Professional Documents
Culture Documents
Ir. A.R. van Nes1, Ir. Parma Hasibuan2, Ir. Moh. Hasan Dipl. HE3
1. APPROACH
The first initiatives to reform irrigation management in Indonesia were taken in the mid 1980-s.
A formal Irrigation O&M Policy was formulated in 1987, which was the basis of several large
projects funded by World Bank, ADB and other donors. Besides that, a lot of research was done
by universities and NGO-s on how irrigation management could be more effective and efficient.
Since the severe crisis of 1997 it became clear that extensive institutional reforms were
necessary. Main focus was on increasing the role of the beneficiaries, and changing the role of
the government agencies from provider of goods and infrastructure to enabler of the
community to mobilize its own resources and capacity for solving problems. A new Policy for
Irrigation Management Reform
(PIMR) was formulated, based on extensive public
consultations, and officially endorsed by the president (April 1999). This was followed by
formulation of a manual for Irrigation Management Transfer (IMT) by all related government
agencies (August 1999).
This new PIMR was first tried out in a limited number of districts, acting as field laboratories.
Seven districts were selected, each with one scheme of some 1000 ha, where the method of the
IMT was tried out, intensively monitored by local universities, and shown to interested persons,
institutions and agencies. After one year the manual was updated based on these experiences, and
the laboratories expanded the number of schemes where IMT was tried out. At present, two years
after the activities in the field laboratories started, the principles are applied in all provinces with
high irrigated rice production, in 86 districts, 225 schemes with command areas of up to 5,500
ha,, covering a total area of 355,000 ha.
Moreover, a number of tools have been prepared for enhancing PIMR. This is mainly laid down
in manuals, which have been formulated while implementing the activities in the field
laboratories. Initial versions have been applied on a trial basis, and were adapted based on the
experiences. The initial approach is described in a manual for Participatory Rural Assessment
(PRA), comprising a joint walkthrough of the irrigation system, and discussion of the functioning
and shortcomings, concluding in agreements on what action is needed, and who is responsible for
that. Another manual describes formation or re-activation of Water Users Associations (WUA)
as well as WUA federations at secondary or primary level. Manuals for Participatory Design and
Construction indicates where decisions from farmers are needed before the next step in the
design or construction process can be taken. The manual for IMT is empowering the WUA as
decision makers (since 2000), while arranging responsibility for Irrigation Management through
Service Agreements between the district support agency and the WUAF (since 2001). Temporary
assignment of Community Organizers to willing WUAFs as catalyzing agents for reform,
recruited and supervised through local universities and Non Governmental Organizations (NGOs) is envisaged to catalyze the reform process among the government agencies and the WUAF,
and stimulate them to cooperate effectively, and gradually leave the process to themselves.
Innovative financing of O&M is envisioned through creation of demand based, matching funds at
1
Team Leader Irrigation Development and TurnOver Component in Java Irrigation and Water Resources
Management Project, of Ministry of Settlement and Regional Infrastructure, working with DHV
Consultants
2
Head of Sub-directortae West Java, Jakarta and Banten, Directorate Water Resources Management of
Central Region in Ministry of Settlement and Regional Infrastructure.
3
Head of Sub-directorate Technical Design, in the same directorate.
district level, with transparent allocation rules (Kabupaten Irrigation Improvement Fund or KIIF,
since 2001).
As such this approach provided significant contributions to a wide application of reforms for
more efficient and effective irrigation management. The multi-years, step by step process, started
with formulation of principles, followed by testing out and if necessary revising policies, and
using the sites and persons involved in the tests for disseminating the results. In this process the
implementing agencies and private organizations could gradually gain confidence with reform,
they could learn from each other, and later embarked on much wider and thorough application,
within a limited period of three years.
assistance and support services. This is being arranged through explicit irrigation management
service agreements between the WUA and local government support services.
rice during the third dry season in upstream parts of schemes have been reduced, in order to
have more water available for secondary crops in the downstream parts;
In one scheme the golongan system (staggering of planting dates) has been changed from one
starting at the upstream end to one starting at the downstream end, in order to allow the
downstream farmers to have a more mature crop on the field when annual flooding starts;
Empowerment of the WUA (especially through the WUAF) materialized: in Magelang the
WUAs organized themselves and deliberated with the Pulp Industry polluting the canals to
construct treatment ponds for the polluted water discharged from the factory and this was
implemented by the factory recently; in Kulon Progo the WUAF took over personnel from
the Irrigation Service to operate the system, after public funds for daily labourers had been
curtailed.
in some districts part of O&M funds have been transferred to WUAF..
be done at a different time. The result should be that the funds are not depending on annual
budgets.
6. CHALLENGES FOR THE NEAR FUTURE
The challenges for the near future is to create general consensus that PIMR is necessary and
provides benefits for all. The experience from the field laboratories proved that Cropping
Intensity and yields can be raised by adapting the cropping pattern and sharing the water
resources better. Other points of challenge are to define objective indicators for successful
reform, and define benchmarks for measuring benefits.
