Professional Documents
Culture Documents
La Nature et le Vide dans la physique mdivale, d. par Jol BIARD et Sabine ROMMEVAUX,
Turnhout, 2012 (Studia Artistarum, 22), p. 187-203
BREPOLS H PUBLISHERS, DOI 10.1484/M.SA_EB.1.101017
188
JOAN CADDEN
Edward GRANT, Much Ado about Nothing: Theories of Space and Vacuum from the Middle
Ages to the Scientific Revolution, Cambridge, Cambridge University Press, 1981.
Many of these concerns are represented in Edward GRANT, A Source Book in Medieval
Science, Cambridge (Mass.), Harvard University Press, 1974, 53-56, pp. 324-60.
See Edward GRANT, The Condemnation of 1277: Gods Absolute Power, and Physical
Thought in the Late Middle Ages, Viator, 10 (1979), pp. 211-44 and John MURDOCH,
1277 and Late Medieval Natural Philosophy, in Jan A. AERTSEN and Andreas SPEER
(eds), Was ist Philosophie im Mittelalter? Akten des X. Internationalen Kongresses fr
Mittelalterliche Philosophie der Socit Internationale pour ltude de la Philosophie
Mdivale, 25. bis 30. August 1997 in Erfurt, Miscellanea Mediaevalia, Berlin - New
York, Walter de Gruyter, 1998, pp. 111-21. A productive debate on a hypothesis of Pierre
Duhem concerning 1277 was sustained for decades by Grant and Murdoch, and continues:
David PICH with Claude LAFLEUR, ed. and trans., La condamnation parisienne de 1277:
about such subjects complied with the most general and unexceptional principles of Aristotelian natural philosophy, drawing upon the language of form
and matter, act and potentiality, and final cause. Thus, insofar as engagement
with the most salient controversies surrounding Aristotelian natural philosophy invited engagement with questions surrounding the void, the life sciences
were on the periphery.
In contrast, those investigating local motion and cosmology had compelling reasons to consider what specific scientific problems might be solved by
the postulation of a void. To be sure, in the end, most succumbed to Aristotles arguments against the notion that a space could be empty or that a place
might exist in which there existed a body potentially but not actually. But,
especially at points where Aristotle (or Averroes commentaries) had brought
these matters to the fore, good scholastic practices combined with the interests of individual scholars did lead scholastic thinkers to consider them seriously. And, as the papers in this volume make clear, the investigation of the
definitions, possibilities, and limitations of such concepts gave rise to significant intellectual developments. In contrast, those investigating the phenomena of life had little incentive to entertain these questions much less to probe
Aristotles conclusions. After all, their texts issued no invitation to do so. For
example, On the Soul, which provided the basic framework for the study of
life (in the same way that the Physics did for the study of nature in general)
hardly mentions void or vacuum. In positing the necessity of a medium for
vision, Aristotle makes a brief reference to Democrituss hypothetical notion
that, if the intervening space were empty, we could see an ant situated at the
celestial sphere. But the Philosopher does not pause to address the idea of
empty space on that occasion.1 And later, in his discussion of hearing, he
introduces the word vacuumin what he regards as the colloquial sense
to refer to the air involved in the production of sound. In his Middle Commentary on Aristotles Book on the Soul, Averroes was content to accept the
colloquial meaning of void as air. In his Great Commentary, he did
briefly explain the rejection of Democritus on the grounds that the motion
and contact required for sight would be impossible in an intervening void.
And, even more cursorily, he rejected the colloquial sense of the term in
1.
Nouvelle dition du texte latin, traduction, introduction et commentaires, Paris, Vrin, 1999;
Luca BIANCHI, Il vescovo e i filosofi: La condanna parigina del 1277 e levoluzione
dellaristotelismo scolastico, Quodlibet 6, Bergamo, Lubrina, 1990; J. M. M. H. THIJSSEN,
Censure and Heresy at the University of Paris, 1200-1400, Philadelphia, University of
Pennsylvania Press, 1998, and id., What Really Happened on 7 March 1277? Bishop
Tempiers Condemnation and Its Institutional Context, in Edith SYLLA and Michael
MCVAUGH (eds), Texts and Contexts in Ancient and Medieval Science: Studies on the
Occasion of John E. Murdochs Seventieth Birthday, Leiden, Brill, 1997, pp. 84-114.
