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Page 259
SECTION 4.2
Section 4.2
Area
259
Area
Sigma Notation
In the preceding section, you studied antidifferentiation. In this section, you will look
further into a problem introduced in Section 1.1that of finding the area of a region
in the plane. At first glance, these two ideas may seem unrelated, but you will discover
in Section 4.4 that they are closely related by an extremely important theorem called
the Fundamental Theorem of Calculus.
This section begins by introducing a concise notation for sums. This notation is
called sigma notation because it uses the uppercase Greek letter sigma, written as .
Sigma Notation
The sum of n terms a1, a2, a3, . . . , an is written as
n
a a
i
a2 a 3 . . . an
i1
where i is the index of summation, ai is the ith term of the sum, and the
upper and lower bounds of summation are n and 1.
NOTE The upper and lower bounds must be constant with respect to the index of summation.
However, the lower bound doesnt have to be 1. Any integer less than or equal to the upper
bound is legitimate.
EXAMPLE 1
a.
i 1 2 3 4 5 6
i1
5
b.
i 1 1 2 3 4 5 6
i0
7
c.
j
j3
n
d.
32 4 2 5 2 6 2 7 2
n k
k1
n
e.
FOR FURTHER INFORMATION For a
k1
k1
k and k
1
1
1
1 12 1 2 2 1 . . . n 2 1
n
n
n
f x x f x x f x x . . . f x x
i
i1
From parts (a) and (b), notice that the same sum can be represented in different ways
using sigma notation.
Geometrically by Eric
Although any variable can be used as the index of summation i, j, and k are often
used. Notice in Example 1 that the index of summation does not appear in the terms
of the expanded sum.
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CHAPTER 4
Page 260
Integration
3 . . . 100
98 . . .
1
101 . . . 101
The following properties of summation can be derived using the associative and
commutative properties of addition and the distributive property of addition over
multiplication. (In the first property, k is a constant.)
n
1.
a i bi
i1
n
2.
kai k
a
i1
i1
ai
i1
b
i1
The next theorem lists some useful formulas for sums of powers. A proof of this
theorem is given in Appendix A.
5050
THEOREM 4.2
Summation Formulas
1.
c cn
2.
i1
n
3.
i2
i1
EXAMPLE 2
i
i1
nn 12n 1
6
4.
nn 1
2
i3
i1
n 2n 12
4
Evaluating a Sum
i1
for n 10, 100, 1000, and 10,000.
2
i1 n
n
Evaluate
i1 n3
2
2n
i1 n
n
10
0.65000
100
0.51500
1,000
0.50150
10,000
0.50015
1
n2
n
i
i1
1
n
i1
1 nn 1
n
n2
2
1 n 2 3n
n2
2
n 3.
2n
Simplify.
Simplify.
Now you can evaluate the sum by substituting the appropriate values of n, as shown
in the table at the left.
In the table, note that the sum appears to approach a limit as n increases. Although
the discussion of limits at infinity in Section 3.5 applies to a variable x, where x can
be any real number, many of the same results hold true for limits involving the
variable n, where n is restricted to positive integer values. So, to find the limit of
n 32n as n approaches infinity, you can write
lim
n
n 3 1.
2n
2
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Page 261
SECTION 4.2
Area
261
Area
h
Rectangle: A bh
Figure 4.5
b
1
Triangle: A 2 bh
Figure 4.6
Parallelogram
Hexagon
Polygon
Figure 4.7
Finding the areas of regions other than polygons is more difficult. The ancient
Greeks were able to determine formulas for the areas of some general regions
(principally those bounded by conics) by the exhaustion method. The clearest
description of this method was given by Archimedes. Essentially, the method is a
limiting process in which the area is squeezed between two polygonsone inscribed
in the region and one circumscribed about the region.
For instance, in Figure 4.8 the area of a circular region is approximated by an
n-sided inscribed polygon and an n-sided circumscribed polygon. For each value of n
the area of the inscribed polygon is less than the area of the circle, and the area of the
circumscribed polygon is greater than the area of the circle. Moreover, as n increases,
the areas of both polygons become better and better approximations of the area of
the circle.
