Professional Documents
Culture Documents
172829
PERALTA, J.:
Assailed in the present petition for review on certiorari under Rule 45 of the
Rules of Court are the Resolutions1dated March 9, 2006 and May 22, 2006 of
the Court of Appeals (CA) in CA-G.R. CR No. 29648. The CA Resolution of
March 9, 2006 dismissed petitioners' petition for review, while the CA
Resolution dated May 22, 2006 denied petitioners' Motion for Reconsideration.
The Honorable Court of Appeals erred in outrightly dismissing the Petition for
Review on the ground that the remedy availed of by petitioners is improper.
The present petition arose from a criminal complaint for falsification of public
documents filed by herein respondent against herein petitioners with the Office
of the City Prosecutor of Manila.
In their first assigned error, petitioners contend that the Decision of the RTC is
final as it disposes with finality the issue of whether the MeTC erred in granting
their Motion to Dismiss.
On April 23, 2004, herein petitioners filed a Motion to Dismiss the Case Based
on Absence of Probable Cause.3
After respondent's Comment/Opposition4 was filed, the MeTC issued an
Order5 dated July 9, 2004 dismissing the case on the ground of lack of
probable cause.
Aggrieved, respondent, with the express conformity of the public prosecutor,
appealed the case to the Regional Trial Court (RTC) of Manila. 6
On July 21, 2005, the RTC rendered judgment setting aside the July 9, 2004
Order of the MeTC and directing the said court to proceed to trial. 7
Petitioners then elevated the case to the CA via a petition for review.
The Court notes at the outset that one of the grounds relied upon by the CA in
dismissing petitioners' petition for review is the latter's failure to submit copies
of pleadings and documents relevant and pertinent to the petition filed, as
required under Section 2,11 Rule 42 of the Rules of Court. While petitioners
filed a Motion for Reconsideration, they, however, failed to comply with these
requirements. Worse, they did not even mention anything about it in the said
Motion. Section 3, Rule 42 of the same Rules provides:
Sec. 3. Effect of failure to comply with requirements. The failure of the
petitioner to comply with any of the foregoing requirements regarding the
payment of the docket and other lawful fees, the deposit for costs, proof of
service of the petition, and the contents of and the documents which should
accompany the petition shall be sufficient ground for the dismissal thereof.
Moreover, it is a settled rule that the right to appeal is neither a natural right nor
a part of due process; it is merely a statutory privilege, and may be exercised
only in the manner and in accordance with the provisions of law.12 An appeal
being a purely statutory right, an appealing party must strictly comply with the
requisites laid down in the Rules of Court.13 Deviations from the Rules cannot
be tolerated.14 The rationale for this strict attitude is not difficult to appreciate
as the Rules are designed to facilitate the orderly disposition of appealed
cases.15 In an age where courts are bedeviled by clogged dockets, the Rules
need to be followed by appellants with greater fidelity.16 Their observance
cannot be left to the whims and caprices of appellants. 17 In the instant case,
petitioners had all the opportunity to comply with the Rules. Nonetheless, they
remained obstinate in their non-observance even when they sought
reconsideration of the ruling of the CA dismissing their petition. Such obstinacy
is incongruous with their late plea for liberality in construing the Rules.
On the above basis alone, the Court finds that the instant petition is
dismissible.
Even if the Court bends its Rules to allow the present petition, the Court still
finds no cogent reason to depart from the assailed ruling of the CA.
The factual and legal situations in the present case are essentially on all fours
with those involved in Basa v. People.18 In the said case, the accused were
charged with swindling and falsification of public documents. Subsequently, the
accused filed a Joint Motion to Quash on the ground that the facts charged in
each Information do not constitute an offense. Thereafter, the MeTC issued an
order in favor of the accused and, accordingly, quashed the Informations. The
private complainant, with the conformity of the public prosecutor, filed a motion
for reconsideration but the MeTC denied it. On appeal, the RTC reversed the
order of the MeTC and directed the continuation of the proceedings. The
accused then filed a petition for review with the CA. In its assailed decision, the
CA dismissed the petition on the ground that the remedy of appeal from the
RTC decision is improper, because the said decision is actually interlocutory in
nature.
In affirming the ruling of the CA, this Court held that:
Petitioners erroneously assumed that the RTC Decision is final and
appealable, when in fact it is interlocutory. Thus, they filed a petition for review
with the Court of Appeals under Section 3 (b), Rule 122 of the Revised Rules
of Criminal Procedure, which provides:x x x x
(b) The appeal to the Court of Appeals in cases decided by the Regional Trial
Court in the exercise of its appellate jurisdiction shall be by petition for review
under Rule 42.x x x x
Section 1, Rule 42 of the 1997 Rules of Civil Procedure, as amended, states:
Sec. 1. How appeal taken; time for filing. A party desiring to appeal from a
decision of the Regional Trial Court rendered in the exercise of its appellate
jurisdiction, may file a verified petition for review with the Court of Appeals, x x
x.
The above provisions contemplate of an appeal from a final decision or order
of the RTC in the exercise of its appellate jurisdiction.
Thus, the remedy of appeal under Rule 42 resorted to by petitioners is
improper. To repeat, the RTC Decision is not final, but interlocutory in
nature.
A final order is one that which disposes of the whole subject matter or
terminates a particular proceeding or action, leaving nothing to be done but to
enforce by execution what has been determined. Upon the other hand, an
order is interlocutory if it does not dispose of a case completely, but leaves
something more to be done upon its merits.
Tested against the above criterion, the RTC Decision is beyond cavil
interlocutory in nature. It is essentially a denial of petitioners' motion to
quash because it leaves something more to be done x x x, i.e ., the
continuation of the criminal proceedings until the guilt or innocence of
the accused is determined. Specifically, the MeTC has yet to arraign the
petitioners, then proceed to trial and finally render the proper judgment.
It is axiomatic that an order denying a motion to quash on the ground that the
allegations in the Informations do not constitute an offense cannot be
challenged by an appeal. This Court generally frowns upon this remedial
measure as regards interlocutory orders. The evident reason for such rule is to
avoid multiplicity of appeals in a single action. To tolerate the practice of
allowing appeals from interlocutory orders would not only delay the
administration of justice but also would unduly burden the courts. 19 (Emphases
supplied)
In the present case, the assailed Decision of the RTC set aside the Order of
the MeTC and directed the court a quo to proceed to trial by allowing the
prosecution to present its evidence. Hence, it is clear that the RTC Decision is
interlocutory as it did not dispose of the case completely, but left something
more to be done on its merits.
In their second assigned error, petitioners claim that assuming for the sake of
argument that the remedy they availed of is not proper, the facts of the case
would readily show that there exist just and compelling reasons to warrant the
relaxation of the rules in the interest of substantial justice.
Petitioners contend that the PNP Crime Laboratory Questioned Document
Report, submitted as evidence by respondent to the prosecutor's office,
showed that the findings therein are not conclusive and, thus, insufficient to
support a finding of probable cause.
does not require an inquiry into whether there is sufficient evidence to procure
a conviction. It is enough that it is believed that the act or omission complained
of constitutes the offense charged.
A finding of probable cause needs only to rest on evidence showing that, more
likely than not, a crime has been committed by the suspects. It need not be
based on clear and convincing evidence of guilt, not on evidence establishing
guilt beyond reasonable doubt, and definitely not on evidence establishing
absolute certainty of guilt. In determining probable cause, the average man
weighs facts and circumstances without resorting to the calibrations of the
rules of evidence of which he has no technical knowledge. He relies on
common sense. What is determined is whether there is sufficient ground to
engender a well-founded belief that a crime has been committed, and that the
accused is probably guilty thereof and should be held for trial. It does not
require an inquiry as to whether there is sufficient evidence to secure a
conviction.23
In the instant case, the Court finds no justification to depart from the ruling of
the RTC that the offense charged was committed and that herein petitioners
are probably guilty thereof.
With respect to respondent's legal personality to appeal the July 9, 2004 Order
of the MeTC, suffice it to say that the appeal filed with the RTC was made with
the express conformity of the public prosecutor who handles the case.
It is wrong for petitioners to argue that it is the OSG which has authority to file
an appeal with the RTC.1wphi1 Section 35 (l), Chapter 12, Title III of Book IV
of Executive Order No. 292, otherwise known as the Administrative Code of
1987, mandates the OSG to represent "the Government in the Supreme Court
and the Court of Appeals in all criminal proceedings." On the other hand,
Section 11 of Presidential Decree No. 1275, entitled "Reorganizing the
Prosecution Staff of the Department of Justice and the Offices of the Provincial
and City Fiscals, Regionalizing the Prosecution Service, and Creating the
National Prosecution Service," which was the law in force at the time the
appeal was filed, provides that the provincial or the city fiscal (now referred to
as prosecutor) "shall have charge of the prosecution of all crimes,
misdemeanors and violations of city or municipal ordinances in the courts of
such province or city and shall therein discharge all the duties incident
to the institution of criminal prosecutions."24 In consonance with the abovequoted provision, it has been held by this Court that the fiscal represents the
annul and set aside the Decision 1 and Resolution of the Court of Appeals
(CA), dated September 14, 2007 and December 20, 2007, respectively.
The facts follow.
Private respondent Josefa "Jing" C. Reyes (Reyes), sometime in 1996, offered
her services to petitioner as the latter's real estate agent in buying parcels of
land in Calamba, Laguna, which are to be developed into a golf course. She
informed petitioner that more or less ten (10) lot owners are her clients who
were willing to sell their properties. Convinced of her representations,
petitioner released the amount of P23,423,327.50 in her favor to be used in
buying those parcels of land. Reyes, instead of buying those parcels of land,
converted and misappropriated the money given by petitioner to her personal
use and benefit. Petitioner sent a formal demand for Reyes to return the
amount of P23,423,327.50, to no avail despite her receipt of the said demand.
As such, petitioner filed a complaint for the crime of Estafa against Reyes
before the Assistant City Prosecutor's Office of Makati City.
Reyes, while admitting that she acted as a real estate agent for petitioner,
denied having converted or misappropriated the involved amount of money.
She claimed that the said amount was used solely for the intended purpose
and that it was petitioner who requested her services in procuring the lots.
According to her, it was upon the petitioner's prodding that she was
constrained to contact her friends who were also into the real estate business,
including one named Mateo Elejorde. She alleged that prior to the venture,
Mateo Elejorde submitted to her copies of certificates of title, vicinity plans,
cadastral maps and other identifying marks covering the properties being
offered for sale and that after validating and confirming the prices as well as
the terms and conditions attendant to the projected sale, petitioner instructed
her to proceed with the release of the funds. Thus, she paid down payments to
the landowners during the months of February, March, July, August,
September and October of 1996. Reyes also insisted that petitioner knew that
the initial or down payment for each lot represented only 50% of the purchase
price such that the remaining balance had to be paid within a period of thirty
(30) days from the date of receipt of the initial payment. She added that she
reminded petitioner, after several months, about the matter of unpaid balances
still owing to the lot owners, but due to lack of funds and non-infusion of
additional capital from other investors, petitioner failed to pay the landowners
of their remaining unpaid balances. Meanwhile, Reyes received information
that her sub-broker Mateo Elejorde had been depositing the involved money
entrusted to him under his personal account. On March 28, 2000, through a
board resolution, petitioner allegedly authorized Reyes to institute, proceed,
pursue and continue with whatever criminal or civil action against Mateo
Elejorde, or such person to whom she may have delivered or entrusted the
money she had received in trust from the firm, for the purpose of recovering
such money. Thus, Reyes filed a complaint for the crime of estafa against
Mateo Elejorde before the City Prosecutor's Office of Makati City docketed as
I.S. No. 98-B-5916-22, and on March 30, 2001, Mateo Elejorde was indicted
for estafa.
Petitioner filed a motion for reconsideration, but was denied by the Secretary
of Justice in a Resolution dated December 14, 2006. Eventually, petitioner filed
a petition for certiorari under Rule 65 of the Rules of Court with the CA. The
latter, however, affirmed the questioned Resolutions of the Secretary of
Justice. The dispositive portion of the Decision dated September 14, 2007
reads:
(a) x x x
(b) By misappropriating or converting, to the prejudice of another,
money, goods, or any other personal property received by the offender
in trust or on commission, or for administration, or under any other
obligation involving the duty to make delivery of or to return the same,
even though such obligation be totally or partially guaranteed by a
bond; or by denying having received such money, goods, or other
property; x x x
The elements are:
1) that money, goods or other personal property be received by the
offender in trust, or on commission, or for administration, or under any
other obligation involving the duty to make delivery of, or to return, the
same;
2) that there be misappropriation or conversion of such money or
property by the offender, or denial on his part of such receipt;
3) that such misappropriation or conversion or denial is to the
prejudice of another; and
4) that there is demand made by the offended party on the offender.11
The essence of estafa under Article 315, par. 1 (b) is the appropriation or
conversion of money or property received to the prejudice of the owner. The
words "convert" and "misappropriate" connote an act of using or disposing of
another's property as if it were one's own, or of devoting it to a purpose or use
different from that agreed upon. To misappropriate for one's own use includes
not only conversion to one's personal advantage, but also every attempt to
dispose of the property of another without right. 12
In reversing the finding of probable cause that the crime of estafa has been
committed, the Secretary of Justice reasoned out that, [the] theory of
conversion or misappropriation is difficult to sustain and that under the crime of
estafa with grave abuse of confidence, the presumption is that the thing has
been devoted to a purpose or is different from that for which it was intended
but did not take place in this case.1wphi1 The CA, in sustaining the
questioned resolutions of the Secretary of Justice, ruled that the element of
Compliance is required within five (5) days from receipt of this Order.3
On April 29, 2009, the Office of the City Prosecutor submitted a copy of the
Memorandum of Preliminary Investigation and informed respondent that the
documents submitted by the parties for preliminary investigation were already
appended to the complaint, thus, taking care of items 1, 2, and 4 required by
the April 13, 2009 Order.
