Professional Documents
Culture Documents
vs.
GERARDO ROXAS and PRESIDENTIAL ELECTORAL
TRIBUNAL, respondents.
Vicente Francisco for petitioner.
Sycip and Salazar for respondents.
CONCEPCION, C.J.:
Petitioner Fernando Lopez and respondent Gerardo Roxas were the main
contenders for the Office of Vice-President of the Philippines in the general
elections held on November 9, 1965. By Resolution No. 2, approved on
December 17, 1965, the two Houses of Congress, in joint session assembled as
the board charged with the duty to canvass the votes then cast for President and
Vice President of the Philippines, proclaimed petitioner Fernando Lopez elected
to the latter office with 3,531,550 votes, or a plurality of 26,724 votes over his
closest opponent, respondent Gerardo M. Roxas, in whose favor 3,504,826 votes
had been tallied, according to said resolution. On January 5, 1966, respondent
filed, with the Presidential Electoral Tribunal, Election Protest No. 2, contesting
the election of petitioner herein as Vice-President of the Philippines, upon the
ground that it was not he, but said respondent, who had obtained the largest
number of votes for said office.
On February 22, 1966, petitioner Lopez instituted in the Supreme Court the
present original action, for prohibition with preliminary injunction, against
respondent Roxas, to prevent the Presidential Electoral Tribunal from hearing
and deciding the aforementioned election contest, upon the ground that Republic
Act No. 1793, creating said Tribunal, is "unconstitutional," and that, "all
proceedings taken by it are a nullity."
Petitioner's contention is predicated upon the ground, that Congress may not, by
law, authorize an election contest for President and Vice-President, the
Constitution being silent thereon; that such contest tends to nullify the
constitutional authority of Congress to proclaim the candidates elected for
President and Vice-President; that the recount of votes by the Presidential
Electoral Tribunal, as an incident of an election contest, is inconsistent with the
exclusive power of Congress to canvass the election returns for the President
and the Vice-President; that no amendment to the Constitution providing for an
election protest involving the office of President and Vice-President has been
adopted, despite the constitutional amendment governing election contests for
Members of Congress; that the tenure of the President and the Vice-President is
fixed by the Constitution and cannot be abridged by an Act of Congress, like
Republic Act No. 1793; that said Act has the effect of amending the Constitution,
in that it permits the Presidential Electoral Tribunal to review the congressional
proclamation of the president-elect and the vice-president-elect; that the
constitutional convention had rejected the original plan to include in the
Constitution a provision authorizing election contest affecting the president-elect
and the vice-president-elect before an electoral commission; that the people
understood the Constitution to authorize election contests only for Members of
Congress, not for President and Vice-President, and, in interpreting the
Constitution, the people's intent is paramount; that it is illegal for Justices of the
Supreme Court to sit as members of the Presidential Electoral Tribunal, since the
decisions thereof are appealable to the Supreme Court on questions of law; that
the Presidential Electoral Tribunal is a court inferior to the Supreme Court; and
that Congress cannot by legislation appoint in effect the members of the
Presidential Electoral Tribunal.
Pursuant to the Constitution, "the Judicial power shall be vested in one Supreme
Court and in such inferior courts as may be established by law.1
This provision vests in the judicial branch of the government, not
merely some specified or limited judicial power, but "the" judicial power under our
political system, and, accordingly, the entirety or "all" of said power, except, only,
so much as the Constitution confers upon some other agency, such as the power
to "judge all contests relating to the election, returns and qualifications" of
members of the Senate and those of the House of Representatives which is
vested by the fundamental law solely in the Senate Electoral Tribunal and the
House Electoral Tribunal, respectively.2
Judicial power is the authority to settle justiciable controversies or disputes
involving rights that are enforceable and demandable before the courts of justice
or the redress of wrongs for violations of such rights.3 The proper exercise of said
authority requires legislative action: (1) defining such enforceable and
demandable rights and/or prescribing remedies for violations thereof; and (2)
determining the court with jurisdiction to hear and decide said controversies or
disputes, in the first instance and/or on appeal. For this reason, the Constitution
ordains that "Congress shall have the power to define, prescribe, and apportion
the jurisdiction of the various courts," subject to the limitations set forth in the
fundamental law.4
Prior to the approval of Republic Act No. 1793, a defeated candidate for
president or vice-president, who believe that he was the candidate who obtained
the largest number of votes for either office, despite the proclamation by
Congress of another candidate as the president-elect or vice-president-elect,
had no legal right to demand by election protest a recount of the votes cast for
the office concerned, to establish his right thereto. As a consequence,
controversies or disputes on this matter were not justiciable.5
Section 1 of Republic Act No. 1793, which provides that:
There shall be an independent Presidential Electoral Tribunal ... which
shall be the sole judge of all contests relating to the election, returns,
and qualifications of the president-elect and the vice-president-elect of
the Philippines.
has the effect of giving said defeated candidate the legal right to contest judicially
the election of the President-elect or Vice-President-elect and to demand a
recount of the votes cast for the office involved in the litigation as well as to
secure a judgment declaring that he6 is the one elected president or vicepresident, as the case may be,7 and that, as such, he is entitled to assume the
duties attached to said office. And by providing, further, that the Presidential
Electoral Tribunal "shall be composed of the Chief Justice and the other ten
Members of the Supreme Court," said legislation has conferred upon such Court
an additional original jurisdiction of an exclusive character.8
Republic Act No. 1793 has not created a new or separate court. It has merely
conferred upon the Supreme Court the functions of a Presidential Electoral
Tribunal. The result of the enactment may be likened to the fact that courts of first
instance perform the functions of such ordinary courts of first instance,9 those of
court of land registration, 10 those of probate courts, 11 and those of courts of
juvenile and domestic relations. 12 It is, also, comparable to the situation
obtaining when the municipal court of a provincial capital exercises its authority,
pursuant to law, over a limited number of cases which were previously within the
exclusive jurisdiction of courts of first instance. 13
In all of these instances, the court (court of first instance or municipal court) is
only one, although the functionsmay be distinct and, even, separate. Thus the
powers of a court of first instance, in the exercise of its jurisdiction over ordinary
civil cases, are broader than, as well as distinct and separate from, those of the
same court acting as a court of land registration or a probate court, or as a court
of juvenile and domestic relations. So too, the authority of the municipal court of
a provincial capital, when acting as such municipal court, is, territorially more
limited than that of the same court when hearing the aforementioned cases which
are primary within the jurisdiction of courts of first instance. In other words, there
is only one court, although it may perform the functionspertaining to several types
of courts, each having some characteristics different from those of the others.
Indeed, the Supreme Court, 14 the Court of Appeals 15 and courts of first
instance, 16 are vested with original jurisdiction, as well as with appellate
jurisdiction, in consequence of which they are booth trial courts and appellate
courts, without detracting from the fact that there is only one Supreme
Court, one Court of Appeals, and one court of first instance, clothed with authority
to discharged said dual functions. A court of first instance, when performing the
functions of a probate court or a court of land registration, or a court of juvenile
and domestic relations, although with powers less broad than those of a court of
first instance, hearing ordinary actions, is not inferior to the latter, for one cannot
be inferior to itself. So too, the Presidential Electoral Tribunal is not inferior to the
Supreme Court, since it is the same Court although the functions peculiar to said
Tribunal are more limited in scope than those of the Supreme Court in the
exercise of its ordinary functions. Hence, the enactment of Republic Act No.
1793, does not entail an assumption by Congress of the power of appointment
vested by the Constitution in the President. It merely connotes the imposition of
additional duties upon the Members of the Supreme Court.17
Moreover, the power to be the "judge ... of ... contests relating to the election,
returns, and qualifications" of any public officer is essentially judicial. As such
under the very principle of separation of powers invoked by petitioner herein it
belongs exclusively to the judicial department, except only insofar as the
Constitution provides otherwise. This is precisely the reason why said organic
law ordains that "the Senate and the House of Representatives shall each have
an Electoral Tribunal which shall be the sole judge of all contests relating to the
election, returns, and qualifications of their respective Members" (Article VI,
Section 11, of the Constitution). In other words, the purpose of this provision was
to exclude the power to decide such contests relating to Members of Congress
which by nature is judicial 18 from the operation of the general grant of
judicial power 19 to "the Supreme Court and such inferior courts as may be
established by law.
Instead of indicating that Congress may not enact Republic Act No. 1793, the
aforementioned provision of the Constitution, establishing said Electoral
Tribunals for Members of Congress only, proves the exact opposite, namely: that
the Constitution intended to vest Congress with discretion 20 to determine by law
be composed of three Justices of the Supreme Court, including the Chief Justice,
and four Senators and four Members of the House of Representatives.
Then, again, the records of the Convention show, that in voting eventually to
eliminate, from the draft of the Constitution, the provision establishing a
Presidential Electoral Commission, the delegates were influenced by the fact that
there was no similar provision in the Federal Constitution of the United States.
Having followed the pattern thereof, it must be assumed, therefore, in the
absence of any indicium to the contrary,25 that the Convention had adhered, also,
to the interpretation given to this feature of said Federal Constitution, as may be
deduced from the fact that, by an act of Congress of the United States, approved
on January 29, 1877, an Electoral Commission was created to hear and decide
certain issues concerning the election of the President of said nation held in
1876. It is, also worthy of notice that pursuant to said Act, nothing therein "shall
be held to impair or affect any right now existing under the Constitution and laws
to question, by proceedings in the judicial courts of the United States, the right or
title of the person who shall be declared elected, or who shall claim to be
President or Vice-President of the United States, if any such right exists". 26 Thus
the absence of a provision in said Federal Constitution governing protests
against the election of the President and the Vice-President had been construed
to be without prejudice to the right of the defeated candidate to file a
protest before the courts of justice of the United States, if the laws thereof
permitted it. In other words, the Federal Congress was deemed clothed with
authority to determine, by ordinary legislation, whether or not protests against the
election of said officers may properly be entertained by the judicial department.
Needless to say, the power of congress to declare who, among the candidates
for President and/or Vice-President, has obtained the largest number of votes, is
entirely different in nature from and not inconsistent with the jurisdiction vested in
the Presidential Electoral Tribunal by Republic Act No. 1793. Congress merely
acts as a national board of canvassers, charged with
the ministerial and executive duty 27 to make said declaration, on the basis of the
election returns duly certified by provincial and city boards of canvassers. 28 Upon
the other hand, the Presidential Electoral Tribunal has the judicial power to
determine whether or not said duly certified election returns have been irregularly
made or tampered with, or reflect the true result of the elections in the areas
covered by each, and, if not, to recount the ballots cast, and, incidentally thereto,
pass upon the validity of each ballot or determine whether the same shall be
counted, and, in the affirmative, in whose favor, which Congress has power to do.
It is similarly obvious that, in imposing upon the Supreme Court the additional
duty of performing the functions of a Presidential Electoral Tribunal, Congress
has not, through Republic Act No. 1793, encroached upon the appointing power
of the Executive. The imposition of new duties constitutes, neither the creation of
an office, nor the appointment of an officer. 29
In view of a resolution of this Court dated July 8, 1966, upholding the validity of
Republic Act No. 1793, upon the ground that it merely vests additional jurisdiction
in the Supreme Court, petitioner has filed a motion dated July 13, 1966, praying
this Court "to clarify whether or not" this "election contest should as a
consequence ... be docketed with, and the records thereof transferred, to this
Supreme Court, and all pleadings, papers and processes relative thereto should
thence forth be filed with it". The motion is, evidently, based upon the premise
that the Supreme Court is different and distinct from the Presidential Electoral
Tribunal, which is erroneous, as well as contrary to the ruling made in said
resolution.
Wherefore, the petition herein is hereby dismissed and the writs therein prayed
for denied accordingly. The aforesaid motion is, moreover, denied. With costs
against the petitioner. It is so ordered.
Republic of the Philippines
SUPREME COURT
Manila
EN BANC
G.R. No. 88211 October 27, 1989
FERDINAND E. MARCOS, IMELDA R. MARCOS, FERDINAND R. MARCOS.
JR., IRENE M. ARANETA, IMEE M. MANOTOC, TOMAS MANOTOC,
RESOLUTION
EN BANC:
In its decision dated September 15,1989, the Court, by a vote of eight (8) to
seven (7), dismissed the petition, after finding that the President did not act
arbitrarily or with grave abuse of discretion in determining that the return of
former President Marcos and his family at the present time and under present
circumstances pose a threat to national interest and welfare and in prohibiting
their return to the Philippines. On September 28, 1989, former President Marcos
died in Honolulu, Hawaii. In a statement, President Aquino said:
In the interest of the safety of those who will take the death of
Mr. Marcos in widely and passionately conflicting ways, and for
the tranquility of the state and order of society, the remains of
Ferdinand E. Marcos will not be allowed to be brought to our
country until such time as the government, be it under this
administration or the succeeding one, shall otherwise decide.
[Motion for Reconsideration, p. 1; Rollo, p, 443.]
On October 2, 1989, a Motion for Reconsideration was filed by petitioners,
raising the following major arguments:
1. to bar former President Marcos and his family from returning to the Philippines
is to deny them not only the inherent right of citizens to return to their country of
birth but also the protection of the Constitution and all of the rights guaranteed to
Filipinos under the Constitution;
2. the President has no power to bar a Filipino from his own country; if she has,
she had exercised it arbitrarily; and
3. there is no basis for barring the return of the family of former President
Marcos. Thus, petitioners prayed that the Court reconsider its decision, order
respondents to issue the necessary travel documents to enable Mrs. Imelda R.
Marcos, Ferdinand R. Marcos, Jr., Irene M. Araneta, Imee M. Manotoc, Tommy
Manotoc and Gregorio Araneta to return to the Philippines, and enjoin
respondents from implementing President Aquino's decision to bar the return of
the remains of Mr. Marcos, and the other petitioners, to the Philippines.
Commenting on the motion for reconsideration, the Solicitor General argued that
the motion for reconsideration is moot and academic as to the deceased Mr.
Marcos. Moreover, he asserts that "the 'formal' rights being invoked by the
Marcoses under the label 'right to return', including the label 'return of Marcos'
remains, is in reality or substance a 'right' to destabilize the country, a 'right' to
hide the Marcoses' incessant shadowy orchestrated efforts at destabilization."
[Comment, p. 29.] Thus, he prays that the Motion for Reconsideration be denied
for lack of merit.
We deny the motion for reconsideration.
1. It must be emphasized that as in all motions for reconsideration, the burden is
upon the movants, petitioner herein, to show that there are compelling reasons to
reconsider the decision of the Court.
2. After a thorough consideration of the matters raised in the motion for
reconsideration, the Court is of the view that no compelling reasons have been
established by petitioners to warrant a reconsideration of the Court's decision.
The death of Mr. Marcos, although it may be viewed as a supervening event, has
not changed the factual scenario under which the Court's decision was rendered.
The threats to the government, to which the return of the Marcoses has been
viewed to provide a catalytic effect, have not been shown to have ceased. On the
contrary, instead of erasing fears as to the destabilization that will be caused by
the return of the Marcoses, Mrs. Marcos reinforced the basis for the decision to
bar their return when she called President Aquino "illegal," claiming that it is Mr.
Marcos, not Mrs. Aquino, who is the "legal" President of the Philippines, and
declared that the matter "should be brought to all the courts of the world."
[Comment, p. 1; Philippine Star, October 4, 1989.]
PUNO, J.:
For resolution are public respondents' Urgent Motion for Reconsideration of the
Resolution of this Court dated January 4, 1990 temporarily restraining the
execution of petitioner and Supplemental Motion to Urgent Motion for
Reconsideration. It is the submission of public respondents that:
1.
2.
3.
4.
Under the time honored maxim lex futuro, judex praeterito, the
law looks forward while the judge looks at the past, . . . the
Honorable Court in issuing the TRO has transcended its power
of judicial review.
5.
b.
c.
First. We do not agree with the sweeping submission of the public respondents
that this Court lost its jurisdiction over the case at bar and hence can no longer
restrain the execution of the petitioner. Obviously, public respondents are
invoking the rule that final judgments can no longer be altered in accord with the
principle that "it is just as important that there should be a place to end as there
should be a place to begin litigation." 1 To start with, the Court is not changing
even a comma of its final Decision. It is appropriate to examine with precision the
metes and bounds of the Decision of this Court that became final. These metes
and bounds are clearly spelled out in the Entry of Judgment in this case, viz:
ENTRY OF JUDGMENT
This is to certify that on October 12, 1998 a decision rendered
in the above-entitled case was filed in this Office, the
dispositive part of which reads as follows:
WHEREFORE, the petition is DENIED
insofar as petitioner seeks to declare the assailed statute (Republic
Act No. 8177) as unconstitutional; but GRANTED insofar as Sections
17 and 19 of the Rules and Regulations to Implement Republic Act
No. 8177 are concerned, which are hereby declared INVALID
because (a) Section 17 contravenes Article 83 of the Revised Penal
Code, as amended by Section 25 of Republic Act No. 7659; and (b)
Section 19 fails to provide for review and approval of the Lethal
Injection Manual by the Secretary of Justice, and unjustifiably makes
the manual confidential, hence unavailable to interested parties
including the accused/convict and counsel. Respondents are hereby
enjoined from enforcing and implementing Republic Act No. 8177 until
the aforesaid Sections 17 and 19 of the Rules and Regulations to
The rule making power of this Court was expanded. This Court for the first time
was given the power to promulgate rules concerning the protection and
enforcement of constitutional rights. The Court was also granted for the first
time the power to disapprove rules of procedure of special courts and quasijudicial bodies. But most importantly, the 1987 Constitution took away the power
of Congress to repeal, alter, or supplement rules concerning pleading, practice
and procedure. In fine, the power to promulgate rules of pleading, practice and
procedure is no longer shared by this Court with Congress, more so with the
Executive. If the manifest intent of the 1987 Constitution is to strengthen the
independence of the judiciary, it is inutile to urge, as public respondents do, that
this Court has no jurisdiction to control the process of execution of its decisions,
a power conceded to it and which it has exercised since time immemorial.
