Professional Documents
Culture Documents
01
7/14
(accounts)
(affiliated company)
(announcement)
16.17
(Application Proof)
12
(Articles)
(asset-backed securities)
(associate)
20.06(2)
(authorised representative)
5.24
(bank)
11
(bearer securities)
(Board)
(business day)
(CCASS)
(chief executive)
(close associate)
(a)
(i)
12
(ii)
18
(a)(i)
family interests
(iii)
(iv)
[ 2010 6 3 ]
(v)
(a)(iii)
30%
30%
7/14
(b)
(i)
(ii)
(iii)
[ 2010 6 3 ]
(iv)
(Code of Conduct)
7/14
(b)(ii)
30%
30%
1.
25.04
2.
6A.31
16.13 16.15 29.22
10.12
(Commission)
3
3
(company)
13
(Company Law)
1993 12 29
1994 7 1
(Compliance Adviser)
6A.01
(connected person)
20.06(7)
(controlling shareholder)
30%
25.10
(a)
(b)
(corporate communication)
14
20.07(6)
(a)
(b)
7/14
7/14
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(debt securities)
(director)
(domestic shares)
(Eligible Security)
(equity securities)
(Executive Director
Listing Division)
(Exchange)
(Exchange Participant)
(a)
(b)
15
16
(expert)
(family interests)
(close associate)(a)(ii)
(financial statements)
(financial year)
(foreign shares)
(formal notice)
16.0716.0829.1829.19
30.37
(gazetted newspapers)
71A
(GEM)
(Listing Division)
(GEM website)
(group)
(H Share)
(HKEC)
(HKEx-EPS)
(HKSCC)
(holding company)
1.01
(Hong Kong)
7/14
(i)
(ii)(Hong Kong
Accounting Standards) (iii)
(IFA group)
(a)
(b)
(c)
(d)
(e)
(inside information)
(ii)
(d)
7/14
(i)
13.11(4)
23.05
XIVA
(International Financial
Reporting Standards)
(International Standards
on Auditing)
(issue)
(issuer)
17
18
(listed issuer)
(listing)
(listed)
(listing document)
(scheme of arrangement)
(Main Board)
(new applicant)
(notifiable transaction)
19.06
(overseas issuer)
(practising accountant)
(PRC)
10/13
(PRC issuer)
(PRC law)
(PRC Property)
(Principal)
(professional accountant)
(promoter)
(prospectus)
2(1)
(public)
10.23
(in public hands)
(Regulations)
199484
(reporting accountant)
571
(selective marketing)
10/13
19
(significant shareholder)
5%
(Sponsors Guidelines)
5%
5%
17
6A.02
(Statutory Rules)
(subsidiary)
(a)
1 10
23
(b)
(c)
10/13
(substantial shareholder)
10%
20.27
141CF(1)
(supervisor)
(Takeovers Code)
(tap issues)
(title certificate)