With respect to item 3 thereof, complainant, in a letter also dated April 29,
2009, explained that there was no memorandum of transfer of the case from
the investigating prosecutor, Assistant City Prosecutor (ACP) Dennis S. Jarder,
to him.4 In his aforementioned letter, complainant discussed that the case was
initially handled by ACP Jarder who found no probable cause against
Cresencio Palo, Sr., accused in Criminal Case No. 09-03-16474. However,
complainant, upon review pursuant to Section 4, Rule 112 of the Revised
Rules of Criminal Procedure,5found otherwise; that is, there was probable
cause against Palo. Thus, complainant disapproved ACP Jarders Resolution
and filed the Information in court.6
Respondent was nonetheless dissatisfied with the explanation of the Office of
the City Prosecutor. In an Order dated May 5, 2009, 7 respondent stated that
the Jarder Resolution (dismissing the complaint) was part and parcel of the
official records of the case and, for this reason, must form part of the records
of the preliminary investigation. He further stated that because there was a
conflict between Jarders and complainants resolutions, those documents
were necessary in the evaluation and appreciation of the evidence to establish
probable cause for the issuance of a warrant of arrest against Palo.
WHEREFORE, in view of the foregoing premises, complainant is hereby
ordered to complete the records of this case by producing in Court this official
and public document (Resolution of the Investigating Prosecutor Dennis S.
Jarder), required by the Revised Rules of Criminal Procedure, Rules of Court.
Compliance is required within five (5) days from receipt hereof. Fail not under
the pain of Contempt.8
On May 11, 2009, in view of the foregoing order, the Office of the City
Prosecutor again sent a letter9 explaining the impossibility of submitting the
Jarder Resolution to the court. The letter stated that the Jarder Resolution was
no longer part of the records of the case as it was disapproved by complainant
and it attached a letter of Chief State Prosecutor Jovencito Zuo which reads:
This refers to your letter dated April 18, 2008. For your information, all
resolutions prepared by an Investigating Prosecutor after preliminary
investigation shall form part of the record of the case. But if they have been
disapproved by the Provincial/City Prosecutor, the same shall not be released
to the parties and/or their counsels. Thus, only resolutions approved by the
Provincial/City Prosecutor for promulgation and release to the parties shall be
made known to the parties and/or their counsel.10
Respondent did not accept the explanations made by the Office of the City
Prosecutor and insisted instead that the Jarder Resolution should form part of
the records of the case. Thus, in an Order11 dated May 14, 2009, he required
complainant to explain within five days from the receipt thereof why he should
not be cited for contempt under Section 3, Rule 71 of the Rules of Court. 12
Complainant received the aforementioned order on May 15, 2009 and
requested for a ten-day extension to comply with it. 13
In an Order14 dated May 19, 2009, respondent denied the request of a ten-day
extension and set the hearing for the contempt charges on May 26, 2009. He
likewise ordered the Clerk of Court to issue a subpoena duces tecum ad
testificandum to ACP Jarder directing him to testify on the existence of his
resolution dismissing the case against Palo and to Office of the City
Prosecutors Records Officer Myrna Vaegas to bring the entire record of the
preliminary investigation of the Palo case.
Aggrieved, complainant immediately filed a motion for inhibition 15 against
respondent on May 20, 2009 claiming:
4. That Complainant is now in a quandary because despite the fact
that the production of the disapproved resolution is not required under
Circular Resolution No. 12 for purposes of issuance of warrant of
arrest, the Court is very much interested in its production and adding
insult to injury in foisting to cite in contempt the City Prosecutor for its
non-production.
5. That the issuance of said order is capricious and whimsical and
issued with grave abuse of discretion. Because as it appears now, the
presiding judge is very much interested in the outcome of this case,
thereby showing bias and prejudice against the prosecution. 16
Complainant likewise filed a petition for certiorari with a prayer for the issuance
of a temporary restraining order (TRO) to restrain respondent from
proceeding17 with the May 26, 2009 hearing of the contempt proceedings.
Complainants prayer for a TRO was granted in an Order dated May 25, 2009
by Presiding Judge Pepito B. Gellada of the Regional Trial Court, Branch 53,
Bacolod City.
In an Order18 dated June 15, 2009, Judge Gellada granted the petition for
certiorari (Gellada Order) holding that:
When a city or provincial prosecutor reverses the investigating assisting city or
provincial prosecutor, the resolution finding probable cause replaces the
recommendation of the investigating prosecutor recommending the dismissal
of the case. The result would be that the resolution of dismissal no longer
forms an integral part of the records of the case. It is no longer required that
the complaint or entire records of the case during the preliminary investigation
be submitted to and be examined by the judge.
The rationale behind this practice is that the rules do not intend to unduly
burden trial judges by requiring them to go over the complete records of the
cases all the time for the purpose of determining probable cause for the sole
purpose of issuing a warrant of arrest against the accused. "What is required,
rather, is that the judge must have sufficient supporting documents (such as
the complaint, affidavits, counter-affidavits, sworn statements of witnesses or
transcripts of stenographic notes, if any) upon which to make his independent
judgment or, at the very least, upon which to verify the findings of the
prosecutor as to the existence of probable cause. x x x. 19(Emphases supplied.)
The records thereafter make no mention of what happened in Criminal Case
No. 09-03-16474.
On July 10, 2009, complainant executed the present administrative complaint
and the same was received by the Office of the Court Administrator (OCA) on
August 20, 2009.20 Complainant alleged therein that respondent was guilty of
gross ignorance of the law or procedure,21 gross misconduct,22 and violation of
Supreme Court Circular No. 12 dated June 30, 1987. 23 He essentially asserted
that respondent unduly burdened himself by obsessing over the production of
the records of the preliminary investigation, especially the Jarder Resolution.
Circular No. 12 dated June 30, 1987 for requiring the Office of the City
Prosecutor to submit the Jarder Resolution to the court despite the reversal
thereof.
If the investigating prosecutor does not find sufficient basis for the prosecution
of the respondent, he shall prepare the resolution recommending the dismissal
of the complaint.
(a) The administrative complaint against [respondent] be REDOCKETED as a regular administrative case; and,
(b) [Respondent] be REPRIMANDED with STERN WARNING that a
repetition of the same or similar offenses will be dealt with more
severely.29
We adopt the factual findings of the OCA but find reason not to impose the
recommended penalty of reprimand on respondent.
We are tasked to determine whether respondent was administratively liable for
gross ignorance of the law, gross misconduct and violation of Supreme Court
xxxx
3. Form of the Resolution and Number of Copies
The resolution shall be written in the official language, personally and directly
prepared and signed by the investigating prosecutor. It shall be prepared in as
many copies as there are parties, plus five (5) additional copies.
xxxx
e. Contents of the Body of the Resolution
In general, the body of [the] resolution should contain:
1. a brief summary of the facts of the case;
2. a concise statement of the issues involved;
3. applicable laws and jurisprudence; and
xxxx
xxxx
K. TRANSMITTAL OF THE RECOMMENDATORY RESOLUTION AND
INFORMATION TOGETHER WITH THE COMPLETE RECORD OF THE
CASE
The investigating prosecutor shall forward his recommendation and
Information, together with the complete records of the case, to the Chief State/
Regional State/ Provincial/City Prosecutor concerned within five (5) days from
the date of his resolution.
xxxx
4. Confidentiality of Resolutions
xxxx
did not appear to be motivated by bad faith. Indeed, the rules of procedure in
the prosecution office were not clear as to whether or not an investigating
prosecutors resolution of dismissal that had been reversed by the city
prosecutor should still form part of the records.
In view of the foregoing, the Court finds that respondent erred in insisting on
the production of the Jarder Resolution when all other pertinent documents
regarding the preliminary investigation have been submitted to his court, and in
going so far as to motu proprio initiating a proceeding for contempt against
complainant.
However, not every judicial error is tantamount to ignorance of the law and if it
was committed in good faith, the judge need not be subjected to administrative
sanction.32 While complainant admitted that he erred in insisting on the
production of the Jarder Resolution despite the provisions of the DOJ-NPS
Manual, such error cannot be categorized as gross ignorance of the law as he
SO ORDERED.
- versus -
Promulgated:
Shortly after 10:00 a.m. on that day, Director TRIA arrived at the
Airport. After signing some documents at the parking lot he
proceeded towards the pre-departure area on the second floor of the
airport building. ONA, who was waiting on the stairway,
immediately followed TRIA as the latter was going up the stairs. As
TRIA was approaching the pre-departure area he was met by Atty.
[E]PIFANIA OBIAS who shook his hands and started conversing
with him. It was at this juncture that a gunshot rang out and TRIA
dropped like a log on the floor, bleeding profusely from a gunshot
wound at the back of his head. As a commotion ensued, ONA was
seen running down the stairway while tucking a gun on his
waistline.Even before ONA could come out of the doorway, ACLAN
was already outside the building, pointing a handgun at everybody
obviously to discourage any attempt of pursuit while swiftly
stepping backward to where their motorcycle was parked. He then
fired shots at an army man who tried to chase ONA. The army man,
who was then unarmed, sought cover behind a parked van. ACLAN
and ONA then boarded a red motorcycle and sped away. Director
TRIA died from a lone gunshot wound on his nape at
the Mother Seton Hospital in Naga City the following day.
Atty. EPIFANIA OBIAS, on the other hand, admitted that she was
with ROBERTO OBET ACLAN in the early morning of May 22,
1998; that at about 7:00 a.m. on that day she went to the residence of
Director TRIA at Liboton, Naga City, had a brief talk with the latter
and left immediately.She also volunteered the information that
ROBERTO ACLAN was not the gunman who had fired the fatal
shot at Director TRIA. She was also the last person seen talking with
Director TRIA when the latter was gunned down. A practicing
lawyer, Atty. OBIAS also engages herself in real estate business on
the side. In 1997 she had brokered a sale of real estate between and
among spouses PRUDENCIO and LORETA JEREMIAS, as
Vendors, and Spouses NESTOR and PURA TRIA, as Vendees, over
a .9165 hectare of land in Balatas, Naga City. It was Atty. OBIAS
who received, for and in behalf of the vendors, the full payment of
P2.8 Million of the sale from the TRIAs with the agreement that
Atty. OBIAS would take care of all legal processes and
documentations until the Deed of Absolute Sale is delivered to the
TRIA family. After the death of TRIA, the surviving spouse and
heirs made several attempts to contact Atty. OBIAS to demand
immediate delivery of the deed of sale, but the latter deliberately
avoided the TRIA family and, despite verbal and written demands,
she failed and refused, as she still fails and refuses, to fulfill her legal
obligation to the TRIA family. At one instance, a representative of
the TRIA family had chanced upon Atty. OBIAS at her residence and
demanded of her to deliver the deed of sale to the TRIA family
filing of the information for the inclusion of respondent, in order not to render moot
the resolution of the motion for reconsideration of the January 25, 2000 resolution.[14]
On September 17, 2001, then Justice Secretary Hernando B. Perez issued a
resolution denying respondents motion for reconsideration.[15]
In the meantime, the information charging Aclan and Ona has already been
filed with the Regional Trial Court (RTC) of Pili, Camarines Sur. Upon request
however, the venue was transferred to the RTC Quezon City by resolution of this
Court in A.M. No. 00-3145-RTC.[16]
Sometime in October 2001, the prosecution filed with the RTC Quezon City a
Motion to Admit Amended Information to include respondent as one of the accused for
the murder of Tria.[17]
On October 8, 2001, respondent filed a Notice of Appeal with the DOJ under
the provisions of Administrative Order No. 18, series of 1987. [18] In a letter dated
December 3, 2001 addressed to respondents counsel, the DOJ denied respondents
notice of appeal on the ground that pursuant to Memorandum Circular No. 1266 dated
November 4, 1983, as amended by Memorandum Circular No. 58 dated June 30, 1993,
appeals to the OP where the penalty prescribed for the offense charged is reclusion
perpetua to death, shall be taken by petition for review. [19] Respondent filed a motion
for reconsideration of the denial of her notice of appeal.[20]
It appears that on January 28, 2002, the RTC Quezon City issued an order
admitting the amended information which includes respondent. The latter then filed
with the RTC a Motion for Reconsideration with Prayer for the Suspension of the
Issuance of a Warrant of Arrest dated February 28, 2002, a copy of which was
furnished to the Legal Office of the OP on March 6, 2002.[21]
On February 6, 2002, the DOJ denied respondents motion for reconsideration
stating that the proper procedure is the filing of an appeal or petition for review with the
OP and not before the DOJ. Hence, the case was considered closed and terminated.