ARISTOTLE, De anima, II.7, 419 a 12-17.
189
190
JOAN CADDEN
2.
3.
authorities, Aristotle and Galen, meant that medieval authors who sought out
differences between them discovered nothing to expound upon. For example,
neither Albertus Magnus in his commentary on Aristotles works On Animals
(which is peppered with digressions on disagreements between Aristotle and
Galen) nor Petrus de Abano in his Conciliator of the Differences of
Philosophers and Physicians saw fit to take up the subject of a separate
vacuum.1
Life without vacua: Galenic theory
Like Aristotle, Galen rejected all aspects of atomism, including the void. But,
unlike Aristotle, Galen seriously entertained the uses to which the principle
that nature abhors a vacuum could be put within the domains of anatomy and
physiology. Of course, he introduces them only to dismiss them
substituting his own principles of the living body as possessed of dynamic
virtues presided over by a purposeful nature. Thus he confronts the theories
of Erasistratus and his followers, especially those concerning nutrition. At
one level, according to Galen, they propose that nutriment is drawn to the
stomach by the natural tendency of a vacuum to be filled.2 In particular, he
says, Erasistratus claims that, when matter flows out of a vessel, either the
result will be an empty space or some other matter (e.g., nutriment) must be
drawn in. Both he and Erasistratus agree that the former is impossible. Galen
holds that no completely empty perceptible space can exist, and he later
quotes Erasistratus to the same effect.3 He points out that there is a third
possibilitythe true one, in his viewnamely that the vessel may collapse,
so that neither an empty space nor an influx of matter would necessarily
result.4 And, by way of demonstrating the insufficiency of mechanical
principles to explain the movements of nutriment (and other fluids), he
argues that such a theory could not account for pathological conditions in
which organs or vessels are over-filled.5 Since all the authorities, including
Erasistratus himself, are in agreement that no such vacuum separatum is
1.
2.
3.
4.
5.
ALBERTUS MAGNUS, De animalibus libri XXVI, ed. by Hermann Stadler, Beitrge zur
Geschichte der Philosophie des Mittelalters XV, Mnster, Aschendorff, 1916-1920;
PETRUS DE ABANO, Conciliator differentiarum philosophorum et medicorum in Opere di
Pietro dAbano, ed. by G. I. Ludwig, Padova, Edizione il Glifo, 1982, vol. 2 (facsimile of
Venetiis, apud Iunctas, 1565).
GALEN, On the Natural Faculties, I.16, transl. Arthur John Brock, Loeb Classical Library,
London, W. Heinemann, 1916, pp. 94-104. On the relevance of the ideas in this work to
Avicenna and therefore to medieval Galenism, see SIRAISI, Avicenna in Renaissance Italy,
p. 34, n. 42.
GALEN, On the Natural Faculties, II.6, 99.
GALEN, On the Natural Faculties, II.6, 85; cf. II.1, 75.
GALEN, On the Natural Faculties, I.16, 64 and II.1, 76.
191
192
JOAN CADDEN
AVICENNA, Liber canonis, Venetiis, Paganinis, 1507 (repr. Hildesheim, Georg Olms, 1964),
bk. 1, fen 1, doctr. 6, ch. 3, fo 24ra, discussion of the natural faculties.
On vacua imbibita, see Edward GRANT, Much Ado about Nothing, pp. 70-77.
GALEN, On the Natural Faculties, II.6, where the specific small parts being discussed are
the nerves.
would adopt vacua of this second kind, agreeing that they could not cause
nutrition, but suggesting that they might be helpful or even necessary to it.
Galens work On the Natural Faculties did not play a direct role in shaping medieval interest in notions of the void, but it is relevant on several
levels. On the one hand, its vitalistic perspective (and that of Galens other,
more widely disseminated works) enhanced the environment in which empty
spaces were suspect, even in the context of continuist theories that, like Erasistratuss, relied on the impossibility of a separate void to support mechanistic theories. Causal theories that might be entertained with regard to bellows
and reeds were less likely to be intellectually appealing with regard to the
digestive or reproductive system. But, on the other hand, by the nature of
their subject matter, Galens concerns introduced the subject of the void in
connection with questions about living creatures. That is, he raised the possibility that vacua might have explanatory potential in that area. It was easy for
Averroes to reiterate arguments about local motion in order to refute the possibility of an empty space between a viewed object and an observera
process external to the living body itself; it was more difficult for others to
apply such principles and arguments to processes operating within the body.