To be sure, it is too late in the day for public respondents to assail the jurisdiction
of this Court to control and supervise the implementation of its decision in the
case at bar. As aforestated, our Decision became final and executory on
November 6, 1998. The records reveal that after November 6, 1998, or on
December 8, 1998, no less than the Secretary of Justice recognized the
jurisdiction of this Court by filing a Manifestation and Urgent Motion to compel
the trial judge, the Honorable Thelma A. Ponferrada, RTC, Br. 104, Quezon City
to provide him ". . . a certified true copy of the Warrant of Execution dated
November 17, 1998 bearing the designated execution day of death convict Leo
Echegaray and allow (him) to reveal or announce the contents thereof,
particularly the execution date fixed by such trial court to the public when
requested." The relevant portions of the Manifestation and Urgent Motion filed
by the Secretary of Justice beseeching this Court "to provide the appropriate
relief" state:
the Amended Rules and Regulations to Implement Republic Act No. 8177 is
concerned and for the discharge of the mandate of seeing to it that laws and
rules relative to the execution of sentence are faithfully observed.
7. On the other hand, the willful omission to reveal the information about the
precise day of execution limits the exercise by the President of executive
clemency powers pursuant to Section 19, Article VII (Executive Department) of
the 1987 Philippine Constitution and Article 81 of the Revised Penal Code, as
amended, which provides that the death sentence shall be carried out "without
prejudice to the exercise by the President of his executive powers at all times."
(Emphasis supplied) For instance, the President cannot grant reprieve, i.e.,
postpone the execution of a sentence to a day certain (People v. Vera, 65 Phil.
56, 110 [1937]) in the absence of a precise date to reckon with. The exercise of
such clemency power, at this time, might even work to the prejudice of the
convict and defeat the purpose of the Constitution and the applicable statute as
when the date at execution set by the President would be earlier than that
designated by the court.
8. Moreover, the deliberate non-disclosure of information about the date of
execution to herein respondent and the public violates Section 7, Article III (Bill
of Rights) and Section 28, Article II (Declaration of Principles and State Policies)
of the 1987 Philippine Constitution which read:
Sec. 7. The right of the people to information on matters of public concern shall
be recognized. Access to official records, and to documents and papers
pertaining to official acts, transactions, or decisions, as well as to government
research data used as basis for policy development shall, be afforded the
citizen, subject to such limitations as may be provided by law.
Sec. 28. Subject to reasonable conditions prescribed by law, the State adopts
and implements a policy of full public disclosure of all transactions involving
public interest.
9. The "right to information" provision is self-executing. It supplies "the rules by
means of which the right to information may be enjoyed (Cooley, A Treatise on
the Constitutional Limitations, 167 [1972]) by guaranteeing the right and
mandating the duty to afford access to sources of information. Hence, the
fundamental right therein recognized may be asserted by the people upon the
ratification of the Constitution without need for any ancillary act of the
Legislature (Id., at p. 165) What may be provided for by the Legislature are
reasonable conditions and limitations upon the access to be afforded which
must, of necessity, be consistent with the declared State policy of full public
disclosure of all transactions involving public interest (Constitution, Art. II, Sec.
instance, a death convict who become insane after his final conviction cannot be
executed while in a state of insanity. 15 As observed by Antieau, "today, it is
generally assumed that due process of law will prevent the government from
executing the death sentence upon a person who is insane at the time of
execution." 16 The suspension of such a death sentence is undisputably an
exercise of judicial power. It is not a usurpation of the presidential power of
reprieve though its effects is the same the temporary suspension of the
execution of the death convict. In the same vein, it cannot be denied that
Congress can at any time amend R.A. No. 7659 by reducing the penalty of death
to life imprisonment. The effect of such an amendment is like that of commutation
of sentence. But by no stretch of the imagination can the exercise by Congress of
its plenary power to amend laws be considered as a violation of the power of the
President to commute final sentences of conviction. The powers of the Executive,
the Legislative and the Judiciary to save the life of a death convict do not exclude
each other for the simple reason that there is no higher right than the right to life.
Indeed, in various States in the United States, laws have even been enacted
expressly granting courts the power to suspend execution of convicts and their
constitutionality has been upheld over arguments that they infringe upon the
power of the President to grant reprieves. For the public respondents therefore to
contend that only the Executive can protect the right to life of an accused after
his final conviction is to violate the principle of co-equal and coordinate powers of
the three branches of our government.
III
Third. The Court's resolution temporarily restraining the execution of petitioner
must be put in its proper perspective as it has been grievously distorted
especially by those who make a living by vilifying courts. Petitioner filed his Very
Urgent Motion for Issuance of TRO on December 28, 1998 at about 11:30 p.m.
He invoked several grounds, viz: (1) that his execution has been set on January
4, the first working day of 1999; (b) that members of Congress had either sought
for his executive clemency and/or review or repeal of the law authorizing capital
punishment; (b.1) that Senator Aquilino Pimentel's resolution asking that
clemency be granted to the petitioner and that capital punishment be reviewed
has been concurred by thirteen (13) other senators; (b.2) Senate President
Marcelo Fernan and Senator Miriam S. Defensor have publicly declared they
would seek a review of the death penalty law; (b.3) Senator Paul Roco has also
sought the repeal of capital punishment, and (b.4) Congressman Salacrib
Baterina, Jr., and thirty five (35) other congressmen are demanding review of the
same law.
When the Very Urgent Motion was filed, the Court was already in its traditional
recess and would only resume session on January 18, 1999. Even then, Chief
Justice Hilario Davide, Jr. called the Court to a Special Session on January 4,
1991 17 at 10. a.m. to deliberate on petitioner's Very Urgent Motion. The Court
hardly had five (5) hours to resolve petitioner's motion as he was due to be
executed at 3 p.m. Thus, the Court had the difficult problem of resolving whether
petitioner's allegations about the moves in Congress to repeal or amend the
Death Penalty Law are mere speculations or not. To the Court's majority, there
were good reasons why the Court should not immediately dismiss petitioner's
allegations as mere speculations and surmises. They noted that petitioner's
allegations were made in a pleading under oath and were widely publicized in the
print and broadcast media. It was also of judicial notice that the 11th Congress is
a new Congress and has no less than one hundred thirty (130) new members
whose views on capital punishment are still unexpressed. The present Congress
is therefore different from the Congress that enacted the Death Penalty Law
(R.A. No. 7659) and the Lethal Injection Law (R.A. No. 8177). In contrast, the
Court's minority felt that petitioner's allegations lacked clear factual bases. There
was hardly a time to verify petitioner's allegations as his execution was set at 3
p.m. And verification from Congress was impossible as Congress was not in
session. Given these constraints, the Court's majority did not rush to judgment
but took an extremely cautious stance by temporarily restraining the execution of
petitioner. The suspension was temporary "until June 15, 1999, coeval with
the constitutional duration of the present regular session of Congress, unless it
sooner becomes certain that no repeal or modification of the law is going to be
made." The extreme caution taken by the Court was compelled, among others,
by the fear that any error of the Court in not stopping the execution of the
petitioner will preclude any further relief for all rights stop at the graveyard. As life
was at, stake, the Court refused to constitutionalize haste and the hysteria of
some partisans. The Court's majority felt it needed the certainty that the
legislature will not petitioner as alleged by his counsel. It was believed that law
and equitable considerations demand no less before allowing the State to take
the life of one its citizens.
The temporary restraining order of this Court has produced its desired result, i.e.,
the crystallization of the issue whether Congress is disposed to review capital
punishment. The public respondents, thru the Solicitor General, cite posterior
events that negate beyond doubt the possibility that Congress will repeal or
amend the death penalty law. He names these supervening events as follows:
xxx xxx xxx
a.
b.
c.
The fact that Senator Roco's resolution to repeal the law only
bears his signature and that of Senator Pimentel. 18
IN VIEW WHEREOF, the Court grants the public respondents' Urgent Motion for
Reconsideration and Supplemental Motion to Urgent Motion for Reconsideration
and lifts the Temporary Restraining Order issued in its Resolution of January 4,
1999.
The Court also orders respondent trial court judge (Hon. Thelma A. Ponferrada,
Regional Trial Court, Quezon City, Branch 104) to set anew the date for
execution of the convict/petitioner in accordance with applicable provisions of law
and the Rules of Court, without further delay.
SO ORDERED.
Davide, Jr., C.J., Romero, Bellosillo, Melo, Kapunan, Mendoza, Martinez,
Quisumbing, Purisima and Pardo, JJ., concur.
Vitug and Panganiban, JJ., Please see Separate Opinion.
Buena and Gonzaga-Reyes, JJ., took no part.
Acting
e
Republic of the Philippines
SUPREME COURT
Manila
EN BANC
G.R. No. L-68635 May 14, 1987
IN THE MATTER OF PROCEEDINGS FOR DISCIPLINARY ACTION AGAINST
ATTY. WENCESLAO LAURETA, AND OF CONTEMPT PROCEEDINGS
AGAINST EVA MARAVILLA-ILUSTRE in G.R. No. 68635, entitled "EVA
MARAVILLA-ILUSTRE, vs. HON. INTERMEDIATE APPELLATE COURT, ET
AL."
RESOLUTION
PER CURIAM:
Before us are 1) Atty. Wenceslao Laureta's Motion for Reconsideration of the Per
Curiam Resolution of this Court promulgated on March 12, 1987, finding him
guilty of grave professional misconduct and suspending him indefinitely from the
practice of law; and 2) Eva Maravilla-Ilustre's Motion for Reconsideration of the
same Resolution holding her in contempt and ordering her to pay a fine of
P1,000.00.
Essentially, Atty. Laureta maintains that the Order of suspension without hearing
violated his right to life and due process of law and by reason thereof the Order is
null and void; that the acts of misconduct imputed to him are without basis; that
the charge against him that it was he who had circulated to the press copies of
the Complaint filed before the Tanodbayan is unfounded such that, even in this
Court's Resolution, his having distributed copies to the press is not stated
positively; that the banner headline which appeared In the Daily Express is
regrettable but that he was not responsible for such "misleading headline;" that
he "did nothing of the sort" being fully conscious of his responsibilities as a law
practitioner and officer of the Court; that as a former newspaperman, he would
not have been satisfied with merely circulating copies of the Complaint to the
press in envelopes where his name appears; "he himself would have written
stories about the case in a manner that sells newspapers; even a series of juicy
articles perhaps, something that would have further subjected the respondent
justices to far worse publicity;" that, on the contrary, the press conference
scheduled by Ilustre was cancelled through his efforts in order to prevent any
further adverse publicity resulting from the filing of the complaint before the
Tanodbayan; that, as a matter of fact, it was this Court's Resolution that was
serialized in the Bulletin Today, which newspaper also made him the subject of a
scathing editorial but that he "understands the cooperation because after all, the
Court rendered a favorable judgment in the Bulletin union case last year;" that he
considered it "below his dignity to plead for the chance to present his side" with
the Editor, Mr. Ben Rodriguez, "a long-time personal friend" since he "can afford
to be the sacrificial lamb if only to help the Honorable Court uphold its integrity;"
that he was called by a reporter of DZRH and was asked to comment on the
case filed before the Tanodbayan but that his remarks were confined to the filing
of the case by Ilustre herself, and that the judgment of the trial Court had attained
its finality long ago; that he is not Ilustre's counsel before the Tanodbayan and did
not prepare the complaint filed before it, his professional services having been
terminated upon the final dismissal of Ilustre's case before this Court; that
similarities in the language and phraseology used in the Ilustre letters, in
pleadings before this Court and before the Tanodbayan do not prove his
authorship since other lawyers "even of a mediocre caliber" could very easily
have reproduced them; that the discussions on the merits in the Per Curiam
Resolution are "more properly addressed to the Tanodbayan, Justice Raul M.
Gonzales being competent to deal with the case before him;" that he takes
exception to the accusation that he has manifested lack of respect for and
exposed to public ridicule the two highest Courts of the land, all he did having
been to call attention to errors or injustice committed in the promulgation of
judgments or orders; that he has "not authorized or assisted and/or abetted and
could not have prevented the contemptuous statements, conduct, acts and
malicious charges of Eva Maravilla Ilustre who was no longer his client when
these alleged acts were done; that "he is grateful to this Court for the reminder on
the first duty of a lawyer which is to the Court and not to his client, a duty that he
has always impressed upon his law students;" and finally, that "for the record, he
is sorry for the adverse publicity generated by the filing of the complaint against
the Justices before the Tanodbayan."
In her own Motion for Reconsideration, Eva Maravilla-Ilustre also raises as her
main ground the alleged deprivation of her constitutional right to due process.
She maintains that as contempt proceedings are commonly treated as criminal in
nature, the mode of procedure and rules of evidence in criminal prosecution
should be assimilated, as far as practicable, in this proceeding, and that she
should be given every opportunity to present her side. Additionally, she states
that, with some sympathetic lawyers, they made an "investigation" and learned
that the Resolution of the First Division was arrived at without any deliberation by
its members; that Court personnel were "tight-lipped about the matter, which is
shrouded mystery" thereby prompting her to pursue a course which she thought
was legal and peaceful; that there is nothing wrong in making public the manner
of voting by the Justices, and it was for that reason that she addressed Identical
letters to Associate Justices Andres Narvasa, Ameurfina M. Herrera, Isagani Cruz
and Florentino Feliciano; that "if the lawyers of my opponents were not a Solicitor
General, and member of the Supreme Court and a Division Chairman,
respectively, the resolution of May 14, 1986 would not have aroused my
suspicion;" that instead of taking the law into her own hands or joining any violent
movement, she took the legitimate step of making a peaceful investigation into
how her case was decided, and brought her grievance to the Tanodbayan "in
exasperation" against those whom she felt had committed injustice against her
"in an underhanded manner."
up the Complaint before the Tanodbayan and, after its dismissal, the Motion for
Reconsideration of the Order of dismissal.
Of import, as well, is the report of Lorenzo C. Bardel, a process server of this
Court, that after having failed to serve copy of the Per Curiam Resolution of
March 12, 1987 of this Court on Ilustre personally at her address of record, "101
F. Manalo St., Cubao, Quezon City," having been informed that she is 6 not a
resident of the place," he proceeded to the residence of Atty. Laureta where the
latter's wife "voluntarily received the two copies of decision for her husband and
for Ms. Maravina-Ilustre" (p. 670, Rollo, Vol. 11).
That Ilustre subsequently received copy of this Court's Resolution delivered to
Mrs. Laureta is shown by the fact that she filed, as of March 27, 1987, a "Petition
for Extension of Time to file Motion for Reconsideration" and subsequently the
Motion for Reconsideration. In that Petition Ilustre acknowledged receipt of the
Resolution on March 12, 1987, the very same date Mrs. Laureta received copy
thereof. If, indeed, the lawyer-client relationship between her husband and Ilustre
had been allegedly completely severed, all Mrs. Laureta had to do was to return
to the Sheriff the copy intended for Ilustre. As it was, however, service on Atty.
Laureta proved to be service on Ilustre as well. The close tie- up between the
corespondents is heightened by the fact that three process servers of this Court
failed to serve copy of this Court's Per Curiam Resolution on Ilustre personally.
Noteworthy, as well, is that by Atty. Laureta's own admission, he was the one
called by a "reporter" of DZRH to comment on the Ilustre charges before the
Tanodbayan. If, in fact, he had nothing to do with the complaint, he would not
have been pinpointed at all. And if his disclaimer were the truth, the logical step
for him to have taken was to refer the caller to the lawyer/s allegedly assisting
Ilustre, at the very least, out of elementary courtesy and propriety. But he did
nothing of the sort. " He gave his comment with alacrity.
The impudence and lack of respect of Atty. Laureta for this Court again surfaces
when he asserts in his Motion for Reconsideration that he "understands the
cooperation" of the Bulletin Today as manifested in the serialized publication of
the Per Curiam Resolution of this Court and his being subjected to a scathing
editorial by the same newspaper "because after all, the Court rendered a
favorable judgment in the Bulletin union case last year." The malice lurking in that
statement is most unbecoming of an officer of the Court and is an added reason
for denying reconsideration.
Further, Atty. Laureta stubbornly contends that discussions on the merits in the
Court's Per Curiam Resolution are more properly addressed to the Tanodbayan,
forgetting, however, his own discourse on the merits in his Answer to this Court's
Resolution dated January 29, 1987. He thus incorrigibly insists on subordinating
the Judiciary to the executive notwithstanding the categorical pronouncement in
the Per Curiam Resolution of March 12, 1987, that Article 204 of the Revised
Penal Code has no application to the members of a collegiate Court; that a
charge of violation of the Anti-Graft and Corrupt Practices Act on the ground that
a collective decision is "unjust" cannot prosper; plus the clear and extended
dissertation in the same Per Curiam Resolution on the fundamental principle of
separation of powers and of checks and balances, pursuant to which it is this
Court "entrusted exclusively with the judicial power to adjudicate with finality all
justifiable disputes, public and private. No other department or agency may pass
upon its judgments or declare them 'unjust' upon controlling and irresistible
reasons of public policy and of sound practice."
have allowed suspicion alone to blind their actions and in so doing degraded the
administration of justice. "Investigation" was utterly uncalled for. All conclusions
and judgments of the Court, be they en banc or by Division, are arrived at only
after deliberation. The fact that no dissent was indicated in the Minutes of the
proceedings held on May 14, 1986 showed that the members of the Division
voted unanimously. Court personnel are not in a position to know the voting in
any case because all deliberations are held behind closed doors without any one
of them being present. No malicious inferences should have been drawn from
their inability to furnish the information Ilustre and Atty. Laureta desired The
personality of the Solicitor General never came into the picture. It was Justice
Abad Santos, and not Justice Yap, who was Chairman of the First Division when
the Resolution of May 14, 1986 denying the Petition was rendered. Thereafter
Justice Yap inhibited himself from any participation. The fact that the Court en
banc upheld the challenged Resolutions of the First Division emphasizes the
irrespective of Ilustre's case irrespective of the personalities involved.
Atty. Laureta's protestations that he has done his best to protect and uphold the
dignity of this Court are belied by environmental facts and circumstances. His
apologetic stance for the "adverse publicity" generated by the filing of the
charges against the Justices concerned before the Tanodbayan rings with
insincerity. The complaint was calculated precisely to serve that very purpose.
The threat to bring the case to "another forum of justice" was implemented to the
fun. Besides, he misses the heart of the matter. Exposure to the glare of publicity
is an occupational hazard. If he has been visited with disciplinary sanctions it is
because by his conduct, acts and statements, he has, overall, deliberately sought
to destroy the "authenticity, integrity, and conclusiveness of collegiate acts," to
"undermine the role of the Supreme Court as the final arbiter of all justifiable
disputes," and to subvert public confidence in the integrity of the Courts and the
Justices concerned, and in the orderly administration of justice.
