workers Comp Insurance
Sarbanes-Oxley Cobit Selection
Sarbanes-Oxley Consumer Commercial Control Matrix-Banking
Sarbanes-Oxley Control Matrix Personnel & Payroll Cycle (Aug 04)
Sarbanes-Oxley Control Matrix Purchases & Payments Cycle (Aug 04)
Sarbanes-Oxley Control Matrix Revenue & Cash Collections Cycle (Aug 04)
Sarbanes-Oxley Corporate Tax Control Matrix
Sarbanes-Oxley Coverage Matrix (Aug 04)
Sarbanes-Oxley Discussion Item Matrix (Aug 04)
Sarbanes-Oxley End User and Entity Level Control Narrative (June 05)
Sarbanes-Oxley End User Computing (June 05)
Sarbanes-Oxley Financial Reporting
Sarbanes-Oxley Financial Reporting Risks and Controls (Aug 04)
Sarbanes-Oxley Fixed Assets Risks and Controls (Aug 04)
Sarbanes-Oxley General Entity Wide Controls
Sarbanes-Oxley Generic Stand Alone Application General Control Review (August 04)
Sarbanes-Oxley Generic Testing Template (Oct 05)
Sarbanes-Oxley Guidebook for the Templates (Dec 08) (The following templates are licensed
for use by AuditNet subscribers)
Sarbanes-Oxley Hiring Personnel Control Matrix
Sarbanes-Oxley HR and Payroll Risks and Controls (Aug 04)
Sarbanes-Oxley HR Risk Assessment
Sarbanes-Oxley Implications Backdating Stock Options and Executive Compensation (Dec 2010)
Sarbanes-Oxley IT Management Audit Program & ICQ (82 pages)
Sarbanes-Oxley Journal Entry Testing (January 2012)
Sarbanes-Oxley Key Provisions Accounting Firms (April 2013)
Sarbanes-Oxley Risk Matrix
Sarbanes-Oxley Sampling & Isolated Incidents Checklist (May 2010)
Page 41 of 100

Sarbanes-Oxley SAP Inventory Cycle ICQ
Sarbanes-Oxley Section 404 Application Baseline Audit Program (Jan 2005)
Sarbanes-Oxley Segregation of Duties Matrix Personnel & Payroll Cycle (Aug 04)
Sarbanes-Oxley Segregation of Duties Matrix Revenue & Cash Collections Cycle (Aug 04)
Sarbanes-Oxley Spreadsheet Inventory Survey (June 05)
Sarbanes-Oxley -Spreadsheets 404 control evaluation considerations (June 05)
Sarbanes-Oxley Template Financial Reporting Control Matrix (Dec 08)
Sarbanes-Oxley Template Fixed Asset Control Matrix (Dec 08)
Sarbanes-Oxley Template Inventory Control Matrix (Dec 08)
Sarbanes-Oxley Template IT Control Matrix (Dec 08)
Sarbanes-Oxley Template Payroll and Human Resources Control Matrix (Dec 08)
Sarbanes-Oxley Template Purchasing and Payables Control Matrix (Dec 08)
Sarbanes-Oxley Template Revenue and Receivables Control Matrix (Dec 08
Sarbanes-Oxley Template Treasury Control Matrix (Dec 08)
Sarbanes-Oxley Timeline (Aug 04)
SAS 70 Evaluation Checklist (Apr 06)
SAS 70 Evaluation Guidance (Apr 06)
SAS 70 Type 1 Fraud Assessment Template (July 05)
SAS 70 Type 2 Fraud Assessment Template (July 05)
SAS 99
SAS-70 Review (Oct 05)
Scaffolding ICQ (Construction Industry) (Oct 05)
School Activity Funds Audit
School District Procurement Operations (Jan 08)
Securing Government Buildings
Security Administration Network Access
Security Audit Program
Security Management (Sep 05)
Security Management Audit (May 06)
Security Physical and Data
Security Posture of the DPA/ATS
Security Questionnaire
Segregation of Duties and Compliance Workbook (October 2010)
Segregation of Duties Grid-Revenue & Cash Collections Cycle (Jan 07)
Segregation of Duties Matrix
Seguridad Fisica Control Interno
Selling and Administrative Expenses Working Paper Template
Server Configuration and Support Review (July 04)
Service Level Agreement-Retail (Nov 07)
Sheriff's Office Expenditures
Sheriffs Office Expenditures-Government (July 2009)
Shipping (Traffic and Distribution) Audit Program
Short Term Deposit Audit Procedures
Page 42 of 100