(a)
(b)
(c)
(trading halt)
7/14
1 11
1.02
1.03
1.04
1.05
1.06
1.07
1.08
1 12
10/13
2.01
23
( )
24
2.02
2.03
2.04
2.05
2.06
1/13
(1)
(2)
(3)
(4)
(5)
21
(6)
2.07
2.08
24
2.09
2.06
2.10
2.11
2.12
2.20
1
2
22
7/99
7/08
3
2.13
(1)
11.15
18.08A
(2)
(3)
[ 2013 1 1 ]
(4)
(5)
[ 2008 7 1 ]
2.14
2.15
2.16
[ 2005 1 1 ]
1/13
23
2.17
2.18
9.11 17.11
31.05
2.19
24
6/10
2.20
13.08
2.21
(1)
1 11
(2)
(3)
2295-3599
2.22
2.21
7/99
7/08
25
2.23
2.21
2.23A
2.24
2.25
2.26
2.26
2.27
(1)
(2)
2.28
(1)
26
7/14
(2)
(a)
(b)
(3)
(4)
2.28(3)
2.29
7/14
27
3.01
3.02
3.03
3.04
3.05
7/08
7/99
31
3.06
3.05
3.07
[ 2007 1 1 ]
3.08
3.09
9.24(2)
3.10
32
3.11
(1)
(2)
(3)
(4)
(5)
(6)
(7)
7/99
7/08
3.11
(8)
(7)
(9)
(10)
(4)(5)(6)(8)(9)
3.10
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
10/13
3.10(5)
3.11
33
3.12
3.10 3.11
3.10(2)
(3)(5)(7)(8) (9)
3.13
3.12
3.14
3.15
3.16
3.17
3.18
28
(1)
34
7/99
7/08
3.19
(2)
19
(3)
[ 2006 5 ]
3.20
3.243.27
3.26
3.21
3.22
3.22
3.23
3.24
(1)
(2)
30
3.25
3.18
9/06
7/99
35
3.26
3.25
3.27
(1)
(2)
136
(3)
(4)
3.28
3.29
36
7/08
7/99
3.30
3.31
3.32
(i)
(ii)
3.33
3.34
3.35
3.34
7/99
5/06
37
3.36
3.37
(1)
(2)
[ 2007 1 1 ]
(3)
(4)
30
(5)
(6)
(7)
3.10(2)(3)(5)(7)(8) (9)
3.38
3.39
38
7/99
1/07
4.01
4.01A
(1)
(2) 12.22
12.2312.09(1)
4.05(1)
(3) 4.054.06 4.07
4.02
10/13
4.05(2)
41
4.03
4.04
(1)
4.03 A
(a)
(b)
4.08
(c)
(2)
4.05
4.11(5)
(a)
(b)
(3)
4.04(1)
(1)
(a)
(b)
4.05(1)
(2)
42
(a)
(b)
10/13
4.06
(1)
(2)
4.04
(3)
) )
4.07
4.07
(1)
10/13
(2)
[ 2007 1 1 ]
(3)
(a)
5.19
5.24
(b)
43
(4)
(5)
(6)
(a)
30
(b)
(a)
9.12
)
(b)
(a)
(b)
(c)
4.08
44
(1)
4.05(1)4.06 4.07
7
4.13(1)
7
(2)
4.13(2)5
10/13
4.09
4.10
4.11
(1)
(2)
(3)
(4)
(5)
10/13
(a)
(b)
45
(c)
(d)
(a)(b) (c)
(6)
[ 2008 7 1 ]
(7)
(a)
(b)
(8)
4.07(3)
(9)
(7)
4.12
46
(1)
10/13
(2)
(3)
(4)
(5)
4.13
(1)
14
(2)
4.14
4.08
60,000
4.15
10/13
47
5.01
(1)
(2)
(3)
(4)
(5)
(6)
(www.hkiod.com)
5.02
1/12
51
(1)
(2)
5.03
5.04
5.48 5.67
5.46 5.47
5.05
5.08
(1)
(2)
5.05A
2012 12 31
5.06
(1)
5.05(1)
5.05(2)
(2)
5.05A
5.05(1)
5.05A
5.05(2)
5.07
52
5.015.025.09
4/12
5.08
5.09
2004 3 31
(1)
2004 9 30
(2)
2004 9 30
(1)
1%
1%
5% 5%
5.09(1) 1%
(2)
5.09(1) 1
(3)
(a)
(b)
7/14
(4)
(5)
(6)
53
5.09(6)
(7)
(8)