Additionally, Ilustre has been trifling with this Court. She has given our process
servers the run-around. Three of them failed to serve on her personally her copy
of this Court's Per Curiam Resolution of March 12, 1987 at her address of record.
Mrs. Laureta informed process server Lorenzo C. Bardel that Ilustre was residing
at 17-D, Quezon St., Tondo, Manila. Romeo C. Regala, another process server,
went to that address to serve copy of the Resolution but he reported:
MELENCIO-HERRERA, J.:
At around midnight of 7 May 1984, death cast its shadow over Boracay Island, an
internationally known tourist spot famous for its powdery white sand beach.The
Island is accessible by an from Kalibo, Aklan, after a one-and-a-half hour trip. It
can also be reached in twenty (20) minutes by pumpboat from Barangay
Caticlan, the loading point for tourists going to the Island. Caticlan has a small
airfield which can service small planes. Felled by a gunshot wound on the neck,
which caused his death approximately, six (6) hours later, was Christian Langel y
Philippe, a Swiss tourist who was vacationing on the Island together with his
sister and some friends.
The following day, 8 May 1984, the following police report was entered as Entry
No. 3904 in the police blotter of the Malay Police Sub-station, Malay, Aklan:
That on or about 0700H 8 May 1984, Pat. Padilla RR reported
(to) this sub-station with the living body of one Beny Dy, with
caliber .38 Danao made, as suspect to the shooting incident at
Sitio Angol, Manoc-Manoc Malay, Aklan, which cause(d) the
untimely death of one Christian Langel Philippe, tourist, 24
years old and a Swiss nationale. Pat. Salibio rushed to the
hospital at Caticlan to obtain antemortem but the victim died at
about 0600H in the morning. Suspect Benny Dy voluntarily
surrendered to the sub-station commander with his caliber 38
with serial number 33169 Smith and Wesson (US), [Exhibit
"G"].
Acting on the report, Chief of Police Tambong, also on 8 May 1984, prepared a
Complaint (Exhibits "H" and 'H-l") charging the Accused, Benny Dy, the owner of
"Benny's Bar," situated on the Island, with the crime of Murder With the Use of
Unlicensed firearms (Ibid., p. 2, Original Record). The Complaint was subscribed
and sworn to before Judge Jaime R. Tonel of the 5th Municipal Circuit Trial Court
of Buruanga, Aklan, on 17 May 1984 (Exhibit "H-2") and docketed as Criminal
Case No. 1776 of that Court on the same day (Exhibit "H-3", Order, p. 4, Original
Record).
The witnesses listed in that Complaint, namely, Bernadette Langel of Chatelaine
Geneve, Switzerland, who is the victim's sister, and Ian Mulvey, of Essex,
England, executed separate Sworn Statements giving their respective versions of
the incident (Exhibits "H-4" and 'H-7"). They did not take the stand, however, for
fear of reprisal" so that said Statements were correctly considered by the Trial
Court as hearsay. On 17 May 1984, Judge Tonel issued the following:
ORDER
Having conducted the preliminary examination of this case, this
Court finds probable cause that the crime as charged has been
committed and that the accused may be responsible thereof.
WHEREFORE, let the records of this case be registered in the
docket. No warrant of arrest is issued for the apprehension of
the accused for the reason that he is already under police
custody before the filing of the complaint. For the provisional
liberty of the accused, bail is hereby fixed in the amount of
Thirty Thousand Pesos (P30,000.00). (p. 4, Original Record)
The Accused posted the required bail on 13 June 1984, which was approved by
Judge Tonel on the same day. On 12 July 1984 the records of the case were
forwarded to the Office of the Provincial Fiscal, Kalibo, Aklan, "for further
proceedings" (Order, p. 10, Original Record)
On 27 July 1984 the Provincial Fiscal filed the Information before the Regional
Trial Court of Kalibo, Aklan, charging the Accused with Murder. The case was
docketed as Criminal Case No. 2001 in that Court.
After trial, the lower Court rendered judgment * on 9 December 1985 with the
following decretal portion:
Q Were you able to get the gun from the house of Benny Dy
together with your companion Pat. Manuel Casimiro?
ATTY. MARIN:
COURT:
A Yes, sir.
Proceed.
ATTY. RESURRECCION:
Q Who were the persons present in the house of Benny Dy
when the gun was given to you by him?
A His houseboy called Tan-tan'.
Q Was this Tan-tan already adult or teen-ager?
A Teenager.
COURT:
Mark it.
ATTY. RESURRECCION:
Q Is this the same gun you are referring to which was
surrendered by Benny Dy?
A Yes, sir, this is the one. (Witness identifying the gun.) (pp. 1112, Id.)
The sequence of events presented by the prosecution then discloses that
Together with Pat, Manuel Casimiro, Pat. Padilla accompanied
Benny Dy to the police headquarters at the Poblacion of Malay.
At the police headquarters, Pat. Padilla gave the gun
surrendered by Benny Dy to Chief of Police Ariston Tambong
who in turn handed it over to police supply officer Pat. Romulo
Sijano for safekeeping (pp. 13-24, 27, Id). (pp- 7-9, Appellee's
Brief).
The defense version, on the other hand, professes the innocence of the Accused,
denies his presence inside the bar during the shooting, and attributes the offense
to an unrecognized person. Thus:
On May 7, 1984, Benny Dy was inside his bar. However, he
remained therein for a few hours as he had a headache. He
left his bar at around 9:30 or 10:00 o'clock in the evening, and
went to bed in a room at the annex building behind the bar. He
left his friend, Francisco Ureta known as Tan-tan and his new
helper, Romy, to attend and take charge of the bar.
In that evening of May 7, 1984, there were several customers
inside the bar. Some people were dancing. At about midnight,
a person entered Benny's Bar and in less than two (2) minutes,
an explosion was heard inside the bar. The explosion caused
the customers to scream; they rushed out of the bar including
the person who entered immediately before the explosion.
The loud explosion coupled with the screaming and rushing of
customers awakened Benny Dy. He was prompted to
immediately come out of his room and directly proceeded to
the bar. Inside the bar, Benny saw a man lying on the sand
floor with blood on his shirt.
Instinctively, Benny Dy carried this man to the beach, and
woke up Charlie the owner of a pump boat which could take
the wounded man to the hospital. While the wounded man was
IV
The trial Court erred in holding that accused shot Langel.
V
The trial Court erred in holding that the conflicting testimonies of Pat. Padilla and
Casimiro relate to minor matters which do not affect their credibility.
VI
The trial Court erred in holding that appellant made the oral confession, and in
admitting the same as well as the entries in the police blotter.
VII
The trial Court erred in holding that compliance with the constitutional procedure
on custodial interrogation is not applicable in the instant case.
Assignments of Error
VIII
The trial Court erred in holding that the uncorroborated testimony of Wilson
Tumaob is sufficient to sustain appellant's conviction.
The trial Court erred in holding that the Smith & Wesson revolver cal. .38 with
Serial No. 33169 was the gun which caused the death of Christian Langel.
II
The trial Court erred in finding that Wilson Tumaob testified in court ahead of Dr.
Caturan, so the former's testimony on the relative position of the accused and
victim could not have been influenced or tailored to conform to Dr. Caturan's
findings on the trajectory of the bullet slug found in the victim's body.
IX
The trial Court erred in holding that the evidence adduced by the prosecution is
overwhelming and satisfied the test of proof beyond reasonable doubt in
convicting appellant.
X
The trial Court erred in holding that appellant's defense of alibi is weak.
III
XI
The trial Court erred in holding that Wilson Tumaob had no unfair motive to
fabricate a story different from what he actually witnessed, and in giving weight to
his testimony.
XII
The trial Court erred in denying accused-appellant's motion for new trial.
The basic issue is actually one of credibility, the crucial question being whether
the Accused had orally admitted his authorship of the crime and surrendered the
gun he had used in shooting the victim, as the prosecution claims, or, whether he
had no involvement whatsoever, the gun surrendered having been found by a
boy helper inside the bar while cleaning the place the morning after the incident,
as the defense would have us believe.
The case history and the documentary evidence attest strongly to Appellant's oral
confession and voluntary surrender. Thus, (1) Entry No. 3904 in the police blotter
of the Malay Police Sub-station, dated 8 May 1984,supra, confirms three
significant details: a) Pat. Padilla's testimony that he had accompanied the
Accused to police headquarters in the early morning of 8 May 1984 after the
latter admitted having "shot a tourist;" b) Appellant's voluntary surrender to the
Chief of Police; and c) his surrender of his Smith & Wesson revolver, cal. .38,
also to the Chief of Police.
It may be that Chief of Police Ariston T. Tambong, who had presumably made
such entry, died on 15 August 1984 before the start of the trial of this case below
and was not in a position to Identify the same before the Court. His successor
(Lt. Audie Arroyo), however, was presented as a prosecution witness and
Identified said entry (t.s.n., October 17, 1984, pp. 29-33).
The revolver, marked as Exhibit "F", in turn, was Identified by Pat. Padilla as the
firearm surrendered by the Accused. When Pat. Padilla stated that he saw the
fatal gun, its serial number and name for the first time (t.s.n., October 17, 1984,
pp. 17-19) he was clearly referring to particulars which he did not concern himself
with at the time of surrender.
Appellant's assertion that the gun he had surrendered was merely found by a boy
helper while cleaning the bar deserves no credence for, if it were so, it would
have been absurd for him to have placed himself under police custody in the
early morning after the incident.
(2) The sworn Complaint for "Murder with Use of Unlicensed Firearm" signed by
the Chief of Police (Exhibit"H"), dated 8 May 1984, also attests to Appellant's oral
confession. Said officer could not have prepared the Complaint with such
promptitude sans investigation at "0700H" the morning after the incident were it
not for Appellant's outright admission. That Complaint forms part of the record of
the proceedings before the Municipal Circuit Trial Court of Buruanga, Aklan, and
is prima facie evidence of the facts therein stated (Section 38, Rule 130, Rules of
Court). That said Complaint was sworn to before the Municipal Circuit Trial Court
Judge and filed before this Court only on 17 May 1984 will not detract from the
fact that the Chief of Police had taken official action promptly the very morning of
Appellant's surrender by charging him with "Murder with the Use of Unlicensed
Firearm" after having heard his admission.
(3) The fact of Appellant's surrender is further borne out by the Order of the
Municipal Circuit Trial Court Judge, Judge Tonel dated 17 May 1984,
categorically reciting that "no warrant of arrest is issued for the apprehension of
the accused for the reason that he is already under police custody before the
filing of the complaint." It would have been at variance with ordinary voluntarily
placed himself human behavior for Appellant to have under police custody absent
any culpability for any offense.
Contrary to the defense contention, the oral confession made by the accused to
Pat. Padilla that he had shot a tourist' and that the gun he had used in shooting
the victim was in his bar which he wanted surrendered to the Chief of Police
(t.s.n., October 17, 1984, pp. 6-9), is competent evidence against him. The
declaration of an accused acknowledging his guilt of the offense charged may be
given in evidence against him (See. 29, Rule 130, Rules of Court). It may in a
sense be also regarded as part of the res gestae. The rule is that, any person,
otherwise competent as a witness, who heard the confession, is competent to
testify as to the substance of what he heard if he heard and understood all of it.
An oral confession need not be repeated verbatim, but in such a case it must be
given in substance (23 C.J.S. 196, cited in People vs. Tawat, G.R. No. 62871,
May 25, 1985, 129 SCRA 431).
What was told by the Accused to Pat, Padilla was a spontaneous statement not
elicited through questioning, but given an ordinary manner. No written confession
was sought to be presented in evidence as a result of formal custodial
investigation. (People vs. Taylaran, G.R. No. 49149, October 31, 1981, 108
SCRA 373). The Trial Court, therefore, cannot be held to have erred in holding
that compliance with the constitutional procedure on custodial interrogation is not
applicable in the instant case, as the defense alleges in its Error VII.
With the indubitable official and documentary evidence on record, the identity of
the Accused as the victim's assailant is indisputable. The denials by the defense
immediately lose their credibility and the errors it has assigned are rendered
without any merit whatsoever.
denying Appellant's bid for acquittal contrary to the allegations in Errors IV, X and
XI.
Thus, contrary to Error I, the gun which Appellant surrendered to Pat. Padilla and
the Chief of Police, coupled with his voluntary surrender, cannot but be the
weapon which caused the death of the victim. That is no inference; it is clear and
direct evidence, To further require a ballistic examination and a paraffin test
would have been a superfluous exercise.
Lastly, neither was any error committed by the Trial Court in denying the defense
Motion for New Trial (Error XII) based on the affidavit of recantation of witness
TUMAOB that he was not at Benny's Bar when the victim was shot. Even
assuming that it can be considered as newly discovered evidence it is insufficient
to overturn the judgment already rendered, for, it bears emphasizing that
conviction is not based on TUMAOB's testimony alone. Moreover,
The issue raised in Error II as to who testified ahead, TUMAOB or the examining
physician, Dr. Othello Caturan, also becomes irrelevent, TUMAOB's testimony
being corroborated by the documentary evidence heretofore mentioned. Besides,
even without TUMAOB's testimony the documentary evidence on record more
than suffices to overcome the disclaimers by Appellant and on which his
assigned Errors VIII & IX are predicated.
TUMAOB's motive in testifying the way he did, further assailed in Error III, is
immaterial considering the corroboration his testimony received from Appellant's
proven actuations after the incident. Efforts by the defense to discredit him as a
"professional witness," who allegedly asked for a consideration from Appellant of
P500. 00 to swing the testimony in Appellant's favor, but which the latter rejected,
with the insinuation that he could have been paid by Swiss authorities to testify
the way he did in Court, is unavailing since conviction is not based on his
testimony alone.
Whatever inconsistencies there may have been in the testimonies of Patrolmen
Padilla and Casimiro, posited in Error V, are sufficiently overcome by the
documentary evidence of record.
As to the testimonial evidence presented by the defense, which the Trial Court
rejected, we find no reversible error in the meticulous assessment it had made
thereof, ably pointing out the material contradictions in the testimonies and
consequently their lack of credibility.
The entries in the police blotter were properly admitted by the Trial Court,
contrary to the allegation in Error VI forming, as they do, part of official records.
The defense of alibi must likewise be rejected in the face of overwhelming
evidence against the Accused. The Trial Court cannot ba faulted, therefore, for
minimum, to seventeen (17) years, four (4) months and one (1) day of reclusion
temporal, as maximum. Costs against the accused-appellant Benny Dy.
But, did the Win-Win Resolution culminate in victory for all the contending
parties?
SO ORDERED.
The above-named petitioners cried foul. They have come to this Court
urging us to annul and set aside the Win-Win Resolution and to enjoin
respondent Secretary Ernesto D. Garilao of the Department of Agrarian Reform
from implementing the said Resolution.
SECOND DIVISION
[G.R. No. 131457. April 24, 1998]
HON. CARLOS O. FORTICH, PROVINCIAL GOVERNOR OF BUKIDNON,
HON. REY B. BAULA, MUNICIPAL MAYOR OF SUMILAO,
BUKIDNON,
NQSR
MANAGEMENT
AND
DEVELOPMENT
CORPORATION, petitioners, vs. HON. RENATO C. CORONA,
DEPUTY EXECUTIVE SECRETARY, HON. ERNESTO D. GARILAO,
SECRETARY
OF
THE
DEPARTMENT
OF
AGRARIAN
REFORM, respondents.
DECISION
MARTINEZ, J.:
The dramatic and well-publicized hunger strike staged by some alleged
farmer-beneficiaries in front of the Department of Agrarian Reform compound in
Quezon City on October 9, 1997 commanded nationwide attention that even
church leaders and some presidential candidates tried to intervene for the
strikers cause.
The strikers protested the March 29, 1996 Decision[1] of the Office of the
President (OP), issued through then Executive Secretary Ruben D. Torres in OP
Case No. 96-C-6424, which approved the conversion of a one hundred forty-four
(144)-hectare land from agricultural to agro-industrial/institutional area. This led
the Office of the President, through then Deputy Executive Secretary Renato C.
Corona, to issue the so-called Win-Win Resolution [2] on November 7, 1997,
substantially modifying its earlier Decision after it had already become final
and executory. The said Resolution modified the approval of the land
conversion to agro-industrial area only to the extent of forty-four (44) hectares,
and ordered the remaining one hundred (100) hectares to be distributed to
qualified farmer-beneficiaries.
Thus, the crucial issue to be resolved in this case is: What is the legal effect
of the Win-Win Resolution issued by the Office of the President on its earlier
Decision involving the same subject matter, which had already become final and
executory?
The antecedent facts of this controversy, as culled from the pleadings, may
be stated as follows:
1. This case involves a 144-hectare land located at San Vicente, Sumilao,
Bukidnon, owned by the Norberto Quisumbing, Sr. Management and
Development Corporation (NQSRMDC), one of the petitioners. The property is
covered by a Transfer Certificate of Title No. 14371[3] of the Registry of Deeds of
the Province of Bukidnon.
2. In 1984, the land was leased as a pineapple plantation to the Philippine
Packing Corporation, now Del Monte Philippines, Inc. (DMPI), a multinational
corporation, for a period of ten (10) years under the Crop Producer and Growers
Agreement duly annotated in the certificate of title. The lease expired in April,
1994.
3. In October, 1991, during the existence of the lease, the Department of
Agrarian Reform (DAR) placed the entire 144-hectare property under compulsory
acquisition and assessed the land value at P2.38 million.[4]
4. NQSRMDC resisted the DARs action. In February, 1992, it sought and
was granted by the DAR Adjudication Board (DARAB), through its Provincial
Agrarian Reform Adjudicator (PARAD) in DARAB Case No. X-576, a writ of
prohibition with preliminary injunction which ordered the DAR Region X Director,
the Provincial Agrarian Reform Officer (PARO) of Bukidnon, the Municipal
Agrarian Reform Office (MARO) of Sumilao, Bukidnon, the Land Bank of the
Philippines (Land Bank), and their authorized representatives to desist from
pursuing any activity or activities concerning the subject land until further orders.
[5]
5. Despite the DARAB order of March 31, 1992, the DAR Regional Director
issued a memorandum, dated May 21, 1992, directing the Land Bank to open a
trust account for P2.38 million in the name of NQSRMDC and to conduct
summary proceedings to determine the just compensation of the subject
property. NQSRMDC objected to these moves and filed on June 9, 1992 an
Omnibus Motion to enforce the DARAB order of March 31, 1992 and to nullify the
summary proceedings undertaken by the DAR Regional Director and Land Bank
on the valuation of the subject property.
