Professional Documents
Culture Documents
Edward R. Farnworth
CONTENTS
I. Probiotics
A. Criteria for Probiotics
B. Probiotic Products on the Market
II. Prebiotics
III. Microbiology of the Gastrointestinal Tract
IV. Probiotic Products
A. Yogurt
1. Lactase Deficiency
2. Cholesterol Metabolism
3. Immune Function
4. Diarrhea
5. Cancer
6. A Vehicle for Other Nutrients
B. Kefir
1. Fabrication
2. Health Benefits
V. Fermented Vegetables and Other Foods
VI. The Future for Probiotics and Prebiotics
References
I. PROBIOTICS
Within the definition of functional foods there is a subset of foods believed to be good
for
health that are produced by or that contain live microorganisms. These foods are called
probiotics.
The earliest definition of a probiotic was very narrow and applied specifically to animals
(see Table 25.1). As (1) the metabolism of bacteria became better defined, (2) more
studies
pointed out the role that microorganisms play in human health and disease resistance,
and (3)
more microorganisms were identified that may be included in probiotic products, there
has been
a need to expand the definition of a probiotic. It should be noted that discussions of
probiotics
are usually limited to bacteria; the use and importance of yeasts in probiotic foods
have not
received much attention.
TABLE 25.2
Proposed Criteria for Microorganisms to be Included
in Probiotic Foods/Drinks59
1. Microorganism of human origin
2. Resistance to acid conditions of stomach, bile, and digestive enzymes
normally found in the human GI tract
3. Ability to colonize human intestine
4. Safe for human consumption
5. Scientifically proven efficacy
Only bacteria that can survive passage through the stomach and can colonize the
intestines will
exert any effect on the host. This was most clearly shown by Pedrosa and colleagues. 15
In healthy
elderly persons fed yogurt containing Lactobacillus bulgaricus and Streptococcus
thermophilus
changes in three bacterial enzyme activities. When healthy subjects were fed live Lb.
gasseri (Lb.
acidophilus strain MS 02), a human strain capable of adhering to intestinal cells, the
organism was
found in all subjects and the activities of -glucuronidase, nitroreductase, and
azoreductase were
all significantly reduced.
This study emphasizes the need to measure both the fate of the ingested
bacteria and metabolic effects to ensure proper interpretation of results. This is
particularly true
when no metabolic response is observed.
Various reports have included lists of bacteria that can be considered as candidates for
inclusion
in probiotic products (Table 25.3). The whole premise of a functional food is that certain
commonly
eaten foods contain active ingredients that can fight or prevent disease and infection.
With advances
in analytical techniques the identification of new active ingredients is occurring every
day. For
probiotics, however, the identity of the active ingredient may not be as straightforward,
because
there is always more than one possibility. The active agent could be one or more of the
live
microorganisms in the food, or it could be a metabolite produced by one of the
microorganisms,
or it could be a fermentation product that has been formed due to the action of the
microorganism(s)
on the original product. Indeed, depending on the probiotic in question each of the
above arguments
had been used to explain the beneficial effects of the probiotic.
foods for specific health uses or FOSHU system provides consumers with products
with a
distinctive logo indicating that the product (or product ingredients) have been judged
as being good
for health. There are 11 categories of functional components that qualify under the
FOSHU system.
Three of these categories, namely, dietary fiber, oligosaccharides, and lactic acid
bacteria, refer
specifically to intestinal function and control. By 1998, over 70% of products being
marketed with
the FOSHU label were directed toward intestinal bacteria and GI conditions. 16
Reuter 4 pointed out that in both Germany and Switzerland there is wide consumer
interest in
probiotic products. He lists 21 products (produced in seven European countries) for sale
in Germany
of either a yogurt-type or a yogurt drink format in 1997. Regulatory concerns may have
slowed
the introduction of such products in North America.
II. PREBIOTICS
The concept of a prebiotic arose from two observations: (1) bacteria like any other
living organism
have (sometimes specific) nutrient requirements17 and (2) some nutrients, particularly
complex
carbohydrates, pass undigested into the colon where they are utilized by resident
bacteria.18 In 1995
Gibson and Roberfroid19 defined a prebiotic as a nondigestible food ingredient that
beneficially
affects the host by selectively stimulating the growth and /or activity of a limited
number of bacteria
in the colon. Rather than supplying an exogenous source of beneficial bacteria, the
concept of a
prebiotic proposes to increase the number of certain target bacteria already in the
colon. The
targeting of in situ bacteria obviously satisfies most of the criteria listed in Table 25.2.