Thus the Galenic perspective, including the introduction of tiny pores
(foramina), the attractive faculty, and interstitial vacua, found a conceptual
niche in connection with the physiology of nutrition. It was from that angle
that little spaces began to permeate Latin works based on Aristotles
Generation and Corruption, which thus became one site at which animate
brings crossed the historical path of the void.1
Opening the way for vacua : Growth in On Generation and Corruption
Aristotles interests in nutrition and growth in his On Generation and Corruption could not be called biological. First, his main purpose there is to
clarify the difference between growth and his main subject, coming-to-be and
passing away; second, unlike the treatise On the Soul, this passage makes no
mention of the life forces that preside over nutrition and growthindeed, the
example of the growth of fire serves him as well as the example of organic
growth in this context. Nevertheless, some medieval readers took the opportunity to reflect on life processes as such. Among them was Albertus Magnus
(d. 1280), whose large person and omnivorous reading of the Philosopher
1.
Albertus Magnus is treated here. On other authors, see Joan CADDEN, The Medieval Philosophy and Biology of Growth: Albertus Magnus, Thomas Aquinas, Albert of Saxony and
Marsilius of Inghen on Book I, Chapter V of Aristotles De generatione et corruptione,
Ph. D. Dissertation, Indiana University, 1971, written under the direction of Professor
Edward Grant.
193
194
JOAN CADDEN
2.
3.
4.
5.
On his general view of nutrition, see Joan CADDEN, Albertus Magnus Universal Physiology: The Example of Nutrition, in James A. WEISHEIPL (ed.), Albertus Magnus and the
Sciences: Commemorative Essays, Toronto, Pontifical Institute of Mediaeval Studies, 1980,
pp. 321-39.
On the chronology of his works, see James A. WEISHEIPL, Alberts Work on Natural
Science (libri naturales) in Probable Chronological Order, in James A. WEISHEIPL (ed.),
Albertus Magnus and the Sciences, Appendix 1, pp. 565-77.
ARISTOTLE, De generatione et corruptione : translatio vetus, I.1, 314 a 21-24 and I, 2, 315 b
7-15, ed. by Joanna Judycka, in Aristoteles Latinus, vol. IX.1, Leiden, Brill, 1986, p. 6;
ALBERTUS MAGNUS, De generatione et corruptione, ed. by Paul Hofeld, in Opera Omnia,
vol. V, part 2, Mnster, Aschendorff, 1980, pp. 108-219, bk. I, tr. 1, ch. 2, p.113a:
Democritus, qui ponit infinita corpora indivisibilia in vacuo. To explain generation and
corruption, Democritus and Leucippus postulate indivisible bodies of various shapes. Bk. 1,
tr. 1 ch. 8, p. 117b: Et haec corpora dixerunt esse respersa in vacuo. [] Dicebantque in
hoc vacuo omnium fieri generationem ex atomis congregatione atomorum.
ALBERTUS MAGNUS, De generatione et corruptione, 139a-150b.
ARISTOTLE, De generatione et corruptione, I.5 at 320 b 2, p. 26; 320 b 28, p. 27; 321 b 15,
p. 30. In the second instance, the Latin mentions a separatum.
course of ruling out the alternative (that it is pure potentiality), he rejected the
notion that it might exist separately from a previously existing body, for then
it would either be imperceptible (having no qualities or magnitude) or it
would be a nothing, a void. In his Middle Commentary, Averroes had hardly
troubled himself to comment on this argument,1 and Albertus merely paraphrases it. Yet he pauses to elaborate a little more fully on Aristotles second,
equally impossible alternative, namely the notion that the hypothetical purely
potential thingone with no corporeality or magnitudemight exist (potentially) within something else. In this context, he cites Physics IV.9, that is, he
ties Aristotles passing treatment of nutrition and growth to the more general
imperatives of the natural order and to Aristotles specific arguments against
interstitial vacua in the (inorganic) context of rarefaction and condensation.