ARCHIMEDES (287212 B.C.)
n=6
FOR FURTHER INFORMATION For an
n = 12
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CHAPTER 4
Page 262
Integration
EXAMPLE 3
y
f(x) =
x 2
Use the five rectangles in Figure 4.9(a) and (b) to find two approximations of the area
of the region lying between the graph of
+5
f x x 2 5
Solution
a. The right endpoints of the five intervals are 25i, where i 1, 2, 3, 4, 5. The width
of each rectangle is 25, and the height of each rectangle can be obtained by evaluating
f at the right endpoint of each interval.
2
1
x
2
5
4
5
6
5
8
5
10
5
0, 25, 25, 45, 45, 65, 65, 85, 85, 105
Height Width
f(x) = x 2 + 5
2i 2
2i
5 5 5
5
i1
3
2
1
x
2
5
4
5
6
5
8
5
10
5
Figure 4.9
i1
5
6.48.
25 162
25
Because each of the five rectangles lies inside the parabolic region, you can
conclude that the area of the parabolic region is greater than 6.48.
b. The left endpoints of the five intervals are 25i 1, where i 1, 2, 3, 4, 5. The
width of each rectangle is 25, and the height of each rectangle can be obtained by
evaluating f at the left endpoint of each interval.
Height
f
5
i1
2i 2
5
Width
25 2i 5 2
5
i1
5
8.08.
25 202
25
Because the parabolic region lies within the union of the five rectangular regions,
you can conclude that the area of the parabolic region is less than 8.08.
By combining the results in parts (a) and (b), you can conclude that
6.48 < Area of region < 8.08.
NOTE By increasing the number of rectangles used in Example 3, you can obtain closer and
2
closer approximations of the area of the region. For instance, using 25 rectangles of width 25
each, you can conclude that
7.17 < Area of region < 7.49.
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Page 263
SECTION 4.2
263
Area
a x0
Next, define an inscribed rectangle lying inside the ith subregion and a
circumscribed rectangle extending outside the ith subregion. The height of the ith
inscribed rectangle is f mi and the height of the ith circumscribed rectangle is f Mi .
For each i, the area of the inscribed rectangle is less than or equal to the area of the
circumscribed rectangle.
of inscribed
circumscribed
Arearectangle
f m x f M x Area ofrectangle
i
f(Mi)
f(mi)
xn b
x2
x1
The sum of the areas of the inscribed rectangles is called a lower sum, and the sum
of the areas of the circumscribed rectangles is called an upper sum.
Lower sum sn
The interval a, b
is divided into n
ba
.
subintervals of width x
n
Figure 4.11
f m x
f M x
i1
n
i1
From Figure 4.12, you can see that the lower sum sn is less than or equal to the upper
sum Sn. Moreover, the actual area of the region lies between these two sums.
sn Area of region Sn
y
y = f(x)
y = f(x)
y = f(x)
s(n)
S(n)
Area of region
Area of circumscribed
rectangles is greater than
area of region.
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CHAPTER 4
Page 264
Integration
EXAMPLE 4
Find the upper and lower sums for the region bounded by the graph of f x x 2 and
the x-axis between x 0 and x 2.
f(x) = x 2
x
2
ba 20 2
.
n
n
n
Figure 4.13 shows the endpoints of the subintervals and several inscribed and
circumscribed rectangles. Because f is increasing on the interval 0, 2
, the minimum
value on each subinterval occurs at the left endpoint, and the maximum value occurs
at the right endpoint.
Left Endpoints
Inscribed rectangles
Right Endpoints
m i 0 i 1
2n 2i n 1
Mi 0 i
2n 2in
sn
f(x) = x 2
f mi x
i1
i1
n
n
n
8 n 2
i
2
i
1
n 3 i1
i1
i1
8 nn 12n 1
nn 1
3
2
n
n
6
2
4
3 2n 3 3n 2 n
3n
8 4
4
Lower sum
2.