Attention
has centered mainly on the increase of Lactobacillus and Bifidobacterium as the two
main groups
TABLE 25.3
Possible Probiotic Microorganisms
Lactobacillus bacteria
Lb acidophilus
Lb acidophilus LC1
Lb. acidophilus NCFB 1748
Lb. plantarum
Lb. casei
Lb. casei Shirota
Lb. rhamnousus (strain GG)
Lb. brevis
Lb. delbrueckii subsp. bulgaricus
Lb. fermentum
Lb. helveticus
Bifidobacterium bacteria
B. bifidum
B. longum
B. infantis
B. breve
B. adolescentis
Other bacteria
5,7,8
The human microflora is complex, difficult to study, and is influenced by many factors.
Study
of the microorganisms that populate human GI tracts is hampered by the fact that
sampling
opportunities are limited, variation between individuals is great, there is no totally
relevant animal
model, such research is time-consuming and expensive, and advances in this area of
research
are obviously dependent on advances in microbiology. Even the simplest questions,
such as how
many and what kind of bacteria are important in the human GI tract, are not easy to
answer or
to find a consensus in the literature. Indeed, at least one author has stated that due to
difficulties
in obtaining proper samples, the crudeness of the methods used to count the various
types of
bacteria, and the short duration of most diet intervention studies, very little is really
known about
the human microflora and factors that affect it.33 To date, most of our understanding of
the human
microflora comes from analyses of fecal contents, which may severely limit our
understanding
of events farther up the GI tract.
There is agreement about the changes (in general terms ) in the bacterial population
that occur
during the passage from newborn to infant to adult. Vaginally delivered babies have
nearly sterile
GI tracts, which soon become colonized, either with large numbers of Bifidobacterium
and Lactobacillus
in the case of breast-fed babies or Bacteroides sp. and Eschericha coli in the case of
bottlefed
babies.34 Bifidobacterium are considered as desirable, and so attempts have been made
to add
prebiotics to infant formula to encourage the growth of Bifidobacteria. 35 By adulthood,
over 400
different species may be present (see Table 25.5), but only the most abundant bacteria
have been
well identified. Resident bacteria can be found starting with the mouth and working on
down the
GI tract. The stomach and the upper small intestine may have as many as 105 colonyforming units
(CFU) the ileum 107, and the colon 1011 to 1012.36 Anaerobic bacteria outnumber aerobic
by a factor
of 1000 to 1.37
The bacteria that reside in the human intestinal tract have both beneficial and harmful
effects
on the host. The production of vitamins, SCFAs, some proteins, the role played in
digestion and
absorption of nutrients, the production of protective bacteriocins, and the stimulation of
the immune
system are all positive effects of the intestinal microflora. 10,31,38 At the same time,
intestinal bacteria
TABLE 25.5
Bacteria Found in Human
Intestinal/Fecal Samples39,40
Bacteroidaceae Eubacteria
Peptococcaceae Bifidobacteria
Streptococci Enterobacteriaceae
Lactobacilli Vellonella
Clostridium perfringens Clostridia
Magasphaera Fusobacteria
produce carcinogens and mutagens directly during their metabolism, and also enzymes
that convert
digesta contents into carcinogens and mutagens. Products of fermentation such as
ammonia, amines,
and phenols may be harmful and some bacteria are pathogenic. 39,40 Mitsuoka39 and
Gorbach40 list
the many enzymatic reactions of intestinal bacteria and the impact on health, disease,
and infection.
Because of the difficulties in identifying and enumerating various microorganisms that
inhabit
the GI tract, several authors have suggested that a more sensitive and perhaps more
relevant approach
is to measure effects on the metabolic activities of the bacterial flora, because of their
potential
impact on disease.9, 33,37 Carman and colleagues41 used the term microflora-associated
characteristics
(MACs) and argued that changes in MACs brought about by dietary (probiotic or not)
interventions were true indicators of changes in the intestinal flora, and a more useful
way of
establishing the consequences of such changes. Goldin and Gorbach 42 used much the
same reasoning
when they measured bacterial enzymes associated with the production of carcinogens
in the
intestine. Table 25.6 lists the MACs suggested by Carman and colleagues. 41 Other
characteristics
could be added that also reflect changes to the intestinal tract.