Short-Term Investments Audit Program (August 04)
Signature Authority Matrix Template (Sep 2009)
Six Sigma Project Report
Six Sigma Reference Tool Matrix (April 2011)
Six Sigma Tools Development Matrix
Skilled Nursing Facility (Nov 04)
Slot Machine Operations-Clubs (October 2010)
Small Sample Size Excel Workbook (April 04)
Social Media Risk Workbook
Soft Controls Internal Controls Risk Matrix (Mar 07)
Software Change Management (Feb 04)
Software Compliance & Your Organization: Looking for a Career Change
Software Compliance Audit Program (Jan 06)
Software Compliance Auditing: As An Auditor,
Software Compliance Auditing: Is Your Number Up?
Software Configuration Management (Word)
Software License Compliance Audit Program
Software Licensing (01/04)
Software Licensing Compliance
Solaris Release 9 (Sep 06)
Solid Waste Audit Program (pdf)
SOX 404 Audit Committee Checklist (Aug 05)
SOX 404 Expense Cycle Questionnaire (Oct 04)
SOX 404 IT General Controls Matrix
SOX 404 Revenue Cycle Questionnaire (Oct 04)
SOX Based Risk Program - Hotel Industry (Mar 05)
SOX Code of Ethics Example (Feb 05)
SOX Compliance Auditing Checklist (Oct 2008)
SOX Control Exception and Deficiency Evaluation Worksheet (Apr 05)
SOX Debt Cycle Test of Controls (SOx)
SOX Employee Benefits Controls (Feb 2011)
SOX Entity Level Control Matrix
SOX
04)
SOX
SOX
SOX
SOX
SOX
SOX
SOX
SOX
SOX
Expenditure Cycle Risks and Controls Matrix (Manufacturing concern/SAP environment/SOX) (April
Exposure Calculations (Dec 2010)
Financial Reporting Test of Controls
Framework for Evaluating Exceptions (Feb 05)
ICQ Accounts Payable (Sep 04)
ICQ Accounts Receivable
ICQ Cash Disbursements - Treasury (Sep 04)
ICQ Credit & Collection
Internal Control Sales (Oct 04)
Inventory Management and Risk Controls (Jan 2005)
Page 43 of 100

SOX IT Audit Program (Apr 05)
SOX IT Section 404 Anti-Fraud Tool (March 2011)
SOX Mapping Financial Statements to Controls Template (Jan 2005)
SOX Process Documentation Form (July 05)
SOX Process Owners Representation Letter (Feb 06)
SOX Revenue and Risk Controls (Jan 2005)
SOX Revenue Process Audit Program (Jan 2005)
SOX Spreading Testing (Mar 05)
SOX Staff Internal Control Q&A
SOX Supply Chain Audit Tool (Feb 2011)
SOX Testing Template
SOX Treasury and Risk Controls (Jan 2005)
SOX Treasury Test Plan (Oct 04)
SOX Wire Transfers (Oct 04)
Space Utilization ICQ (Oct 04)
Spend Management Review (July 06)
Spend Management Review-Retail (Nov 07)
Sports Development ICQ (July 05)
Spreadsheet Matrix Tool (Nov 2010)
SQL Server Master Audit Program
SQL Server Security Audit Program (Aug 05)
Staff Administration (General) ICQ (Oct 04)
Staff Planning ICQ (12/1/03)
Staff Utilization ICQ (12/1/03)
Standard Audit Program
Standard Document Request List - Lost Profits
Standard Management Audit Programs (181)
Standards for Business Controls Vol. 1 General Business Processes
Standards for Business Controls Vol. 2 IT Processes
State of Iowa Audit Programs
Stationary Supply Audit Program (01/04)
Statistical Sampling Application (August 2011)
Stimulus-Certification Recovery Act Reporting Requirements (Gov) (April 2009)
Stimulus-Certification Requirement for Receipt of Fund (Gov) April 2009)
Stock Management (Oct 07)
Store Audit Program (Drugstore) (Nov 04)
Store Audit Program-Pharmacy (Aug 06)
Store Visit Non Conformity Report (May 04)
Stores and Spare Parts Audit Program (Oct 04)
Stores Management (Aug 2007)
Strategic Asset Management ICQ (9/1/03)
Strategic Thinking and Vision (May 2011)
Stratification Example (Nov 04)
Page 44 of 100

