1.

01

7/14

(accounts)

(affiliated company)

(announcement)

16.17

(Application Proof)

(approved share registrar)

12

(Articles)

(asset-backed securities)

(associate)

20.06(2)

(authorised representative)

5.24

(bank)

11

(bearer securities)

(Board)

(business day)

(CCASS)

(chief executive)

(China Accounting Standards for

Business Enterprises)

(China Auditing Standards)

(close associate)

(a)

(i)

12

(ii)

18
(a)(i)
family interests

(iii)

(iv)

[ 2010 6 3 ]

(v)

(a)(iii)

30%

30%

7/14

(b)

(i)

(ii)

(iii)

[ 2010 6 3 ]

(iv)

(Code of Conduct)

7/14

(b)(ii)

30%

30%

1.

25.04

2.

6A.31

16.13 16.15 29.22
10.12

(Code on Share Repurchases)

(Commission)

3
3

(company)

13

(Company Law)

1993 12 29
1994 7 1

(Compliance Adviser)

6A.01

(connected person)

20.06(7)

(controlling shareholder)

30%

25.10

(convertible debt securities)

(convertible equity securities)

(core connected person)

(a)

(b)

(corporate communication)

14

20.07(6)

(a)

(b)

7/14

7/14

(c)

(d)

(e)

(f)

(g)

(h)

(i)

(debt issuance programmes)

(debt securities)

(director)

(domestic shares)

(effective economic interest)

(Eligible Security)

(equity securities)

(Executive Director
Listing Division)

(Exchange)

(Exchange Participant)

(a)

(b)

15

16

(expert)

(family interests)

(close associate)(a)(ii)

(financial statements)

(financial year)

(foreign shares)

(formal notice)

16.0716.0829.1829.19
30.37

(gazetted newspapers)

71A

(GEM)

(GEM Listing Committee)

(Listing Division)

(GEM Listing Rules)

(GLR) (Rules)

(GEM website)

(group)

(H Share)

(HKEC)

(HKEx-EPS)

(HKSCC)

(holding company)

1.01

(Hong Kong)

7/14

(Hong Kong Financial

Reporting Standards)

(i)
(ii)(Hong Kong
Accounting Standards) (iii)

(Hong Kong issuer)

(Hong Kong register)

(IFA group)

(a)

(b)

(c)

(d)

(e)
(inside information)

(ii)

(d)

7/14

(i)

13.11(4)
23.05

(Inside Information Provisions)

XIVA

(International Financial
Reporting Standards)

(International Accounting Standards

Board)

(International Standards
on Auditing)

(issue)

(issuer)

17

18

(listed issuer)

(listing)

(listed)

(Listing Appeals Committee)

(listing document)

(scheme of arrangement)

(Main Board)

(Main Board Listing Rules)

(new applicant)

(notifiable transaction)

19.06

(overseas issuer)

(overseas listed foreign shares)

(Post Hearing Information Pack)

(PHIP)

(practising accountant)

(PRC)

10/13

(PRC issuer)

(PRC law)

(PRC Property)

(PRC stock exchange)

(Principal)

(professional accountant)

(promoter)

(prospectus)

2(1)

(public)

10.23

(in public hands)

(published on the GEM website)

(Regulations)

199484

(reporting accountant)

(Securities and Futures Ordinance)

(SFO)

571

(selectively marketed securities)

(selective marketing)

10/13

19


(significant shareholder)

5%

(SFC Sponsor Provisions)

(Sponsor)

(Sponsors Guidelines)

5%

5%

17

6A.02

(Statutory Rules)

(subsidiary)

(a)

1 10

23

(b)

(c)

10/13


(substantial shareholder)

10%

20.27

(summary financial report)

141CF(1)

(supervisor)

(Takeovers Code)

(tap issues)

(temporary documents of title)

(title certificate)

(a)
(b)
(c)

(trading halt)

7/14

1 11

1.02

1.03

(a document being certified)

(a translation being certified)

1.04

1.05

1.06

1.07

1.08

1 12

10/13

2.01

23
( )
24

2.02

2.03

2.04

2.05

2.06

1/13

(1)

(2)

(3)

(4)

(5)

21

(6)

2.07

2.08

24

2.09

2.06

2.10

2.11

2.12

2.20

1
2

22

7/99
7/08

3
2.13

(1)

11.15

18.08A

(2)