1. Cellular fatty acid profiles of washed bacteria pellet of fecal or cecal contents
2. Primary to secondary bile acid ratio
3. Ratio of primary to secondary sterols
4. Molar ratio of SCFAs in intestinal material
Source: Carman, R.J. et al., Vet. Hum. Toxicol., 35 (Suppl. 1): 1114; 1993. With
permission.
. Lactase Deficiency
Yogurt has been shown to be a diary product that may be tolerated by people with a
lactase (galactosidase) deficiency. It is more accurate to refer to a lactase deficiency as
opposed to a lactose
intolerance. Lactase is the digestive enzyme found in the intestinal brush border
responsible for
the hydrolysis of milk sugar lactose into glucose and galactose. Lactase deficiency
results in the
buildup of unabsorbed lactose which acts osmotically to retain water. The deficiency is
characterized
by diarrhea, excessive flatulence, bloating, and abdominal pain after the ingestion of
milk or milk
products. Measurement of the enzyme activity, the concentration of
lactose/glucose/galactose in
digesta, or the measurement of breath hydrogen are ways of evaluating the treatment
effects on
lactase activity.
In 1984, two groups, Kolars and colleagues44 and Savaiano and colleagues,45
demonstrated
that yogurt reduced the symptoms of lactase deficiency and they speculated this was
due to the
live bacteria in yogurt. Yogurt was said to be able to autodigest lactose and it was
apparent that
the enzyme responsible survived passage through the stomach. 46 Subsequent studies
have built on
this initial work and have added to the understanding of the mechanism involved.
Yogurt, but not
heat-treated yogurt, improves lactose digestion indicating that the live bacteria in
yogurt are
responsible, and long-term ingestion (8 days) does not seem to change this. 47,48 The
bacteria in
yogurt survive passage through the stomach due to the enhanced protective
(buffering) properties
of the yogurt compared with milk. However, the buffering capacity of yogurt may also
slow
hydrolysis until the digest passes to a point in the intestinal tract where the pH favors
galactosidase activity.47 The -galactosidase activity in commercial yogurts has been
found to
vary depending on the manufacturer, whether fruit is added and whether the yogurt is
frozen or
not. Frozen yogurt that is pasteurized before freezing has no -galactosidase activity. To
overcome
this, some manufacturers add starter culture to the pasteurized yogurt before freezing,
but this
does not necessarily increase enzyme activity. 49
In addition to the in vivo bacterial hydrolysis there also appears to be a slower rate of
stomach
emptying after a yogurt load compared to milk. This effect may contribute to the
enhanced digestion
of lactose in yogurt.50
The beneficial effects of yogurt on healthy individuals may not be as obvious as for
those who
have a defined medical problem. Guerin-Danan et al.51 saw few changes in the fecal
bacteria, and
the bacterial enzyme activity of healthy infants (10 to 18 months old) over a 1-month
supplementation
trial. Branch-chain and long-chain fatty acid levels were significantly reduced during
yogurt
consumption, however.
2. Cholesterol Metabolism
The research into the effects of yogurt consumption on blood cholesterol has been
difficult to
understand because of the contradictory results that have been reported over the
years. It is now
clear that in many cases, results and conclusions from one experiment cannot be
compared with
others because of differences in experimental protocol. The sex, age, general health
status, initial
cholesterol level, and level of activity all influence cholesterol metabolism. The diet
before and
during the experiment can also influence results, as can the time of day the yogurt is
consumed,
whether it is consumed with other food or not, and the position in the meal (beginning
or end of
meal). One of the most important details of many yogurtblood cholesterol
experiments, namely,
the type of yogurt fed (including details of the levels and types of bacteria in the test
yogurt or
fermented milk), are often not described. This, together with the fact that proper
controls for such
feeding trials were often not included, reduces the scientific validity of many studies. 52
The observation that the Maasai of Africa had low blood cholesterol levels (compared
with
Western standards) and were free of signs of coronary heart disease prompted Mann
and Spoerry53
to carry out their much reported study involving fermented milk. Yogurt trials carried
out since
that time use this as a starting point in spite of the fact that Mann 54 later emphasized
that he believed
that it was a milk factor responsible for the hypocholesterolmic effect, which was
enhanced by
fermentation to yogurt. Taylor and Williams52 list 12 publications (13 trials) in which
yogurt has
been fed in an attempt to lower blood cholesterol. As they point out, many of the study
protocols
can be criticized too few subjects, too short of a feeding trial, no or improper control
diets, and
unrealistic feeding levels. Of the 13 trials, 8 reported reduced blood total cholesterol
levels, 1
reported an increase, and 4 reported no difference from control. A recent study by de
Roos and
hydrolyzed caseins are not. A wide variety of peptides of various lengths are formed
from milk
during fermentation, or in the stomach during the digestion of yogurt. 7779 The peptides
vary in
length, physiological activity, and ability to be absorbed into the bloodstream from the
GI tract.