6. The DARAB, on October 22, 1992, acted favorably on the Omnibus
Motion by (a) ordering the DAR Regional Director and Land Bank to seriously
comply with the terms of the order dated March 31, 1992; (b) nullifying the DAR
Regional Directors memorandum, dated May 21, 1992, and the summary
proceedings conducted pursuant thereto; and (c) directing the Land Bank to
return the claim folder of Petitioner NQSRMDCs subject property to the DAR until
further orders.[6]
7. The Land Bank complied with the DARAB order and cancelled the trust
account it opened in the name of petitioner NQSRMDC.[7]
8. In the meantime, the Provincial Development Council (PDC) of Bukidnon,
headed by Governor Carlos O. Fortich, passed Resolution No. 6, [8] dated January
7, 1993, designating certain areas along Bukidnon-Sayre Highway as part of the
Bukidnon Agro-Industrial Zones where the subject property is situated.
9. What happened thereafter is well-narrated in the OP (TORRES) Decision
of March 29, 1996, pertinent portions of which we quote:
Pursuant to Section 20 of R.A. No. 7160, otherwise known as the Local
Government Code, the Sangguniang Bayan of Sumilao, Bukidnon, on March 4,
1993, enacted Ordinance No. 24 converting or re-classifying 144 hectares of land
in Bgy. San Vicente, said Municipality, from agricultural to industrial/institutional
with a view of providing an opportunity to attract investors who can inject new
economic vitality, provide more jobs and raise the income of its people.
Parenthetically, under said section, 4th to 5th class municipalities may authorize
the classification of five percent (5%) of their agricultural land area and provide
for the manner of their utilization or disposition.
On 12 October 1993, the Bukidnon Provincial Land Use Committee approved the
said Ordinance. Accordingly, on 11 December 1993, the instant application for
conversion was filed by Mr. Gaudencio Beduya in behalf of NQSRMDC/BAIDA
(Bukidnon Agro-Industrial Development Association).
Expressing support for the proposed project, the Bukidnon Provincial Board, on
the basis of a Joint Committee Report submitted by its Committee on Laws,
Committee on Agrarian Reform and Socio-Economic Committee approved, on 1
February 1994, the said Ordinance now docketed as Resolution No. 94-95. The
said industrial area, as conceived by NQSRMDC (project proponent) is supposed
to have the following components:
1. The Development Academy of Mindanao which constitutes the following:
Institute for Continuing Higher Education; Institute for Livelihood Science
(Vocational and Technical School); Institute for Agribusiness Research; Museum,
Library, Cultural Center, and Mindanao Sports Development Complex which
covers an area of 24 hectares;
2. Bukidnon Agro-Industrial Park which consists of corn processing for corn oil,
corn starch, various corn products; rice processing for wine, rice-based snacks,
exportable rice; cassava processing for starch, alcohol and food delicacies;
processing plants, fruits and fruit products such as juices; processing plants for
vegetables processed and prepared for market; cold storage and ice plant;
cannery system; commercial stores; public market; and abattoir needing about
67 hectares;
3. Forest development which includes open spaces and parks for recreation,
horse-back riding, memorial and mini-zoo estimated to cover 33 hectares; and
4. Support facilities which comprise the construction of a 360-room hotel,
restaurants, dormitories and a housing project covering an area of 20 hectares.
The said NQSRMDC Proposal was, per Certification dated January 4, 1995,
adopted by the Department of Trade and Industry, Bukidnon Provincial Office, as
one of its flagship projects. The same was likewise favorably recommended by
the Provincial Development Council of Bukidnon; the municipal, provincial and
regional office of the DAR; the Regional Office (Region X) of the DENR (which
issued an Environmental Compliance Certificate on June 5, 1995); the Executive
Director, signing By Authority of PAUL G. DOMINGUEZ, Office of the President
Mindanao; the Secretary of DILG; and Undersecretary of DECS Wilfredo D.
Clemente.
In the same vein, the National Irrigation Administration, Provincial Irrigation
Office, Bagontaas Valencia, Bukidnon, thru Mr. Julius S. Maquiling, Chief,
Provincial Irrigation Office, interposed NO OBJECTION to the proposed
conversion as long as the development cost of the irrigation systems thereat
which is P2,377.00 per hectare be replenished by the developer x x x. Also, the
Kisolon-San Vicente Irrigators Multi Purpose Cooperative, San Vicente, Sumilao,
Bukidnon, interposed no objection to the proposed conversion of the land in
question as it will provide more economic benefits to the community in terms
of outside investments that will come and employment opportunities that will be
generated by the projects to be put up x x x.
On the same score, it is represented that during the public consultation held at
the Kisolan Elementary School on 18 March 1995 with Director Jose
Macalindong of DAR Central Office and DECS Undersecretary Clemente, the
people of the affected barangay rallied behind their respective officials in
endorsing the project.
Notwithstanding the foregoing favorable recommendation, however, on
November 14, 1994, the DAR, thru Secretary Garilao, invoking its powers to
approve conversion of lands under Section 65 of R.A. No. 6657, issued an Order
denying the instant application for the conversion of the subject land from
agricultural to agro-industrial and, instead, placed the same under the
compulsory coverage of CARP and directed the distribution thereof to all
qualified beneficiaries on the following grounds:
1. The area is considered as a prime agricultural land with irrigation facility;
2. The land has long been covered by a Notice of Compulsory Acquisition (NCA);
3. The existing policy on withdrawal or lifting on areas covered by NCA is not
applicable;
4. There is no clear and tangible compensation package arrangements for the
beneficiaries;
5. The procedures on how the area was identified and reclassified for agroindustrial project has no reference to Memo Circular No. 54, Series of 1993, E.O.
No. 72, Series of 1993, and E.O. No. 124, Series of 1993.
A Motion for Reconsideration of the aforesaid Order was filed on January 9, 1995
by applicant but the same was denied (in an Order dated June 7, 1995).[9]
10. Thus, the DAR Secretary ordered the DAR Regional Director to proceed
with the compulsory acquisition and distribution of the property.[10]
11. Governor Carlos O. Fortich of Bukidnon appealed[11] the order of denial
to the Office of the President and prayed for the conversion/reclassification of the
subject land as the same would be more beneficial to the people of Bukidnon.
12. To prevent the enforcement of the DAR Secretarys order, NQSRMDC,
on June 29, 1995, filed with the Court of Appeals a petition for certiorari,
prohibition with preliminary injunction,[12] docketed as CA-G.R. SP No. 37614.
13. Meanwhile, on July 25, 1995, the Honorable Paul G. Dominguez, then
Presidential Assistant for Mindanao, after conducting an evaluation of the
proposed project, sent a memorandum[13] to the President favorably endorsing
the project with a recommendation that the DAR Secretary reconsider his
decision in denying the application of the province for the conversion of the land.
14. Also, in a memorandum[14] to the President dated August 23, 1995, the
Honorable Rafael Alunan III, then Secretary of the Department of the Interior and
Local Government (DILG), recommended the conversion of the subject land to
industrial/institutional use with a request that the President hold the
implementation of the DAR order to distribute the land in question.
15. On October 23, 1995, the Court of Appeals, in CA-G.R. SP No. 37614,
issued a Resolution[15] ordering the parties to observe status quo pending
resolution of the petition. At the hearing held in said case on October 5, 1995, the
DAR, through the Solicitor General, manifested before the said court that the
DAR was merely in the processing stage of the applications of farmers-claimants
and has agreed to respect status quo pending the resolution of the petition.[16]
16. In resolving the appeal, the Office of the President, through then
Executive Secretary Ruben D. Torres, issued a Decision in OP Case No. 96-C-
6424, dated March 29, 1996, reversing the DAR Secretarys decision, the
pertinent portions of which read:
are no beneficiaries to speak about, for the land is not tenanted as already
stated.
After a careful evaluation of the petition vis--vis the grounds upon which the
denial thereof by Secretary Garilao was based, we find that the instant
application for conversion by the Municipality of Sumilao, Bukidnon is impressed
with merit. To be sure, converting the land in question from agricultural to agroindustrial would open great opportunities for employment and bring about real
development in the area towards a sustained economic growth of the
municipality. On the other hand, distributing the land to would-be beneficiaries
(who are not even tenants, as there are none) does not guarantee such benefits.
Nevertheless, on the issue that the land is considered a prime agricultural land
with irrigation facility it maybe appropriate to mention that, as claimed by
petitioner, while it is true that there is, indeed, an irrigation facility in the area, the
same merely passes thru the property (as a right of way) to provide water to the
ricelands located on the lower portion thereof. The land itself, subject of the
instant petition, is not irrigated as the same was, for several years, planted with
pineapple by the Philippine Packing Corporation.
On the issue that the land has long been covered by a Notice of Compulsory
Acquisition (NCA) and that the existing policy on withdrawal or lifting on areas
covered by NCA is not applicable, suffice it to state that the said NCA was
declared null and void by the Department of Agrarian Reform Adjudication Board
(DARAB) as early as March 1, 1992. Deciding in favor of NQSRMDC, the
DARAB correctly pointed out that under Section 8 of R.A. No. 6657, the subject
property could not validly be the subject of compulsory acquisition until after the
expiration of the lease contract with Del Monte Philippines, a Multi-National
Company, or until April 1994, and ordered the DAR Regional Office and the Land
Bank of the Philippines, both in Butuan City, to `desist from pursuing any activity
or activities covering petitioners land.
On this score, we take special notice of the fact that the Quisumbing family has
already contributed substantially to the land reform program of the government,
as follows: 300 hectares of rice land in Nueva Ecija in the 70s and another 400
hectares in the nearby Municipality of Impasugong, Bukidnon, ten (10) years ago,
for which they have not received just compensation up to this time.
Neither can the assertion that there is no clear and tangible compensation
package arrangements for the beneficiaries hold water as, in the first place, there
WHEREFORE, in pursuance of the spirit and intent of the said legal mandate
and in view of the favorable recommendations of the various government
agencies abovementioned, the subject Order, dated November 14, 1994 of the
Hon. Secretary, Department of Agrarian Reform, is hereby SET ASIDE and the
instant application of NQSRMDC/BAIDA is hereby APPROVED.[17]
17.On May 20, 1996, DAR filed a motion for reconsideration of the OP
decision.
18 On September 11, 1996, in compliance with the OP decision of March
29, 1996, NQSRMDC and the Department of Education, Culture and Sports
(DECS) executed a Memorandum of Agreementwhereby the former donated four
(4) hectares from the subject land to DECS for the establishment of the NQSR
High School.[18]
When NQSRMDC was about to transfer the title over the 4-hectare donated
to DECS, it discovered that the title over the subject property was no longer in its
name. It soon found out that during the pendency of both the Petition for
Certiorari, Prohibition, with Preliminary Injunction it filed against DAR in the Court
of Appeals and the appeal to the President filed by Governor Carlos O. Fortich,
the DAR, without giving just compensation, caused the cancellation of
NQSRMDCs title on August 11, 1995 and had it transferred in the name of the
Republic of the Philippines under TCT No. T-50264[19] of the Registry of Deeds of
Bukidnon. Thereafter, on September 25, 1995, DAR caused the issuance of
Certificates of Land Ownership Award (CLOA) No. 00240227 and had it
registered in the name of 137 farmer-beneficiaries under TCT No. AT-3536 [20] of
the Registry of Deeds of Bukidnon.
19. Thus, on April 10, 1997, NQSRMDC filed a complaint [21] with the
Regional Trial Court (RTC) of Malaybalay, Bukidnon (Branch 9), docketed as Civil
Case No. 2687-97, for annulment and cancellation of title, damages and
injunction against DAR and 141 others. The RTC then issued a Temporary
Restraining Order on April 30, 1997[22] and a Writ of Preliminary Injunction on May
19, 1997,[23] restraining the DAR and 141 others from entering, occupying and/or
wresting from NQSRMDC the possession of the subject land.
20. Meanwhile, on June 23, 1997, an Order[24] was issued by then
Executive Secretary Ruben D. Torres denying DARs motion for reconsideration
for having been filed beyond the reglementary period of fifteen (15) days. The
said order further declared that the March 29, 1996 OP decision had already
become final and executory.
21. The DAR filed on July 11, 1997 a second motion for reconsideration of
the June 23, 1997 Order of the President.
22. On August 12, 1997, the said writ of preliminary injunction issued by the
RTC was challenged by some alleged farmers before the Court of Appeals
through a petition for certiorari and prohibition, docketed as CA-G.R. SP No.
44905, praying for the lifting of the injunction and for the issuance of a writ of
prohibition from further trying the RTC case.
23. On October 9, 1997, some alleged farmer-beneficiaries began their
hunger strike in front of the DAR Compound in Quezon City to protest the OP
Decision of March 29, 1996. On October 10, 1997, some persons claiming to be
farmer-beneficiaries of the NQSRMDC property filed a motion for intervention
(styled as Memorandum In Intervention) in O.P. Case No. 96-C-6424, asking that
the OP Decision allowing the conversion of the entire 144-hectare property be
set aside.[25]
24. President Fidel V. Ramos then held a dialogue with the strikers and
promised to resolve their grievance within the framework of the law. He created
an eight (8)-man Fact Finding Task Force (FFTF) chaired by Agriculture
Secretary Salvador Escudero to look into the controversy and recommend
possible solutions to the problem.[26]
25. On November 7, 1997, the Office of the President resolved the strikers
protest by issuing the so-called Win/Win Resolution penned by then Deputy
Executive Secretary Renato C. Corona, the dispositive portion of which reads:
These are the preliminary issues which must first be resolved, including the
incident on the motion for intervention filed by the alleged farmer-beneficiaries.
Anent the first issue, in order to determine whether the recourse of
petitioners is proper or not, it is necessary to draw a line between an error of
judgment and an error of jurisdiction. An error of judgmentis one which the
court may commit in the exercise of its jurisdiction, and which error is reviewable
only by an appeal.[35] On the other hand, an error of jurisdiction is one where
the act complained of was issued by the court, officer or a quasi-judicial
body without or in excess of jurisdiction, or with grave abuse of discretion which
is tantamount to lack or in excess of jurisdiction.[36] This error is correctable only
by the extraordinary writ of certiorari.[37]
It is true that under Rule 43, appeals from awards, judgments, final orders
or resolutions of any quasi-judicial agency exercising quasi-judicial functions,
[38]
including the Office of the President,[39] may be taken to the Court of
Appeals by filing a verified petition for review[40] within fifteen (15) days from
notice of the said judgment, final order or resolution, [41] whether the appeal
involves questions of fact, of law, or mixed questions of fact and law.[42]
However, we hold that, in this particular case, the remedy prescribed in
Rule 43 is inapplicable considering that the present petition contains an
allegation that the challenged resolution is patently illegal[43]and was issued with
grave abuse of discretion and beyond his (respondent Secretary Renato C.
Coronas) jurisdiction[44] when said resolution substantially modified the earlier OP
Decision of March 29, 1996 which had long become final and executory. In other
words, the crucial issue raised here involves an error of jurisdiction, not an error
of judgment which is reviewable by an appeal under Rule 43. Thus, the
appropriate remedy to annul and set aside the assailed resolution is an original
special civil action for certiorari under Rule 65, as what the petitioners have
correctly done. The pertinent portion of Section 1 thereof provides:
SECTION 1. Petition for certiorari. When any tribunal, board or officer exercising
judicial or quasi-judicial functions has acted without or in excess of its or his
jurisdiction, or with grave abuse of discretion amounting to lack or excess of
jurisdiction, and there is no appeal, or any plain, speedy, and adequate remedy in
the ordinary course of law, a person aggrieved thereby may file a verified petition
in the proper court, alleging the facts with certainty and praying that judgment be
rendered annulling or modifying the proceedings of such tribunal, board or officer,
and granting such incidental reliefs as law and justice may require.
x x x x x x x x x.
The office of a writ of certiorari is restricted to truly extraordinary cases cases in
which the act of the lower court or quasi-judicial body is wholly void.[45]
The aforequoted Section 1 of Rule 65 mandates that the person aggrieved
by the assailed illegal act may file a verified petition (for certiorari) in the proper
court. The proper court where the petition must be filed is stated in Section 4 of
the same Rule 65 which reads:
SEC. 4. Where petition filed.- The petition may be filed not later than sixty (60)
days from notice of the judgment, order or resolution sought to be assailed in the
Supreme Court or, if it relates to the acts or omissions of a lower court or of a
corporation, board, officer or person, in the Regional Trial Court exercising
jurisdiction over the territorial area as defined by the Supreme Court. It may also
be filed in the Court of Appeals whether or not the same is in aid of its appellate
jurisdiction, or in the Sandiganbayan if it is in aid of its jurisdiction. If it involves
the acts or omissions of a quasi-judicial agency, and unless otherwise provided
by law or these Rules, the petition shall be filed in and cognizable only by the
Court of Appeals. (4a)
Under the above-quoted Section 4, the Supreme Court, Court of Appeals
and Regional Trial Court have original concurrent jurisdiction to issue a writ of
certiorari,[46] prohibition[47] and mandamus.[48] But the jurisdiction of these three (3)
courts are also delineated in that, if the challenged act relates to acts or
omissions of a lower court or of a corporation, board, officer or person, the
petition must be filed with the Regional Trial Court which exercises jurisdiction
over the territorial area as defined by the Supreme Court. And if it involves the
act or omission of a quasi-judicial agency, the petition shall be filed only with the
Court of Appeals, unless otherwise provided by law or the Rules of Court. We
have clearly discussed this matter of concurrence of jurisdiction in People vs.
Cuaresma, et. al.,[49] through now Chief Justice Andres R. Narvasa, thus:
x x x. This Courts original jurisdiction to issue writs of certiorari (as well as
prohibition, mandamus, quo warranto, habeas corpus and injunction) is not
exclusive. It is shared by this Court with Regional Trial Courts (formerly Courts of
First Instance), which may issue the writ, enforceable in any part of their
respective regions. It is also shared by this Court, and by the Regional Trial
Court, with the Court of Appeals (formerly, Intermediate Appellate Court),
although prior to the effectivity of Batas Pambansa Bilang 129 on August 14,
1981, the latters competence to issue the extraordinary writs was restricted to
always be avoided. Time and again, this Court has suspended its own rules and
excepted a particular case from their operation whenever the higher interests of
justice so require. In the instant petition, we forego a lengthy disquisition of the
proper procedure that should have been taken by the parties involved and
proceed directly to the merits of the case."