3 n 3n
1
i1
n
i1
2i 1 2
n
n
2
2i 1 2
n
n
8 2
i 2i 1
n3
f
n
Circumscribed rectangles
Figure 4.13
f M x f n n
n
2i
i1
i1
n
n n
i1
n
2i
n i
i1
8 nn 12n 1
n3
6
4
3 2n 3 3n 2 n
3n
8 4
4
Upper sum
2.
3 n 3n
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Page 265
SECTION 4.2
E X P L O R AT I O N
For the region given in Example 4,
evaluate the lower sum
sn
8 4
4
3 n 3n2
Area
265
Example 4 illustrates some important things about lower and upper sums. First,
notice that for any value of n, the lower sum is less than (or equal to) the upper sum.
sn
8 4
8 4
4
4
<
Sn
3 n 3n 2 3 n 3n 2
Second, the difference between these two sums lessens as n increases. In fact, if you
take the limits as n , both the upper sum and the lower sum approach 83.
83 n4 3n4 83
8
8 4
4
lim Sn lim
3 n 3n 3
lim sn lim
n
n
n
n
The next theorem shows that the equivalence of the limits (as n ) of the upper
and lower sums is not mere coincidence. It is true for all functions that are continuous
and nonnegative on the closed interval a, b
. The proof of this theorem is best left to
a course in advanced calculus.
THEOREM 4.3
f m x
lim
f M x
n
n i1
n
n i1
lim Sn
n
where x b an and f mi and f Mi are the minimum and maximum
values of f on the subinterval.
Because the same limit is attained for both the minimum value f mi and the
maximum value f Mi , it follows from the Squeeze Theorem (Theorem 1.8) that the
choice of x in the ith subinterval does not affect the limit. This means that you are free
to choose an arbitrary x-value in the ith subinterval, as in the following definition of
the area of a region in the plane.
f(ci)
a
xi1
ci
xi
f c x,
Area lim
xi1 ci xi
i1
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CHAPTER 4
Page 266
Integration
EXAMPLE 5
Find the area of the region bounded by the graph f x x 3, the x-axis, and the vertical
lines x 0 and x 1, as shown in Figure 4.15.
(1, 1)
1
f(x) = x 3
(0, 0)
f c x
Area lim
i1
n n
n
lim
Right endpoints: ci
i1
i
n
1 n 3
i
n n 4 i1
lim
1 n 2n 12
n n 4
4
Figure 4.15
lim
lim
n
1
4
Find the area of the region bounded by the graph of f x 4 x 2, the x-axis, and the
vertical lines x 1 and x 2, as shown in Figure 4.16.
f(x) = 4 x 2
ci a ix 1
2
i
n
Right endpoints
n i1
n
4 1
i 2 1
n i1
n
n
n
2
2i
i
1
lim
3 2
n i1
n
n n
1 n
2 n
1 n
lim
3 2 i 3 i2
n n i1
n i1
n i1
1
1
1
1
lim 3 1
n
n
3 2n 6n 2
1
31
3
5
.
3
f ci x lim
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SECTION 4.2
Area
267
The last example in this section looks at a region that is bounded by the y-axis
(rather than by the x-axis).
EXAMPLE 7
Find the area of the region bounded by the graph of f y y 2 and the y-axis for
0 y 1, as shown in Figure 4.17.
Solution When f is a continuous, nonnegative function of y, you still can use the
same basic procedure shown in Examples 5 and 6. Begin by partitioning the interval
0, 1
into n subintervals, each of width y 1n. Then, using the upper endpoints
ci in, you obtain
(1, 1)
f c y
Area lim
f(y) = y 2
i1
n n
n
Upper endpoints: ci
i1
1 n 2
i
n n 3 i1
1 nn 12n 1
lim 3
n n
6
1
1
1
lim
2
n 3
2n 6n
1
.
3
Figure 4.17
i
n
lim
(0, 0)
lim
1.
2i 1
i1
k
k0
1
1
4.
j
j3
5.
kk 2
13.
14.
1n 1 0n
k3
3.
2.
c
6.
k1
i 1
i 13
1 n n 1
1
. . .
n
i1
20
15.
15
2i
16.
i1
1
1
1
1
. . .
31 32 33
39
17.
10.
11.
12.
2
n
2
n
2
. . .
n
2
1
1
n
2
2n
n
18.