These relatively short peptides have a wide variety of activities in vitro and in vivo,
including
antimutagenic and antitumor properties that may explain beneficial effects of yogurt
toward cancer.
In addition, milk peptides have been shown to have opioid, antihypertensive,
immunomodulating,
antibacterial, antiaggregating, and antithrombotic effects.
6. A Vehicle for Other Nutrients
The popularity of yogurt has prompted several studies that have investigated the
feasibility of using
yogurt as a vehicle for other important nutrients that normally would not be of
importance in yogurt.
Fernandez-Gartcia and colleagues80 have recently shown that oat fiber can be added to
plain yogurt
while still maintaining commercially acceptable sensory qualities.
In spite of the potential problems of off-flavor and encouragement of growth of
contaminating
bacteria, Hekmat and McMahon81 were able to produce a yogurt with up to 40 mg/kg of
added
iron that was acceptable particularly to untrained consumers.
B. KEFIR
Kefir is a fermented milk drink that has its origins in the Caucacus Mountains of the
former U.S.S.R.
Traditionaly it was made from goats or cows milk that was stored in skin bags. Over
time a mass
of bacteria/yeast/protein/carbohydrate precipitated out from the drink that was used to
innoculte
new milk. This mass is called kefir grains, and it is the grains that give kefir its texture,
taste, and
possible health benefits. Kefir has a long oral tradition for its health-promotion
properties in Eastern
Europe and has only recently been produced in North America on a commercial scale. 82
A product
of the fermentation process is CO2 gas, which continues to be produced after packaging
and results
in a thick drink with a sparkling mouth-feel when consumed. This has prompted some
to refer
to kefir as the champagne of dairy products.
Unlike yogurt, which requires only two well-defined bacteria for production, the
microbiology
of kefir is much more complex and has been shown to vary from country to country,
thus making
a comparison of its properties difficult (Table 25.7). Changes that occur during
fermentation promote
the growth of certain microorganisms, while reducing the growth of others. Therefore,
reports of
the composition and properties of the grains may not be totally applicable to the
finished product.
TABLE 25.7
Microorganisms Reported to be Found in Kefir and Kefir
Grains83,9092
Lactobacillus Bacteria Lactococcus Bacteria
Lb. acidolphilus L. lactis subsp. lactis
Lb. johnsonii L. lactis subsp. cremoris
Lb. kefirgranum L. lactis subsp. lactis biovar diacetylactis
Lb. helveticus
Lb. delbrueckii subsp. bulgaricus
Leuconostoc Lb. kefiranofaciens Bacteria
Lb. casei Ln. lactis
Lb. zeae Ln. mesentroides subsp. mesentroides
Lb. rhamnosus Ln. mesentroides subsp. cremoris
Lb. plantarum Ln. mesentroides subsp. dextranicum
Lb. brevis
Lb. buchneri
Lb. fermentum Other Bacteria
Lb. kefir Streptococcus thermophilus
Lb. parakefir
Yeasts
Saccharomyces Yeast Kluyveromyces Yeasts
S. cerevisiae K. marxianus var. marxianus
S. unisporus K. marxianus var. lactis
Other Yeasts
Candida kefyr
Torulaspora delbrueckii
Geotrichum candidum Link
The microflora of kefir drink is not merely a dilution of the microflora of the kefir grains,
because
during the production process conditions may favor the growth of certain bacteria and
discourage
the growth of others.