The first focus should be on the supporting agencies, who have to change from providers to
enablers. Workshops are held in each district to explain the principles of the irrigation reform,
why it is necessary, and what are the potential benefits. A visit to a nearby field laboratory is part
of this workshop. Several persons receive training on how to implement more service oriented
support, and to motivate peers on implementation of reform. After irrigation management
transfer the irrigation service will provide services to the WUAF, who has the authority to
indicate preferences and priorities. For this they will prepare a service agreement with the
WUAF. At the other hand the irrigation service will implement annual technical, institutional and
financial audits, to monitor how the irrigation system is functioning and where assistance is
needed.
The second focus is the WUAF. This organization is to be empowered to become the main agent
for irrigation management. They will employ technical personnel, formerly employed by the
government on a daily basis. They may collect fees from water users, and spend it as they want.
But they have to be accountable to their members, and if they use public funds they have to
provide evidence that the money has been used according to the intentions. As such the board
members receive training in how to present their reports to the members and the local
government. A good indicator for the trust of the water users towards the WUAF is how much
irrigation service fee has been collected. If this is very low, usually the WUAF has not much
rapport with the members. The annual audits also provide clear indicators concerning the
prospects for sustainability of the irrigation system.
The third focus is the transfer of authority. This is the main instrument to make the arrangements
concerning roles and responsibilities clear. The irrigation service is not anymore in charge, but
providing service to the WUAF. The WUAF has the authority to indicate preferences and
priorities, but they have be accountable to their members, and have to comply with the
requirements of the annual audits. The service agreements prepared and results of annual audits
to become available next year will show how successful these arrangements are.
The fourth focus is the finances to operate the system, and to maintain this in good condition. At
this moment the WUA is generally responsible for O&M of the tertiary system, while the
government is responsible for the secondary and main system. But water users are frequently
assisting in small repairs, cutting of grass and de-siltation by mutual self help (gotong royong),
because the funds from the government are generally insufficient. Larger repairs are
implemented through projects, which mainly comprise deferred maintenance. This implies a
perverse incentive, because projects usually provide extra benefits and hence stimulate
negligence of routine maintenance.
The Kabupaten Irrigation Improvement Fund (KIIF) tries to amend this. All funds in the district
available for O&M should be channeled through this fund. All eligible WUAF may apply for
assistance, based on proposals which clearly describe purpose, costs and expected benefits, as
well as own contributions of the WUAF. Eligible WUAFs are those with the proper legal status,
with authority over irrigation management and with good performance according to the annual
audits. As such this arrangement stimulates proper maintenance and own contributions from the
beneficiaries.
The difficulty with the KIIF is how to allocate annual funds for each district. Should this be
based on the experience of the past, based on actually irrigated area, based on funds available in
each district or with the WUAFs? Another problem exists when the system crosses district
boundaries. Difficulties exist also where transfer of authority over irrigation management has not
been handed over yet in all schemes. Therefore it was suggested to postpone application of the
KIIF until this has been effectuated in all schemes of this district. Some initial application on
experimental basis could be allowed where clear rules are available. The manual for KIIF should
also incorporate participatory design and participatory construction, especially for the larger
expenditures involved for perbaikan. The ideas concerning incremental improvement have been
incorporated in participatory design and construction, which emphasize a multi-years plan for
gradual improvement of the system according to the priorities of the stakeholders and available
means. It will also provide tools for rewarding those organizations which make the best use of
the provided funds, and sanctions against poor performance..
Graph 2
Bagan Alir Kegiatan SID Dan Pelaksanaan
K tJaringan
ki
Perbaikan
Irigasi Dengan Pendekatan
P ti i ti
CONSULTANT
TIME
START
January
2000
TIME
PRA
April
May
June
Draft Layout
June
July
July
Aug
Sept
Institutional Profile
March
April
May
Legalization
June
July
August
Training WUA/WUAF
September
Oct
Nov
Dec
Socio-technical profile
February
October
- Final Design
- Final O&M Plan
Planning/prioritization of work
to be done
November
TIME
Tender Process
March - May
2000
Appointment of
Construction Supervision
Strengthening of WUA/WUAF
+ Training
Training in Construction
Supervision
Supervision
Supervision
Pre-Construction meeting
Supervision
Supervision
Construction Implementation
Supervision
Trial Run
Supervision/
joint walk through
Joint evaluation of
system and works
implemented
Training in O&M
June
2000
Appointment of Construction
June
2000
July
2000
October
2000
NovemberDecember
2000
Commissioning
Management by WUA
Sustainable system
Graph 3.
DISTRICT GOVERNMENT
KIIF
Kabupaten Irrigation Improvement Fund
Iuran P3A/
Gab. P3A
+ IPAIR
Gotong
Royong
HRM
Fund
Routine
O&M
Fund
Irrigation
Improvement
Fund
(1)
Local
Bank
Need based
budget
Management
Gab. P3A
(2)
(4)
(3)
3a No (negotiate NBB)
Funds
Sufficient ?
Ya
3c No
(request to
Kabupaten)
Deliberation
at Kabupaten
committe
(5)
(6)
Yes
(Founds from P3A + subsidy Kab = 100 %)
Agreed ?
6b No
O&M
100 %
O&M
< 100 %
6a No
Increase
Contribution
P3A