Professional Documents
Culture Documents
Introduction
The massive migratory movements of human beings across international borders
have come to be regarded as one of the most crucial and intractable problems
DOI 10.1179/1477963314Z.00000000029
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187
and who face protection risks similar to those of refugees, but for whom refugee
status has, for practical or other reasons, not been ascertained (IOM, 2010: 119).
Growing worldwide migratory flows urge the formation of regulatory regimes in
the global context. As such, the formation of migration, asylum, and refugee
regimes between Turkey and Europe is a prerequisite to forming international
?
migratory regimes (Icduygu, 2000).
Turkey has been experiencing a migration policy transformation in the wake of a
new ruling entitled the Foreigners and International Protection Law (FIPL). The
ruling is currently on the agenda of the Turkish Parliament for passing into law. This
study aims to present insights and understanding regarding policy changes within
the reconstruction of the international migration system in Turkey. The study
investigates the major change process by focusing on the planned reorganisation
resulting from the legislation process of the FIPL prepared by the Asylum and
Migration Bureau (AMB) of the Turkish Ministry of the Interior (MOI). The
problem of an institutional change is conceptualised for qualitative inquiry. In order
to understand the implementation of a change process in the migration policy of
Turkey, this article specifically applies Kotters eight-step change model for narrative
investigation. The researcher interviewed twenty-seven middle and upper-level
managers and experts from the Foreigners, Border, and Asylum Department (FBAD)
and AMB of the MOI. It is also worth mentioning that the interviewees were all
experienced in the area of migration from both a practical and an academic
standpoint. Thus, the narrative inquiry provided a great deal of information on
participants implementation of the change process and how they viewed the
process, including their thoughts and experiences. The study initially aims to
contribute to the policy change literature by applying a model to a specific case. It is
the first study which has attempted to analyse a particular policy change process
regarding migration and asylum seeking and suggests tangible solutions for Turkey.
Research question
This study had the following research question:
How have the FBAD and AMB, as change agents, implemented the migration and
asylum policy change process in Turkey?
The article proceeds in three main parts. The first section presents the problem
within the context of Turkeys bid for full EU membership and implementation of
the FIPL. The second section includes a description of the research methodology
and its limitations. The third and final section summarises the findings from the
analyses, suggests policy solutions, and draws final conclusions.
The problem
On 6 September 2012, a tragic incident occurred on the west coast of Turkey close
to the city of Izmir. A boat full of more than 100 undocumented migrants, trying
to arrive at a Greek island, capsized. Sixty-one migrants, including thirty-one
children and eighteen women, died in this dreadful incident. The Turkish
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189
there has been an increase of 969 per cent in those of Eritrean nationality, 116 per
cent in those of Myanmar nationality, 97 per cent in those of Georgian nationality,
and 80 per cent in those of Syrian nationality (KOM, 2011). Furthermore, the
economic recession in former Soviet Union countries also has created irregular
migrants of labour to Turkey, due to its relatively soft visa regime (Aktar &
gelman, 1994; Kirisci & Avc, 2007).
O
In 2010, a total of 176,944 foreigners received settlement documents for various
reasons (Table 2). There were 19,351 foreigners with working permits and 29,266
international students studying in Turkey in 2010. These numbers reflect only
foreigners who had legal documents and settlement permits for the country and do
not include irregular migrants and asylum seekers. Moreover, human trafficking
has become a menacing issue for the last two decades in Turkey. In 2011, the
number of trafficking victims increased by 41 per cent compared to 2010 across
Turkey (Figure 2); 73 per cent of these victims were citizens from Central Asian,
Black Sea, and South Caucasus countries. Policy makers regard the issue of
protecting trafficking victims as a critical component of effectively responding to
human trafficking. In this sense, the FBAD has grouped its efforts regarding the
protection of trafficking victims into five areas:
N
N
N
2005
2006
2007
2008
2009
2010
2,931
3,555
5,866
11,954
6,736
8,653
NOTE: Total number of asylum seekers resettled to a third country between 1994 and 2010 5 39,084.
SOURCE: FBAD.
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TABLE 2
NUMBER OF FOREIGNERS SETTLED IN TURKEY BY THE END OF 2010
Working
Studying
Other Reasons
Total
19,351
29,266
128,327
176,944
SOURCE: FBAD.