1. Fabrication
Three different types of kefir drink are produced traditional kefir, Russian-type kefir,
and
industrial kefir depending on whether the grains or a mother culture from the grains
is used to
innoculate pasteurized milk.82,83 No studies have been published that compare the
properties (health
benefits or otherwise) of kefir produced by different processes. Incubation is carried out
at 20 to
22C for 18 to 20 h until a specific pH is reached, and then packaged, or a maturation
period can
be introduced.83 The grains themselves have a strong yeasty taste, and, therefore,
using a mother
culture or sieving out the grains may be ways of making a product closer to buttermilk
in taste.84,85
A double-fermentation process was proposed by Marshall and Cole 86 as a way of making
the taste
of traditional kefir more acceptable to the consumer. 87 Today, commercial kefir is only
produced
from cows milk, but other milks can be fermented with kefir grains. 88 In terms of
volume, kefir is
the dairy product most consumed in Russia.
Studies of the microflora of kefir grains led to the formation of less complex starter
cultures
that could replace kefir grains. A method using as few as four bacteria and one yeast
type has been
reported as being used to produce kefir. 84 However, apart from very gross
characteristics, there
is little reason to believe that the two beverages (produced from traditional grains or
starter cultures)
are the same.89
2. Health Benefits
The (Western) scientific literature to support the beneficial health claims for kefir is not
extensive
and few human feeding trials using kefir have been carried out. The Russian literature
lists peptic
ulcers, biliary tract diseases, chronic enteritis, bronchitis, and pneumonia as all being
treated with
kefir.82 Kefir is included as a regular part of hospital diets, is a recommended food for
nursing
mothers, and is often used as a first weaning food for babies in Russia. Both kefir grains
and the
drink itself have been shown to have antitumoral, antibacterial, and antifungal
properties that may
explain the diverse list of diseases and infections it is used to treat. 93 In the tests
carried out by
Cevikbas and colleagues93 the kefir grains were more effective than the drink. Osada
and co-workers94
reported the isolation of a sphingomyelin species isolated from kefir grain which they
showed
enhanced interfereon- production in a human cancer cell line that had been
challenged with a
chemical inducer. They concluded that this sphingomyelin could be important in viral
diseases.
Several Japanese publications in experimental animals have indicated anticancer
properties of
kefir for a variety of cancers.95100 These studies have used kefir grains or kefir grain
polysaccharide
both to prevent the onset of cancer, if given before a cancer challenge, or to slow the
growth and
spread of cancer, if given after the cancer challenge. However, to date such
experiments have not
been carried out in humans.
Vujicic and colleagues101 incubated milk samples with kefir grains from six different
sources and
showed that, after 24 h, between 22 and 63% of the cholesterol originally in the milk
was assimilated;
they concluded that the grains possessed a cholesterol-degrading enzyme system. In a
recent study
in which hypercholesterolemic men were given 500 ml of kefir daily for 1 month, no
changes
(compared with values obtained after one month of milk feeding) were measured in
serum cholesterol
levels or cholesterol metabolism, in spite of the fact that a reference organism (Lb.
brevis) could be
found in fecal samples and changes in fecal volatile fatty acids were found. 11,27,102
method to preserve vegetables, without regard to any health benefits. Reddy and
colleagues.103 list
23 legume-based fermented foods, the majority of which are soybean products. Only
natto, a popular
fermented soybean product from Japan, is mentioned as encouraging the growth of
Bifidobacterium
in animals.104 Most reports of fermented vegetables have centered on the organism(s)
used to
produce the fermentation and on any increases in the protein, amino acid, and vitamin
concentrations
of the final product, not any possible probiotic effects.105107
Various other foods have been tested as possible vectors to carry probiotic bacteria.
The
verification of the efficacy of these products has not been the focus to date, but, rather,
investigation
of whether the bacteria will survive in the food matrix and during processing and
storage. Cheddar
cheese containing Enterococcus faecium,108 B. longum in frozen yogurt,109 and B.
longum, B.
infantis, and B. brevi,30 L. acidophilus, and B. bifidum107 in ice cream are examples.
Lee and Salminen5 predicted that probiotic infant formulae, baby food, fermented fruit
juices,
fermented soy products, cereal-based products, as well as disease-specific products,
are products
of the future.
The market for probiotic and prebiotic products will continue to grow as our knowledge
of the
intestinal microflora and its role in the maintenance of health and disease resistance
advances. Food
manufacturers will have to be able to produce products that maintain viable bacteria
up until the
time of consumption and in many cases will also have to provide encapsulation or other
protective
mechanisms for the live microorganisms in their products to be able to deliver bacteria
to the correct
site of action in the GI tract.