(3)

[ 2013 1 1 ]

(4)

(5)

[ 2008 7 1 ]

2.14

2.15

2.16

[ 2005 1 1 ]

1/13

23

2.17

2.18

9.11 17.11
31.05

2.19

24

6/10

2.20

13.08

2.21

(1)

1 11

(2)

(3)

2295-3599

2.22

2.21

7/99
7/08

25

2.23

2.21

2.23A

2.24

2.25

2.26

2.26

2.27

(1)

(2)

2.28

(1)

26

7/14

(2)

(a)

(b)

(3)

(4)

2.28(3)

2.29

7/14

27

3.01

3.02

3.03

3.04

3.05

7/08
7/99

31


3.06

3.05

3.07

[ 2007 1 1 ]

3.08

3.09

9.24(2)

3.10

32

3.11

(1)

(2)

(3)

(4)

(5)

(6)

(7)

7/99
7/08

3.11

(8)

(7)

(9)

(10)

(4)(5)(6)(8)(9)

3.10
(a)

(b)

(c)

(d)

(e)

(f)

(g)

(h)

(i)

10/13

3.10(5)

3.11

33

3.12

3.10 3.11

3.10(2)
(3)(5)(7)(8) (9)

3.13

3.12

3.14

3.15

3.16

3.17

3.18

28

(1)

34

7/99
7/08

3.19

(2)

19

(3)

[ 2006 5 ]

3.20

3.243.27
3.26

3.21

3.22

3.22

3.23

3.24

(1)

(2)

30

3.25

3.18

9/06
7/99

35

3.26

3.25

3.27

(1)

(2)

136

(3)

(4)

3.28

3.29

36

7/08
7/99


3.30

3.31

3.32

(i)

(ii)

3.33

3.34

3.35

3.34

7/99
5/06

37

3.36

3.37

(1)

(2)

[ 2007 1 1 ]

(3)

(4)

30

(5)

(6)

(7)

3.10(2)(3)(5)(7)(8) (9)

3.38

3.39

38

7/99
1/07

4.01

4.01A
(1)

(2) 12.22
12.2312.09(1)

4.05(1)
(3) 4.054.06 4.07

4.02

10/13

4.05(2)

41

4.03

4.04

(1)

4.03 A

(a)

(b)

4.08

(c)
(2)

4.05

4.11(5)

(a)

(b)

(3)

4.04(1)

(1)

(a)

(b)

4.05(1)
(2)

42

(a)

(b)

10/13


4.06

(1)

(2)

4.04

(3)

) )

4.07

4.07

(1)

10/13

(2)

[ 2007 1 1 ]

(3)

(a)

5.19
5.24

(b)

43

(4)

(5)

(6)

(a)

30

(b)

(a)

9.12
)

(b)

(a)

(b)

(c)

4.08

44

(1)

4.05(1)4.06 4.07
7

4.13(1)
7

(2)

4.13(2)5

10/13


4.09

4.10

4.11

(1)

(2)

(3)

(4)

(5)

10/13

(a)

(b)

45

(c)

(d)

(a)(b) (c)

(6)

[ 2008 7 1 ]

(7)

(a)

(b)

(8)

4.07(3)

(9)

(7)

4.12

46

(1)

10/13

(2)

(3)

(4)

(5)

4.13

(1)

14

(2)

4.14

4.08
60,000

4.15

10/13

47

5.01

(1)

(2)

(3)

(4)

(5)

(6)

(www.hkiod.com)

5.02

1/12

51

(1)

(2)

5.03

5.04

5.48 5.67

5.46 5.47

5.05

5.08
(1)

(2)

5.05A

2012 12 31
5.06

(1)

5.05(1)

5.05(2)

(2)

5.05A

5.05(1)
5.05A
5.05(2)

5.07

52

5.015.025.09

4/12

5.08

5.09

2004 3 31
(1)

2004 9 30

(2)

2004 9 30

(1)

1%

1%
5% 5%

5.09(1) 1%

(2)

5.09(1) 1

(3)

(a)
(b)

7/14

(4)

(5)

(6)

53

 5.09(6)

(7)

(8)

(a)

5.09(1) (8)

(b)

(c)

5.09

5.10

5.09

5.11

2004 3 31 2004 9 30

5.09

54

7/14

5.12

5.12A 2009 3 31 2009 1 1

A B ( ) ( (i) )