N
N
191
192
N
N
N
N
N
OSMAN SEYHAN
On 14 April 2003 the Accession Partnership was revised to reemphasise the issues
of developing effective border management and combating illegal migration. In
this regard, Turkey formed an ad hoc task force to adopt acquis on border control,
migration, and refugees. This ad hoc task force yielded three strategy documents
on border protection, asylum, and migration in 2003. The Turkish Cabinet
Decree, dated 23 June 2003, regulating the Turkish national programme on
undertaking acquis, yielded the following provisions:
Initiation of harmonization process with the EU legislation in the field of asylum has
been identified as a priority in the Accession Partnership Document of 2003 and it is
foreseen that administrative and technical capacity be improved particularly through
the maintenance of works in developing accommodation and social support
mechanisms for refugees. Following the enactment of the Draft Bill on Asylum,
administrative arrangements shall be put into force and the harmonization process
with the EU legislation shall continue.6
In February 2005, Turkey carried out the Turkish National Action Plan for the
Adoption of the EU Acquis in the Field of Asylum and Migration (NAP), which
aimed to align asylum and migration policy and practices with EU norms,
including legal arrangements, technical and administrative capacity enhancements,
and training of personnel.7 In the NAP, the issue of lifting the geographical
limitation was left open due to Turkeys concerns about becoming a target for
refugee influx and the political and economic burdens of such a consequence. The
NAP states:
The validity of Turkeys concerns for burden sharing becomes obvious when it is
considered that countries making up the European Union have in the recent period
been working towards establishing stricter practices and policies in the field of asylum
and migration, where there is the lack of a common European system, and debates on
safe third countries still continue, during which probable conflicts may arise in the
geographical area occupied by Turkey particularly in the Middle East and the
Caucasus, and a mass influx may occur with half a million people arriving at the
borders of Turkey (NAP, 2005: 4.13).
Having been highly impacted by mass migration influxes, Turkeys concerns about
lifting the geographical limitation because of its possible consequences can be
deemed reasonable. The 2005 NAP included the following follow-up policy
agendas:
N
N
N
N
N
193
Furthermore, there is not an integration system for aliens except for asylum seekers in
Turkey. Therefore, a national plan was advised to coordinate the integration of all aliens
with the IOM, EU, and the United Nations High Commissioner on Refugees (UNHCR).
The NAP was revised in December 2008. As well as highlighting the same
provisions and endeavours regarding asylum and migration policies as the previous
programme, it also concluded an extensive asylum law, which includes forming an
asylum authority under the FIPL, mostly to align the visa regime with the Schengen
system (Kirisci, 2005; NAP, 2008: 24.2). The FIPL also aims to regulate aliens
entry to, stay in, and departure from Turkey, as well as procedures regarding the
scope and implementation of international protection.8 Furthermore, the NAP
dated 2008 resolved the formation of a new and independent migration, asylum,
and border management system under the MOI and training of staff to be
employed in the planned units. The Migration and Asylum Unit will include an
assessment board for consideration of objections to initial decisions made in the
asylum process (NAP 24.2.5) and monitoring and assessment of mass population
movements (NAP 24.2.6). Another important point which the 2008 NAP covers is
provision of a calendar to realise previously identified titles. For example, forming
a fingerprint database in order to uphold Dublin Treaty requirements (NAP
24.2.7), training of field officers, and construction of return centres for aliens
(NAP 24.2.9.2) were scheduled to be accomplished between 2009 and 2012.
Another roadmap concerns border management (NAP 24.3.2). Since Turkeys
territorial and maritime borders are protected by military units, there is a necessity
to integrate its external borders with EU standards in order to implement a
common policy in Turkey. Within Turkeys integrated border management
strategy, the calendar identifies four titles. The calendar of the first title
elaborating the integrated border management plan and identifying the technical
needs of border protection units was scheduled for completion between 2009
and 2010. The second and third titles strengthening the capacity and technical
infrastructure of the current border units until formation of the planned border
management system and finishing the legal, institutional, and administrative
substructure of the envisioned integrated border management system were
planned to be completed in 2013. Lastly, aspiring to the safe and open border
strategy of the EU through development and promotion of Turkeys legal,
institutional, and technical capacity, in order to align with the EUs integrated
border management policy, was envisioned to be accomplished in 2012.