[22]
However, the DOJ directed the Provincial Prosecutor to forward the records of the
case to the OP in compliance with the Order dated October 18, 2001 of Deputy
Executive Secretary Jose Tale.[23] It turned out that respondent filed on October 1, 2001 a
notice of appeal before the OP (O.P. Case No. 01-J-118).[24]
On June 27, 2003, Senior Deputy Executive Secretary Waldo Q. Flores
adopted the findings of facts and conclusions of law in the appealed Resolutions
dated January 25, 2000 and September 17, 2001 of the DOJ, and affirmed the same.
[25]
Respondent filed a motion for reconsideration on September 17, 2003.
[26]
On December 3, 2003, respondent filed a Supplemental Pleading and Submission of
Newly Discovered Evidence.[27]
In his Order dated March 24, 2004, Presidential Assistant Manuel C. Domingo granted
respondents motion for reconsideration and reversed the DOJ resolutions. It was held
that mere close relationship without any corroborative evidence showing intent to
perpetrate the crime is not enough probable cause. The conclusion that respondent was
the only one interested in the death of Engr. Tria because of the double sale from
which respondent supposedly wanted to get away from her obligation to the Tria
spouses, was based merely on the opinion of SA Eduarte. Also, since Mrs. Pura Tria
admitted she knew of the said transaction, she could very well file a civil case for
collection such that even with the death of Engr. Tria, respondent will not be able to
evade her obligation. As to the presence of both Aclan and respondent at the house of
Engr. Tria early morning before the incident took place, the same was not sufficiently
established, as shown by the affidavit of Felix Calayag. The OP thus concluded there
was no interlocking circumstantial evidence of respondents acts before, during and
after the killing of Engr. Tria that would establish conspiracy among Aclan, Ona and
respondent to commit the crime.Accordingly, the case against respondent was
dismissed for insufficiency of evidence.[28]
[29]
Petitioners filed a motion for reconsideration which was denied by the OP in its
Order[30] dated June 10, 2004. Before the CA, petitioners filed a petition for
mandamus/certiorari under Rule 65 of the 1997 Rules of Civil Procedure, as amended.
On August 14, 2006, the CA rendered the assailed Decision denying the petition. On
the issue of the alleged grave abuse committed by the OP in modifying the findings of
the DOJ instead of ordering the Secretary of Justice to reopen/review the case in
accordance with Memorandum Circular No. 58, the CA held that it was not mandatory
for the OP to do so. As for the evaluation of factual matters and credence to be
accorded to the testimonies of respondent and her witnesses, the CA declared that
these are not proper grounds in a petition for certiorari which is confined only to the
correction of errors of jurisdiction. Neither will mandamus lie to compel the
performance of a discretionary duty in view of the failure of petitioners to show a clear
and certain right to justify the grant of relief.[31]
Their motion for reconsideration having been denied by the CA, petitioners are now
before us contending that the CA manifestly overlooked relevant facts which, if
properly considered, would justify a different conclusion. They maintain that the CA
decision is contrary to law and established jurisprudence.
Petitioners argue that since the preliminary investigation and review of the resolution
finding probable cause have already been terminated years before respondents appeal
to the OP -- more so with the earlier denial of the said appeal for failing to raise any
new issue not raised before the DOJ -- the alleged new affidavits should have been
referred to the DOJ for reinvestigation. As to the affidavits of Calayag and Jennis
Nidea, said witnesses have not been confronted by the petitioners in violation of the
latters right to due process. Thus, the CA decision affirmed the OPs dismissal of the
case against respondent at the level of the DOJ without referral to the said office and
without consideration of the pendency of the case at RTC of Quezon City, Branch
76. Lacking such authority on appeal to appreciate newly submitted affidavits of
Calayag and Nidea, Presidential Assistant Manuel C. Domingo arrogated unto himself
the judicial task of analyzing the said documents without confrontation of the
witnesses by the other party. Further, the CA overlooked the fact that such affidavits
submitted by respondent as newly discovered evidence was merely a ploy in order for
her appeal to qualify as raising new and material issues which were supposedly not
raised before the DOJ.[32]
Petitioners further argue that the CA should not have affirmed the OPs dismissal of the
murder charge against the respondent pursuant toCrespo v. Mogul[33] that once an
information has been filed in court, any disposition of the case as to its dismissal or the
conviction or acquittal of the accused rests in the sound discretion of the court.
On the procedural issue raised by the petitioners, we hold that the OP did not err in
taking cognizance of the appeal of respondent, and that the CA likewise had
jurisdiction to pass upon the issue of probable cause in a petition challenging the OPs
ruling.
after the information has already been filed in court. However, the justice secretarys
subsequent resolution withdrawing the information or dismissing the case does not
cause the court to lose jurisdiction over the case. In fact, the court is duty-bound to
exercise judicial discretion and its own independent judgment in assessing the merits
of the resulting motion to dismiss filed by the prosecution, to wit:
When confronted with a motion to withdraw an information
on the ground of lack of probable cause based on a resolution of the
secretary of justice, the bounded duty of the trial court is to make an
independent assessment of the merits of such motion. Having
acquired jurisdiction over the case, the trial court is not bound by
such resolution but is required to evaluate it before proceeding
further with the trial. While the secretarys ruling is persuasive, it is
not binding on courts. A trial court, however, commits reversible
error or even grave abuse of discretion if it refuses/neglects to
evaluate such recommendation and simply insists on proceeding
with the trial on the mere pretext of having already acquired
jurisdiction over the criminal action. (Underscoring supplied.)
Further, it is well within the courts sound discretion to suspend arraignment to await
the result of the justice secretarys review of the correctness of the filing of the criminal
information.[36] There are exceptional cases, such as in Dimatulac v. Villon[37] wherein
we have suggested that it would have been wiser for the court to await the justice
secretarys resolution before proceeding with the case to avert a miscarriage of
justice. Evidently however, this is not a hard and fast rule, for the court has complete
control over the case before it.
Petitioners argument that the non-referral by the OP to the DOJ of the appeal or motion
for reconsideration filed by the respondent had deprived them of the opportunity to
confront and cross-examine the witnesses on those affidavits belatedly submitted by
the respondent is likewise untenable. Under the procedure for preliminary
investigation provided in Section 3, Rule 112 of the Revised Rules of Criminal
Procedure, as amended,[38] in case the investigating prosecutor conducts a hearing
where there are facts and issues to be clarified from a party or witness, [t]he parties can
be present at the hearing but without the right to examine or cross-examine. They may,
however, submit to the investigating officer questions which may be asked to the party
or witness concerned.[39] Hence, the non-referral by the OP to the DOJ of the motion
for reconsideration of respondent, in the exercise of its discretion, did not violate
petitioners right to due process.
In resolving the issue of whether the CA gravely abused its discretion in affirming the
OPs reversal of the ruling of the Secretary of Justice, it is necessary to determine
whether probable cause exists to charge the respondent for conspiracy in the murder of
Engr. Tria.
Considering the totality of evidence, the OP was convinced there was nothing
suspicious or abnormal in respondents behavior before, during and after the fatal
shooting of Engr. Tria as to engender a well-founded belief of her complicity with the
killing of Engr. Tria, thus:
The act of Obias in failing to help the deceased when the
latter was shot should not be taken against her. In a tragic moment
such as the incident, it is safe to assume that one could be overtaken
by shock, grief or fear especially if the one involved is an
acquaintance or a friend, leaving the former unable to act or think
properly. Obias could have been overtaken by shock or grief making
her body unable to function or think properly.
Moreover, the act of Obias in failing to contact or to visit the
family of the deceased during the wake of the latter should not be
taken against her. With rumors circulating that she is a possible
primary suspect over the death of Engr. Tria, and to avoid any
unnecessary confrontation with the family of the latter, whose
emotions could be uncontrollable or animated by anger or revenge,
Obias act in keeping her silence and distance is permissive.
The behavior of Obias before, during and after the incident
should not be taken against her. It is worthy to note that Obias was
confronted with extraordinary situations or circumstances wherein a
definite or common behavior could not be easily formulated or
determined. Ones behavior or act during said extraordinary
situations should not prejudice the actor if the latter failed to act or
behave in such a manner acceptable to all or which, upon reflection
afterwards, could be deemed the more appropriate, common or
acceptable reaction.
Obias actions could be presumed common or acceptable
considering the attendant circumstances surrounding the same, and
they do not evince or show any malice or intent whatsoever.[45]
The relevant portion of SA Eduartes affidavit reads:
3. That our first meeting was on or about 10:00 AM of May
25, 1998 at our office. She was accompanied by a certain RODEL
who was introduced as her Office Assistant. On said meeting she
verbally admitted the fact that she was the last person conversing
with Dir. Tria when shot at the airport on or about 10:20 AM of May
22, 1998; that the shooting took place even before her first step after
their short talk, but she could not identify the assailant/s because she
had blacked out or became senseless because of fear;
Petitioners, however, maintain that the records are replete with abundant
proof of respondents complicity in the murder of Engr. Tria. They cite the following
circumstances showing the existence of probable cause against the respondent: (1) In a
radio interview in Naga City sometime in August 1998, respondent admitted that Aclan
is her relative and that she is close to the family of Ona; (2) Respondent was present at
the residence of Engr. Tria in the morning of May 22, 1998 between 7:00 to 7:30 a.m.
with passengers in her vehicle waiting outside, and when later she was invited by the
NBI as possible witness considering that she was the last person seen talking to Engr.
Tria before the latter was gunned down at the airport, respondent admitted to SA
Eduarte that Aclan was with her that morning at the residence of Engr. Tria; (3) The
pre-arranged signal provided by respondent was in the form of a handshake while Ona
was at the stairway observing the two, and thereupon Ona waited for the right moment
to shoot Engr. Tria from behind; (4) Respondent despite having claimed to be a friend
of the Tria family, just left the scene of the crime without asking for help to render
assistance to her fallen friend; instead, she just boarded the plane as if no astounding
event took place before her very eyes which snuffed the life of her longtime clientfriend; and (5) In a conduct unbecoming of Filipinos, respondent never bothered to see
the grieving family of Engr. Tria at anytime during the wake, burial or thereafter, and
neither did she give them any account of what she saw during the shooting incident,
which does not constitute normal behavior.
Probable cause is defined as the existence of such facts and circumstances as
would excite the belief in a reasonable mind, acting on the facts within the knowledge of
the prosecutor, that the person charged was guilty of the crime for which he was
prosecuted.[48] It is a reasonable ground of presumption that a matter is, or may be, wellfounded, such a state of facts in the mind of the prosecutor as would lead a person of
ordinary caution and prudence to believe, or entertain an honest or strong suspicion, that
a thing is so. The term does not mean actual and positive cause nor does it import
absolute certainty. It is merely based on opinion and reasonable belief.[49] A finding of
probable cause merely binds over the suspect to stand trial; it is not a pronouncement of
guilt.[50]
On the other hand, conspiracy exists when two or more persons come to an
agreement concerning the commission of a felony and decide to commit it. [51] Direct
proof of previous agreement to commit a crime is not necessary. Conspiracy may be
shown through circumstantial evidence, deduced from the mode and manner in which
the offense was perpetrated, or inferred from the acts of the accused themselves when
such lead to a joint purpose and design, concerted action, and community of interest. [52]
We reverse the OPs ruling that the totality of evidence failed to establish
a prima facie case against the respondent as a conspirator in the killing of Engr. Tria.
To begin with, whether or not respondent actually conspired with Aclan and
Ona need not be fully resolved during the preliminary investigation. The absence or
presence of conspiracy is factual in nature and involves evidentiary matters. The same
is better left ventilated before the trial court during trial, where the parties can adduce
evidence to prove or disprove its presence.[53]
Javellana set Crim. Case No. 03-097, entitled People v. Bautista, 11 for
preliminary investigation even when the accused had no counsel, and
proceeded with said investigation without informing the accused of his rights to
remain silent and to have a counsel.
Fifth, Judge Javellana was habitually tardy. The subpoena in Civil Case No.
05-001, entitled Villanueva v. Regalado,12 only stated that the hearing would be
"in the morning," without indicating the time. Judge Javellana failed to arrive for
the pre-trial of the case set in the morning of April 14, 2005. Judge Javellana
was still a no-show when the pre-trial was reset in the morning of April 15,
2005 and May 3, 2005. Finally, anticipating Judge Javellanas tardiness, the
pre-trial was rescheduled at 1:30 in the afternoon of another date.
Sixth, Judge Javellana whimsically or inconsistently implemented laws and
rules depending on stature of the parties, persons accompanying the parties,
lawyers of the parties, and his personal relations with the parties/lawyers.