There the Philosopher asks us to imagine that, for example, air is in water in
the same manner as water can be seen to be in a vessel, and points out that,
under those conditions, if the air came out of the water, the water (like the
vessel) would remain unchanged and undiminished, which is not at all what
happens when air comes from water. In Generation and Corruption Aristotles statement and rejection of this way of imagining nutrition and growth
makes no mention of vacua. But, by citing the Physics Albertus makes it
clear that that he is importing Aristotles attack on those who think rarefaction and condensation prove the existence of a void:
[It cannot be said that] it is separate with respect to place from other things,
but is absorbed and infused by other things, although in essence and being it is
distinct from them, as is water in a sponge. [] For, although certain people
have said that a body only grows by the introduction of void between one part
and another (as appears in rare bodies), yet what they say is not true, as has
been shown in the Physics. Whence it does not happen that the matter from
which there is growth is like something void.2
2.
195
196
JOAN CADDEN
with the rigor exhibited in Aristotles Physics and his own commentary on it.
On the one hand, this is not surprising: many of the issues treated there may
have seemed tangential at this particular point in On Generation and Corruption. On the other hand, the text in question certainly admitted of a much
fuller engagement with philosophical questions into which the void penetrated. For example, when Albertus encounters the subject of rarefaction, he
rejects the intrusion of the void as an explanation for growth in particular, yet
he leaves unaddressed the question of whether it might account for rarefaction in other contexts. In contrast, Marsilius of Inghen, writing about a century later, elaborated fully on the senses and accounts of rarefaction in his
questiones on the same chapter of On Generation and Corruption.1 In addition, Albertuss intellectual inclinations toward the organic seem to have
affected his choices both of emphasis and of terminology. He manifests
Galenic sensibilities with respect to the invocation of vacua as the basis of
explanations when he takes note of Aristotles collapsing bag as a model for
the behavior of an evacuated vessel. And in the course of discussing what
does not happen when water becomes air, he pictures a sponge rather than a
jar of water.
Vacua find a place
Although the sponge he introduces in his comments on Generation and Corruption formed part of a description that Aristotle and Albertus rejected, it is
not entirely surprising to find sponginess figuring in the way Albertus pictured the nutriment flowing into the body and superfluities flowing out. In his
treatise On Nourishment and What Can Be Nourished, written just a few
years later,2 Albertus made porosity an essential feature of the living body,
that is, of an animate creature capable (at the least) of being nourished and
growing. In particular, he says that it is common in everything that grows
that it must have four things, of which the first is the nutritive virtue or
faculty, the second is digestive heat, the third is a receptacle (whether visible,
like a stomach, or hidden, as in plants):
1.
2.
197
198
JOAN CADDEN
And the fourth, in truth, is sponginess and porosity of the body since otherwise, with the heat dividing the body to be nourished, the nutriment would not
have pathways to the individual parts in the body according to their kind. For
anything in the body is nourished according to its specific type, as has been
shown by us elsewhere.1
What he has in mind is a structure that will serve the very purpose that certain
Erasistrateans assigned to the minute interstitial vacua, according to Galen.
The pores of the sponge come in various shapes and sizes that contribute to
the function of the body, and they appear to do so without posing a philosophical threat. In particular, Albertus takes pains to reassure his audience
that the infusion of nutriment would not require two things to be in the same
place at the same time:
But certain people will object, saying that, if the thing producing growth were
to penetrate the thing being made to grow, then two bodies would be in the
same place, which is impossible. But we have responded to this in other
books, and we have shown that everything that is nourished and is made to
grow is porous and, so to speak, sponge-like. And thus the nutriment [can] be
contained in its concavities. Moreover, the nutriment has pathways in animals
that are called veins (or the things that are in place of veins in animals that do
not have veins), from the extremities of which it seeps out to the members
being nourished and made to grow.2
2.
ALBERTUS MAGNUS, De nutrimento et nutribili, in Opera omnia, ed. Auguste Borgnet, vol.
IX, Paris, Ludovicus Vivs, 1890, pp. 324-41, tr. 1, ch. 2, on pp. 327b-28a: Quartum vero
est spongitas et porositas corporis nutriendum, non haberet nutrimentum vias ad singulas
partes secundum speciem in corpore determinatum nutritur, sicut alibi determinatum est a
nobis. On plants pores, p. 327a.