The building of common external borders forced the EU to develop new regimes
to cope with unwanted immigrants and refugees. In this regard, the EU views eastcentral European states as gatekeepers against irregular migration (Baldwin, 1991;
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Vachudova, 2000). The EU sees Turkey as one of the main entrances to EU borders
used by irregular immigrants. Soon after acceptance of the Turkish application to
the EU at the Helsinki Summit in 1999, Turkeys EU harmonisation period
accelerated. In this regard, the Turkish National Police prepared thirty-five
twinning projects. Sixteen twinning projects have been completed, eight are
currently ongoing, and eleven are in the preparation phase. It is important to note
that seventeen of the projects concern asylum and irregular migration strategies,
integrated border management, training of border police, combating trafficking in
human beings, and screening and accommodation centres for refugees/asylum
seekers.
195
the FIPL will be the first law applicable to aliens and stateless persons in this
regard. Furthermore, running readmission centres and shelters for human
trafficking victims will be based on international norms. Essentially, the FIPL
aims to maintain migration control and international protection of aliens related
practices in accordance with the 1951 Geneva Convention and acquis; yet, the
issue of geographical limitation will remain.
In a 2011 progress report, the absence of a national legal framework for asylum
seekers in Turkey was criticised:
Concerning refugees and asylum-seekers, circulars issued in 2010 produced some
positive results in terms of improving practices on the part of law enforcement officials
and central and local administrations. However, the lack of a comprehensive legal
framework for refugees and asylum-seekers prevented further improvement. A draft
revised FIPL has been prepared. Meanwhile, continuing gaps in legislation, particularly
in immigration related detention and deportation practices, remain a concern.
Unaccompanied minors found themselves at risk of detention together with adults and
with no access to State child protection services (Turkish Progress Report, 2011: 43).
The policies formulated through both the EU process and the FIPL aim to create a
strong and manageable migration system in Turkey. Perhaps one of the first steps
for achieving a manageable migration structure is the creation of empowered and
integrated specialised border management. Another step, which should go further
in unison with the first, is aligning the international migration-related legislative
and administrative system with international norms. The migration policy in
Turkey is focused on agnatic migration of Turkish ethnicity and/or culture and
needs to be updated and adapted to the new circumstances. A securitising
approach to designing the migration policy would ignore multifaceted and human
rights dimensions of the issue of migration management. Thus, policy makers
envision construction of larger and adaptive structures and patterns of the
migration system, capable of coping with the intractably complex nature of the
migration phenomenon. Policy solutions currently have been implemented to
enhance the legal framework and institutional capacity on migration and asylum
as well as to promote and coordinate the strategies and practices identified in the
EU process.
In order to manage the process efficiently, the Turkish MOI founded the AMB on
15 October 2008 in Ankara. Members of the team were selected from middle and
upper-level managers from the FBAD, experts from other units of the MOI, and
academicians. The senior and middle managers of the FBAD have supported the
AMB regarding the legislation process of the FIPL, as well as backing interrelated
projects. In addition to the AMB, several governmental agencies FBAD, Ministry
of Foreign Affairs, Undersecretariat of Customs, Ministry of Health, Commander of
the Coast Guard, non-governmental organisations (NGOs), universities, and thinktanks are active partners in the process. The AMB has the policy strategy of
developing vision among relevant and affiliated institutions and NGOs, and
reinvigorating them through desired objectives. For successful implementation of
this strategy, the AMB has two monitoring and evaluation mechanisms. The first is
hosting stakeholders through workshops or seminars to monitor their thoughts and
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N
N
N
N
N
N
N
N
197
capacities, unless they are in order and systematised they do not contribute to the
change process. Given that this research initially aimed to examine migration and
asylum policy change, the steps which are key to the success of organisational
transformation primarily guided this inquiry.
The primary data source in this research was respondents involved in the change
process. In the study, purposive sampling was used. The respondents were selected
based on their position middle and upper-level managers and expertise given
their direct experience of preparing the FIPL. Although the study used structured
questions, interviews were also performed using a mix of unstructured questions to
explore personal perceptions and perspectives. Interview questions were prepared
based on Kotters (1995) eight-step change management model. Interviews were
performed at interviewees own offices. The purpose of the interview was explained
during each session. The questions were categorised based on the themes derived
from this model and asked to the interviewees in the same sequence. The interview
notes have been aggregated and categorised based on the themes of Kotters model.