Judge Javellana, in several cases,13 denied or refused to receive Motions for
Extension of Time to File Counter-Affidavits signed only by the accused, yet in
other cases,14 granted such motions. In another case,15Judge Javellana denied
the Motion to Extend Time to File Counter-Affidavit for violation of the threeday notice rule, but granted the Motion to Reduce Bail, which was in violation
of the same rule. Judge Javellanas inconsistent and irregular ruling could be
due to the fact that the former motion was filed by Public Attorney Bascug, with
whom Judge Javellana had an axe to grind, while the latter motion was
facilitated by Manunag.
Seventh, Judge Javellana also adopted the mantra that the "litigants are made
for the courts" instead of "courts for the litigants." In Crim. Case No. 03-104,
entitled People v. Fermin, the accused, assisted by Public Attorney Uy,
pleaded guilty to the crime of attempted homicide. The accused filed a
Petition/Application for Probation, prepared by the PAO but signed only by the
accused. Judge Javellana refused to accept said Petition/Application and
required the father of the accused to return the Petition/Application all the way
from the MTC in La Castellana to the PAO in La Carlota, despite the great
distance between these two cities. The PAO already adopted the practice of
preparing the motions for extension of time to file counter-affidavit, motions for
release of minor, or applications for probation, but letting the accused
themselves or their parents (in case the accused were minors) sign the
motions/applications, thus, enabling the PAO to serve as many clients as
possible despite the lack of lawyers. Such practice is not prohibited
considering that under Rule 138, Section 34 of the Rules of Court, a party may
conduct his litigation in a municipal court "in person, with an aid of an agent or
friend appointed by him for the purpose or with aid of an attorney." 16
Eighth, Judge Javellana did not observe the proper procedure in airing his
complaints against public attorneys. Judge Javellana rebuked the public
attorneys in the Orders he issued. In one such Order,17 Judge Javellana
misleadingly stated that Public Attorney Uy "has already expressed her desire
not to attend todays hearing," when Public Attorney Uy actually waived her
personal appearance at said hearing as she had to attend the hearing of a
criminal case at the MTC of Pontevedra. In another Order,18 Judge Javellana
reported, prior to confirmation, that the PAO lawyer refused to prepare the
motion for extension of time to file counter-affidavit, thus, prompting the
accused to hire a special counsel. Additionally, Judge Javellana improperly
filed his complaints against the public attorneys appearing before his court with
the Department of Justice or the District Public Attorney (DPA) of Bacolod City,
instead of the appropriate authorities, namely, the DPA of La Carlota City or the
PAO Regional Director. Moreover, Judge Javellana had required Public
Attorney Bascug to explain why she allowed the accused in Crim. Case No.
03-090, entitled People v. Earnshaw, to sign the Motion for Extension of Time
to File Counter-Affidavits, even when she was the one who prepared said
Motion. Judge Javellana did not verify first whether it was indeed Public
Attorney Bascug who prepared the Motion in question, thus, violating her right
to due process. Also, Judge Javellana was already encroaching upon the
domain of the PAO. It is the concern of the PAO and not the court "as to how
the Public Attorneys Office will be managed, specifically, what policies to use
in the acceptance of cases brought to its Office, how one could avail of its legal
services, at what point in time one is considered a client of said Office x x x ." 19
Lastly, to support their complaint, Public Attorneys Uy and Bascug attached a
hand-written note20 relating the observations of an anonymous member of
Judge Javellanas staff, viz:
Page One
1. Honorable Judge reports to duty at past 11:00 A.M. and hurriedly
conducts preliminary investigations or preliminary examinations after
making party litigants wait from 8:00 A.M. until 11:00 A.M. There had
been occasions when litigants became impatient for waiting for several
hours for the Judges arrival and would leave the court. Judge then
would forego the examination.
Bascug was ordered to explain. Other motions had been denied for
not meeting the 3-day rule but others were granted.
Page Three
1. Criminal Case No. 03-102- Julius Villanueva "Frustrated
Homicide" Urgent Motion to Stay Transfer to Provincial Jail Filed 1/21/2004 was not heard but order was issued January
21, 2004 also.
I am an intelligent Judge.
I am the counsel of the famous Gargar-Lumangyao and
Spider
Hunter cases and I have caused the execution of Col. Torres.
I am not under the Mayor or the Chief of Police.
and other remarks as if he is the only intelligent, credible and
qualified judge in the whole world.
4. Judge tolerates the negligence of duty of his court utility worker.
Said utility worker never reports to open or close the court; he never
cleans the courtroom; most of the time he stays in his Karaoke bar
which is some few meters away from the MTC of La Castellana. As a
matter of fact the MTC of La Castellana is the dirtiest of all the
courtrooms in the whole province.
Page Two
5. Motion for Extension of Time to File Counter Affidavit in CC 03-090Pp. vs. Efraim Earnshaw made by Atty. Bascug was denied by Judge
on the ground that it was the accused who signed the Motion and Atty.
revealed during trial that the same accused were wanted for Attempted
Homicide in Crim. Case No. 04-096; (b) In People v. Celeste, et al., Judge
Javellana insisted that referral of the dispute (involving an alleged Trespass to
Dwelling) to the Lupong Tagapamayapa was not a jurisdictional requirement
and the Motion to Dismiss on said ground was a prohibited pleading under the
Revised Rule on Summary Procedure; (c) Still in People v. Celeste, et al.,
Judge Javellana refused to dismiss outright the complaint as prayed for by
Public Attorney Uy as the Judge had to accord due process to the complainant
in said case; and (d) In People v. Lopez, et al. another case for Malicious
Mischief, Judge Javellana reiterated that a motion to dismiss is a prohibited
pleading under the Revised Rule on Summary Procedure and added that he
could not dismiss the case outright since the prosecution has not yet fully
presented its evidence.
Second, Judge Javellana denied acting as the co-agent of Manunag. Manunag
was an Authorized Surety Bond Agent of Commonwealth Insurance and Surety
Bond Company, a bonding company duly accredited by the Office of the Court
Administrator (OCA). The relationship between Judge Javellana and Manunag
was "purely on official business." That Manunag influenced Judge Javellana in
fixing the amount of bail in several cases was a malicious and deliberate lie,
based on mere speculation and suspicion. Judge Javellana had consistently
granted the reduction of the amount of bail to only 75%, and not as low as
25%, of the amount stated in Department Circular No. 89 dated August 29,
2000 of the Department of Justice (DOJ). Judge Javellana even chided Public
Attorneys Uy and Bascug that as officers of the court, said public attorneys
were duty bound not to demand outrageous reduction of bail. In addition,
Judge Javellana could not warn Manunag to stay away from "the processes
(sic) premises in the Court" because "everybody are allowed to attend Court
proceedings unless otherwise the attendance of the public is
prohibited."23 Judge Javellana likewise stated that he could not interfere with
the processing of surety insurance and bond for such was a private matter
between the insurance and bonding company and its authorized agents.
Referring to case records, Judge Javellana pointed out that he only granted
the motions to reduce bail that complied with the three-day notice rule.
Third, Judge Javellana claimed to have conducted preliminary examination,
asking the complainants and their witnesses searching questions, before
issuing warrants of arrest. According to Judge Javellana, he would sign the
official form of the warrant of arrest right after the preliminary examination. In
some cases, Judge Javellana was not aware that the accused had already
and Bascug to higher PAO officials to guide said public attorneys and not to
interfere with the performance of their functions.
And ninth, Judge Javellana identified the member of his staff who wrote the
note containing more allegations against him as Mr. Ray D. Pineda (Pineda),
Process Server. Judge Javellana described Pineda as "very abnormal,
eccentric and queer in his relationship with his fellow staff as shown by his
quarrelsome attitude and fond of inciting litigants to criticize the Clerk of Court
and other personnel and most of all his loyalty to the Official of the Municipality
rather than to this Court x x x."26 Judge Javellana clarified that he often
mentioned the Gargar-Lumangyao Kidnapping with Double Murder Case and
the Spider Hunters Multiple Murder and Multiple Frustrated Murder Case not to
boast but to relay the impression that he meant business as Presiding Judge.
These cases were dubbed as the "Case of the Century" by then Executive
Judge Bernardo Ponferrada of the Regional Trial Court of Bacolod City (who
later became Deputy Court Administrator) because the same involved big time
personalities. Judge Javellana mentioned the said cases even when
solemnizing marriages because he would then be reading the Holy Scriptures
and he had to highlight that he survived the trials and threats to his life
because of the Holy Bible. Judge Javellana also did not have a Court Aide who
owned a Karaoke Bar whose negligence the judge was tolerating. Pineda was
just "jealous" because he was not designated by Judge Javellana as Acting
Docket Clerk in lieu of Mr. Vee Caballero who was already on terminal leave
prior to retirement. Judge Javellana further narrated that he had reprimanded
Pineda several times, even in open court. In one of these instances, it was
because Pineda submitted a falsified information sheet to the Supreme Court
Personnel Division, stating therein that he had never been charged with a
criminal offense, when in truth, he was previously charged with "Physical
Injury." Judge Javellana advised Pineda to rectify the latters records by
executing an affidavit to be submitted to the Supreme Court Personnel
Division, but Pineda did not heed the same.
In the end, Judge Javellana stressed that the charges against him were
baseless and malicious; and the acts being complained of involved judicial
discretion and, thus, judicial in nature and not the proper subject of an
administrative complaint. Judge Javellana hinted about a conspiracy between
the Municipal Mayor, on one hand, and Public Attorneys Uy and Bascug, on
the other. The Municipal Mayor was purportedly angry at Judge Javellana
because the latter caused the arrest of and heard the cases against the
formers supporters and employees; while Public Attorney Bascug was
The Office of the Court Administrator (OCA), in its report 27 dated January 2,
2006, found Judge Javellana liable for gross ignorance of the law or procedure
when he did not apply the Revised Rule on Summary Procedure in cases
appropriately covered by said Rule; and (2) gross misconduct when he got
involved in business relations with Manunag, implemented the law
inconsistently, and mentioned his accomplishments for publicity. The OCA thus
recommended that:
1. The instant administrative complaint be REDOCKETED as a regular
administrative matter; and
2. Judge Edwin B. Javellana, MTC, La Castellana, Negros Occidental
be SUSPENDED from office without salary and other benefits for three
(3) months with a STERN WARNING that repetition of the same or
similar acts in the future shall be dealt with more severely.28
In a Resolution29 dated February 5, 2007, the Court re-docketed the complaint
as a regular administrative matter and required parties to manifest their
willingness to submit the case for resolution on the basis of the pleadings filed.
On separate dates,30 the parties manifested their willingness to submit the
case for resolution based on the pleadings already filed.
We agree with the findings and conclusions of the OCA, except for the penalty
imposed.
I
Gross Ignorance of the Law
The Revised Rule of Summary Procedure shall govern the following criminal
cases:
SECTION 1. Scope. This Rule shall govern the summary procedure in the
Metropolitan Trial Courts, the Municipal Trial Courts in Cities, the Municipal
Trial Courts, and the Municipal Circuit Trial Courts in the following cases falling
within their jurisdiction.
xxxx
B. Criminal Cases:
(1) Violations of traffic laws, rules and regulations;
ART. 329. Other mischiefs. The mischiefs not included in the next preceding
article shall be punished:
1. By arresto mayor in its medium and maximum periods, if the value
of the damage caused exceeds 1,000 pesos;
2. By arresto mayor in its minimum and medium periods, if such value
is over 200 pesos but does not exceed 1,000 pesos; and
3. By arresto menor or fine of not less than the value of the damage
caused and not more than 200 pesos, if the amount involved does not
exceed 200 pesos or cannot be estimated. (Emphasis ours.)
Without any showing that the accused in People v. Cornelio and People v.
Lopez, et al. were charged with the special cases of malicious mischief
particularly described in Article 328 of the Revised Penal Code, then Article
329 of the same Code should be applied. If the amounts of the alleged
damage to property in People v. Cornelio and People v. Lopez, et
al., P 6,000.0034 and P 3,000.00,35 respectively, are proven, the appropriate
penalty for the accused would be arresto mayor in its medium and maximum
periods which under Article 329(a) of the Revised Penal Code, would be
imprisonment for two (2) months and one (1) day to six (6) months. Clearly,
these two cases should be governed by the Revised Rule on Summary
Procedure.
Judge Javellanas issuance of a Warrant of Arrest for the accused in People v.
Cornelio is in violation of Section 16 of the Revised Rule on Summary
Procedure, categorically stating that "the court shall not order the arrest of the
paragraph, the court shall issue an order which, together with copies
of the affidavits and other evidence submitted by the prosecution, shall
require the accused to submit his counter-affidavit and the affidavits of
his witnesses as well as any evidence in his behalf, serving copies
thereof on the complainant or prosecutor not later than ten (10) days
from receipt of said order. The prosecution may file reply affidavits
within ten (10) days after receipt of the counter-affidavits of the
defense.