5.13

2005 1 1

5.14

1
(a)

(b)
(c)
2

5.15

(a)

(b)

(c)

5.15

(d)

15

10/13

(1)

2005 1 1 2012 1 1
5.15

(2)

20001120041231201311
5.15

(3)

19951119991231201511
5.15

55

(4)

19941231201711
5.15

5.16

[ 2009 1 1 ]

5.17

[ 2009 1 1 ]

5.18

[ 2009 1 1 ]

5.19

5.23

5.20

(1)

(2)

5.21

5.22

5.23

5.24

5.25

(1)

56

1/12

(2)

(3)

(4)

5.26

5.27

5.28

5.05(2)

1/12

57

5.29

5.29 5.33

5.08

2002 2

5.05(2)

5.30

2005 1 1

5.31

2005 1 1

5.32

2005 1 1

5.33

5.28
17.51(2)

5.34

5.35

5.36

5.34 5.35

58

4/12

5.37 2005 1 1
5.38 2005 1 1
5.39 2005 1 1
5.40 2005 1 1
5.41 2005 1 1
5.42 2005 1 1
5.43 2005 1 1
5.44 2005 1 1
5.45 2005 1 1

5.46

5.48 5.67

5.47

5.48

5.49

XIII XIV

4/12

59

5.50

5.51

5.52

(1)

5.52(4)

(2)

(3)

15A

(4)

5 10

5.52(1)

(a)

(b)

(c)

1/13

5.53

(d)

(e)

(f)

(g)

(h)

/
/ / /
/ /
/

5.54

5.61

5.55

5.56

(a)

1/13

(i)

60

(ii)

30

5 11

 5.67

5.61 5.62
(b)

5.56(a)

5.56

5.57

(bare trustee)

5.58

5.59

XV

5.60

5.61

(1)

(2)

(1)

5.54

5.62

5 12

5.61

7/14

5.63

5.64

5.65

352

5.66

5.67

5.61

5.68

1/13

(1)

(2)

(3)

5 13


[ 2007 11 ]

1/07

61

6A.01
(1)

6
6A.19 6A.20

(2)

(3)

7/14

(4)

6A.19

(5)

19.54

(6)

1.01

(7)

1.01
A
(a)

19.54

(b)

(8)

(9)

(a)

(b)

6A 1

(c)

(d)

(e)

(i)

(ii)

(d)

(10)

6A.02
6A.02A (1)

(2)

6A.02B (1)
(2)

6A.03
K

(1)

[ 2013 10 1 ]

(2)

[ 2013 10 1 ]

6A.04 [ 2013 10 1 ]

6A.05

6A.02

(1)

6A 2

7/14

(2)

(3)

(4)

(a)

(b)

(c)

(d)

(e)

(i)(ii)

(5)

(a)

(3)

(b)

(4)

(6)

(1) (5)

(7)

6A.05(4)

6A.05(4)

6A.06
6A.07
K
5A

(1)

7/14

5%

6A 3

(2)

(net equity) 15%

(3)

(3A)
(4)

15%

(5)

30%

(6)

(a)

(b)

10%
(a)

(b)

(7)

6A 4

(i)

(ii)

(iii)

(iv)

(i)

(ii)

(iii)

(iv)

500
(a)

(b)

7/14

(d)

(8)

(9)

(10)

7/14

(c)

(a)

(b)

(c)

(d)

(e)

1.

2.

(1)(3)(1)(3)

(a)

(b)

(c)

(d)

6A 5

3.

XV 323
2 4

4.

6A.08 [ 2013 10 1 ]
6A.09 K

6A.10
(1)

(2)

6A.07

(3)

6A.11

6A 6

(1)

(2)

6A.13 G

(3)

12.0712.0912.10 12.12 12.15

(4)

(5)

10/13

(6)

6A.03K

6A.12
6A.11(2)

6A.13
G
6A.14 [ 2013 10 1 ]
6A.15 [ 2013 10 1 ]
6A.16 [ 2013 10 1 ]

6A.17
(1)

6A.02A(2)

(2)

6A.02A(1)

6A.18

6A.19
18.03

10/13

6A 7

6A.20

6A.19

6A.21
6A.22

(1)

(2)

6A.22
(1)

(2)

6A.23

6A 8

(1)

(2)

(3)

(4)

17.11

10/13

6A.24
6A.23

(1)

(2)

(3)

6A.23(1)
6A.23(3)

(a)

(b)

(c)

(d)

(4)

6A.23

(5)

(6)

6A.25

10/13

6A 9


6A.26
30
6A.27

6A.28

1.