The data which were obtained as a result of this categorisation were stored and
analysed by identifying significant themes and findings in the dataset. The themes in
Kotters model were used to compare the findings of the study and construct a
matrix in order to understand the nature of the change process.
Limitations
The narrative inquiry aimed to explore whether the change process can be
explained using Kotters change model as a standpoint. The link between the
migration and asylum policy change process and the affected employees was used
for the narrative inquiry. In this regard, as the FIPL is still undergoing the
legislation process, three of Kotters change themes generating short-term
wins, consolidating improvements, and anchoring new approaches in the
culture were excluded from the model.
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another responder underscored one advantage of circular letters and stated that
[The circular letters] are easy to execute based on the changing conditions.
The second theme was building a team to lead the change process. The MOI
assigned the AMB to lead the change process. The AMB is focused on capacity
building in the legislative field as well as leading and coordinating administrative
reconstruction and development. Assigning a unit as a leading team for administrative and legislative change in the area of asylum and migration was a critical step in
implementation of the change process. One respondent explained that: in every
phase of the process the AMB not only consulted with the academicians, public policy
practitioners, and NGOs, but also scholars from EU countries in order to be tuned
with the acquis and international legislations on migration. Another interviewee
asserted:
I believe that the AMB has the capacity to provide professional solutions to the migratory
issues and be successful in benefiting from various specialists. As well as academicians,
there are members who are experienced in practice from the FBAD, for instance. Such a
capacity clearly means not to start from zero. It is much more essential to have qualified
human capacity (professionals and experts) than to found an institution.
The third theme was developing a vision and the strategy to achieve that vision.
Basically, the AMB played the role of hosting and coordinating a variety of brainstorming activities which brought together different actors and stakeholders
including public practitioners and prominent scholars. All these activities focused
on establishing and implementing a strong migration policy and law in Turkey.
One respondent supported this approach: [The vision for implementation of an
effective migration policy] is to bring a holistic approach to the problems rather
than to deal with them on a day-to-day basis. On the other hand, some responders
did not agree that the vision was realistic for entire problems. One interviewee
noted:
I agree with the necessity of tackling the issue of migration from the secular point of
view instead of securitising it. Yet, there still are points we cannot disregard in terms of
policing. One of the most important points is administrative surveillance of irregular
migrants. As you know, irregular migrants like trafficking victims are not law breakers.
However, they might experience surveillance by the law enforcement units as an
administrative precaution. Thus, given that it is a practice that is restricting freedom,
the new vision on migration policy should not ignore the possible results of practices
related with law enforcement.
One respondent shared this idea and added another point: It is very important and
also necessary to manage migration with a comprehensive institutional capacity
and legislative structure. Yet, if we do not integrate migration and border
management under a common understanding, developing a vision is not realistic.
Another theme that the records revealed is communication of the vision and
strategies to guide practitioners. As noted earlier, the GDMM will be the main
institutional system for migration and international protection of aliens, and will
be established subsequent to the FIPL. Thus, it was important to communicate the
change vision and strategies on migration and asylum policies to the FBAD. In this
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regard, senior and middle managers from the FBAD were employed during the
process of drafting the FIPL. The AMB not only consulted with practitioners from
the field to share their ideas, but also actively included them in the process.
According to one respondent: consulting senior and middle managers from the
FBAD is extremely important on such a challenging change process. Another
interviewee expressed her hesitation:
I believe that there are still ambiguities about the transition provisions of the FIPL. It
envisions a transition period of three years. Maybe, nationwide institutionalisation of
the GDMM will require a longer period of time. Although, during transition, current
units and staff will further their services, we need an exact statute about how long the
GDMM will take to finish its nationwide institutionalisation.
It is critical to note that the AMB has represented a successful and leading role in
communicating the migration and asylum policy and legislative change vision. The
AMB played a platform role in hosting a range of views and perceptions of the
field as well as providing an intellectual body of knowledge from academia. One
respondent asserted:
I cannot deny the efforts of the AMB in communicating the new vision and policy
approach to migration. Turkey geographically stands on a critical intersection of
global mass movements of humans as well as commodities. Each passing day poses
new challenges about migration. It requires developing a comprehensive understanding
to respond and policing. Policing must be flexible but also sustainable. Law
enforcement practitioners should be included more in the process of communicating
the new vision as well as policy makers, academicians, and NGOs.