SEC. 13. Arraignment and trial. Should the court, upon a consideration of the
complaint or information and the affidavits submitted by both parties, find no
cause or ground to hold the accused for trial, it shall order the dismissal of the
case; otherwise, the court shall set the case for arraignment and trial.
If the accused is in custody for the crime charged, he shall be immediately
arraigned and if he enters a plea of guilty, he shall forthwith be sentenced.
Section 1, Rule 112 of the Revised Rules of Criminal Procedure only requires
that a preliminary investigation be conducted before the filing of a complaint or
information for an offense where the penalty prescribed by law is at least four
(4) years, two (2) months and one (1) day without regard to the fine. As has
been previously established herein, the maximum penalty imposable for
malicious mischief in People v. Lopez, et al. is just six (6) months.
Judge Javellana did not provide any reason as to why he needed to conduct a
preliminary investigation in People v. Lopez, et al. We stress that the Revised
Rule on Summary Procedure was precisely adopted to promote a more
expeditious and inexpensive determination of cases, and to enforce the
constitutional rights of litigants to the speedy disposition of cases. 37
Judge Javellana cannot be allowed to arbitrarily conduct proceedings beyond
those specifically laid down by the Revised Rule on Summary Procedure,
thereby lengthening or delaying the resolution of the case, and defeating the
express purpose of said Rule.
We further agree with the OCA that Judge Javellana committed a blatant error
in denying the Motion to Dismiss filed by the accused in People v. Celeste, et
al. and in insisting that said Motion was a prohibited pleading, even though the
case was never previously referred to the Lupong
Integrity is essential not only to the proper discharge of the judicial office but
also to the personal demeanor of judges.
citizen and should do so freely and willingly. In particular, judges shall conduct
themselves in a way that is consistent with the dignity of the judicial office.
SECTION 1. Judges shall ensure that not only is their conduct above
reproach, but that it is perceived to be so in the view of a reasonable observer.
xxxx
SECTION 2. The behavior and conduct of judges must reaffirm the people's
faith in the integrity of the judiciary. Justice must not merely be done but must
also be seen to be done.
SECTION 8. Judges shall not use or lend the prestige of the judicial office to
advance their private interests, or those of a member of their family or of
anyone else, nor shall they convey or permit others to convey the impression
that anyone is in a special position improperly to influence them in the
performance of judicial duties.
xxxx
xxxx
Canon 3
IMPARTIALITY
Impartiality is essential to the proper discharge of the judicial office. It applies
not only to the decision itself but also to the process by which the decision is
made.
SECTION 14. Judges shall not knowingly permit court staff or others subject to
their influence, direction or authority, to ask for, or accept, any gift, bequest,
loan favor in relation to anything done or to be done or omitted to be done in
connection with their duties or functions.
xxxx
SECTION 1. Judges shall perform their judicial duties without favor, bias or
prejudice.
Canon 5
EQUALITY
SECTION 2. Judges shall ensure that his or her conduct, both in and out of
court, maintains and enhances the confidence of the public, the legal
profession and litigants in the impartiality of the judge and of the judiciary.
Ensuring equality of treatment to all before the courts is essential to the due
performance of the judicial office.
xxxx
xxxx
Canon 4
PROPRIETY
lawyers who prepared the motions should have signed the same as counsels
for the accused, but this only explained Judge Javellanas denial of said
motions. It did not address why, in other cases, Judge Javellana had granted
similar motions signed only by the accused. Without any satisfactory basis for
the difference in his ruling on these motions, Judge Javellana had acted
arbitrarily to the prejudice of the PAO lawyers.
Judge Javellana himself admitted that he often mentioned his previous
accomplishments as counsel in big and controversial cases, claiming that he
only did so to impress upon the parties that he meant business and that he
relied greatly upon God to survive the trials and threats to his life. We are not
persuaded.
The previous Code of Judicial Conduct specifically warned the judges against
seeking publicity for personal vainglory.45 Vainglory, in its ordinary meaning,
refers to an individuals excessive or ostentatious pride especially in ones own
achievements.46 Even no longer explicitly stated in the New Code of Judicial
Conduct, judges are still proscribed from engaging in self-promotion and
indulging their vanity and pride by Canons 1 (on Integrity) and 2 (on Propriety)
of the New Code.
We have previously strongly reminded judges in that:
Canon 2, Rule 2.02 of the Code of Judicial Conduct says in no uncertain terms
that "a judge should not seek publicity for personal vainglory." A parallel
proscription, this time for lawyers in general, is found in Rule 3.01 of the Code
of Professional Responsibility: "a lawyer shall not use or permit the use of any
false, fraudulent, misleading, deceptive, undignified, self-laudatory or unfair
statement or claim regarding his qualifications or legal services." This means
that lawyers and judges alike, being limited by the exacting standards of their
profession, cannot debase the same by acting as if ordinary merchants
hawking their wares. As succinctly put by a leading authority in legal and
judicial ethics, "(i)f lawyers are prohibited from x x x using or permitting the use
of any undignified or self-laudatory statement regarding their qualifications or
legal services (Rule 3.01, Code of Professional Responsibility), with more
reasons should judges be prohibited from seeking publicity for vanity or selfglorification. Judges are not actors or actresses or politicians, who thrive by
publicity.47
2) Suspension from office without salary and other benefits for more
than three (3) but not exceeding six (6) months; or
3) A fine of more than P 20,000.00 but not exceeding P 40,000.00
The OCA recommended that Judge Javellana be suspended without salary
and benefits for three months.1vvph!1 Given the gravity and number of
violations committed by Judge Javellana, we deem it appropriate to impose
suspension without salary and benefits for a period of three months and one
day.
WHEREFORE, Judge Erwin B. Javellana is found GUILTY of gross ignorance
of the law and gross misconduct. He is SUSPENDED from office without
salary and other benefits for a period of three (3) months and one (1) day with
a STERN WARNING that the repetition of the same or similar acts in the future
shall be dealt with more severely. Let a copy of this Decision be attached to his
records with this Court.
SO ORDERED.
(Segundino Valencia), was present. SPO1 Facto saw three persons inside the
car. Valencia was seated beside the driver while their other companion,
Domingo Deroy, was at the backseat. Tadena then asked SPO1 Facto about
the money and the latter showed him a plastic bag containing the
money. When SPO1 Facto asked Tadena to show him the stuff, Valencia
ordered Deroy to hand him the bag containing the drugs. Deroy did as
instructed. Valencia then handed the stuff to SPO1 Facto in exchange for the
money. SPO1 Facto examined the content of the bag and when he saw the
white substance inside, he scratched his head to signal his companions that
the transaction had been consummated. SPO1 Facto then introduced himself
as a police officer and grabbed the car key from the ignition switch. SPO1
Facto arrested Johnny Tadena while his companions seized the other
accused. The three accused were brought to Camp Crame for investigation.
[2]
The substance was submitted for examination at the PNP Crime
Laboratory. It tested positive for psuedo-ephedrine, a regulated drug. [3]
The defense, on the other hand, alleged that in the evening of September
22, 1998, Johnny Tadena went to see Segundino Valencia in Caloocan City to
ask him if he knew anyone who would be interested in buying a 1995
Mitsubishi Lancer. Valencia was allegedly engaged in the business of buying
and selling used cars. On the way home, Valencia rode with Tadena to go to
Bago Bantay, Quezon City. As they were crossing an intersection along Iligan
Street, an Isuzu van suddenly blocked their way. The passengers of the van
who appeared to be police officers approached them. They took Valencias gun
which he bought from a police asset. The police brought Valencia and Tadena
to Camp Crame.Tadena was placed in a jail cell while Valencia was brought
before Col. Castillo. Col. Castillo showed Valencia a plastic bag and said that
he would use it as evidence against him. Valencia claimed that the police
mauled him and extorted from him the amount of P20,000.00. They also took
his necklace worth P5,000.00 and his wallet containing P1,200.00.
[4]
Meanwhile, Domingo Deroy claimed that in the evening of September 22,
1998, he was picked up by the police without any reason at the house of
Valencias parents.[5]
On September 24, 1998, Assistant City Prosecutor Danilo B. Vargas filed
the following information against the accused:
That on or about the 22nd day of September 1998 in Quezon City, Philippines, the said
accused, conspiring, confederating with and mutually helping one another, not having
been authorized by law to sell, dispense, deliver, transport or distribute any regulated
drug, did then and there wilfully and unlawfully sell or offer for sale 634.0 grams of
white crystalline substance containing Pseudoephedrine Hydrochloride which is a
regulated drug.
CONTRARY TO LAW.[6]
Giving more weight to the testimony of the police officers who conducted
the buy-bust operation, the trial court convicted the accused of the crime
charged. It held that the denial and alibi of the accused were not sufficient to
overturn the prosecution evidence which established the guilt of the accused.
[7]
The dispositive portion of the decision read:
WHEREFORE, finding that the prosecution was able to establish the guilt of the
accused beyond reasonable doubt, the Court hereby sentences each of them (1) to
suffer the penalty of Death; (2) to pay a fine of P500,000.00; and (3) to pay the costs.
involved in the buy-bust operation have no motive to falsely testify against the
accused, the courts shall uphold the presumption that they have performed
their duties regularly.[10] The trial court in this case correctly upheld the
testimony of the prosecution witnesses, the police officers who conducted the
buy-bust operation. It did not err in applying the presumption of regularity in the
performance of duty by law enforcement agents. We laid down in the case
of People vs. Doria[11] the test in determining the credibility of the testimony of
police officers regarding the conduct of buy-bust operations. The Court said:
It is thus imperative that the presumption, juris tantum, of regularity in the
performance of official duty by law enforcement agents raised by the Solicitor General
be applied with studied restraint. The presumption should not by itself prevail over the
presumption of innocence and the constitutionally-protected rights of the individual. It
is the duty of courts to preserve the purity of their own temple from the prostitution of
the criminal law through lawless enforcement. Courts should not allow themselves to
be used as an instrument of abuse and injustice lest an innocent person be made to
suffer the unusually severe penalties for drug offenses.
SO ORDERED.[8]
In this appeal, accused-appellants raise the following errors:
1. The court a quo gravely erred in finding that the guilt of the
accused-appellants for the crime charged has been proven
beyond reasonable doubt.
2. The court a quo gravely erred in giving weight and credence to the
improbable testimonies of the witnesses for the prosecution.
3. The court a quo gravely erred in finding that there was conspiracy
in the case at bar.[9]
The appeal is without merit.
Accused-appellants were caught in flagrante delicto in a buy-bust
operation. A buy-bust operation is a form of entrapment whereby ways and
means are resorted to for the purpose of trapping and capturing the
lawbreakers in the execution of their criminal plan. Unless there is clear and
convincing evidence that the members of the buy-bust team were inspired by
any improper motive or were not properly performing their duty, their testimony
on the operation deserves full faith and credit. When the police officers
We therefore stress that the objective test in buy-bust operations demands that the
details of the purported transaction must be clearly and adequately shown. This must
start from the initial contact between the poseur-buyer and the pusher, the offer to
purchase, the promise or payment of the consideration until the consummation of the
sale by the delivery of the illegal drug subject of the sale. The manner by which the
initial contact was made, whether or not through an informant, the offer to purchase
the drug, the payment of the buy-bust money, and the delivery of the illegal drug,
whether to the informant alone or the police officer, must be the subject of strict
scrutiny by courts to insure that law-abiding citizens are not unlawfully induced to
commit an offense. Criminals must be caught but not at all cost. At the same time,
however, examining the conduct of the police should not disable courts into ignoring
the accuseds predisposition to commit the crime. If there is overwhelming evidence of
habitual delinquency, recidivism or plain criminal proclivity, then this must also be
considered. Courts should look at all factors to determine the predisposition of an
accused to commit an offense in so far as they are relevant to determine the validity of
the defense of inducement.[12]
In the case at bar, SPO1 Facto, the poseur-buyer, gave the complete
details of how the transaction was conducted from beginning to end -- the
negotiation between the confidential agent and the drug dealers, the
preparation made by the buy-bust team before conducting the operation, when
the informant introduced him as the supposed buyer to the drug dealers, the
exchange of the stuff and the payment between the pushers and the poseur
buyer, and the arrest of said drug dealers. SPO1 Facto positively identified
accused-appellants as the drug dealers. His testimony went as follows:
xxx xxx xxx
Q: Can you recall, Mr. Witness, if you reported for duty on September 22,
1998?
A: Yes, maam.
Q: And what is the gender of this confidential agent?
A: A male, maam.
Q: What did he tell you, if any?
A: Yes, maam.
A: He told me that he was able to negotiate the one kilo drug deal to a
certain Junior and Johnny, maam.
Q: Now, while you were on duty was there any specific assignment given to
you by your chief?
A: Yes, sir.
Q: And what happened after giving that information to your team leader?
A: Our team leader Ramon Arsenal told our CO Col. Castillo about that
drug transaction.
Q: Now, how did you know the group of Paniqui would be the subject of
surveillance?
A: Inspector Arsenal furnished me ten (10) pieces of One Hundred Pesobill. Then I prepared the three bundles with numbers inside and make
it appear, parang tingnan mo P800,000.00, parang may boodle sa
loob.