As to the second issue of whether the petitioners committed a fatal
procedural lapse when they failed to file a motion for reconsideration of the
assailed resolution before seeking judicial recourse, suffice it to state that the
said motion is not necessary when the questioned resolution is a patent nullity,
[57]
as will be taken up later.
With respect to the third issue, the respondents claim that the filing by the
petitioners of: (a) a petition for certiorari, prohibition with preliminary injunction
(CA-G.R. SP No. 37614) with the Court of Appeals; (b) a complaint for annulment
and cancellation of title, damages and injunction against DAR and 141 others
(Civil Case No. 2687-97) with the Regional Trial Court of Malaybalay, Bukidnon;
and (c) the present petition, constitute forum shopping.
We disagree.
The rule is that:
There is forum-shopping whenever, as a result of an adverse opinion in one
forum, a party seeks a favorable opinion (other than by appeal or certiorari) in
another. The principle applies not only with respect to suits filed in the courts but
also in connection with litigation commenced in the courts while an administrative
proceeding is pending, as in this case, in order to defeat administrative
processes and in anticipation of an unfavorable administrative ruling and a
favorable court ruling. This specially so, as in this case, where the court in which
the second suit was brought, has no jurisdiction (citations omitted).
in both actions, as well as identity of rights asserted and relief prayed for, the
relief being founded on the same facts, and the identity on the two preceding
particulars is such that any judgment rendered in the other action, will,
regardless of which party is successful, amount to res adjudicata in the
action under consideration: all the requisites, in fine, of auter action
pendant.'[58]
It is clear from the above-quoted rule that the petitioners are not guilty of
forum shopping. The test for determining whether a party has violated the rule
against forum shopping is where a final judgment in one case will amount to res
adjudicata in the action under consideration. A cursory examination of the cases
filed by the petitioners does not show that the said cases are similar with each
other. The petition for certiorari in the Court of Appeals sought the nullification of
the DAR Secretarys order to proceed with the compulsory acquisition and
distribution of the subject property. On the other hand, the civil case in RTC of
Malaybalay, Bukidnon for the annulment and cancellation of title issued in the
name of the Republic of the Philippines, with damages, was based on the
following grounds: (1) the DAR, in applying for cancellation of petitioner
NQSRMDCs title, used documents which were earlier declared null and void by
the DARAB; (2) the cancellation of NQSRMDCs title was made without payment
of just compensation; and (3) without notice to NQSRMDC for the surrender of its
title. The present petition is entirely different from the said two cases as it seeks
the nullification of the assailed Win-Win Resolution of the Office of the President
dated November 7, 1997, which resolution was issued long after the previous two
cases were instituted.
The test for determining whether a party violated the rule against forum shopping
has been laid down in the 1986 case of Buan vs. Lopez (145 SCRA 34), x x x
and that is, forum shopping exists where the elements of litis pendentia are
present or where a final judgment in one case will amount to res judicata in
the other, as follows:
The fourth and final preliminary issue to be resolved is the motion for
intervention filed by alleged farmer-beneficiaries, which we have to deny for lack
of merit. In their motion, movants contend that they are the farmer-beneficiaries
of the land in question, hence, are real parties in interest. To prove this, they
attached as Annex I in their motion a Master List of FarmerBeneficiaries. Apparently, the alleged master list was made pursuant to the
directive in the dispositive portion of the assailed Win-Win Resolution which
directs the DAR to carefully and meticulously determine who among the
claimants are qualified farmer-beneficiaries. However, a perusal of the said
document reveals that movants are those purportedly Found Qualified and
Recommended
for
Approval. In
other
words,
movants
are
merely recommendee farmer-beneficiaries.
There thus exists between the action before this Court and RTC Case No. 8636563 identity of parties, or at least such parties as represent the same interests
The rule in this jurisdiction is that a real party in interest is a party who
would be benefited or injured by the judgment or is the party entitled to the avails
provided in the second paragraph of Section 7 of AO 18, still the said motion
should not have been entertained considering that the first motion for
reconsideration was not seasonably filed, thereby allowing the Decision of March
29, 1996 to lapse into finality. Thus, the act of the Office of the President in reopening the case and substantially modifying its March 29,1996 Decision which
had already become final and executory, was in gross disregard of the rules and
basic legal precept that accord finality to administrative determinations.
In San Luis, et al. vs. Court of Appeals, et al.[60] we held:
Now to the main issue of whether the final and executory Decision dated
March 29,1996 can still be substantially modified by the Win-Win Resolution.
We rule in the negative.
The rules and regulations governing appeals to the Office of the President
of the Philippines are embodied in Administrative Order No. 18. Section 7 thereof
provides:
SEC. 7. Decisions/resolutions/orders of the Office of the President shall, except
as otherwise provided for by special laws, become final after the lapse of
fifteen (15) days from receipt of a copy thereof by the parties, unless a
motion for reconsideration thereof is filed within such period.
Only one motion for reconsideration by any one party shall be allowed and
entertained, save in exceptionally meritorious cases. (Emphasis ours)
It is further provided for in Section 9 that The Rules of Court shall apply in a
suppletory character whenever practicable.
When the Office of the President issued the Order dated June 23,1997
declaring the Decision of March 29, 1996 final and executory, as no one has
seasonably filed a motion for reconsideration thereto, the said Office had lost its
jurisdiction to re-open the case, more so modify its Decision. Having lost its
jurisdiction, the Office of the President has no more authority to entertain
the second motion for reconsideration filed by respondent DAR Secretary, which
second motion became the basis of the assailed Win-Win Resolution. Section 7
of Administrative Order No. 18 and Section 4, Rule 43 of the Revised Rules of
Court mandate that only one (1) motion for reconsideration is allowed to be taken
from the Decision of March 29, 1996. And even if a second motion for
reconsideration was permitted to be filed in exceptionally meritorious cases, as
Since the decisions of both the Civil Service Commission and the Office of the
President had long become final and executory, the same can no longer be
reviewed by the courts. It is well-established in our jurisprudence that the
decisions and orders of administrative agencies, rendered pursuant to their
quasi-judicial authority, have upon their finality, the force and binding effect of a
final judgment within the purview of the doctrine of res judicata [Brillantes v.
Castro, 99 Phil. 497 (1956), Ipekdijna Merchandizing Co., Inc. v. Court of Tax
Appeals, G.R. No. L-15430, September 30, 1963, 9 SCRA 72.] The rule of res
judicatawhich forbids the reopening of a matter once judicially determined by
competent authority applies as well to the judicial and quasi-judicial acts of
public, executive or administrative officers and boards acting within their
jurisdiction as to the judgments of courts having general judicial powers
[Brillantes v. Castro, supra at 503].
The orderly administration of justice requires that the judgments/resolutions
of a court or quasi-judicial body must reach a point of finality set by the law, rules
and regulations. The noble purpose is to write finis to disputes once and for all.
[61]
This is a fundamental principle in our justice system, without which there
would be no end to litigations. Utmost respect and adherence to this principle
must always be maintained by those who wield the power of adjudication. Any
act which violates such principle must immediately be struck down.
Therefore, the assailed Win-Win Resolution which substantially modified
the Decision of March 29, 1996 after it has attained finality, is utterly void. Such
void resolution, as aptly stressed by Justice Thomas A. Street [62] in a 1918 case,
[63]
is a lawless thing, which can be treated as an outlaw and slain at sight, or
ignored wherever and whenever it exhibits its head.[64]
WHEREFORE, the present petition is hereby GRANTED. The challenged
Resolution dated November 7, 1997, issued by the Office of the President in OP
Case No. 96-C-6424, is hereby NULLIFIED and SET ASIDE. The Motion For
Leave To Intervene filed by alleged farmer-beneficiaries is hereby DENIED.
No pronouncement as to costs.
SO ORDERED.
March 18
Facts:
Congress passed Republic Act Number 972, commonly known as the Bar
Flunkers Act of 1953. In accordance with the said law, the Supreme Court
then passed and admitted to the bar those candidates who had obtained an
average of 72 per cent by raising it to 75 percent.
After its approval, many of the unsuccessful postwar candidates filed petitions
for admission to the bar invoking its provisions, while other motions for the
revision of their examination papers were still pending also invoked the
aforesaid law as an additional ground for admission. There are also others who
have sought simply the reconsideration of their grades without, however,
invoking the law in question. To avoid injustice to individual petitioners, the
court first reviewed the motions for reconsideration, irrespective of whether or
not they had invoked Republic Act No. 972.
Issue: Whether or Not RA No. 972 is constitutional and valid.
Held:
RA No. 972 has for its object, according to its author, to admit to the Bar, those
candidates who suffered from insufficiency of reading materials and
inadequate preparation.
In the judicial system from which ours has been evolved, the admission,
suspension, disbarment and reinstatement of attorneys at law in the practice
of the profession and their supervision have been indisputably a judicial
function and responsibility. We have said that in the judicial system from which
ours has been derived, the admission, suspension, disbarment or reinstatement
of attorneys at law in the practice of the profession is concededly judicial.
On this matter, there is certainly a clear distinction between the functions of
the judicial and legislative departments of the government.
It is obvious, therefore, that the ultimate power to grant license for the
practice of law belongs exclusively to this Court, and the law passed by
Congress on the matter is of permissive character, or as other authorities may
say, merely to fix the minimum conditions for the license.
Republic Act Number 972 is held to be unconstitutional.
EN BANC
[G.R. No. 129742. September 16, 1998]
In all administrative diciplinary cases, orders, directives or decisions of the Office of the
Ombudsman may be appealed to the Supreme Court by filing a
petition for certiorari within ten (10) days from receipt of the written notice of the order,
directive or decision or denial of the motion for reconsideration in accordance with Rule
45 of the Rules of Court. (Emphasis supplied)
However, she points out that under Section 7, Rule III of Administrative Order No.
07 (Rules of Procedure of the office of the Ombudsman), [2] when a respondent is
absolved of the charges in an administrative proceedingdecision of the ombudsman is
final and unappealable. She accordingly submits that the office of the ombudsman has no
authority under the law to restrict, in the manner provided in its aforesaid Rules, the right
of appeal allowed by Republic Act No. 6770, nor to limit the power of review of this
Court. Because of the aforecited provision in those Rules of Procedure, she claims that
she found it "necessary to take an alternative recourse under Rule 65 of the Rules of
Court, because of the doubt it creates on the availability of appeals under Rule 45 of the
Rules of Court.
The said complaint sought the dismissal of private respondent for violation of
Section 19, Republic Act No. 6770 (Ombudsman Act of 1989) and Section 36 of
Presidential Decree No. 807 (Civil Service Decree), with an ancillary prayer for his
preventive suspension. For purposes of this case, the charges referred to may be
Respondents filed their respective comments and rejoined that the Office of the
Ombudsman is empowered by the Constitution and the law to promulgate its own rules of
procedure. Section 13(8), Article XI of the 1987 Constitution provides, among others,
that the Office of the Ombudsman can "(p)romulgate its rules of procedure and exercise
such other powers or perform such functions or duties as may be provided by law."
Republic Act No. 6770 duly implements the Constitutional mandate with these
relevant provisions:
Sec. 14. Restrictions. - x x x No court shall hear any appeal or application for remedy
against the decision or findings of the Ombudsman except the Supreme Court on pure
question on law.
xxx
Sec. 18. Rules of Procedure. - (1) The Office of the Ombudsman shall promulgate its own
rules of procedure for the effective exercise or performance of its powers, functions, and
duties.
xxx
Sec. 23. Formal Investigation. - (1) Administrative investigations by the Office of the
Ombudsman shall be in accordance with its rules of procedure and consistent with the
due process. x x x
xxx
Sec. 27. Effectivity and Finality of Decisions. - All provisionary orders at the Office of
the Ombudsman are immediately effective and executory.
A motion for reconsideration of any order, directive or decision of the Office of the
Ombudsman must be filed within five (5) days after receipt of written notice shall be
entertained only on any of the following grounds:
xxx
Findings of fact by the Office of the Ombudsman when supported by
substantial evidence are conclusive. Any order, directive or decision imposing the penalty
of public censure or reprimand, suspension of not more than one month salary shall be
final and unappealable.
In all administrative disciplinary cases, orders, directives or decisions of the Office of the
Ombudsman may be appealed to the Supreme Court by filing a petition
for certiorari within ten (10) days from receipt of the written notice of the order, directive
or decision or denial of the motion for reconsideration in accordance with Rule 45 of the
Rules of Court.
The above rules may be amended or modified by the Office of the Ombudsman as the
interest of justice may require.
Respondents consequently contend that, on the foregoing constitutional and
statutory authority, petitioner cannot assail the validity of the rules of procedure
formulated by the Office of the Ombudsman governing the conduct of proceeding before
it, including those with respect to the availabity or non-avalability of appeal in
administrative cases. Such as Section 7, Rule III of Administrative Order No.07.
Respondents also question the propriety of petitioner's proposition that, although
she definitely prefaced her petition by categorizing the same as "an appeal
by certiorari under Rule 45 of the Rules of Court," she makes the aforequoted ambivalent
statement which in effect asks that, should the remedy under Rule 45 be unavailable, her
petition be treated in the alternative as an original action for certiorari under Rule
65. The parties thereafter engage in a discussion of the differences between a petition for
review on certiorari under Rule 45 and a special civil action of certiorari under Rule 65.
Ultimately, they also attempt to review and rationalize the decision of this Court
applying Section 27 of Republic Act No. 6770 vis--vis Section 7, Rule III of
Administrative Order No. 07. As correctly pointed out by public respondents, Ocampo IV
vs. Ombudsman, et al.[3] and Young vs. Office of the Ombudsman, et al. [4] were original
actions for certiorari under Rule 65. Yabut vs. Office of the Ombudsman, et al. [5] was
commenced by a petition for review on certiorari under Rule 45. Then came Cruz, Jr. vs.
People, et al.,[6] Olivas vs. Office of the Ombudsman, et al., [7] Olivarez vs.
Sandiganbayan, et al.,[8] and Jao, et al. vs. Vasquez, [9] which were for certiorari,
prohibition and/or mandamus under Rule 65. Alba vs. Nitorreda, et al. [10] was initiated by
a pleading unlikely denominated as an "Appeal/Petition for Certiorari and/or
Prohibition," with a prayer for ancillary remedies, and ultimately followed by
Constantino vs. Hon. Ombudsman Aniano Desierto, et al. [11] which was a special civil
action for certiorari.
Considering, however the view that this Court now takes of the case at bar and the
issues therein which will shortly be explained, it refrains from preemptively resolving the
controverted points raised by the parties on the nature and propriety of application of the
writ of certiorari when used as a mode of appeal or as the basis of a special original
action, and whether or not they may be resorted to concurrently or alternatively, obvious
though the answers thereto appear to be. Besides, some seemingly obiter statements in
Yabuts and Alba could bear reexamination and clarification. Hence, we will merely
observe and lay down the rule at this juncture that Section 27 of Republic Act No. 6770 is
involved only whenever an appeal by certiorari under Rule 45 is taken from a decision in
an administrative diciplinary action. It cannot be taken into account where an original
action for certiorari under Rule 65 is resorted to as a remedy for judicial review, such
as from an incident in a criminal action.
III
Since the constitution is intended fort the observance of the judiciary and other
departments of the government and the judges are sworn to support its provisions, the
courts are not at liberty to overlook or disregard its commands or countenance evasions
thereof. When it is clear that a statute trangresses the authority vested in a legislative
body, it is the duty of the courts to declare that the constitution, and not the statute,
governs in a case before them for judgement.[12]
Thus, while courts will not ordinarily pass upon constitutional questions which are
not raised in the pleadings, [13] the rule has been recognized to admit of certain
exceptions. It does not preclude a court from inquiring into its own jurisdiction or compel
it to enter a judgement that it lacks jurisdiction to enter. If a statute on which a court's
jurisdiction in a proceeding depends is unconstitutional, the court has no jurisdiction in
the proceeding, and since it may determine whether or not it has jurisdiction, it
necessarily follows that it may inquire into the constitutionality of the statute. [14]
After respondents' separate comments had been filed, the Court was intrigued by
the fact, which does appear to have been seriously considered before, that the
administrative liability of a public official could fall under the jurisdiction of both the
Civil Service Commission and the Office of the Ombudsman. Thus, the offenses imputed
to herein private respondent were based on both Section 19 of Republic Act. No. 6770
and Section 36 of Presidential Decree No. 807. Yet, pursuant to the amendment of section
9, Batas Pambansa Blg. 129 by Republic Act No. 7902, all adjudications by Civil Service
Commission in administrative disciplinary cases were made appealable to the Court of
Appeals effective March 18, 1995, while those of the Office of the Ombudsman are
appealable to this Court.
Constitutional question, not raised in the regular and orderly procedure in the trial
are ordinarily rejected unless the jurisdiction of the court below or that of the
appellate court is involved in which case it may be raised at any time or on the court's
own motion.[15] The Court ex mero motu may take cognizance of lack of jurisdiction at
any point in the case where the fact is developed. [16] The court has a clearly recognized
right to determine its own jurisdiction in any proceeding.[17]
It could thus be possible that in the same administrative case involving two
respondents, the proceedings against one could eventually have been elevated to the
Court of Appeals, while the other may have found its way to the Ombudsman from which
it is sought to be brought to this Court. Yet systematic and efficient case management
would dictate the consolidation of those cases in the Court of Appeals, both for
expediency and to avoid possible conflicting decisions.
The Court observes that the present petition, from the very allegations thereof, is
"an appeal by certiorari under Rule 45 of the Rules of Court from the 'Joint Order (Re:
Motion for Reconsideration)' issued in OMB-Adm. Case No. 0-95-0411, entitled 'Teresita
G. Fabian vs. Engr. Nestor V. Agustin, Asst. Regional Director, Region IV-A, EDSA,
Quezon City,' which absolved the latter from the administrative charges for grave
misconduct, among other."
Then there is the consideration that Section 30, Article VI of the 1987 Constitution
provides that "(n)o law shall be passed increasing the appellate indiction of the Supreme
Court as provided in this Constitution without its advice and consent," and that Republic
Act No. 6770, with its challenged Section 27, took effect on November 17, 1989,
obviously in spite of that constitutional grounds must be raised by a party to the case,
neither of whom did so in this case, but that is not an inflexible rule, as we shall explain.