(a)
5.09(1) (8)
(b)
(c)
5.09
5.10
5.09
5.11
2004 3 31 2004 9 30
5.09
54
7/14
5.12
5.13
2005 1 1
5.14
1
(a)
(b)
(c)
2
5.15
(a)
(b)
(c)
5.15
(d)
15
10/13
(1)
2005 1 1 2012 1 1
5.15
(2)
20001120041231201311
5.15
(3)
19951119991231201511
5.15
55
(4)
19941231201711
5.15
5.16
[ 2009 1 1 ]
5.17
[ 2009 1 1 ]
5.18
[ 2009 1 1 ]
5.19
5.23
5.20
(1)
(2)
5.21
5.22
5.23
5.24
5.25
(1)
56
1/12
(2)
(3)
(4)
5.26
5.27
5.28
5.05(2)
1/12
57
5.29
5.29 5.33
5.08
2002 2
5.05(2)
5.30
2005 1 1
5.31
2005 1 1
5.32
2005 1 1
5.33
5.28
17.51(2)
5.34
5.35
5.36
5.34 5.35
58
4/12
5.37 2005 1 1
5.38 2005 1 1
5.39 2005 1 1
5.40 2005 1 1
5.41 2005 1 1
5.42 2005 1 1
5.43 2005 1 1
5.44 2005 1 1
5.45 2005 1 1
5.46
5.48 5.67
5.47
5.48
5.49
XIII XIV
4/12
59
5.50
5.51
5.52
(1)
5.52(4)
(2)
(3)
15A
(4)
5 10
5.52(1)
(a)
(b)
(c)
1/13
5.53
(d)
(e)
(f)
(g)
(h)
/
/ / /
/ /
/
5.54
5.61
5.55
5.56
(a)
1/13
(i)
60
(ii)
30
5 11
5.67
5.61 5.62
(b)
5.56(a)
5.56
5.57
(bare trustee)
5.58
5.59
XV
5.60
5.61
(1)
(2)
(1)
5.54
5.62
5 12
5.61
7/14
5.63
5.64
5.65
352
5.66
5.67
5.61
5.68
1/13
(1)
(2)
(3)
5 13
[ 2007 11 ]
1/07
61
6A.01
(1)
6
6A.19 6A.20
(2)
(3)
7/14
(4)
6A.19
(5)
19.54
(6)
1.01
(7)
1.01
A
(a)
19.54
(b)
(8)
(9)
(a)
(b)
6A 1
(c)
(d)
(e)
(i)
(ii)
(d)
(10)
6A.02
6A.02A (1)
(2)
6A.02B (1)
(2)
6A.03
K
(1)
[ 2013 10 1 ]
(2)
[ 2013 10 1 ]
6A.04 [ 2013 10 1 ]
6A.05
6A.02
(1)
6A 2
7/14
(2)
(3)
(4)
(a)
(b)
(c)
(d)
(e)
(i)(ii)
(5)
(a)
(3)
(b)
(4)
(6)
(1) (5)
(7)
6A.05(4)
6A.05(4)
6A.06
6A.07
K
5A
(1)
7/14
5%
6A 3
(2)
(3)
(3A)
(4)
15%
(5)
30%
(6)
(a)
(b)
10%
(a)
(b)
(7)
6A 4
(i)
(ii)
(iii)
(iv)
(i)
(ii)
(iii)
(iv)
500
(a)
(b)
7/14
(d)
(8)
(9)
(10)
7/14
(c)
(a)
(b)
(c)
(d)
(e)
1.
2.
(1)(3)(1)(3)
(a)
(b)
(c)
(d)
6A 5
3.
XV 323
2 4
4.
6A.08 [ 2013 10 1 ]
6A.09 K
6A.10
(1)
(2)
6A.07
(3)
6A.11
6A 6
(1)
(2)
6A.13 G
(3)
(4)
(5)
10/13
(6)
6A.03K
6A.12
6A.11(2)
6A.13
G
6A.14 [ 2013 10 1 ]
6A.15 [ 2013 10 1 ]
6A.16 [ 2013 10 1 ]
6A.17
(1)
6A.02A(2)
(2)
6A.02A(1)
6A.18
6A.19
18.03
10/13
6A 7
6A.20
6A.19
6A.21
6A.22
(1)
(2)
6A.22
(1)
(2)
6A.23
6A 8
(1)
(2)
(3)
(4)
17.11
10/13
6A.24
6A.23
(1)
(2)
(3)
6A.23(1)
6A.23(3)
(a)
(b)
(c)
(d)
(4)
6A.23
(5)
(6)
6A.25
10/13
6A 9
6A.26
30
6A.27
6A.28
1.