Q: After that ... By the way who are the members of the team?
Q: Ten meters away from you?
A: P/Insp. Arsenal, P/Insp. Beasa, SPO2 Estrada, myself and others.
A: Yes, sir.
Q: You mentioned of a confidential informant, was he present during that
briefing?
A: Yes, maam.
A: The driver called for me and our CI, together with the CI.
Q: And after preparing the boodle money and 10 pieces of P100-bill, what
else happened?
Q: And then what happened after the CI introduced you to the occupants or
to the driver, what happened next?
A: After I was introduced as the buyer, I asked the driver where the stuff
was. The driver said, Its here and he also admonished me not to worry
because their boss is there, a certain Dodong, seated in front, in the
front seat beside the driver.
A: I told him to show me the stuff first because the money was with me.
Q: By the way, Mr. Witness, where were you at the time, while you were
talking with the driver?
A: I scratched my head which means the deal was, the drug deal was
positive.
Q: And when you scratched your head what did you do?
A: I introduced myself to the suspect as a police officer. And I grabbed the
key of the vehicle.
Q: If you will be able to see this driver again of that vehicle with whom you
had that transaction, will you be able to identify him?
A: Yes, maam.
Q: If he is inside the courtroom will you please point him to us?
Q: How about that man who handed to you that green bag containing the
white substance?
A: (Witness pointing to a man seated inside the courtroom who when asked
to identify himself gave his name as Segundino Valencia).
Q: How about the man seated at the back of the car who handed the green
bag to Mr. Segundino Valencia?
A: (Witness pointing to a man who when asked to identify himself gave his
name as Domingo Deroy)
xxx xxx xxx.
SPO1 Factos testimony withstood the rigorous cross-examination by the
defense counsel and was corroborated by SPO2 Estrada, also a member of
the buy-bust team.[13]
Accused-appellants contend that it is incredible that the alleged vendors
of the drugs would readily do business with the alleged poseur-buyer whom
they met only on September 22, 1998, considering that the transaction
involved the huge amount of P800,000.00. We are not impressed. It has been
shown that the appellants have previously negotiated with the confidential
agent. Prior to September 22, they have already closed the deal for the
purchase of drugs for the price of P800,000.00. Hence, it is not as if the
appellants were dealing with strangers. They knew the informant. When they
met with the poseur-buyer, the latter was accompanied by the informant who
introduced them to each other. Nonetheless, the Court has observed that drug
pushers sell their prohibited articles to any customer, be he a stranger or not,
in private as well as in public places, whether daytime or nighttime. Indeed,
drug pushers have become increasingly daring, dangerous and openly defiant
of the law. Hence, it is immaterial whether the vendor and the vendee are
familiar with each other. It is only necessary to prove the fact of agreement and
the acts constituting sale and delivery of the prohibited drugs. [14] These facts
have been sufficiently proved in this case.
Accused-appellants also argue that the prosecution has not shown by
clear and convincing evidence whether the sale was voluntary or whether this
was a case of instigation. The argument deserves scant consideration. A buybust operation is a form of entrapment which in recent years has been
Facto as the latter handed him the money. This demonstrates the concerted
effort of the three accused in drug dealing. Conspiracy among them is
obviously present in this case.
As regards the penalty, the Court agrees with the conclusions of the trial
court, thus:
Section 20, Article IV of R.A. 6425, as amended, provides that The penalties for
offense under x x x Sections 14, 14-A, 15, and 16 of Art. III of this Act shall be applied
if the dangerous drugs involved is in any of the following quantities: 8. In the case of
other dangerous drugs, the quantity which is far beyond therapeutic requirements, as
determined and promulgated by the DDB, after consultations/hearings conducted for
the purpose. In Section 15, the penalty is reclusion perpetuato death and a fine ranging
from five hundred thousand pesos to ten million pesos. The crime is aggravated when
committed by any person or persons belonging to an organized or syndicated crime
group (Section 30, R.A. 7659; and People vs. Esparas, G.R. No. 120034, July 10,
1998). In such a case, the death penalty shall be imposed. An organized or syndicated
crime group has been defined as a group of two or more persons collaborating,
confederating or mutually helping one another for purposes of gain in the commission
of any crime. (Section 30, R.A. No. 7659; and People vs. Esparas, G.R. No. 120034,
July 10, 1998)
IN VIEW WHEREOF, the decision of the Regional Trial Court of Quezon
City in Criminal Case No. Q98-78878 is AFFIRMED.[18]
In accordance with Article 83 of the Revised Penal Code, as amended by
Section 25 of Republic Act No. 7659, upon finality of this decision, let the
records of these cases be forwarded to the Office of the President for possible
exercise of executive clemency.
SO ORDERED.
G. R. No. 197788
Present:
CARPIO, J., Chairperson,
BRION,
PEREZ,
SERENO, and
REYES, JJ.
- versus -
Promulgated:
February 29, 2012
x--------------------------------------------------x
DECISION
SERENO, J.:
This is a Petition for Review on Certiorari under Rule 45 seeking to set aside
the Court of Appeals (CA) Decision in CA-G.R. CR No. 32516 dated 18 February
2011[2] and Resolution dated 8 July 2011.
THE
(ii)
(iii)
(iv)
Petitioner claims that there was no lawful search and seizure, because there was no
lawful arrest. He claims that the finding that there was a lawful arrest was erroneous,
since he was not even issued a citation ticket or charged with violation of the city
ordinance. Even assuming there was a valid arrest, he claims that he had never
consented to the search conducted upon him.
On the other hand, finding that petitioner had been lawfully arrested, the RTC held
thus:
Similarly, the Philippine National Police (PNP) Operations Manual [12] provides the
following procedure for flagging down vehicles during the conduct of checkpoints:
SECTION 7. Procedure in Flagging Down or Accosting
Vehicles While in Mobile Car. This rule is a general concept and will
not apply in hot pursuit operations. The mobile car crew shall
undertake the following, when applicable: x x x
m. If it concerns traffic violations, immediately issue a Traffic
Citation Ticket (TCT) or Traffic Violation Report (TVR).
Never indulge in prolonged, unnecessary conversation or
argument with the driver or any of the vehicles occupants;
At the time that he was waiting for PO3 Alteza to write his citation ticket,
petitioner could not be said to have been under arrest. There was no intention on the
part of PO3 Alteza to arrest him, deprive him of his liberty, or take him into custody.
Prior to the issuance of the ticket, the period during which petitioner was at the police
station may be characterized merely as waiting time. In fact, as found by the trial
court, PO3 Alteza himself testified that the only reason they went to the police substation was that petitioner had been flagged down almost in front of that place. Hence,
it was only for the sake of convenience that they were waiting there. There was no
intention to take petitioner into custody.
In Berkemer v. McCarty,[13] the United States (U.S.) Supreme Court discussed
at length whether the roadside questioning of a motorist detained pursuant to a routine
traffic stop should be considered custodial interrogation. The Court held that, such
questioning does not fall under custodial interrogation, nor can it be considered a
formal arrest, by virtue of the nature of the questioning, the expectations of the
motorist and the officer, and the length of time the procedure is conducted. It ruled as
follows:
This Court has held that at the time a person is arrested, it shall be the duty of
the arresting officer to inform the latter of the reason for the arrest and must show that
person the warrant of arrest, if any. Persons shall be informed of their constitutional
rights to remain silent and to counsel, and that any statement they might make could be
used against them.[14] It may also be noted that in this case, these constitutional
requirements were complied with by the police officers only after petitioner had been
arrested for illegal possession of dangerous drugs.
In Berkemer, the U.S. Court also noted that the Miranda warnings must also
be given to a person apprehended due to a traffic violation:
The purposes of the safeguards prescribed by Miranda are
to ensure that the police do not coerce or trick captive suspects into
confessing, to relieve the inherently compelling pressures generated
by the custodial setting itself, which work to undermine the
individuals will to resist, and as much as possible to free courts from
the task of scrutinizing individual cases to try to determine, after the
fact, whether particular confessions were voluntary. Those purposes
are implicated as much by in-custody questioning of persons
suspected of misdemeanors as they are by questioning of persons
suspected of felonies.
If it were true that petitioner was already deemed arrested when he was flagged down
for a traffic violation and while he waiting for his ticket, then there would have been
no need for him to be arrested for a second timeafter the police officers allegedly
discovered the drugsas he was already in their custody.
Second, there being no valid arrest, the warrantless search that resulted from it
was likewise illegal.
This ruling does not imply that there can be no arrest for a traffic violation. Certainly,
when there is an intent on the part of the police officer to deprive the motorist of
liberty, or to take the latter into custody, the former may be deemed to have arrested
the motorist. In this case, however, the officers issuance (or intent to issue) a traffic
citation ticket negates the possibility of an arrest for the same violation.
The following are the instances when a warrantless search is allowed: (i) a warrantless
search incidental to a lawful arrest; (ii) search of evidence in plain view; (iii) search of
a moving vehicle; (iv) consented warrantless search; (v) customs search; (vi) a stop
and frisk search; and (vii) exigent and emergency circumstances. [15] None of the abovementioned instances, especially a search incident to a lawful arrest, are applicable to
this case.
Even if one were to work under the assumption that petitioner was deemed
arrested upon being flagged down for a traffic violation and while awaiting the
issuance of his ticket, then the requirements for a valid arrest were not complied
with.
The foregoing considered, petitioner must be acquitted. While he may have failed to
object to the illegality of his arrest at the earliest opportunity, a waiver of an illegal
warrantless arrest does not, however, mean a waiver of the inadmissibility of evidence
seized during the illegal warrantless arrest.[22]
The Constitution guarantees the right of the people to be secure in their
persons, houses, papers and effects against unreasonable searches and seizures. [23] Any
evidence obtained in violation of said right shall be inadmissible for any purpose in
any proceeding. While the power to search and seize may at times be necessary to the
public welfare, still it must be exercised and the law implemented without
contravening the constitutional rights of citizens, for the enforcement of no statute is of
sufficient importance to justify indifference to the basic principles of government. [24]
The subject items seized during the illegal arrest are inadmissible. [25] The
drugs are the very corpus delicti of the crime of illegal possession of dangerous drugs.
Thus, their inadmissibility precludes conviction and calls for the acquittal of the
accused.[26]
WHEREFORE, the Petition is GRANTED. The 18 February 2011 Decision
of the Court of Appeals in CA-G.R. CR No. 32516 affirming the judgment of
conviction dated 19 February 2009 of the Regional Trial Court, 5 th Judicial Region,
Naga City, Branch 21, in Criminal Case No. RTC 2003-0087, is
hereby REVERSED and SET
ASIDE.
Petitioner
Rodel
Luz y Ong
is
hereby ACQUITTED and ordered immediately released from detention, unless his
continued confinement is warranted by some other cause or ground.
SO ORDERED.
improvised scoop, and seven unused strips of aluminum foil. The police
officers confiscated all these and brought Antiquera and Cruz to the Drug
Enforcement Unit of the Philippine National Police in Pasay City for further
investigation and testing.5
A forensic chemical officer examined the confiscated drug paraphernalia and
found them positive for traces of methamphetamine hydrochloride or "shabu."6
Accused Antiquera gave a different story. He said that on the date and time in
question, he and Cruz were asleep in their house when he was roused by
knocking on the door. When he went to open it, three armed police officers
forced themselves into the house. One of them shoved him and said, "Dyan
ka lang, pusher ka." He was handcuffed and someone instructed two of the
officers to go to his room. The police later brought accused Antiquera and Cruz
to the police station and there informed them of the charges against them.
They were shown a box that the police said had been recovered from his
house.7
On July 30, 2004 the RTC rendered a Decision8 that found accused Antiquera
and Cruz guilty of the crime charged and sentenced them to a prison term
ranging from six months and one day to two years and four months, and to pay
a fine of P10,000.00 each and the costs of the suit.
The RTC said that the prosecution proved beyond reasonable doubt that the
police caught accused Antiquera and Cruz in the act of using shabu and
having drug paraphernalia in their possession. Since no ill motive could be
attributed to PO1 Recio and PO1 Cabutihan, the court accorded full faith and
credit to their testimony and rejected the self-serving claim of Antiquera.
The trial court gave no weight to accused Antiqueras claim of illegal arrest,
given PO1 Recio and PO1 Cabutihans credible testimony that, prior to their
arrest, they saw Antiquera and Cruz in a pot session at their living room and in
possession of drug paraphernalia. The police officers were thus justified in
arresting the two without a warrant pursuant to Section 5, Rule 113 of the
Rules of Criminal Procedure.9
On appeal, the Court of Appeals (CA) rendered a Decision 10 on September 21,
2007 affirming in full the decision of the trial court. The accused moved for
reconsideration but the CA denied it.11 The accused is now before this Court
seeking acquittal.
was to give chase to the jeep that the two fleeing men boarded, given that the
officers were in a patrol car and a tricycle. Running after the fleeing suspects
was the more urgent task but the officers instead gave priority to the house
even when they heard no cry for help from it.