It is further averred therein that the present appeal to this Court is allowed under Section
27 of the Ombudsman Act of 1987 (R.A. No. 6770) and, pursuant thereto, the Office of
the Ombudsman issued its Rules of Procedure, Section 7 whereof is assailed by petitioner
in this proceeding. It will be recalled that R.A. No. 6770 was enacted on November 17,
1989, with Section 27 thereof pertinently providing that all administrative diciplinary
cases, orders, directives or decisions of the Office of the Ombudsman may be appealed to
this Court in accordance with Rule 45 of the Rules of Court.
The foregoing authorities notwithstanding, the Court believed that the parties
hereto should be further heard on this constitutional question. Correspondingly, the
following resolution was issued on May 14, 1998, the material parts stating as follows:
The Court notes, however, that neither the petition nor the two comments thereon took
into account or discussed the validity of the aforestated Section 27 of R.A. No. 8770 in
light of the provisions of Section 30, Article VI of the 1987 Constitution that "(n)o law
shall be passed increasing the appellate jurisdiction of the Supreme Court as provided in
this Constitution without its advise and consent."
The Court also invites the attention of the parties to its relevant ruling in First Lepanto
Ceramics, Inc. vs. The Court of Appeals , et al. (G.R. No. 110571, October 7, 1994, 237
SCRA 519) and the provisions of its former Circular No. 1-95,as now substantially
reproduced in Rule 43 of the 1997 revision of the Rules of Civil Procedure.
In view of the fact that the appellate jurisdiction of the Court is invoked and involved and
in this case, and the foregoing legal consideration appear to impugn the
constitutionality and validity of the grant of said appellate jurisdiction to it, the Court
deems it necessary that the parties be heard thereon and the issue be first resolved before
conducting further proceedings in this appellate review.
ACCORDINGLY, the Court Resolved to require the parties to Submit their position and
arguments on the matter subject of this resolution by filing their corresponding pleadings
within ten (10) days from notice hereof.
IV
The records do not show that the Office of the Solicitor General has complied with
such requirement, hence the Court dispenses with any submission it should have
presented. On the other hand, petitioner espouses the theory that the provision in Section
27 of Republic Act No. 6770 which authorizes an appeal by certiorari to this Court of the
aforementioned adjudications of the Ombudsman is not violative of Section 30, Article
VI of the Constitution.She claims that what is proscribed is the passage of law
"increasing" the appellate jurisdiction of this Court "as provided in this Constitution," and
such appellate jurisdiction includes "all cases in which only an error or question of law is
involved." Since Section 5(2)(e), Article VIII of the Constitution authorizes this Court to
review, revise, reverse, modify, or affirm on appeal or certiorari the aforesaid final
judgement or orders "as the law or the Rules of Court may provide," said Section 27 does
not increase this Court may provide," said section 27 does not increase this Court's
appellate jurisdiction since, by providing that the mode of appeal shall be by petition
for certiorari under Rule 45, then what may be raised therein are only questions of law of
which this Court already has of which this Court already has jurisdiction.
We are not impressed by this discourse. It overlooks the fact that by jurisprudential
developments over the years, this Court has allowed appeals by certiorari under Rule
45 in a substantial number of cases and instances even if questions of fact are directly
involved and have to be resolved by the appellate court. [18] Also, the very provision cited
by petitioner specifies that the appellate jurisdiction of this Court contemplated therein is
to be exercised over "final judgements and orders of lower courts," that is, the courts
composing the integrated judicial system. It does not include the quasi-judicial bodies or
agencies, hence whenever the legislature intends that the decisions or resolutions of the
quasi-judicial agency shall be reviewable by the Supreme Court or the Court of Appeals,
a specific provision to that effect is included in the law creating that quasi-judicial agency
and, for that matter, any special statutory court. No such provision on appellate procedure
is required for the regular courts of the integrated judicial system because they are what
are referred to and already provided for in Section 5, Article VIII of the Constitution.
Apropos to the foregoing, and as correctly observed by private respondent, the
revised Rules of Civil Procedure[19] preclude appeals from quasi-judicial agencies to the
Supreme Court via a petition for review on certiorari under Rule 45. In the 1997 Rules of
Civil Procedure, Section 1 Rule 45, on "Appeal by Certiorari to the Supreme Court,"
explicitly states:
SECTION 1 . Filing of petition with Supreme Court. - A person desiring to appeal
by certiorari from a judgement or final order or Resolution of the Court of Appeals, the
Sandiganbayan, the Regional Trial Court or other court whenever authorized by law,
may file with the Supreme Court a verified petition for review on certiorari. The petition
shall raise only question of law which must be distinctly set forth. (Italics ours).
This differs from the former Rule 45 of the 1964 Rules of Court which made
mention only of the Court of Appeals, and had to be adopted in statutes creating and
providing for appeals from certain administrative or quasi-judicial agencies, whenever
the purpose was to restrict the scope of the appeal to questions of law. That intended
limitation on appellate review, as we have just discussed, was not fully subserved by
recourse to the former Rule 45 but, then, at that time there was no uniform rule on
appeals from quasi-judicial agencies.
Under the present Rule 45, appeals may be brought through a petition for review on
certiorari but only from judgments and final orders of the courts enumerated in Section 1
thereof. Appeals from judgments and final orders of quasi-judicial agencies [20] are now
required to be brought to the Court of Appeals on a verified petition for review, under the
requirements and conditions in Rule 43 which was precisely formulated and adopted to
provide for a uniform rule of appellate procedure for quasi-judicial agencies . [21]
private respondent but regret that we must reject the same. That private respondent could
be absolved of the charge because the decision exonerating him is final and unappealable
assumes that Section 7, Rule III of Administrative Order No. 07 is valid, but that is
precisely one of the issues here.The prevailing rule that the Court should not interfere
with the discretion of the Ombudsman in prosecuting or dismissing a complaint is not
applicable in this administrative case, as earlier explained. That two decisions rendered
by this Court supposedly imply the validity of the aforementioned Section 7 of Rule III is
precisely under review here because of some statements therein somewhat at odds with
settled rules and the decisions of this Court on the same issues, hence to invoke the same
would be to beg the question.
V
Taking all the foregoing circumstances in their true legal roles and effects,
therefore, Section 27 of Republic Act No. 6770 cannot validly authorize an appeal to this
Court from decisions of the Office of the Ombudsman in administrative disciplinary
cases. It consequently violates the proscription in Section 30, Article VI of the
Constitution against a law which increases the Appellate jurisdiction of this Court. No
countervailing argument has been cogently presented to justify such disregard of the
constitutional prohibition which, as correctly explained in First Leparto Ceramics, Inc.
vs. The Court of Appeals, el al. [23] was intended to give this Court a measure of control
over cases placed under its appellate Jurisdiction. Otherwise, the indiscriminate
enactment of legislation enlarging its appellate jurisdiction would unnecessarily burden
the Court [24]
We perforce have to likewise reject the supposed inconsistency of the ruling in First
Lepanto Ceramics and some statements in Yabut and Alba, not only because of the
difference in the factual settings, but also because those isolated cryptic statements in
Yabut and Alba should best be clarified in the adjudication on the merits of this case. By
way of anticipation, that will have to be undertaken by the proper court of competent
jurisdiction.
Furthermore in addition to our preceding discussion on whether Section 27 of
Republic Act No. 6770 expanded the jurisdiction of this Court without its advice and
consent, private respondent's position paper correctly yields the legislative background of
Republic Act No. 6770. On September 26, 1989, the Conference Committee Report on
S.B. No. 453 and H.B. No. 13646, setting forth the new version of what would later be
Republic Act No. 6770, was approved on second reading by the House of
Representatives.[25] The Senate was informed of the approval of the final version of the
Act on October 2, 1989 [26] and the same was thereafter enacted into law by President
Aquino on November 17, 1989.
Submitted with said position paper is an excerpt showing that the Senate, in the
deliberations on the procedure for appeal from the Office of the Ombudsman to this
Court, was aware of the provisions of Section 30, Article III of the Constitution. It also
reveals that Senator Edgardo Angara, as a co-author and the principal sponsor of S.B. No.
543 admitted that the said provision will expand this Court's jurisdiction, and that the
Committee on Justice and Human Rights had not consulted this Court on the matter, thus:
It will be noted that no definitive line can be drawn between those rules or statutes
which are procedural, hence within the scope of this Court's rule-making power, and
those which are substantive. In fact, a particular rule may be procedural in one context
and substantive in another.[29] It is admitted that what is procedural and what is
substantive is frequently a question of great difficulty. [30] It is not, however, an
insurmountable problem if a rational and pragmatic approach is taken within the context
of our own procedural and jurisdictional system.
In determining whether a rule prescribed by the Supreme Court, for the practice and
procedure of the lower courts, abridges, enlarges, or modifies any substantive right, the
test is whether the rule really regulates procedure, that is, the judicial process for
enforcing rights and duties recognized by substantive law and for justly administering
remedy and redress for a disregard or infraction of them. [31] If the rule takes away a vested
right, it is not procedural.If the rule creates a right such as the right to appeal, it may be
classified as a substantive matter; but if it operates as a means o implementing an existing
right then the rule deals merely with procedure. [32]
In the situation under consideration, a transfer by the Supreme Court, in the
exercise of its rule-making power, of pending cases involving a review of decisions of the
Office of the Ombudsman in administrative disciplinary actions to the Court of Appeals
which shall now be vested with exclusive appellate jurisdiction thereover, relates to
procedure only.[33] This is so because it is not the right to appeal of an aggrieved party
which is affected by the law.That right has been preserved. Only the procedure by which
the appeal is to be made or decided has been changed. The rationale for this is that
litigant has a vested right in a particular remedy, which may be changed by substitution
without impairing vested rights, hence he can have none in rules of procedure which
relate to the remedy.[34]
Furthermore, it cannot be said that transfer of appellate jurisdiction to the Court of
Appeals in this case is an act of creating a new right of appeal because such power of the
Supreme Court to transfer appeals to subordinate appellate courts is purely a procedural
and not a substantive power. Neither can we consider such transfer as impairing a vested
right because the parties have still a remedy and still a competent tribunal to administer
that remedy.[35]
Thus, it has been generally held that rules or statutes involving a transfer of cases
from one court to another, are procedural and remedial merely and that, as such, they are
applicable to actions pending at the time the statute went into effect [36] or, in the case at
bar, when its invalidity was declared. Accordingly, even from the standpoint of
jurisdiction ex hypothesi the validity of the transfer of appeals in said cases to the Court
of Appeals can be sustained.
the integration of the Philippine Bar as soon as possible through the adoption
and promulgation of an appropriate Court Rule."
The petition in Adm. Case No. 526 formally prays the Court to order the
integration of the Philippine Bar, after due hearing, giving recognition as far as
possible and practicable to existing provincial and other local Bar associations.
On August 16, 1962, arguments in favor of as well as in opposition to the petition
were orally expounded before the Court. Written oppositions were admitted, 3 and
all parties were thereafter granted leave to file written memoranda. 4
Since then, the Court has closely observed and followed significant
developments relative to the matter of the integration of the Bar in this
jurisdiction.
SO ORDERED.
Republic of the Philippines
SUPREME COURT
Manila
EN BANC
January 9, 1973
IN THE MATTER OF THE INTEGRATION OF THE BAR OF THE PHILIPPINES.
RESOLUTION
PER CURIAM:
On December 1, 1972, the Commission on Bar Integration 1 submitted its Report
dated November 30, 1972, with the "earnest recommendation" on the basis of
the said Report and the proceedings had in Administrative Case No. 526 2 of the
Court, and "consistently with the views and counsel received from its [the
Commission's] Board of Consultants, as well as the overwhelming nationwide
sentiment of the Philippine Bench and Bar" that "this Honorable Court ordain
In 1970, convinced from preliminary surveys that there had grown a strong
nationwide sentiment in favor of Bar integration, the Court created the
Commission on Bar Integration for the purpose of ascertaining the advisability of
unifying the Philippine Bar.
In September, 1971, Congress passed House Bill No. 3277 entitled "An Act
Providing for the Integration of the Philippine Bar, and Appropriating Funds
Therefor." The measure was signed by President Ferdinand E. Marcos on
September 17, 1971 and took effect on the same day as Rep. Act 6397. This law
provides as follows:
SECTION 1. Within two years from the approval of this Act, the
Supreme Court may adopt rules of court to effect the
integration of the Philippine Bar under such conditions as it
shall see fit in order to raise the standards of the legal
profession, improve the administration of justice, and enable
the Bar to discharge its public responsibility more effectively.
SEC. 2. The sum of five hundred thousand pesos is hereby
appropriated, out of any funds in the National Treasury not
otherwise appropriated, to carry out the purposes of this Act.
Thereafter, such sums as may be necessary for the same
purpose shall be included in the annual appropriations for the
Supreme Court.
SEC. 3. This Act shall take effect upon its approval.
(1) Does the Court have the power to integrate the Philippine
Bar?
(2) Foster and maintain on the part of its members high ideals
of integrity, learning, professional competence, public service
and conduct;
(12) Create law centers and establish law libraries for legal
research;
(14) Generate and maintain pervasive and meaningful countrywide involvement of the lawyer population in the solution of the
multifarious problems that afflict the nation.
Anent the first issue, the Court is of the view that it may integrate the Philippine
Bar in the exercise of its power, under Article VIII, Sec. 13 of the Constitution, "to
promulgate rules concerning pleading, practice, and procedure in all courts, and
the admission to the practice of law." Indeed, the power to integrate is an
inherent part of the Court's constitutional authority over the Bar. In providing that
"the Supreme Court may adopt rules of court to effect the integration of the
Philippine Bar," Republic Act 6397 neither confers a new power nor restricts the
Court's inherent power, but is a mere legislative declaration that the integration of
the Bar will promote public interest or, more specifically, will "raise the standards
of the legal profession, improve the administration of justice, and enable the Bar
to discharge its public responsibility more effectively."
Resolution of the second issue whether the unification of the Bar would be
constitutional hinges on the effects of Bar integration on the lawyer's
constitutional rights of freedom of association and freedom of speech, and on the
nature of the dues exacted from him.
The Court approvingly quotes the following pertinent discussion made by the
Commission on Bar Integration pages 44 to 49 of its Report:
Constitutionality of Bar Integration
Judicial Pronouncements.
In all cases where the validity of Bar integration measures has
been put in issue, the Courts have upheld their
constitutionality.
How do the Filipino lawyers themselves regard Bar integration? The official
statistics compiled by the Commission on Bar integration show that in
the national poll recently conducted by the Commission in the matter of the
integration of the Philippine Bar, of a total of 15,090 lawyers from all over the
archipelago who have turned in their individual responses, 14,555 (or 96.45 per
cent) voted in favor of Bar integration, while only 378 (or 2.51 per cent) voted
against it, and 157 (or 1.04 per cent) are non-commital. In addition, a total of
eighty (80) local Bar association and lawyers' groups all over the Philippines
have submitted resolutions and other expressions of unqualified endorsement
and/or support for Bar integration, while not a single local Bar association or
lawyers' group has expressed opposed position thereto. Finally, of the 13,802
individual lawyers who cast their plebiscite ballots on the proposed integration
Court Rule drafted by the Commission, 12,855 (or 93.14 per cent) voted in favor
thereof, 662 (or 4.80 per cent) vote against it, and 285 (or 2.06 per cent) are noncommittal. 5 All these clearly indicate an overwhelming nationwide demand for
Bar integration at this time.
The Court is fully convinced, after a thoroughgoing conscientious study of all the
arguments adduced in Adm. Case No. 526 and the authoritative materials and
the mass of factual data contained in the exhaustive Report of the Commission
on Bar Integration, that the integration of the Philippine Bar is "perfectly
constitutional and legally unobjectionable," within the context of contemporary
conditions in the Philippines, has become an imperative means to raise the
standards of the legal profession, improve the administration of justice, and
enable the Bar to discharge its public responsibility fully and effectively.
ACCORDINGLY, the Court, by virtue of the power vested in it by Section 13 of
Article VIII of the Constitution, hereby ordains the integration of the Bar of the
Philippines in accordance with the attached COURT RULE, effective on January
16, 1973.
Petitioners, Present:
QUISUMBING, J.,
Chairperson,
CARPIO,
- versus - CARPIO MORALES,
TINGA, and
VELASCO, JR., JJ.
IBP COMMISSION ON BAR
DISCIPLINE and ATTY. JAIME Promulgated:
N. SORIANO,
Respondents. September 5, 2006
x----------------------------------------------------------------------------x
DECISION
TINGA, J.:
This petition stemmed from a pending disbarment case before the Integrated
THIRD DIVISION
discovered that two parcels of land owned by the corporation were used to
obtain loans from Philippine Business Bank (PBB), with the real estate mortgage
annotated at the back of the titles covering the properties. Upon verification,
he learned that a certain John Dennis Chua, representing CST, mortgaged the
properties. Chua was purportedly authorized by the Board of Directors of the
corporation as shown by the Corporate Secretarys Certificate dated 04 April
2001 signed by Atty. Jaime N. Soriano (respondent).
Atty. Taala had testified in Civil Case No. 02-299 that Felipe Chua personally
delivered to him CSTs titles to the mortgaged lots and that Felipe Chua assured
him that respondent is the Corporate Secretary of CST.[5] Thus, CSTs loan
application was recommended for favorable consideration.
petitioner
Tan
and
Felipe
Chua,
were
out
of
the
country. Furthermore, John Dennis Chua has never been connected in any
capacity with CST, petitioners aver.[2]
Petitioners also filed with the Regional Trial Court (RTC) of Makati a
civil case docketed as Civil Case No. 02-299 and captioned as one for
Declaration of Unenforceability of Promissory Notes and Mortgage, Nullity of
Secretarys Certificate, Injunction, Damages, etc. with Prayer for Issuance of
TRO/ Preliminary Injunction, against respondent, Atty. Stephen Z. Taala
and PBB, along with other persons.[3]
Makati. One such untruthful testimony is that of Atty. Taala to the effect that
complaint since the said statements may be refuted in the ensuing proceedings
Felipe Chua personally delivered the original titles of the Muntinlupa properties
in the case.[8]
to
PBB
in
compliance
with
the
loan
to
petitioners, Atty. Taalas twin claims that he met with Felipe Chua on 05 April
Assailing
the
denial
of
the
motion
for
the
admission
of
the
2001 and that Felipe Chua submitted the Secretarys Certificate on the same
date are untruthful since Felipe was out of the country on the said
date. Likewise, Felipe Chua could not have attended the meeting with
respondent in January 2001 because he was also abroad at that time.[13]
and Atty. Taala through false testimonies intend to bind CST to the spurious
loans and real estate mortgage to its damage and prejudice. [9] They claim that
amounting to P91.1 Million Pesos covered by the real estate mortgage on CSTs
real estate properties were funneled to the Mabuhay Sugar Central, Inc., a
along with Atty. Taala for their conspiratorial illegal acts involving the same
Petitioners thus pray of this Court to set aside the Commissions order
answerable only for the less serious charges subject of the original complaint
breached the rule that proceedings against attorneys should be kept private
and confidential, when the latter disclosed in Civil Case No. 02-299 the
testimonies and affidavits from the records of the civil case with the RTC of
contents of his Verified Answer filed before the Commission, quoting almost
verbatim said contents. This had the effect of announcing to the whole world
the pending disbarment case, respondent stresses, and is meant to harass and
public documents, docketed as Criminal Case No. 04-3776 of the RTC of Makati
vex him, as well as to damage his reputation even before a final verdict is
The Court notes that petitioners are seeking similar, if not identical,
reliefs from the regular courts and the Commission. Thus, in addition to the
prayer to disbar respondent and Atty. Taala, petitioners implore the
Commission to make a finding that respondent lawyers be found liable for using
untruthful statements under oath, conspiracy to commit estafa, employing
deceit and other manipulative acts as well as fraud, and falsification of public
The crux of the petition is whether the Commission committed grave abuse of
documents charges which are included in his allegations in the civil and
criminal cases.