Student Activity Fund Audit Program Public Schools
Student Counseling and Support ICQ
Submit Tender Offer for Store Development (Aug 06)
Sun Solaris Audit Guide
Supermarket Perishables Audit Program
Supply Chain Finance (Nov 06)
Surface Water Management (SWM) Compliance (April 04)
Survey on Project Management of the Development of Information Systems
Swift Alliance Control Assessment (May 05)
Sybase DBMS Application-Banking (Mar 06)
Sybase Security Controls and Audit
Sybase Server Configuration (Nov 06)
System 88 Audit Program (Word) (pdf)
System Access Testing Workbook
System Administration and Operations (April 04)
System Conversion and Reconciliation
System Development & Maintenance-Banking (Mar 06)
System Development and Program Change Control Government (Feb 2010)
System Development Life Cycle Audit
System Development Project Audit Checklist
System Development Project Audit Program (Oct 04)
System Display and Search Facility Review
System Implementation Audit
Systems & Computer Environment (Oct 04)
Systems Conversion/Implementation Best Practices
Systems Development and Programming
Systems Maintenance Audit Program (8/1/03)
Systems Software Audit Program
T&E Expense Processing-Transportation (October 2010)
Talent Creation ICQ (Nov 04)
Talent Management Audit
Tandem Audit Program
Tandem Audit Program (Word) (pdf)
Tape Inventory Audit Program
Tape Library ICQ (Mar 05)
Tax and Accrual (May 2010)
Tax Control Matrix (Sep 06)
Tax Identification Number Compliance & Backup Withholding (July 04)
Tax Office Operations
Taxes Control Matrix (Feb 2011)
TCP IP and Internet Audit Program (11/1/03)
TCP Ports
TCP/IP and Internet Audit Program
Page 45 of 100

Technology Help Desk Review (Apr 05)
Telecommunications
Telecommunications APG (cellular & voicemail)
Telecommunications Audit of East Texas State University
Telecommunications Audit Preliminary Program
Telecommunications Audit Preliminary Survey
Telecommunications Audit Summary Report -- Revised
Telecommunications Billings and Accounts Receivable
Telecommunications Customer Satisfaction Survey
Telecommunications ICQ
Telecommunications Operational Audit Program
Telephone Expenses Audit Program (Oct 04)
Telephone Information
Telephone Usage (Aug 2007)
Temporary Employee Audit Program
Tender Management-Clubs Risk Control Matrix (October 2010)
Tender Procedures (Sep 06)
Tender Procedures-Retail (Nov 07)
Tender process Audit Program
test
Test for Andolasoft
Test for Audit program from Admin side
Textbooks
Textbooks - Schools
The AuditNet Monograph Series Feasibility Study
The AuditNet Monograph Series Workpaper Documentation Guide
The AuditNet Guides Staff Management Plan
The AuditNet Monograph Series Auditors and Securities Law Issue Securities Fraud: What You Need to
Know
The AuditNet Monograph Series Auditor's Guide to Asset Leasing Fraud AuditNet
The AuditNet Monograph Series Fraud Risk Assessment Matrix USING THE FRAUD RISK ASSESSMENT
GRID
Third Party Administrator Health Care Audit Program
Third Party Administrator Medical Claims
Third Party Claims Processing Audit Program
Third Party Portfolio Audit Program (Dec 05)
Time & Attendance Work Program (University) (Sep 05)
Time and Attendance Audit Program (June 05)
Time Budget Excel Worksheet
Time Sharing Option Subsystem Review
Top 10 Risks of NT OS
Top Secret Audit Program (Word) (pdf)
Top Secret V5.3 Audit Program (Oct 04)
Page 46 of 100

Track-It Audit Program (Apr 07)
Trade Compliance Configuration Audit
Trade Creditors Audit Program (Word)
Trade Debtors Audit Program (11/1/03)
Trade Receivables
Trading Operations Audit Program (Word pdf)
Training & Education (Jan 2011)
Transfer Pricing (April 2011)
Transportation & Freight (Mar 2010)
Transportation and Freight Audit Procedures
Travel
Travel - Schools
Travel and Business Conference Audit Program
Travel and Entertainment Expenses (10/1/03)
Travel and Entertainment Risk Assessment (May 07)
Travel and Entertainment Test Matrix (May 07)
Travel and Expense Reimbursement Audit Program
Travel and Expense Reimbursement Audit Program (May 07)
Travel Audit Program (Government) (August 04)
Travel Program Audit
Travel Review Audit Work Program
Travel Systems Checklist (GAO)
Treasury & Investment Internal Control Matrix (Feb 07)
Treasury Auction Audit
Treasury Audit Program (Sep 07)
Treasury Control Matrix (Feb 2011)
Treasury Department Audit Program (01/04)
Treasury Department Reconciliation (01/04)
Treasury Management (Local Government) ICQ (Oct 04)
Treasury Management (Oct 07)
Treasury Management and Merchant Services (Banking)
Treasury Management ICQ
Treasury Management ICQ (17 pages) (Aug 05)
Treasury Operations (July 2009)
Treasury Operations Foreign Exchange Audit Program
Treasury Preliminary Controls Assessment Questionnaire
Troubled Asset Relief Program TARP Compliance (July 2010)
Trust Department Audit Program
Truth in Lending Act Compliance Examination Procedures (December 2012)
Truth in Savings Act (TISA) Compliance Requirements and Examination Procedures
TSO Online Services
Tuition Reimbursement Audit Program (July 2004)
Uniform Guide for Initial Review of A-133 Audit Reports (8/1/03)
Page 47 of 100