4.4
2.
6A.29
6A.27
6A.26 6A.27
6A.30
6A 10
10/13
6A.31
6A.19 6A.20
6A.36
6A.37
7/14
6A.37
1 6A.37
(a)
(b)
(c)
6A.37
6A 11
6A.32 6A.10(2)
6A.37
13.08
6A.37
6A.31
6A.33
6A.34
6A.19 6A.20
6A.36
(1)
(2)
6A.35
(3)
(4)
6A.36
J
(1)
(2)
(a)
6A 12
7/14
(b)
(c)
(d)
6A.36
6A.34 6A.35
(1)
(2)
(3)
6A.35
6A.36
6A.19 6A.20
6A.34
6A.35
6A.38 [ 2013 10 1 ]
10/13
6A 13
7.01
(1)
14.11(6)
(2)
38(1) 342(1) 3 II
(3)
19.67 19.69
11.11 27.07
7.02
7.03
7.01(1)
7.01(2)
(1)
(a)
12/10
3/04
71
(2)
(b)
[ 2008 7 1 ]
(c)
11.14
(1)(1)
(3)
(4)
(a)
38(1)342(1)
3 II
(b)
7.03(3)(a)
(a)
(3)
(b)
7.03(4)(a)
(4A)
(4B)
72
3/04
6/10
(4C)
18.37B
18.37A
(5)
(1) (2)
7.08
(6)
(a)
(b)
(c)
(d)
(1) (2)
(7)
7.03(2) (4)
(a)
(b)
(c)
(d)
(8)
(9)
(10)
11.147.03(2)
7.03(7) 7.03(1)(c)
3/04
7/08
73
7.04
7.03(1)(4)
(1)
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(j)
(k)
(l)
(2)
(a)
7.09
(b)
(c)
(a)
(b)
(i)
74
1/13
(c)
(ii)
(iii)
(iv)
(i)
(ii)
(d)
(e)
(f)
(i)
(g)
(h)
(3)
(4)
(1)(2)
(a)
(b)
(c)
(d)
1/13
75
7.04A 7.03(1)(a)
19.06(3) 19.06(5)
7.05
7.01(3)
(1)
(a)
(1)
(2)
(i)
(ii)
(3)
6
(1) (2)
76
3/04
6/10
(b)
7.05(1)(a)
(2)
(a)
(b)
(2A)
(2B)
(2C)
3/04
6/10
18.37B
18.37A
18.37B
18.37A
77
(3)
(a)
(b)
(c)
(d)
(1)
(4)
(a)
(b)
(c)
(d)
19.67
(5)
(6)
(7)
7.06
[ 2010 6 3 ]
7.07
7.05(1) (2)
7.04
7.08
(1)
78
(a)
(b)
3/04
6/10
(2)
(3)
3.340
(4)
(5)
7.09
7.01(1)
7.01(2)
7.10
7.05
7.11
7.037.097.10
7.12
(a)
(b)
(c)
7.13
12/10
(1)
(2)
79
7.14
7.13
7.12
7.12
7.15
7.12
7.12
7.16
7.14 7.15
7.12
7.17
7.18
A 52 B 42
:
7.18
7.19
7.20
12.22(3)12.26B(2) 28.13(7)
12.23A(2)
28.14(3)
7.21
7 10
10/13
7.22
7.23
7.24
7.25
10III
7.08(2)
10 III
7.26
7.27
7.01(3)
19.67(6)
(a)(ii) 19.67(6)(b)(ii)
7.31
7.28
7.01(3)
19.69(4)(a)(ii)19.69(4)(b)(ii)
6/10
7 11
7.31
7.29
19.68(2)(a)(ii)19.68(2)(b)(ii)
7.31
7.30
7.01(1)
7.31
7.30
19.04(9) 5% 5%
7.30
100%
100%
7.31
7 12
7.31(1) (6)
7.31(7)
(1)
7.31(6)
(2)
(a)
(b)
(c)
6/10
(3)
(a)
(b)
(4)
(a)
(b)
(c)
(5)