4.4

2.

6A.29

6A.27

6A.26 6A.27

6A.30

6A 10

10/13

6A.31
6A.19 6A.20

6A.36

6A.37

7/14

6A.37

1 6A.37

(a)

(b)

(c)

6A.37

6A 11

6A.32 6A.10(2)
6A.37

13.08

6A.37

6A.31

6A.33

6A.34
6A.19 6A.20

6A.36

(1)

(2)

6A.35

(3)

(4)

6A.35 6A.19 6A.20

6A.36
J
(1)

(2)

(a)

6A 12

7/14

(b)

(c)

(d)

6A.36
6A.34 6A.35
(1)

(2)

(3)

6A.35

6A.37 6A.19 6A.20

6A.36

6A.19 6A.20

6A.34
6A.35

6A.38 [ 2013 10 1 ]

10/13

6A 13

7.01

(1)

14.11(6)

(2)

38(1) 342(1) 3 II

(3)

19.67 19.69

11.11 27.07

7.02

7.03

7.01(1)
7.01(2)

(1)

(a)

12/10
3/04

71

(2)

(b)

[ 2008 7 1 ]

(c)

11.14

(1)(1)

(3)

(4)

(a)

38(1)342(1)
3 II

(b)

7.03(3)(a)

(a)

(3)

(b)

7.03(4)(a)

(4A)

(4B)

72

3/04
6/10


(4C)

18.37B

18.37A

(5)

(1) (2)
7.08

(6)

(a)

(b)

(c)

(d)

(1) (2)
(7)

7.03(2) (4)

(a)

(b)

(c)

(d)

(8)

(9)

(10)

11.147.03(2)
7.03(7) 7.03(1)(c)

3/04
7/08

73


7.04

7.03(1)(4)

(1)

(a)

(b)

(c)

(d)

(e)

(f)

(g)

(h)

(i)

(j)

(k)

(l)
(2)

(a)

7.09

(b)

(c)

(a)

(b)

(i)

74

1/13

(c)

(ii)

(iii)

(iv)

(i)

(ii)

(d)

(e)

(f)

(i)

(g)

(h)

(3)

(1) (2) 1(k)

1(l)

(4)

(1)(2)

(a)

(b)

(c)

(d)

1/13

75


7.04A 7.03(1)(a)

19.06(3) 19.06(5)

7.05

7.01(3)

(1)

(a)

(1)

(2)

(i)

(ii)

(3)

6
(1) (2)

76

3/04
6/10

(b)

7.05(1)(a)

(2)

(a)

(b)

(2A)

(2B)

(2C)

3/04
6/10

18.37B
18.37A

18.37B

18.37A

77

(3)

(a)

(b)

(c)

(d)

(1)
(4)

(a)

(b)

(c)

(d)

19.67

(5)

(6)

(7)

7.06

[ 2010 6 3 ]

7.07

7.05(1) (2)
7.04

7.08

(1)

78

(a)

(b)

3/04
6/10

(2)

(3)

3.340

(4)

(5)

7.09

7.01(1)
7.01(2)

7.10

7.05

7.11

7.037.097.10

7.12

(a)

(b)

(c)

7.13

12/10

(1)

(2)

79

7.14

7.13

7.12

7.12

7.15

7.12

7.12

7.16

7.14 7.15
7.12

7.17

7.18

A 52 B 42

:
7.18

7.19

7.20

12.22(3)12.26B(2) 28.13(7)
12.23A(2)
28.14(3)

7.21

7 10

10/13

7.22

7.23

7.24

7.25

10III

7.08(2)

10 III
7.26

7.27

7.01(3)
19.67(6)
(a)(ii) 19.67(6)(b)(ii)

7.31

7.28

7.01(3)

19.69(4)(a)(ii)19.69(4)(b)(ii)

6/10

7 11

7.31
7.29

19.68(2)(a)(ii)19.68(2)(b)(ii)

7.31

7.30

7.01(1)

7.31

7.30

19.04(9) 5% 5%
7.30
100%
100%

7.31

7 12

7.31(1) (6)