Unit Trust New Business Audit Program (South Africa) (Word) (pdf)
Unit Trust Repurchases Audit Program (South Africa) (Word) (pdf)
Unix Audit Program
UNIX Audit Script
Unix Configuration Questions (August 04)
UNIX Operating System Security Review
Unix Security
UNIX Security Checklist
Unix Security Guide
UNIX Servers APG (Jan 2005)
Unix System Questions (August 04)
Unix System Services
UNIX Work Program (01/04)
Unpaid Bills (April 2011)
UNUM Reinsurance Treaty File Audit Program (May 04)
Use of Contract and Agency Staff ICQ (12/1/03)
Using a Service Entity Checklist (Nov 04)
Using the Work of Internal Auditors Checklist (Sep 04)
VAT Audit Work Program
VAX/VMS
VAX-VMS Systems
Vehicle Auction End of Lease Charges Audit Program
Vehicle Utilization (June 07)
Vending - Sales & Receipting Checklist (Nov 05)
Vendor Audit Checklist - Energy Industry (July 04)
Vendor Audit Procedures- Energy Industry (July 04)
Vendor Audit Program - Energy Industry (July 04)
Vendor File Validity Audit Program (Word) PDF
Vendor Review Audit Program (July 05)
Violations and Security Activity Reports
Virtual Private Network Audit Program (Jan 2005)
Virtual Private Network Review (Mar 05)
Virus Detection Audit Program
Virus Protection & Compliance (01/04)
Viruses Detection and Prevention Audit Program
Viruses Policy Example (01/04)
VISA CISP Security Audit Procedures and Reporting
VISA CISP Self-Assessment Questionnaire
Visual Basic Controls
VM Operating System Review
VM/Batch Review
VM/Secure Review
Voice Response Unit (Aug 05)
Page 48 of 100

Voice Response Unit Audit Program (Word)
Vote Buying (Government) ICQ (June 04)
VSE/SP Review
Wages and Salaries (Aug 2007)
Warehouse Audit Program
Warehouse Management (Word) (pdf)
Warehouse Operations Audit Program (Word)
Warehouse Standard Audit Program-Cement (Asia) (Apr 06)
Warehousing and Storage Checklist
Water Scarcity ICQ
Web Applications Due Diligence (Sep 04)
Web Based Application Development Audit Program - Gov (Jan 09)
Web Security Guide
Web Server Audit Program (Word) (pdf)
Web Site Building and Maintenance (Nov 05)
Web Site Management
Web-Based Forensics: AuditNet Guide and Introduction (April 2011)
Website Audit Program (Banking) (Oct 2009)
Weighted Average Inventory Valuation Calculation Worksheet (Mar 2010)
WhistleBlower Tracking Report (April 2013)
Whistleblower Vendor Program Review (Sep 06)
Whistleblowing ICQ (Sep 04)
Wholesaler Charge Backs Audit Program
Windows 2000 Audit Program
Windows 2000 Checklist-Banking (Apr 06)
Windows 2000 Risk Matrix (Aug 05)
Windows Active Directory (Nov 2008)
Windows NT 2000 Audit Program (Sep 04)
Windows NT 4.0 (June 04)
Windows NT Audit and References
Windows NT Audit and Security (Word) (PDF)
Windows NT Audit Program
Windows NT Audit Program Risks/Controls (PDF)
Windows NT Security Audit
Windows NT Work Program
Windows Server 2003 Audit Program for Member Servers (Apr 07) (3rd party program-each
person must request the work program after clicking on the link)
Windows Work Program (Feb 05)
Wire Room ICQ (Word)
Wire Transfer Audit Program
Wire Transfer Audit Program (Oct 04)
Wire Transfers Branch ICQ
Wireless LAN Audit Briefing (Feb 04)
Page 49 of 100

Wireless LAN Review (9/1/03)
Wireless Networking
Working Capital Management Audit Program (June 04)
Writing Essentials Tool Matrix (October 2010) Excel Version
Writing Essentials Toolkit for Auditors (October 2010) PDF version
You Don't Stand a Ghost of a Chance - Or, Do You?
Z Operating System Audit
ztest audit program
Page 50 of 100
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Listing of audit programs from AuditNet website

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Listing of audit programs from AuditNet website

Listing of audit programs from AuditNet website

Listing of audit programs from AuditNet website

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