2. Admittedly, the police officers did not notice anything amiss going on in the
house from the street where they stood. Indeed, even as they peeked through
its partially opened door, they saw no activity that warranted their entering it.
Thus, PO1 Cabutihan testified:
THE COURT:
Q By the way, Mr. Cabutihan, when you followed your companion towards
the open door, how was the door open? Was it totally open, or was it partially
open?
A It was partially open Your Honor.
Q By how much, 1/3, 1/2? Only by less than one (1) foot?
A More or less 4 to 6 inches, Your Honor.
Q So how were you able to know, to see the interior of the house if the
door was only open by 6 inches? Or did you have to push the door?
A We pushed the door, Your Honor.
Section 5(a), Rule 113 of the Rules of Criminal Procedure provides that a
"peace officer or a private person may, without a warrant, arrest a person
when, in his presence, the person to be arrested has committed, is actually
committing, or is attempting to commit an offense." This is an arrest in
flagrante delicto.13 The overt act constituting the crime is done in the presence
or within the view of the arresting officer.14
Q Were you allowed to just go towards the door of the house, push its door
and peeped inside it, as a police officer?
But the circumstances here do not make out a case of arrest made in flagrante
delicto.
Q Are you not allowed to Are you not required to get a search warrant
before you can search the interior of the house?
1. The police officers claim that they were alerted when they saw two
unidentified men suddenly rush out of 107 David Street, Pasay City. Since they
suspected that a crime had been committed, the natural thing for them to do
xxxx
Q What do you mean by yes? Would you first obtain a search warrant before
searching the interior of the house?
A Yes, Your Honor.
Q So why did you not a [sic] secure a search warrant first before you tried to
investigate the house, considering your admission that you suspected that
there was something wrong inside the house?
A Because we saw them that they were engaged in pot session, Your Honor.
Q But before you saw them, you just had to push the door wide open to
peep through its opening because you did not know what was happening
inside?
A Yes, Your Honor.15 (Emphasis supplied)
Clearly, no crime was plainly exposed to the view of the arresting officers that
authorized the arrest of accused Antiquera without warrant under the abovementioned rule. Considering that his arrest was illegal, the search and seizure
that resulted from it was likewise illegal.16 Consequently, the various drug
paraphernalia that the police officers allegedly found in the house and seized
are inadmissible, having proceeded from an invalid search and seizure. Since
the confiscated drug paraphernalia is the very corpus delicti of the crime
charged, the Court has no choice but to acquit the accused. 17
One final note. The failure of the accused to object to the irregularity of his
arrest by itself is not enough to sustain his conviction. A waiver of an illegal
warrantless arrest does not carry with it a waiver of the inadmissibility of
evidence seized during the illegal warrantless arrest.18
WHEREFORE, the Court REVERSES and SETS ASIDE the Decision dated
September 21, 2007 and Resolution dated November 16, 2007 of the Court of
Appeals in CA-G.R. CR 28937 and ACQUITS the accused George
Antiquera y Codes of the crime of which he is charged for lack of evidence
sufficient to establish his guilt beyond reasonable doubt.1wphi1 The Court
further ORDERS the cancellation and release of the bail bond he posted for
his provisional liberty.
SO ORDERED.
P/Insp. Fajardo to alias Don as the buyer of shabu. She asked alias Don if he
was indeed an employee of the NBI and he replied in the affirmative. They
agreed to close the deal wherein she would buy 250 grams of shabu
forP250,000.00. They also agreed to meet the following day at Cindys
Restaurant around 10:00 to 11:00 p.m.18
In the evening of April 2, 1998, P/Insp. Fajardo and her team went back to
Cindys Restaurant. Alias Don was already waiting for her outside the
establishment when she arrived. He asked for the money and she replied that
she had the money with her. She brought five genuine P500.00 bills, which
were inserted on top of five bundles of play money to make it appear that she
had P250,000.00 with her. After she showed the money to alias Don, he
suggested that they go to a more secure place. They agreed for the sale to
take place at around 1:30 to 2:00 a.m. on April 3, 1998 in front of alias Dons
apartment at 765 Valdez St., Sampaloc, Manila. The team proceeded to the
Western Police District (WPD) Station along U.N. Avenue for coordination.
Afterwards, the team held their final briefing before they proceeded to the
target area. They agreed that the pre-arranged signal was for P/Insp. Fajardo
to scratch her hair, which would signify that the deal had been consummated
and the rest of the team would rush up to the scene. The team then travelled
to the address given by alias Don.19
When the team arrived at the target area around 1:15 a.m. on April 3, 1998,
the two vehicles they used were parked along the corner of the street. P/Insp.
Fajardo and the informant walked towards the apartment of alias Don and
stood in front of the apartment gate. Around 1:45 a.m., alias Don came out of
the apartment with a male companion. Alias Don demanded to see the money,
but P/Insp. Fajardo told him that she wanted to see the drugs first. Alias Don
gave her the big brown envelope he was carrying and she checked the
contents thereof. Inside she found a plastic sachet, about 10x8 inches in size,
which contained white crystalline substance. After checking the contents of the
envelope, she assumed that the same was indeed shabu. She then gave the
buy-bust money to alias Don and scratched her hair to signal the rest of the
team to rush to the scene. P/Insp. Fajardo identified herself as a narcotics
agent. The two suspects tried to flee but PO2 Trambulo was able to stop them
from doing so. P/Insp. Fajardo took custody of the shabu. When she asked
alias Don if the latter had authority to possess or sell shabu, he replied in the
negative. P/Insp. Fajardo put her initials "JSF" on the genuine P500.00 bills
below the name of Benigno Aquino. After the arrest of the two suspects, the
buy-bust team brought them to the police station. The suspects rights were
read to them and they were subsequently booked.20
P/Insp. Fajardo said that she found out that alias Don was in fact the appellant
Donald Vasquez. She learned of his name when he brought out his NBI ID
while he was being booked. P/Insp. Fajardo also learned that the name of the
appellants companion was Reynaldo Siscar, who was also arrested and
brought to the police station. P/Insp. Fajardo explained that after she gave the
buy-bust money to the appellant, the latter handed the same to Siscar who
was present the entire time the sale was being consummated. Upon receiving
the buy-bust money placed inside a green plastic bag, Siscar looked at the
contents thereof and uttered "okey na to." P/Insp. Fajardo marked the drug
specimen and brought the same to the Crime Laboratory. She was
accompanied there by PO2 Trambulo and PO1 Agravante. She handed over
the drug specimen to PO1 Agravante who then turned it over to P/Insp.
Taduran, the forensic chemist on duty. The police officers previously weighed
the drug specimen. Thereafter, the personnel at the crime laboratory weighed
the specimen again. P/Insp. Fajardo and her team waited for the results of the
laboratory examination.21
P/Insp. Fajardo further testified that the six plastic bags of shabu seized during
the buy-bust operation were actually contained in a self-sealing plastic
envelope placed inside a brown envelope. When the brown envelope was
confiscated from the appellant, she put her initials "JSF" therein and signed it.
She noticed that there were markings on the envelope that read "DD-93-1303
re Antonio Roxas y Sunga" but she did not bother to check out what they were
for or who made them. When she interrogated the appellant about the brown
envelope, she found out that the same was submitted as evidence to the NBI
Crime Laboratory. She also learned that the appellant worked as a Laboratory
Aide at the NBI Crime Laboratory. She identified in court the six plastic sachets
of drugs that her team recovered, which sachets she also initialed and signed.
P/Insp. Fajardo also stated that after the appellant was arrested, PO2
Trambulo conducted a body search on the two suspects. The search yielded
12 more plastic sachets of drugs from the appellant. The 12 sachets were
varied in sizes and were contained in a white envelope. P/Insp. Fajardo placed
her initials and signature on the envelope. As to the 12 sachets, the same were
initialed by P/Insp. Fajardo and signed by PO2 Trambulo. 22
The testimony of PO2 Trambulo corroborated that of P/Insp. Fajardos. PO2
Trambulo testified that in the morning of April 1, 1998, a confidential informant
reported to them about the illegal drug activities of alias Don. P/Supt.
Domantay then tasked P/Insp. Fajardo to form a buy-bust team. P/Insp.
Fajardo was able to set up a meeting with alias Don at Cindys Restaurant in
Welcome Rotonda, Quezon City. At that meeting, PO2 Trambulo saw P/Insp.
Fajardo talk to alias Don. P/Insp. Fajardo later told the members of the team
that she convinced alias Don that she was a good buyer of shabu and the
latter demanded a second meeting to see the money. After the initial meeting,
P/Insp. Fajardo briefed P/Supt. Domantay about what happened. PO2
Trambulo stated that on April 2, 1998, P/Insp. Fajardo was furnished with five
genuine P500.00 bills together with the boodle play money. P/Insp. Fajardo
placed her initials in the genuine bills below the name "Benigno Aquino, Jr."
Afterwards, the team left the office. When they arrived at Cindys Restaurant
past 10:00 p.m., alias Don was waiting outside. P/Insp. Fajardo showed the
boodle money to alias Don and after some time, they parted ways. P/Insp.
Fajardo later told the team that alias Don decided that the drug deal would
take place in front of alias Dons rented apartment on Valdez St., Sampaloc,
Manila. After an hour, the team went to Valdez St. to familiarize themselves
with the area. They then proceeded to the WPD station to coordinate their
operation. Thereafter, P/Insp. Fajardo conducted a final briefing wherein PO2
Trambulo was designated as the immediate back-up arresting officer. The
agreed pre-arranged signal was for P/Insp. Fajardo to scratch her hair to
indicate the consummation of the deal. PO2 Trambulo was to signal the same
to the other members of the team.23
The buy-bust team went to the target area at around 1:30 to 2:00 a.m. on April
3, 1998. P/Insp. Fajardo and the informant walked towards the direction of
alias Dons apartment, while PO2 Trambulo positioned himself near a parked
jeepney about 15 to 20 meters from the apartment gate. The rest of the team
parked their vehicles at the street perpendicular to Valdez St. Later, alias Don
went out of the gate with another person. PO2 Trambulo saw alias Don
gesturing to P/Insp. Fajardo as if asking for something but P/Insp. Fajardo
gestured that she wanted to see something first. Alias Don handed P/Insp.
Fajardo a big brown envelope, which the latter opened. P/Insp. Fajardo then
handed to alias Don a green plastic bag containing the buy-bust money and
gave the pre-arranged signal. When PO2 Trambulo saw this, he immediately
summoned the rest of the team and rushed to the suspects. He was able to
recover the buy-bust money from alias Dons male companion. Upon frisking
alias Don, PO2 Trambulo retrieved 12 pieces of plastic sachets of suspected
drugs. The same were placed inside a white envelope that was tucked inside
alias Dons waist. PO2 Trambulo marked each of the 12 sachets with his
initials "CVT" and the date. The police officers then informed the suspects of
their rights and they proceeded to the police headquarters in Fort Bonifacio. 24
As regards the brown envelope that alias Don handed to P/Insp. Fajardo, the
latter retained possession thereof. The envelope contained six pieces of plastic
bags of white crystalline substance. When they got back to their office, the
team reported the progress of their operation to P/Supt. Domantay. The
arrested suspects were booked and the required documentations were
prepared. Among such documents was the Request for Laboratory
Examination of the drug specimens seized. PO2 Trambulo said that he was
the one who brought the said request to the PNP Crime Laboratory, along with
the drug specimens.25
P/Insp. Marilyn Dequito, the forensic chemist, testified on the results of her
examination of the drug specimens seized in this case. She explained that
P/Insp. Macario Taduran, Jr. initially examined the drug specimens but the
latter was already assigned to another office. The results of the examination of
P/Insp. Taduran were laid down in Physical Science Report No. D-1071-98.
P/Insp. Dequito first studied the data contained in Physical Science Report No.
D-1071-98 and retrieved the same from their office. She entered that fact in
their logbook RD-17-98. She then weighed the drug specimens and examined
the white crystalline substance from each of the plastic sachets. She examined
first the specimens marked as "A-1," "A-2," "A-3," "A-4," "A-5" and "A-6."
P/Insp. Dequitos examination revealed that the white crystalline substances
were positive for methamphetamine hydrochloride.26She also examined the
contents of 12 heat-sealed transparent plastic sachets that also contained
crystalline substances. The 12 plastic sachets were marked "B-1" to "B-12."