(6)
(a)
(b)
(c)
7.31(7)
(d)
7.31(5)
(a)
(b)
(c)
(d)
(7)
(a)
6/10
7 13
(8)
7 14
(b)
(c)
7.31(1)
6/10
8.01
(1)
(carrying amount)
(2)
(property activities)
1
2
(3)
(property)
(property interest)
1/12
(1)
(2)
(3)
(4)
(5)
(6)
81
(7)
(4)
(total assets)
,
8.01A
(1)
1%
10%
(2)
15%
8.01B
(1)
(a)
(b)
8.01A(1)
5%
(2)
(3)
(4)
82
(a)
15%
(b)
15%
8.36
1/12
8.01C A
8.02
19.04(9)25%
19.66(12)
8.02A
8.03
8.02A
(1)
(2)
19.33A 19.33B
19.04(10C)
(3)
(4)
8.03
A
8.02
(5)
7/14
8.03 1%
10%
83
(2)
(a)
(b)
8.02
8.02
5%
(c)
(3)
(4)
8.03
8.36
20.68(7)
8.36
8.03A [ 2012 1 1 ]
8.04
84
7/14
8.05
(1)
1/12
(a)
(b)
(c)
(d)
(e)
(i)
(ii)
(f)
(g)
(h)
(i)
(j)
(k)
(l)
(m)
(n)
(o)
(p)
(q)
(r)
(s)
(t)
85
(2)
(3)
(4)
86
1(e)
(a)
(b)
(c)
1
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(j)
(a)
(b)
1/12
(c)
(5)
(a)
(b)
(c)
(d)
(6)
(7)
(8)
(9)
8.06
[ 2012 1 1 ]
8.07
[ 2012 1 1 ]
8.08
[ 2012 1 1 ]
8.09
8.10
8.04
8.09
8.11
8.10
8.12 8.19
8.20 8.29
1/12
87
8.12
8.13
(1)
(2)
(1)
8.14
8.24 8.13(1)
8.15
8.16
88
1/12
8.17
11.14(1)
8.18
8.13
8.14
8.19
8.13 8.14
(1)
(2)
(3)
(4)
(5)
8.20
1/12
89
8.21
(1)
(2)
(3)
(4)
(a)
(b)
8.23
(c)
(d)
(e)
(f)
8.22
8.23
8.24
8 10
1/12
8.25
(1)
(2)
(3)
(4)
8.26
1/12
8 11
8.27
19.06
(1)
(2)
(3)
19.06
8.28
8.29
8.30
8.31
8 12
8.32
(1)
(2)
1/12
8.32
8.33
(1)
(2)
8.34
8.35
8.36
8.02 8.03
1/12
(1)
(2)
(3)
(4)
8 13
8 14
(5)
(6)
(7)
(8)
(9)
(10)
1/12
9.01
9.02
9.03
9.04
7/14
19.37 20.33
9.01
(1)
(2)
11.23
(3)
(4)
(5)
91
9.05
92
(6)
(7)
17.11
(8)
(1)
(2)
(3)
(4)
7/14
9.06
2.22
9.07
9.08
9.11
9.09
9.10
9.11
(1)
1/13
93
(2)
2
9.12
9.13
9.01
(1)
9.11
(2)
9.12
4.07(5)
9.14
94
9.01
9.04
1/13
9.15
9.14
9.16
9.15
9.14
9.17
9.15 9.16
9.18
9.15 9.16
9.19
9.23
(1)
(2)
(3)
9.20
9.23
(1)
7/99
3/04
2.28
95
9.21
(2)
9.20(1)
75%
(3)
9.20(1)
10%
(4)
9.20
(1)
(2)
2.28
9.22
9.20
17.47(6) 17.47(7) 17.47A 17.47B 17.47C
9.23
(1)
(2)
96
1/09
7/99
9.24
(1)
9A.02
A
(2)
9.19 9.23
9.25
9.26
9A.06
9A.08
1/13
97