ALBERTUS MAGNUS, De nutrimento et nutribili, tr. 1, ch. 1, p. 337b: Sed objiciunt quidam
dicentes, quod si augens penetret in id quod augetur, tunc oportet quod duo corpora sint in
eodem loco, quod est impossibile. Nos autem ad hoc in aliis libris respondimus et ostendimus omne id quod nutritur et augetur, esse porosum et quasi spongiosum: et ideo in concavitatibus ejus nutrimentum contineri. Habet autem insuper in animalibus nutrimentum vias
quae venae vocantur, vel ea quae sunt loco venarum in animalibus non habentibus venas, a
quarum extremitatibus resudat ad nutrienda et augenda membra.
he is explicating (and what Galen had argued in his attack on a vacuumpowered physiology), he agrees that the concavities in living creatures are not
the cause of any type of change. But he declines to draw the conclusion that
such vacua are impossible. Rather he sees their existence as specific to living
bodies and as enabling their most basic life functions. The central discussion
of pores in On Generation and Corruption occurs in Book I, Chapter 8,
where Aristotle goes to great lengths to refute the doctrines of the atomists
(and of Empedocles by association). At issue in particular is the possible role
of vacua in the general process by which one thing acts and another is acted
upon. Borrowing the terminology of his predecessors, he speaks of vacua
which [Empedocles] calls pores. Not surprisingly, Aristotle concludes that
the functions they ascribe to pores are either false or unnecessary, and that it
is absurd to require pores, since all bodies are divisible anywhere and thus
any body can be divided without invoking vacua between their parts.1
Albertus follows his argument through the course of the chapter,2 but his
phrasing of the conclusion and a brief digression that follows open up
possibilities not explicit and probably not intended in the text on which he is
commenting. In particular, although he picks up the derisive language
false [mendacium] and useless [inutile]he ends up making room for
pores. He starts by restating Aristotles argument, paraphrasing closely, but
adding the term void:
Since every body, both physical and mathematical, is divisible, and a mathematical body would not have pores, it is ridiculous to say that pores are the
cause of division, since bodies can be separated on the basis of that on the
basis of which they are divisible. So there is not a void in the pores, since
otherwise mathematical [bodies] would not be divisible.3
199
200
JOAN CADDEN
vacua per se, but rather their role as the necessary cause of division or
being acted upon. (Aristotle does not use the word cause in this passage;
Albertus supplies it.) In a digression, Albertus elaborates his own position on
pores, which is considerably more permissive than Aristotles:
Notice here that a mathematical body does not have pores and that not every
physical body must have pores, but only one from which something is exhaled
or [into which something] penetrates. Thus a fluid body, [such as water or air],
either does not have pores (since it would not be possible [for it] to be
delimited in it) or, if it does have, its pores would continually be destroyed.
But pores, in those things [in which] they exist, facilitate [their] being acted
upon, but are not the cause of [their] being acted upon. And similarly, they
facilitate division but are not, however, the cause of division. So if the pores
should be said to be empty, then they may hardly be the cause of being acted
upon and division.1
Like Galen, Albertus has perceived the attractiveness of little spaces for
explaining physiological processes; unlike Galen, he has undertaken to
defend their existence, albeit in limited circumstances and in limited roles.
Furthermore, Albertus makes clear that these pores (which cannot
function as a cause) may be empty [vacui]. Use of the term is not in itself
evidence that Albertus was asserting the existence of void spaces strictly
understood. As Aristotle himself had mentioned in On the Soul, in connection
with the perception of sound, the word vacuum might be used in a loose,
colloquial sense without posing a threat to the basic principles of the natural
order. Medieval usage in the context of life processes can easily be seen in
this light. For example, interpreting Problemata IV.26, in which the
Aristotelian text inquires about the reasons that some men enjoy anal sexual
stimulation, an anonymous commentator explains that if semens normal
outlet is unavailable, it will find an alternative pathway: When such [usual
anatomical] places are cut off or closed, such [superfluities] will be expelled
to the nearby empty places by the force of nature.2 Such usage is undoubtedly casual, though it is worth noting that the cause of the expulsion is not the
empty places themselves (horror vacui) but a vitalistic force. Albertus
1.
2.