Petitioners have filed Civil Case No. 02-299, seeking the declaration of
unenforceability of promissory notes and mortgage, nullity of secretarys
certificate, injunction, damages, and the issuance of a temporary restraining
order or preliminary injunction. In the said case, petitioners allege that the
loans contracted by CST from PBB were not sanctioned nor ratified by the CST
Board of Directors and/ or stockholders, but were only facilitated by
respondent and Atty. Taala, as well as by other persons through the use of the
spurious Secretarys Certificate. Likewise pending is another case against
respondent and John Dennis Chua, et al. for estafa through falsification of
information, which is a violation of Section 18, [20] Rule 139-B of the Rules of
untruthful
the
Court. He alleges that petitioners even made the basis of his amended
and
perjurious
statements
in
his
Verified Answer
in
A review of the records disclose that petitioners lifted and cited most
of the amendatory averments in respondents Verified Answer in the
administrative case as the core of their Amended Complaint in the civil case. In
fact, petitioners even identified the Verified Answer and the disbarment
proceedings itself as the sources of the averments in the Amended Complaint
before the trial court, thus:
pending adjudication before the regular courts. Prudence dictates that the
action of the Commission related to the proposed amended/supplemental
complaint in the administrative case be sustained in order to avoid
47.
48.
The call for judiciousness stems from the need to ensure the smooth
and orderly disposition of the related cases pending before the courts and the
Commission and avert conflict in the rulings in the bar discipline case and in
the judicial cases. Preemption of the regular courts by an administrative case is
a worrisome spectacle.
Now we turn to a significant sidelight.
Disciplinary proceedings against a lawyer are private and confidential until its
final determination.[22] The confidential nature of the proceedings has a threefold purpose, to wit: (i) to enable the court and the investigator to make the
investigation free from any extraneous influence or interference; (ii) to protect
the personal and professional reputation of attorneys from baseless charges of
disgruntled, vindictive and irresponsible persons or clients by prohibiting the
publication of such charges pending their resolution; and (iii) to deter the press
EN BANC
G.R. No. 202242
RESOLUTION
MENDOZA, J.:
Petitioners had in effect announced to the world the pending disbarment case
against respondent. Not only did they disclose the ongoing proceedings, they
also divulged most, if not all of the contents of respondents Verified
This resolves the Motion for Reconsideration1 filed by the Office of the Solicitor
General (OSG) on behalf of the respondents, Senator Francis Joseph G.
Escudero and Congressman Niel C. Tupas, Jr. (respondents), duly opposed2 by
the petitioner, former Solicitor General Francisco I. Chavez (petitioner).
Prompted by the clamor to rid the process of appointments to the Judiciary of the
evils of political pressure and partisan activities,15 the members of the
Constitutional Commission saw it wise to create a separate, competent and
independent body to recommend nominees to the President.
Thus, it conceived of a body, representative of all the stakeholders in the judicial
appointment process, and called it the Judicial and Bar Council (JBC). The
Framers carefully worded Section 8, Article VIII of the 1987 Constitution in this
wise:
Section 8. (1) A Judicial and Bar Council is hereby created under the supervision
of the Supreme Court composed of the Chief Justice as ex officio Chairman, the
Secretary of Justice, and a representative of the Congress as ex officio
Members, a representative of the Integrated Bar, a professor of law, a retired
Member of the Supreme Court, and a representative of the private sector.
From the moment of the creation of the JBC, Congress designated one (1)
representative to sit in the JBC to act as one of the ex-officio
members.16 Pursuant to the constitutional provision that Congress is entitled to
one (1) representative, each House sent a representative to the JBC, not
together, but alternately or by rotation.
In 1994, the seven-member composition of the JBC was substantially
altered.1wphi1 An eighth member was added to the JBC as the two (2)
representatives from Congress began sitting simultaneously in the JBC, with
each having one-half (1/2) of a vote.17
In 2001, the JBC En Banc decided to allow the representatives from the Senate
and the House of Representatives one full vote each.18 It has been the situation
since then.
Grounds relied upon by Respondents
Through the subject motion, respondents pray that the Court reconsider its
decision and dismiss the petition on the following grounds: 1] that allowing only
one representative from Congress in the JBC would lead to absurdity considering
its bicameral nature; 2] that the failure of the Framers to make the proper
adjustment when there was a shift from unilateralism to bicameralism was a plain
oversight; 3] that two representatives from Congress would not subvert the
intention of the Framers to insulate the JBC from political partisanship; and 4]
As can be gleaned from the above constitutional provision, the JBC is composed
of seven (7) representatives coming from different sectors. From the enumeration
it is patent that each category of members pertained to a single individual only.
Thus, while we do not lose sight of the bicameral nature of our legislative
department, it is beyond dispute that Art. VIII, Section 8 (1) of the 1987
Constitution is explicit and specific that "Congress" shall have only "xxx a
representative." Thus, two (2) representatives from Congress would increase the
number of JBC members to eight (8), a number beyond what the Constitution
has contemplated. (Emphases and underscoring supplied)
In this regard, the scholarly dissection on the matter by retired Justice Consuelo
Ynares-Santiago, a former JBC consultant, is worth reiterating.31 Thus:
A perusal of the records of the Constitutional Commission reveals that the
composition of the JBC reflects the Commissions desire "to have in the Council
a representation for the major elements of the community." xxx The ex-officio
members of the Council consist of representatives from the three main branches
of government while the regular members are composed of various stakeholders
in the judiciary. The unmistakeable tenor of Article VIII, Section 8(1) was to treat
each ex-officio member as representing one co-equal branch of government. xxx
Thus, the JBC was designed to have seven voting members with the three exofficio members having equal say in the choice of judicial nominees.
xxx
No parallelism can be drawn between the representative of Congress in the JBC
and the exercise by Congress of its legislative powers under Article VI and
constituent powers under Article XVII of the Constitution. Congress, in relation to
the executive and judicial branches of government, is constitutionally treated as
another co-equal branch in the matter of its representative in the JBC. On the
other hand, the exercise of legislative and constituent powers requires the
Senate and the House of Representatives to coordinate and act as distinct
bodies in furtherance of Congress role under our constitutional scheme. While
the latter justifies and, in fact, necessitates the separateness of the two Houses
of Congress as they relate inter se, no such dichotomy need be made when
Congress interacts with the other two co-equal branches of government.
It is more in keeping with the co-equal nature of the three governmental branches
to assign the same weight to considerations that any of its representatives may
have regarding aspiring nominees to the judiciary. The representatives of the
Senate and the House of Representatives act as such for one branch and should
not have any more quantitative influence as the other branches in the exercise of
prerogatives evenly bestowed upon the three. Sound reason and principle of
equality among the three branches support this conclusion. [Emphases and
underscoring supplied]
The argument that a senator cannot represent a member of the House of
Representatives in the JBC and vice-versa is, thus, misplaced. In the JBC, any
member of Congress, whether from the Senate or the House of Representatives,
is constitutionally empowered to represent the entire Congress. It may be a
constricted constitutional authority, but it is not an absurdity.
From this score stems the conclusion that the lone representative of Congress is
entitled to one full vote. This pronouncement effectively disallows the scheme of
splitting the said vote into half (1/2), between two representatives of Congress.
Not only can this unsanctioned practice cause disorder in the voting process, it is
clearly against the essence of what the Constitution authorized. After all, basic
and reasonable is the rule that what cannot be legally done directly cannot be
done indirectly. To permit or tolerate the splitting of one vote into two or more is
clearly a constitutional circumvention that cannot be countenanced by the Court.
Succinctly put, when the Constitution envisioned one member of Congress sitting
in the JBC, it is sensible to presume that this representation carries with him one
full vote.
It is also an error for respondents to argue that the President, in effect, has more
influence over the JBC simply because all of the regular members of the JBC are
his appointees. The principle of checks and balances is still safeguarded
because the appointment of all the regular members of the JBC is subject to a
stringent process of confirmation by the Commission on Appointments, which is
composed of members of Congress.
Considering that the Court is duty bound to protect the Constitution which was
ratified by the direct action of the Filipino people, it cannot correct what
respondents perceive as a mistake in its mandate. Neither can the Court, in the
exercise of its power to interpret the spirit of the Constitution, read into the law
something that is contrary to its express provisions and justify the same as
correcting a perceived inadvertence. To do so would otherwise sanction the
Court action of making amendment to the Constitution through a judicial
pronouncement.
Respondents contention that the current irregular composition of the JBC should
be accepted, simply because it was only questioned for the first time through the
present action, deserves scant consideration. Well-settled is the rule that acts
In other words, the Court cannot supply the legislative omission. According to the
rule of casus omissus "a case omitted is to be held as intentionally
omitted."34 "The principle proceeds from a reasonable certainty that a particular
Stated differently, the Court has no power to add another member by judicial
construction.
The call for judicial activism fails to stir the sensibilities of the Court tasked to
guard the Constitution against usurpation. The Court remains steadfast in
confining its powers in the sphere granted by the Constitution itself. Judicial
activism should never be allowed to become judicial exuberance.38 In cases like
this, no amount of practical logic or convenience can convince the Court to
perform either an excision or an insertion that will change the manifest intent of
the Framers. To broaden the scope of congressional representation in the JBC is
tantamount to the inclusion of a subject matter which was not included in the
provision as enacted. True to its constitutional mandate, the Court cannot craft
and tailor constitutional provisions in order to accommodate all of situations no
matter how ideal or reasonable the proposed solution may sound. To the
exercise of this intrusion, the Court declines.
WHEREFORE, the Motion for Reconsideration filed by respondents is hereby
DENIED.
The suspension of the effects of the second paragraph of the dispositive portion
of the July 17, 2012 Decision of the Court, which reads, "This disposition is
immediately executory," is hereby LIFTED.
SO ORDERED.
RESOLUTION
MELENCIO-HERRERA, J.:
Petitioners, the duly appointed and qualified Judges presiding over Branches 52,
19 and 53, respectively, of the Regional Trial Court, National Capital Judicial
Region, all with stations in Manila, seek to prohibit and/or perpetually enjoin
respondents, the Commissioner of Internal Revenue and the Financial Officer of
the Supreme Court, from making any deduction of withholding taxes from their
salaries.
In a nutshell, they submit that "any tax withheld from their emoluments or
compensation as judicial officers constitutes a decrease or diminution of their
salaries, contrary to the provision of Section 10, Article VIII of the 1987
Constitution mandating that "(d)uring their continuance in office, their salary shall
not be decreased," even as it is anathema to the Ideal of an independent
judiciary envisioned in and by said Constitution."
It may be pointed out that, early on, the Court had dealt with the matter
administratively in response to representations that the Court direct its Finance
Officer to discontinue the withholding of taxes from salaries of members of the
Bench. Thus, on June 4, 1987, the Court en banc had reaffirmed the Chief
Justice's directive as follows:
RE: Question of exemption from income taxation. The Court
REAFFIRMED the Chief Justice's previous and standing directive to the
Fiscal Management and Budget Office of this Court to continue with the
deduction of the withholding taxes from the salaries of the Justices of
the Supreme Court as well as from the salaries of all other members of
the judiciary.
That should have resolved the question. However, with the filing of this petition,
the Court has deemed it best to settle the legal issue raised through this judicial
pronouncement. As will be shown hereinafter, the clear intent of the
Constitutional Commission was to delete the proposed express grant of
exemption from payment of income tax to members of the Judiciary, so as to
"give substance to equality among the three branches of Government" in the
words of Commissioner Rigos. In the course of the deliberations, it was further
expressly made clear, specially with regard to Commissioner Joaquin F. Bernas'
accepted amendment to the amendment of Commissioner Rigos, that the
salaries of members of the Judiciary would be subject to the general income tax
applied to all taxpayers.
This intent was somehow and inadvertently not clearly set forth in the final text of
the Constitution as approved and ratified in February, 1987 (infra, pp. 7-8).
Although the intent may have been obscured by the failure to include in the
General Provisions a proscription against exemption of any public officer or
employee, including constitutional officers, from payment of income tax, the
Court since then has authorized the continuation of the deduction of the
withholding tax from the salaries of the members of the Supreme Court, as well
as from the salaries of all other members of the Judiciary. The Court hereby
makes of record that it had then discarded the ruling in Perfecto vs. Meer and
Endencia vs. David, infra, that declared the salaries of members of the Judiciary
exempt from payment of the income tax and considered such payment as a
diminution of their salaries during their continuance in office. The Court hereby
reiterates that the salaries of Justices and Judges are properly subject to a
general income tax law applicable to all income earners and that the payment of
such income tax by Justices and Judges does not fall within the constitutional
protection against decrease of their salaries during their continuance in office.
A comparison of the Constitutional provisions involved is called for. The 1935
Constitution provided:
... (The members of the Supreme Court and all judges of inferior courts)
shall receive such compensation as may be fixed by law, which shall not
be diminished during their continuance in office ... 1 (Emphasis
supplied).
Under the 1973 Constitution, the same provision read:
The salary of the Chief Justice and of the Associate Justices of the
Supreme court, and of judges of inferior courts shall be fixed by law,
MS. AQUINO. Finally, on the matter of exemption from tax of the salary
of justices, does this not violate the principle of the uniformity of taxation
and the principle of equal protection of the law? After all, tax is levied
not on the salary but on the combined income, such that when the judge
receives a salary and it is comingled with the other income, we tax the
income, not the salary. Why do we have to give special privileges to the
salary of justices?
MR. CONCEPCION. It is the independence of the judiciary. We prohibit
the increase or decrease of their salary during their term. This is an
indirect way of decreasing their salary and affecting the independence
of the judges.
MS. AQUINO. I appreciate that to be in the nature of a clause to respect
tenure, but the special privilege on taxation might, in effect, be a
violation of the principle of uniformity in taxation and the equal
protection clause. 6
xxx
xxx
xxx
MR. OPLE. x x x
Of course, we share deeply the concern expressed by the sponsor,
Commissioner Roberto Concepcion, for whom we have the highest
respect, to surround the Supreme Court and the judicial system as a
whole with the whole armor of defense against the executive and
legislative invasion of their independence. But in so doing, some of the
citizens outside, especially the humble government employees, might
say that in trying to erect a bastion of justice, we might end up with the
fortress of privileges, an island of extra territoriality under the Republic
of the Philippines, because a good number of powers and rights
accorded to the Judiciary here may not be enjoyed in the remotest
degree by other employees of the government.
An example is the exception from income tax, which is a kind of
economic immunity, which is, of course, denied to the entire executive
department and the legislative. 7
And during the period of amendments on the draft Article, on July 14, 1986,
Commissioner Cirilo A. Rigos proposed that the term "diminished" be changed to
"decreased" and that the words "nor subjected to income tax" be deleted so as to
"give substance to equality among the three branches in the government.
Commissioner Florenz D. Regalado, on behalf of the Committee on the Judiciary,
defended the original draft and referred to the ruling of this Court in Perfecto vs.
Meer 8 that "the independence of the judges is of far greater importance than any
revenue that could come from taxing their salaries." Commissioner Rigos then
moved that the matter be put to a vote. Commissioner Joaquin G. Bernas stood
up "in support of an amendment to the amendment with the request for a
modification of the amendment," as follows:
FR. BERNAS. Yes. I am going to propose an amendment to the
amendment saying that it is not enough to drop the phrase "shall not be
subjected to income tax," because if that is all that the Gentleman will
do, then he will just fall back on the decision in Perfecto vs. Meer and
in Dencia vs. David [should be Endencia and Jugo vs. David, etc., 93
Phil. 696[ which excludes them from income tax, but rather I would
propose that the statement will read: "During their continuance in office,
their salary shall not be diminished BUT MAY BE SUBJECT TO
GENERAL INCOME TAX."IN support of this position, I would say that
the argument seems to be that the justice and judges should not be
subjected to income tax because they already gave up the income from
their practice. That is true also of Cabinet members and all other
employees. And I know right now, for instance, there are many people
who have accepted employment in the government involving a
reduction of income and yet are still subject to income tax. So, they are
not the only citizens whose income is reduced by accepting service in
government.
Commissioner Rigos accepted the proposed amendment to the amendment.
Commissioner Rustico F. de los Reyes, Jr. then moved for a suspension of the
session. Upon resumption, Commissioner Bernas announced:
During the suspension, we came to an understanding with the original
proponent, Commissioner Rigos, that his amendment on page 6,. line 4
would read: "During their continuance in office, their salary shall not be
DECREASED."But this is on the understanding that there will be a
provision in the Constitution similar to Section 6 of Article XV, the
General Provisions of the 1973 Constitution, which says:
Besides, construing Section 10, Articles VIII, of the 1987 Constitution, which, for
clarity, is again reproduced hereunder:
The salary of the Chief Justice and of the Associate Justices of the
Supreme Court, and of judges of lower courts shall be fixed by law.
During their continuance in office, their salary shall not be decreased.
(Emphasis supplied).
it is plain that the Constitution authorizes Congress to pass a law fixing another
rate of compensation of Justices and Judges but such rate must be higher than
that which they are receiving at the time of enactment, or if lower, it would be
applicable only to those appointed after its approval. It would be a strained
construction to read into the provision an exemption from taxation in the light of
the discussion in the Constitutional Commission.