The fifth theme that emerged from the narrative inquiry was empowering
employees through the change process. In this sense, removing barriers and
forming a sustainable migration system and policy making were highlighted by the
respondents. The AMB has a significant function to design legal power to make
changes. One respondent explained: especially line supervisors in the field have
freedom to make decisions and consultations. Another interviewee commented:
Addressing the migratory problems necessitates thinking out of the box today. The
prospective migration management system is not only related to establishing an
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institutional body but also a new mindset that is different from that we used to apply
to the challenges in the past. I do not think it is that difficult to convince people
through such a mindset change because almost all employees, whether managers or
line officers, agree to the change.
With regard to removing barriers to change, there are many departments and/or
units to deal with, as one interviewee explained:
This is not only constructing the legal platform to regulate migration in Turkey, but
also running the process in coordination with various institutions and ministries. I
mean, this is not solely correcting or cleaning up a mess. This is something: convincing
all responsible institutional and judicial parties, agencies, or rather individuals. What
we believe while trying to change something becomes less important, if we do not
succeed in a mental change. In fact, many of them are behind it from day one. This is
everybodys business. The AMB and the FBAD are both playing essential roles in
managing the process coherently and coordinating the demands of various institutions
including customs, border security, and judicial systems.
Table 3 provides an overview of the themes and findings collected from the
interviews with senior managers and experts working at the FBAD and AMB
under the MOI. The interview transcripts, based on the five themes of the research
questions, were used for the data analyses. The exploration assumed that the FIPL
process was one of the underpinning dynamics for change in the migration and
asylum policies of Turkey. Laws are subject to change as problems from the
environment are encountered. As such, Posner (1983) argues that only human
communities have developed communication abilities of a sufficient complexity to
consciously decide and promulgate rules.
201
TABLE 3
OVERVIEW OF THEMES AND FINDINGS
Themes
Findings
Theme
Feedback
Problem(s)
Policy Solution(s)
Establishing a
sense of urgency
Scrutinising EU acquis
Developing vision
and strategy
Developing a vision on
account of analysing the
needs and situation
Prolonged transition
time period
Influence of analyses on
the FIPL in the near future
NOTE: Based on Kotters eight-step change management model excluding the steps: generating short-term wins,
consolidating improvements and producing more change, and anchoring new approaches in the culture.
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OSMAN SEYHAN
and the AMB have a leading team role in the change process. This study revealed
that the objectives of the AMB in leading the change focused on providing a new
understanding of migration management with a comprehensive legislative
platform that will lead to effective migration management with a clear and
appealing direction in Turkey. The MOI provided the AMB with administrative
and material resources, such as personnel, offices, various bureau equipment, and
a budget, as well as administrative authority. The senior and middle managers of
the FBAD have shown their support for the AMB regarding the legislation process
of the draft FIPL and backing interrelated projects. The new vision developed by
managers and experts maintains a manageable migration process in Turkey and is
clear enough to generate engagement, commitment, and coordination among
responsible parties. An authoritarian leadership style and micromanagement
maintain the status quo instead of changing or transforming it (Karip, 1998; Kiel,
1994; Kotter, 1996; Tokat, 1998). During the migration and asylum policy change
process, the team avoided such leadership styles and successfully engaged with
different agents and actors in the change process. It was found that the more
employees were aware of the vision, the more they were motivated to achieve the
goals. However, as one respondent explained, the new vision for Turkeys
migration policy ought to include law enforcement practices regarding migrants,
such as protection of human trafficking victims and surveillance of migrants,
despite these being administrative practices. The developed vision ought to be
shared with the respective agents and units, particularly the prospective employees
of the GDMM, from the beginning of the selection process. In this regard, the
AMB, being the leading team, should develop training programmes for forthcoming employees, including line officers and middle and upper-level managers, in
the short and medium term. Application of effective leadership tenets, practices,
and means is critical in this process. What makes the migration and asylum policy
change inevitable must be internalised by all levels of employees, various agents,
other responsible actors, and certainly the whole population of Turkey. Forming
an organisational system from the beginning, instead of implementing a change
process within one or a couple of organisations, is an advantage in terms of some
supervisors misperceptions about losing control over their officers as a result of the
change. A new organisation has more opportunities to have a new understanding
and culture regarding its vision. One important result of the migration and asylum
policy change in Turkey is the transformation of organisational understanding and
culture regarding the old way of doing things and historic practices.