2n
n
i i 1
20
2
2n
. . . 1
1
n
n
i
3
2i
i1
15
2
2
n
1
10
20.
ii
1
i1
2
n
i
i1
i1
15
19.
9.
10
i 1
i1
5
5
5
5
. . .
8.
11 12 13
1 15
2i 3
i1
20
7.
22.
i
i1
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CHAPTER 4
Page 268
Integration
24.
y
5
4
2i 1
2
i1 n
36.
4j 3
2
j1 n
37.
6kk 1
n3
k1
38.
4i2i 1
n4
i1
x
1
41. lim
x
1
42. lim
2i
44. lim
n
i1
i1
i1
sn
10
50
100
Sn
30. y 1 x 2
1
n
n
n
1
x
2i
n i1
29. y
1 n n
n
i 1 2
i
2i
i1
i1
28. y x 2
40. lim
1
n n
43. lim
x
1
n
n i1
n n
n
16i
2
i1 n
39. lim
26.
n
25.
x
2
35.
y
5
n
i1
81 n2n 12
n4
4
32. sn
64 nn 12n 1
n3
6
33. sn
18 nn 1
n2
2
i1
34. sn
sn
1 nn 1
n2
2
Sn
(f) Show that lim sn lim Sn 4.
n
n
10
50
100
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Page 269
SECTION 4.2
In Exercises 47 56, use the limit process to find the area of the
region between the graph of the function and the x-axis over the
given interval. Sketch the region.
47. y 2x 3, 0, 1
49. y
x2
48. y 3x 4, 2, 5
2, 0, 1
53. y 64
x 3,
55. y x 2 x3,
1, 1
0, 1
54. y 2x
56. y x 2 x3, 1, 0
52. y 1 x 2,
[1, 4
x3,
1, 1
269
50. y x 2 1, 0, 3
51. y 16 x2, 1, 3
Area
x
, 0, 4
4
(c) 2
(b) 1
(d) 8
(e) 6
In Exercises 57 62, use the limit process to find the area of the
region between the graph of the function and the y-axis over the
given y-interval. Sketch the region.
57. f y 3y, 0 y 2
58. g y
59. f y
60. f y 4y y2, 1 y 2
y2,
0 y 3
1
2 y,
2 y 4
f
n
i1
xi xi1
x
2
4
2
0,
12
16
20
0, 4
8x,
68. f x
1, 3
8
, 2, 6
x2 1
0, 2
4
2
x
(a) Redraw the figure, and complete and shade the rectangles
representing the lower sum when n 4. Find this lower sum.
(b) Redraw the figure, and complete and shade the rectangles
representing the upper sum when n 4. Find this upper
sum.
(c) Redraw the figure, and complete and shade the rectangles
whose heights are determined by the functional values at
the midpoint of each subinterval when n 4. Find this sum
using the Midpoint Rule.
f i 1 n n
n
i1
f i n n
n
71. f x 4 x , 0, 2
(c) 10
(d) 3
f i 2 n n
n
1 4
i1
(b) 6
i1
(a) 2
Approximate Area
67. f x
x,
8x
,
x1
63. f x x 2 3, 0, 2
0,
f x
(e) 8
20
100
200
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CHAPTER 4
Page 270
Integration
DEF FNF(X)=SIN(X)
20
A=0
50
100
150
200
250
300
450
362
305
268
245
156
30
B=/2
40
50
INPUT N2
60
N1=0
(b) Use a graphing utility to plot the data and graph the model.
70
IF FNF(A)>FNF(B)
YMAX=FNF(B)
80
90
THEN
YMAX=FNF(A)
(c) Use the model in part (a) to estimate the area of the lot.
ELSE
Road
FOR I=1 TO N2
450
X=A+(B-A)*RND(1)
Stream
360
100
Y=YMAX*RND(1)
110
270
120
N1=N1+1
180
130
NEXT I
140
AREA=(N1/N2)*(B-A)*YMAX
Road
90
150
160
END
n is even.
Figure for 81
Figure for 82
(a)
2i nn 1
i1
n
(b)
i
i1
n2n 12
4
Figure for 80