With the foregoing interpretation, and as stated heretofore, the ruling that "the
imposition of income tax upon the salary of judges is a dimunition thereof, and so
violates the Constitution" in Perfecto vs. Meer,13 as affirmed inEndencia vs.
David 14 must be declared discarded. The framers of the fundamental law, as
the alter ego of the people, have expressed in clear and unmistakable terms the
meaning and import of Section 10, Article VIII, of the 1987 Constitution that they
have adopted
Stated otherwise, we accord due respect to the intent of the people, through the
discussions and deliberations of their representatives, in the spirit that all citizens
should bear their aliquot part of the cost of maintaining the government and
should share the burden of general income taxation equitably.
WHEREFORE, the instant petition for Prohibition is hereby dismissed.
Republic of the Philippines
SUPREME COURT
Manila
EN BANC
G.R. No. 81006 May 12, 1989
CRUZ, J.:
An important constitutional question has been injected in this case which started
out as an ordinary complaint for a sum of money. The question squarely
presented to the Court is the validity of the memorandum decision authorized
under Section 40 of B.P. Blg. 129 in the light of Article VIII, Section 14 of the
Constitution.
On May 21, 1984, the petitioner leased his apartment in Makati to the private
respondent for a period of one year for the stipulated rental of P3,000.00 a
month. Pursuant to the lease contract, the private respondent deposited with the
petitioner the amount of P9,000.00 to answer for unpaid rentals or any damage
to the leased premises except when caused by reasonable wear and tear. On
May 31, 1985, the private respondent vacated the property. He thereafter
requested the refund of his deposit minus the sum of P1,000.00, representing the
rental for the additional ten days of his occupancy after the expiration of the
lease. The petitioner rejected this request. He said the lessee still owed him for
other charges, including the electricity and water bills and the sum of P2,500.00
for repainting of the leased premises to restore them to their original condition. 1
The private respondent sued in the Metropolitan Trial Court of Makati. After the
submission of position papers by the parties, a summary judgment was rendered
on October 11, 1985, sustaining the complainant and holding that the repainting
was not chargeable to him. The defendant was ordered to pay the plaintiff the
amount of P7,750.00, representing the balance of the deposit after deducting the
water and electricity charges. The plaintiff was also awarded the sum of
P1,250.00 as attorney's fees, plus the Costs. 2
This decision was appealed to the Regional Trial Court of Makati and was
affirmed by Judge Jose C. de la Rama on January 14, 1987. This was done in a
memorandum decision reading in full as follows:
MEMORANDUM DECISION
another, the decision, if well-presented and reasoned, may convince the losing
party of its merits and persuade it to accept the verdict in good grace instead of
prolonging the litigation with a useless appeal. A third reason is that decisions
with a full exposition of the facts and the law on which they are based, especially
those coming from the Supreme Court, will constitute a valuable body of case
law that can serve as useful references and even as precedents in the resolution
of future controversies. As the Court said in Rosales v. Court of First Instance. 5
Precedents are helpful in deciding cases when they are on all
fours or at least substantially Identical with previous
litigations. Argumentum a simili valet in lege. Earlier decisions
are guideposts that can lead us in the right direction as we
tread the highways and byways of the law in the search for
truth and justice. These pronouncements represent the wisdom
of the past. They are the voice of vanished judges talking to
the future. Except where there is a need to reverse them
because of an emergent viewpoint or an altered situation, they
urge us strongly that, indeed, the trodden path is best.
According to the petitioner, the memorandum decision rendered by the regional
trial court should be revoked for non-compliance with the above-quoted
constitutional mandate. He asks that the case be remanded to the regional trial
court for a full blown hearing on the merits, to be followed by a decision stating
therein clearly and distinctly the facts and the law on which it is based. For his
part, the private respondent demurs. He justifies the memorandum decision as
authorized by B.P. Blg. 129 and invokes the ruling of this Court in Romero v.
Court of Appeals, 6 Which sustained the said law.
Section 40 of B.P. Blg. 129 reads as follows:
Sec. 40. Form of decision in appealed cases. Every
decision or final resolution of a court in appealed cases shall
clearly and distinctly state the findings of fact and the
conclusions of law on which it is based which may be
contained in the decision or final resolution itself, or adopted by
reference from those set forth in the decision, order or
resolution appealed from.
The above section was applied in the Romero case, together with a similar rule
embodied in Section 18 of P.D. No. 946, providing that:
Court spends four days of the week for studying and deliberating on these cases
in its en banc and division sessions, one can appreciate the limited time allowed
its members for the actual writing of its decisions. (This particular decision, while
extended, happens fortunately to be less complicated than many of the other
cases submitted to it, which require more time to write, not to mention the
antecedent research that may have to be made.)
Viewed in the light of these practical considerations, the memorandum decision
can be welcomed indeed as an acceptable method of dealing expeditiously with
the case load of the courts of justice, But expediency alone, no matter how
compelling, cannot excuse non-compliance with the Constitution; or to put it more
familiarly, the end does not justify the means. It is plain that if Section 40 of B.P.
Blg. 129 is unconstitutional, it must be struck down.
In the case at bar, we find that a judgment was made by the metropolitan trial
court in compliance with the rule on summary procedure. The decision consisted
of three typewritten pages, single space, and stated clearly and distinctly the
facts and the law on which it was based. It was a concise and well-written
decision, and a correct one to boot, for which Judge Paciano B. Balita is to be
commended.
The problem, though, as the petitioner sees it, is that in affirming this judgment,
the regional trial court of Makati rendered a mere memorandum decision that
simply adopted by reference the findings of fact and law made by Judge Balita
and then concluded, without saying more, that "there was no cogent reason to
disturb the same." It is claimed that as Judge de la Rama did not make his own
statement of the facts and the law as required by the Constitution, his
memorandum decision was a total nullity. Worse, when the appeal was taken to
the respondent court, what it reviewed was not the memorandum decision of the
regional trial court but the decision rendered by the metropolitan trial court which,
legally speaking, was not before the appellate court.
It is not really correct to say that the Court of Appeals did not review the
memorandum decision of the regional trial court which was the subject of the
petition for review. A reading of its own decision will show that it dealt extensively
with the memorandum decision and discussed it at some length in the light of the
observations and reservations of this Court in the Romero case. Moreover,
in reviewing the decision of the metropolitan trial court, the Court of Appeals was
actually reviewing the decision of the regional trial court, which had incorporated
by reference the earlier decision rendered by Judge Balita.
It is expected that this requirement will allay the suspicion that no study was
made of the decision of the lower court and that its decision was merely affirmed
without a proper examination of the facts and the law on which it was based.
The proximity at least of the annexed statement should suggest that such an
examination has been undertaken. It is, of course, also understood that the
decision being adopted should, to begin with, comply with Article VIII, Section 14
as no amount of incorporation or adoption will rectify its violation.
The Court finds it necessary to emphasize that the memorandum decision should
be sparingly used lest it become an addictive excuse for judicial sloth. It is an
additional condition for its validity that this kind of decision may be resorted to
only in cases where the facts are in the main accepted by both parties or easily
determinable by the judge and there are no doctrinal complications involved that
will require an extended discussion of the laws involved. The memorandum
decision may be employed in simple litigations only, such as ordinary collection
cases, where the appeal is obviously groundless and deserves no more than the
time needed to dismiss it.
Despite the convenience afforded by the memorandum decision, it is still
desirable that the appellate judge exert some effort in restating in his own words
the findings of fact of the lower court and presenting his own interpretation of the
law instead of merely parroting the language of the court a quo as if he cannot do
any better. There must be less intellectual indolence and more pride of
authorship in the writing of a decision, especially if it comes from an appellate
court.
It ill becomes an appellate judge to write his rulings with a pair of scissors and a
pot of paste as if he were a mere researcher. He is an innovator, not an echo.
The case usually becomes progressively simpler as it passes through the various
levels of appeal and many issues become unimportant or moot and drop along
the way. The appellate judge should prune the cluttered record to make the
issues clearer. He cannot usually do this by simply mimicking the lower court. He
must use his own perceptiveness in unraveling the rollo and his own discernment
in discovering the law. No less importantly, he must use his own language in
laying down his judgment. And in doing so, he should also guard against torpidity
lest his pronouncements excite no more fascination than a technical tract on the
values of horse manure as a fertilizer. A little style will help liven the opinion
trapped in the tortuous lexicon of the law with all its whereases and wherefores. A
judicial decision does not have to be a bore.
The interpretation we make today will not apply retroactively to the memorandum
decision rendered by the regional trial court in the case at bar, or to the decision
of the respondent court such decision on the strength ofRomero v. Court of
Appeals. As earlier observed, there was substancial compliance with Section 40
because of the direct availability and actual review of the decision of Judge Balita
incorporated by reference in the memorandum decision of Judge de la Rama.
The memorandum decision as then understood under the Romero decision was
a valid act at the time it was rendered by Judge de la Rama and produced
binding legal effect. We also affirm the finding of the respondent court that the
summary judgment without a formal trial was in accord with the Rule on
Summary Procedure and that the award of attorney's fees is not improper.
Henceforth, all memorandum decisions shall comply with the requirements
herein set forth both as to the form prescribed and the occasions when they may
be rendered. Any deviation will summon the strict enforcement of Article VIII,
Section 14 of the Constitution and strike down the flawed judgment as a lawless
disobedience.
WHEREFORE, the petition is DENIED, with costs against the petitioner. This
decision is immediately executory. It is so ordered.
-The petitioner filed a Motion to dismiss before the trial court owing to the fact
that alleged that the questioned SJS Petition did not state a cause of action and
that there was no justiciable controversy.
-The trial courts junked the Velarde petitions under certain reasons:
1. It said that it had jurisdiction over the SJS petition, because in praying for a
determination as to whether the actions imputed to the respondents were
violative of Article II, Section 6 of the Fundamental Law, the petition has raised
only a question of law.
2. It then proceeded to a lengthy discussion of the issue raised in the Petition
the separation of church and state even tracing, to some extent, the historical
background of the principle. Through its discourse, the court quipped at some
point that the "endorsement of specific candidates in an election to any public
office is a clear violation of the separation clause."
-The trial courts essay did not contain a statement of facts and a dispositive
portion, however. Due to this aberration, Velarde and Soriano filed separate
Motions for Reconsideration before the trial court owing to these facts.
-The lower court denied these Motions. Hence, this petition for review.
On April 13, 2004, the Court en banc conducted an Oral Argument.14
-In his Petition, Brother Mike Velarde submits the following issues for this
Courts resolution:
1. Whether or not the Decision dated 12 June 2003 rendered by the court a
quo was proper and valid;
2. Whether or not there exists justiciable controversy in herein respondents
Petition for declaratory relief;
3. Whether or not herein respondent has legal interest in filing the Petition for
declaratory relief;
4. Whether or not the constitutional question sought to be resolved by herein
respondent is ripe for judicial determination;
5. Whether or not there is adequate remedy other than the declaratory relief;
and,
6. Whether or not the court a quo has jurisdiction over the Petition for
declaratory relief of herein respondent.
Issues:
In its oral argument, the Supreme Court condensed Velardes issues and
divided it into 2 groups:
A. Procedural Issues
1. Did the Petition for Declaratory Relief raise a justiciable controversy?
2. Did it state a cause of action?
3.Did respondent have any legal standing to file the Petition for Declaratory
Relief?
B. Substantive Issues
1. Did the RTC Decision conform to the form and substance required by the
Constitution, the law and the Rules of Court?
2.
May religious leaders like herein petitioner, Bro. Mike Velarde, be
prohibited from endorsing candidates for public office? Corollarily, may they be
banned from campaigning against said candidates? (Not answered in the
affirmative)
urge their so-called flock to vote for, a particular candidate. It is a timehonored rule that sheer speculation does not give rise to an actionable
right.
Decision:
Petition for Review GRANTED. The assailed June 12, 2003 Decision and July
29, 2003 Order of the Regional Trial Court of Manila DECLARED NULL AND
VOID and thus SET ASIDE. The SJS Petition for Declaratory Relief is
DISMISSED for failure to state a cause of action.
2.
NO. A cause of action is an act or an omission of one
party in violation of the legal right or rights of another, causing injury
to the latter. (Rebollido v. Court of Appeals, 170 SCRA 800)
Its essential elements are the following: (1) a right in favor of the
plaintiff; (2) an obligation on the part of the named defendant to
respect or not to violate such right; and (3) such defendants act or
omission that is violative of the right of the plaintiff or constituting a
breach of the obligation of the former to the latter.
Holding:
Procedural Issues:
1.
NO. A justiciable controversy to an existing case or
controversy that is appropriate or ripe for judicial
determination, not one that is conjectural or merely
anticipatory. A petition filed with the trial court should contain a
plain, concise and direct statement of the ultimate facts on
which the party pleading relies for his claim.
The SJS Petition fell short of the requirements to constitutue a
jusiciable controversy. Why?
a. It stated no ultimate facts. The petition simply theorized that the
people elected who were endorsed by these religious leaders might
become beholden to the latter.
b.
It did not sufficiently state a declaration of its rights and
duties, what specific legal right of the petitioner was violated by the
respondents therein, and what particular act or acts of the latter were
in breach of its rights, the law or the constitution,
c.
The petition did not pray for a stoppage of violated rights
(duh, wala ngang rights na sinabi eh). It merely sought an opinion of
the trial court. However, courts are proscribed from rendering an
advisory opinion. (tantamount to making laws, remember the
questionability of justice panganibans guidelines for article 36 of the
family code)
It must also be considered that even the religious leaders were
puzzled as to the breach of rights they were claimed to have
committed. As pointed out by Soriano, what exactly has he done that
merited the attention of SJS? Jaime Cardinal Sin adds that the election
season had not even started at the time SJS filed its Petition and that
he has not been actively involved in partisan politics. The Petition does
not even allege any indication or manifest intent on the part of any
of the respondents below to champion an electoral candidate, or to
The court held that the complaints failure to state a cause of action
became a ground for its outright dismissal. Why?
The Court found nothing in the SJS Petition to suggest that an explicit
allegation of fact that SJS had a legal right to protect. (trigger for
the cause of action)
In special civil actions for declaratory relief, the concept of cause of
action under ordinary civil actions does not strictly apply. The reason
for this exception is that an action for declaratory relief presupposes
that there has been no actual breach of the instruments involved or of
rights arising thereunder. Nevertheless, a breach or violation should
be impending, imminent or at least threatened.
The justices could only infer that the interest from its allegation was
its mention of its (SJS) thousands of members who are citizenstaxpayers-registered voters and who are keenly interested. Aside from
the fact that this general averment did not constitute a legal right or
interest, the courts inferred interest too vague and speculative in
character. Rules require that the interest must be material to
the issue and affected by the questioned act or instrument.
To bolster its point, the SJS cited the Corpus Juris Secundum and
submitted that the plaintiff in a declaratory judgment action does not
seek to enforce a claim against the defendant, but sought a judicial
declaration of the rights of the parties for the purpose of guiding their
future conduct, and the essential distinction between a declaratory
judgment action and the usual action is that no actual wrong
need have been committed or loss have occurred in order to
sustain the declaratory judgment action, although there must
Finally, the allegedly keen interest of its "thousands of members who are
citizens-taxpayers-registered voters" is too general and beyond the
contemplation of the standards set by our jurisprudence. Not only is the
presumed interest impersonal in character; it is likewise too vague, highly
speculative and uncertain to satisfy the requirement of standing.
In not a few cases, the Court has liberalized the locus
standi requirement when a petition raises an issue of
transcendental significance or importance to the people (IBP v
Zamora). The Court deemed the constitutional issue raised to be both
transcendental in importance and novel in nature. Nevertheless, the
barren allegations in the SJS Petition as well as the abbreviated
proceedings in the court would prevent the resolution of the
transcendental issue.
Substantive Issues
1.
NO. The Constitution commands that no decision shall
be rendered by any court without expressing therein clearly
and distinctly the facts and the law on which it is based. No
petition for review or motion for reconsideration of a decision
of the court shall be refused due course or denied without
stating the basis therefor.
Consistent with this are Section 1 of Rule 36 of the Rules on Civil
Procedure, Rule 120 of the Rules of Court on Criminal Procedure,
Administrative Circular No. 1. which states that :
A judgment or final order determining the merits of the case shall
be rendered. The decision shall be in writing, personally and
directly prepared by the judge, stating clearly and distinctly
the facts and law on which it is based, signed by the issuing
magistrate, and filed with the clerk of court.
The SC has reminded magistrates to heed the demand of Section `4,
Art VIII of the contsitution. This was evinced in Yao v. Court of
Appeals where Davide, CJ said that faithful adherence to the
requirements of Section 14, Article VIII of the Constitution is
indisputably a paramount component of due process and fair
play.
In People v. Bugarin, the court held that the requirement that the
decisions of courts must be in writing and that they must set forth
clearly and distinctly the facts and the law on which they are based is
The Court held that the statement is merely an answer to a hypothetical legal
question and just a part of the opinion of the trial court. It does not conclusively
declare the rights (or obligations) of the parties to the Petition. Neither does it
grant any -- much less, the proper -- relief under the circumstances, as required
of a dispositive portion.
The standard for a dispositive was set in Manalang v. Tuason de
Rickards where the resolution of the Court on a given issue as
embodied in the dispositive part of the decision or order is
the investitive or controlling factor that determines and settles
the rights of the parties and the questions presented therein,
notwithstanding the existence of statements or declaration in the body
of said order that may be confusing.
In Magdalena Estate, Inc. v. Caluag: The rule is settled that where
there is a conflict between the dispositive part and the opinion, the
former must prevail over the latter on the theory that the dispositive
portion is the final order while the opinion is merely a
statement ordering nothing.
The statement quoted by SJS does not conclusively declare the rights
(or obligations) of the parties to the Petition. Neither does it grant
proper relief under the circumstances, as required of a dispositive
portion.
Failure to comply with the constitutional injunction is a grave abuse
of discretion amounting to lack or excess of jurisdiction. Decisions or
orders issued in careless disregard of the constitutional mandate are a
patent nullity and must be struck down as void.
2.
It is not legally possible to take up, on the merits, the
paramount question involving a constitutional principle. It is a timehonored rule that the constitutionality of a statute or act will be passed
upon only if, and to the extent that, it is directly and necessarily
involved in a justiciable controversy and is essential to the protection
of the rights of the parties concerned. (So no answer)