ALBERTUS MAGNUS, De generatione et corruptione, bk. 1, tr. 5, ch. 19, p. 167a: Attende
hic, quod corpus mathematicum non habet poros, physicum autem non omne necesse est
habere poros, sed tantum id ex quod aliquid exspirat vel subintrat. Et ideo corpus umidum
aut poros non habet, cum in se terminari non possit, aut si habet, continue delentur pori eius.
Pori autem, in quibus sunt, ad facilitatem faciunt passionis, sed passionis non sunt causa. Et
similiter ad facilitatem faciunt divisionis, sed tamen divisionis non sunt causa. Si autem
vacui dicerentur esse pori, tunc adhuc minus essent causa passionis et divisionis.
Anonymous commentary on ARISTOTLE, Problemata, IV.26: ms. Munich, CLM 4710,
fo [268]rb: Quando autem preciduntur loca talia vel caduntur [ms. Erfurt, Universittsbibliothek Erfurt/Gotha, CA Q16, fo 8va: clauduntur] ad loca vacua proxima expelluntur
talia vi nature.
Here the special function of pores in the living body underscores the
intellectual motives for positing not just softness but spaces that can be filled.
And here he narrows down the type of body to which this logic applies, just
as he does in his treatment of On Generation and Corruption I.8: the pores
are not relevant to metals and stones, any more than they are mathematical
bodies or liquids.
If Albertus may have been using the vocabulary and concepts of vacua in
an informal fashion in these other works, he was clearly committed to some
1.
2.
3.
ALBERTUS MAGNUS, De animalibus, bk. I, tr. 3, ch. 4, 597, p. 212: Habet vacuitates
pororum parvorum et magnorum plurimas. Bk. XII., tr. 2, ch. 4, 132, p. 849: Habet duas
carnes glandulosas, quae implent vacuitates quae sunt ex ramificationes.
ALBERTUS MAGNUS, De animalibus, bk. I, tr. 2, ch. 1, 119, pp. 43-44.
ALBERTUS MAGNUS, De nutrimento et nutribili, tr. 1, ch. 2, p. 326b: Omne quod nutritur,
debet habere poros per quos ingressum habeat nutrimentum. Poros autem facit calidum.
Oportet etiam partes esse molles per quas possit resudare humidum nutrimentale: et tales
partes non habent metalla et lapides: et ideo non nutriuntur. Sed si talia augeri haec aliquando videntur, hoc contingit per generationem qua materia vicina convertitur.
201
202
JOAN CADDEN
ARISTOTLE, De generatione et corruptione, I.8, 325 b 9-10, p. 42: Necesse igitur tangentia
quidem esse indivisibilia, media autem eorum vacua, quos ille dicit poros.
ALBERTUS MAGNUS, De generatione et corruptione, bk. 1, tr. 5, ch. 13, p. 163a: Necesse
est igitur atomos esse se tangentes inter poros, media autem atomorum esse vacua, quae
Leucippus dicit esse poros.
arguments against the void laid out in the Physics. He had written a
commentary on that work, and he cites it in his expositions of On Animals,
On the Soul, and On Generation and Corruption, as well as in his treatise On
Nutriment and What Can Be Nourished. Nor does he appear to have been
tempted by the void as an explanatory principle in connection with other
areas of natural philosophy. He proposes no general theory of void that would
include mathematical bodies, nor even one that would include other types
of corporeal entities. And, above all, he says nothing that would even hint at a
rejection of teleology in general or of the particular self-moving principle of
the living body. On the contrary, the vacua or pores are explicitly barred from
acting as a cause that would displace the form or soul as the presiding mover
in animate creatures. Aristotles introduction of the topic of growth in On
Generation and Corruption provided the opportunity, perhaps the encouragement, to reflect in his own way not only on philosophical questions such as
how bread is turned into flesh, but also on the more concrete dynamics of
motion and change in a physiological mode. The observations and arguments
in both On Animals and On Nutriment and What Can Be Nourished suggest
that he was also motivated by his observations of plants, with their structures
for drawing in and distributing fluids, and of animals, with their porous lungs
and bones. In the main, questions about the void belonged to other parts of
nature and therefore to other parts of natural philosophy. But, as the case of
Albertus Magnus suggests, there was a small place for small empty places in
the medieval life sciences.
203