In responding to the issue of irregular migration, the Turkish policy approach
has evolved from that of a traditional sovereign nation state to an integrated and
secular understanding of the EU accession process. Migration pressures and
opportunities for legal immigration to Europe are pushing many EU countries to
adopt restrictive migration regimes and practices featuring migration control more
than protection of refugee rights (Loescher & Milner, 2003). Roberts (1988)
points to tension between countries recognising the vulnerability of refugees and
their reluctance to enlarge the definition of refugee beyond those fleeing from
war, famine, civil unrest, and destitution. There have been criticisms of European
countries which have embraced various practices leading to discrimination against
203
and ill treatment of asylum seekers, which also threatens the 1951 Geneva
Convention. For example, Schuster (2003) contends that, in Britain, Germany, and
Ireland, asylum seekers are dispersed to different parts of the country with no
choice about their accommodation and/or destination under the dispersal practice
of those governments.
This study provides a deeper understanding of the process of reorganisational
change in the irregular migration and asylum policy of Turkey, focusing on Turkeys
EU membership process and implementation of the draft FIPL. Given that the initial
goal of this study was to examine migration and asylum policies, the steps in Kotters
model primarily guided this study. Although the findings revealed several problems
as listed in Table 3, the migration and asylum policy change process in Turkey has
successful transformational characteristics. The Turkish migration and asylum
policy formation evolved on the basis of perception of the issue as a security matter,
which is why the issue has been institutionalised under the National Police
Organization in Turkey. Yet, as democratic standards have improved, especially in
the last decade, this securitising point of view has changed to a new contemporary
and secular understanding of migrants and asylum seekers, focusing on problem
solving and developing double-loop learning practices. The efforts in establishing
the AMB can be seen as an example of such a perception change. Instead of seeing
irregular migration and asylum as merely a threat to national security or a welfare
issue, Turkeys migration policy agenda represents a way of developing a
humanitarian approach in both the legislative and administrative fields. The process
of implementing organisational change by two governmental agencies reflects the
best practices suggested by the literature. Given the limited scope of this research, in
the future, the themes of generating short-term wins, consolidating gains and
producing more change, and anchoring new approaches in the organisational
culture could be analysed upon promulgation of the FIPL.
Notes
1
The European Commission has identified prosperity, security, and solidarity as headings within a
common immigration policy. Security is focused on
irregular migration and has the principles of a
common visa policy serving the interests of the EU,
integrated border management, stepping up the
fight against illegal migration, and zero tolerance
for trafficking of human beings as sustainable and
effective return policies. For more information see:
Commission of the European Communities (2008)
zer (2012).
and Akbas & O
For detailed information visit: ,http://www.
ntvmsnbc.com/id/25379818.
accessed
22
February 2013.
For the most recent number of Syrian asylum seekers
visit: ,http://www.afad.gov.tr/TR/HaberDetay.aspx?
IcerikID51273&ID512. accessed 22 February
2013.
204
8
OSMAN SEYHAN
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Notes on contributor
Osman Seyhan received his MA degree in education management from the Faculty
of Education at Karadeniz Technical University in 2003, and PhD degree in public
affairs from the School of Economic, Political, and Policy Sciences at the
University of Texas (Dallas, USA) in 2009. Dr Seyhan has published many articles
and book chapters. His dissertation, entitled: Identifying Social and Political
Correlates of National Human Trafficking Scores: An Extension of Bales Theory
of Modern Slavery, has been published by Lampart in Germany. Dr Seyhans
research interests include police management, illegal migration, human trafficking,
security management, organisational change, and negotiation. After working in
different units of the Turkish National Police Organization as a ranking officer for
almost fifteen years, Dr Seyhan is currently working as a Police Superintendent at
the Asylum and Migration Research Centre of the Turkish National Police
Academy. He also teaches stress management and negotiation.
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Correspondence to: Dr Osman Seyhan, Il Emniyet Mud, Yabanclar S,ube M,
Erzurum Cad. No:72, 04100 Agri, Turkey. Email: oseyhan@egm.gov.tr