7.31(7)
(1)

7.31(6)

(2)

(a)

(b)

(c)

6/10

(3)

(a)

(b)

(4)

(a)

(b)

(c)

(5)

(6)

(a)

(b)

(c)

7.31(7)

(d)

7.31(5)
(a)

(b)

(c)

(d)

(7)

(a)

6/10

7 13

(8)

7 14

(b)

(c)

7.31(1)

6/10

8.01

(1)

(carrying amount)

(2)

(property activities)

1
2
(3)

(property)

(property interest)

1/12

(1)

(2)

(3)

(4)

(5)

(6)

81

(7)

(4)

(total assets)
,

8.01A
(1)

1%
10%

(2)

15%

8.01B
(1)

(a)

(b)

8.01A(1)
5%

(2)

(3)

(4)

82

(a)

15%

(b)

15%

8.36

1/12

8.01C A

8.01A 8.01B 8.01B(3) 8.01B(4)

8.01A(2) 8.01B(2) (4)

8.02

19.04(9)25%
19.66(12)

8.02A

8.03

8.02A
(1)

(2)

19.33A 19.33B

19.04(10C)

(3)

(4)

8.03
A

8.02
(5)

7/14

8.03 1%
10%

83

8.02B 8.03 8.02

(1)

(2)

(a)

(b)

8.02

8.02
5%

(c)

(3)

(4)
8.03

8.36

20.68(7)

8.36

8.03A [ 2012 1 1 ]

8.04

84

7/14

8.05

(1)

1/12

(a)

(b)

(c)

(d)

(e)

(i)

(ii)

(f)

(g)

(h)

(i)

(j)

(k)

(l)

(m)

(n)

(o)

(p)

(q)

(r)

(s)

(t)

85

(2)

(3)

(4)

86

1(e)

(a)

(b)

(c)

1
(a)

(b)

(c)

(d)

(e)

(f)

(g)

(h)

(i)

(j)

(a)

(b)

1/12

(c)

(5)

(a)

(b)

(c)

(d)

(6)

(7)

(8)

(9)

8.06

[ 2012 1 1 ]

8.07

[ 2012 1 1 ]

8.08

[ 2012 1 1 ]

8.09

8.10

8.04
8.09

8.11

8.10
8.12 8.19
8.20 8.29

1/12

87


8.12

8.13

(1)

(2)

(1)

8.14

8.24 8.13(1)

8.15

8.16

88

1/12

8.17

11.14(1)

8.18

8.13
8.14

8.19

8.13 8.14

(1)

(2)

(3)

(4)

(5)

8.20

1/12

89

8.21

(1)

(2)

(3)

(4)

(a)

(b)

8.23

(c)

(d)

(e)

(f)

8.22

8.23

8.24

8 10

1/12

8.25

(1)

(2)

(3)

(4)

8.26

1/12

8 11


8.27

19.06

(1)

(2)

(3)

19.06

8.28

8.29

8.30

8.31

8 12

8.32
(1)

(2)

1/12


8.32

8.33

(1)

(2)

8.34

8.35

8.36

8.02 8.03

1/12

(1)

(2)

(3)

(4)

8 13

8 14

(5)

(6)

(7)

(8)

(9)

(10)

1/12

9.01

9.02

9.03

9.04

7/14

19.37 20.33

9.01

(1)

(2)

11.23

(3)

(4)

(5)

91

9.05

92

(6)

(7)

17.11

(8)

(1)

(2)

(3)

(4)

7/14


9.06

2.22

9.07

9.08

9.11

9.09

9.10

9.11

(1)

1/13

93

(2)

2
9.12

9.13

9.01
(1)

9.11

(2)

9.12

4.07(5)

9.14

94

9.01

9.04

1/13

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9.14

9.16

9.15

9.14

9.17

9.15 9.16

9.18

9.15 9.16

9.19

9.23

(1)

(2)

(3)

9.20

9.23

(1)

7/99
3/04

2.28

95

9.21

(2)

9.20(1)
75%

(3)

9.20(1)
10%

(4)

9.20

(1)

(2)

2.28
9.22

9.20
17.47(6) 17.47(7) 17.47A 17.47B 17.47C

9.23

(1)

(2)

96

1/09
7/99


9.24

(1)

9A.02
A

(2)

9.19 9.23

9.25

9.26

9A.06

9A.08

1/13

97