The white crystalline powder inside the 12 plastic sachets also tested positive
for methamphetamine hydrochloride. P/Insp. Dequitos findings were contained
in Physical Science Report No. RD-17-98.27
The prosecution, thereafter, adduced the following object and documentary
evidence: (1) photocopies of the five original P500.00 bills28 used as buy-bust
money (Exhibits A-E); (2) Request for Laboratory Examination 29 dated April 3,
1998 (Exhibit F); (3) Initial Laboratory Report30 dated April 3, 1998, stating that
the specimen submitted for examination tested positive for
methylamphetamine hydrochloride (Exhibit G); (4) Court Order 31 dated
September 2, 1998 (Exhibit H); (5) Physical Sciences Report No. D-10719832 dated April 3, 1998 (Exhibit I); (6) Drug specimens A-1 to A-6 (Exhibits JO); (7) Big brown envelope (Exhibit P); (8) Small white envelope (Exhibit Q);
(9) Drug specimens B-1 to B-12 (Exhibits R-CC); (10) Physical Sciences
Report No. RD-17-9833 (Exhibit DD); (11) Joint Affidavit of Arrest34 (Exhibit EE);
(12) Play money (Exhibit FF); (13) Booking Sheet and Arrest Report 35 (Exhibit
GG); (14) Request for Medical Examination36 (Exhibit HH); (15) Medico Legal
Slip37 of Donald Vasquez (Exhibit II); and (16) Medico Legal Slip 38 of Reynaldo
Siscar (Exhibit JJ).
The Defenses Case
As expected, the defense belied the prosecutions version of events. The
appellants brief39 before the Court of Appeals provides a concise summary of
the defenses counter-statement of facts. According to the defense:
Donald Vasquez was a regular employee of the NBI, working as a Laboratory
Aide II at the NBI Forensics Chemistry Division. His duties at the time included
being a subpoena clerk, receiving chemistry cases as well as requests from
different police agencies to have their specimens examined by the chemist. He
also rendered day and night duties, and during regular office hours and in the
absence of the laboratory technician, he would weigh the specimens. As
subpoena clerk, he would receive subpoenas from the trial courts. When there
is no chemist, he would get a Special Order to testify, or bring the drug
specimens, to the courts.
such fact helped to dispel the possibility that the drug specimens seized were
merely planted by the police officers. Furthermore, the RTC ruled that the
positive testimonies of the police officers regarding the illegal drug peddling
activities of the appellant prevailed over the latters bare denials.
Assuming for the sake of argument that the appellant was merely framed up by
the police, the trial court pointed out that:
[T]he accused should have reported the said incident to the proper authorities,
or asked help from his Acting Chief [Idabel] Pagulayan from the NBI to testify
and identify in Court the xerox copy of the Disposition Form which she issued
to the accused and the Affidavit dated April 17, 1998 (xerox copy) executed by
her or from Mr. Arturo A. Figueras, Acting Deputy Director, Technical Services
of the NBI to testify and identify the Letter issued by the said Acting Deputy
Director in order to corroborate and strengthen his testimony that he was
indeed authorized to keep in his custody the said shabu to be presented or
turned over to the Court as evidence, and he should have filed the proper
charges against those police officers who were responsible for such act. But
the accused did not even bother to do the same. Further, the pieces of
evidence (Disposition Form, Affidavit of [Idabel] Pagulayan and Letter dated
March 27, 1998 issued by Acting Deputy Director) presented by the accused in
Court could not be given weight and credence considering that the said
persons were not presented in Court to identify the said documents and that
the prosecution has no opportunity to cross-examine the same, thus, it has no
probative value.47
The trial court, thus, decreed:
WHEREFORE, judgment is hereby rendered as follows:
1. In Crim. Case No. 98-164174, finding accused, DONALD VASQUEZ
y SANDIGAN @ "DON" guilty beyond reasonable doubt of the crime of
Violation of Sec. 15, Art. III in Relation to Sec.
2 (e), (f), (m), (o), Art. I of R.A. No. 6425 and hereby sentences him to
suffer the penalty of reclusion perpetua and a fine of P5,000,000.00;
and 2. In Crim. Case No. 98-164175, judgment is hereby rendered
finding the accused, DONALD VASQUEZ y SANDIGAN @ "DON"
guilty beyond reasonable doubt of the crime of Violation of Sec. 16,
Art. III in Relation to Sec. 2 (e-2) Art. I of R.A. 6425 as Amended by
Batas Pambansa Bilang 179 and hereby sentences him to suffer the
penalty of SIX (6) MONTHS and ONE (1) DAY to FOUR (4) YEARS
and a fine of FOUR THOUSAND (P4,000.00) PESOS.
The subject shabu (247.98 grams and 4.03 grams, respectively) are hereby
forfeited in favor of the government and the Branch Clerk of Court is hereby
directed to deliver and/or cause the delivery of the said shabu to the Philippine
Drug Enforcement Agency (PDEA), upon the finality of this Decision. 48
The Judgment of the Court of Appeals
On appeal,49 the Court of Appeals affirmed the conviction of the appellant. The
appellate court ruled that the prosecution sufficiently proved the elements of
the crimes of illegal sale and illegal possession of shabu. The testimony of
P/Insp. Fajardo on the conduct of the buy-bust operation was found to be clear
and categorical. As the appellant failed to adduce any evidence that tended to
prove any ill motive on the part of the police officers to falsely charge the
appellant, the Court of Appeals held that the presumption of regularity in the
performance of official duties on the part of the police officers had not been
controverted in this case.
The dispositive portion of the Court of Appeals decision stated:
WHEREFORE, premises considered, the instant appeal is hereby DENIED.
The August 6, 2009 Decision of the Regional Trial Court, Branch 41 of the City
of Manila in Criminal Cases No. 98-164174-75, finding appellant Donald
Vasquez y Sandigan guilty beyond reasonable doubt for the crimes of Violation
of Section 15 and Section 16, Article III of Republic Act No. 6425 is AFFIRMED
with the MODIFICATION that in Criminal Case No. 98-164175, appellant is
hereby sentenced to suffer the indeterminate penalty of six months of arresto
mayor, as minimum, to two years, four months and one day of prision
correccional in its medium period, as maximum.50
The Ruling of the Court
The appellant appealed his case to this Court to once again impugn his
conviction on two grounds: (1) the purported illegality of the search and the
ensuing arrest done by the police officers and (2) his supposed authority to
possess the illegal drugs seized from him.51 He argues that the police officers
did not have a search warrant or a warrant of arrest at the time he was
arrested. This occurred despite the fact that the police officers allegedly had
ample time to secure a warrant of arrest against him. Inasmuch as his arrest
was illegal, the appellant avers that the evidence obtained as a result thereof
was inadmissible in court. As the corpus delicti of the crime was rendered
inadmissible, the appellant posits that his guilt was not proven beyond
reasonable doubt. Appellant further insists that he was able to prove that he
was authorized to keep the drug specimens in his custody, given that he was
an employee of the NBI Forensic Chemistry Laboratory who was tasked with
the duty to bring drug specimens in court.
In the case at bar, the testimonies of P/Insp. Fajardo and PO2 Trambulo
established that a buy-bust operation was legitimately carried out in the wee
hours of April 3, 1998 to entrap the appellant. P/Insp. Fajardo, the poseurbuyer, positively identified the appellant as the one who sold to her six plastic
bags of shabu that were contained in a big brown envelope for the price
of P250,000.00. She likewise identified the six plastic bags of shabu, which
contained the markings she placed thereon after the same were seized from
the appellant. When subjected to laboratory examination, the white crystalline
powder contained in the plastic bags tested positive for shabu. We find that
P/Insp. Fajardos testimony on the events that transpired during the conduct of
the buy-bust operation was detailed and straightforward. She was also
consistent and unwavering in her narration even in the face of the opposing
counsels cross-examination.
Apart from her description of the events that led to the exchange of the drug
specimens seized and the buy-bust money, P/Insp. Fajardo further testified as
to the recovery from the appellant of another 12 pieces of plastic sachets of
shabu. After the latter was arrested, P/Insp. Fajardo stated that PO2 Trambulo
conducted a body search on the appellant. This search resulted to the
confiscation of 12 more plastic sachets, the contents of which also tested
positive for shabu. The testimony of P/Insp. Fajardo was amply corroborated
by PO2 Trambulo, whose own account dovetailed the formers narration of
events. Both police officers also identified in court the twelve plastic sachets of
shabu that were confiscated from the appellant.
In People v. Ting Uy,59 the Court explains that "credence shall be given to the
narration of the incident by prosecution witnesses especially so when they are
police officers who are presumed to have performed their duties in a regular
manner, unless there be evidence to the contrary." In the instant case, the
appellant failed to ascribe, much less satisfactorily prove, any improper motive
on the part of the prosecution witnesses as to why they would falsely
incriminate him. The appellant himself even testified that, not only did he not
have any misunderstanding with P/Insp. Fajardo and PO2 Trambulo prior to
his arrest, he in fact did not know them at all.60 In the absence of evidence of
such ill motive, none is presumed to exist.61
The records of this case are also silent as to any measures undertaken by the
appellant to criminally or administratively charge the police officers herein for
falsely framing him up for selling and possessing illegal drugs. Such a move
would not have been a daunting task for the appellant under the
circumstances. Being a regular employee of the NBI, the appellant could have
easily sought the help of his immediate supervisors and/or the chief of his
office to extricate him from his predicament. Instead, what the appellant offered
in evidence were mere photocopies of documents that supposedly showed
that he was authorized to keep drug specimens in his custody. That the original
documents and the testimonies of the signatories thereof were not at all
presented in court did nothing to help the appellants case. To the mind of the
Court, the evidence offered by the appellant failed to persuade amid the
positive and categorical testimonies of the arresting officers that the appellant
was caught red-handed selling and possessing a considerable amount of
prohibited drugs on the night of the buy-bust operation.
It is apropos to reiterate here that where there is no showing that the trial court
overlooked or misinterpreted some material facts or that it gravely abused its
discretion, the Court will not disturb the trial courts assessment of the facts
and the credibility of the witnesses since the RTC was in a better position to
assess and weigh the evidence presented during trial. Settled too is the rule
that the factual findings of the appellate court sustaining those of the trial court
are binding on this Court, unless there is a clear showing that such findings are
tainted with arbitrariness, capriciousness or palpable error.62
On the basis of the foregoing, the Court is convinced that the prosecution was
able to establish the guilt of the appellant of the crimes charged.
The Penalties
Anent the proper imposable penalties, Section 15 and Section 16, Article III, in
relation to Section 20(3) of Republic Act No. 6425, as amended by Republic
Act No. 7659, state:
SEC. 15. Sale, Administration, Dispensation, Delivery, Transportation and
Distribution of Regulated Drugs. - The penalty of reclusion perpetua to death
and a fine ranging from five hundred thousand pesos to ten million pesos shall
be imposed upon any person who, unless authorized by law, shall sell,
dispense, deliver, transport or distribute any regulated drug. Notwithstanding
the provisions of Section 20 of this Act to the contrary, if the victim of the
offense is a minor, or should a regulated drug involved in any offense under
this Section be the proximate cause of the death of a victim thereof, the
maximum penalty herein provided shall be imposed. SEC. 16. Possession or
Use of Regulated Drugs. - The penalty of reclusion perpetua to death and a
fine ranging from five hundred thousand pesos to ten million pesos shall be
imposed upon any person who shall possess or use any regulated drug
without the corresponding license or prescription, subject to the provisions of
Section 20 hereof.
SEC. 20. Application of Penalties, Confiscation and Forfeiture of the Proceeds
or Instruments of the Crime. - The penalties for offenses under Sections 3, 4,
7, 8 and 9 of Article II and Sections 14, 14-A, 15 and 16 of Article III of this Act
shall be applied if the dangerous drugs involved is in any of the following
quantities:
Under Section 16, Article III of Rep. Act No. 6425, as amended, the imposable
penalty of possession of a regulated drug, less than 200 grams, in this case,
shabu, is prision correccional to reclusion perpetua. Based on the quantity of
the regulated drug subject of the offense, the imposable penalty shall be as
follows:
QUANTITY
IMPOSABLE PENALTY
prision correccional
prision mayor
reclusion temporal
reclusion perpetua
(Emphases ours.)
Given that the additional 12 plastic sachets of shabu found in the possession
of the appellant amounted to 4.03 grams, the imposable penalty for the crime
is prision correccional. Applying the Indeterminate Sentence Law, there being
no aggravating or mitigating circumstance in this case, the imposable penalty
on the appellant should be the indeterminate sentence of six months of arresto
mayor, as minimum, to four years and two months of prision correccional, as
maximum. The penalty imposed by the Court of Appeals, thus, falls within the
range of the proper imposable penalty. In Criminal Case No. 98-164175, no
fine is imposable considering that in Republic Act No. 6425, as amended, a
fine can be imposed as a conjunctive penalty only if the penalty is reclusion
perpetua to death.65
Incidentally, the Court notes that both parties in this case admitted that the
appellant was a regular employee of the NBI Forensics Chemistry Division.
Such fact, however, cannot be taken into consideration to increase the
penalties in this case to the maximum, in accordance with Section 24 of
Republic Act No. 6425, as amended.66Such a special aggravating
circumstance, i.e., one that which arises under special conditions to increase
the penalty for the offense to its maximum period, 67 was not alleged and
charged in the informations. Thus, the same was properly disregarded by the
lower courts.
All told, the Court finds no reason to overturn the conviction of the appellant.
WHEREFORE, the Court of Appeals Decision dated May 31, 2011 in CA-G.R.
CR.-H.C. No. 04201 is AFFIRMED. No costs.
SO ORDERED.