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Hansen
Visiting Associate Professor,
Department of Mechanical
and Industrial Engineering,
University of Utah,
Salt Lake City, Utah 84112
T. E. Hausfeld
Staff Engineer,
Wind Energy Research Center,
Solar Energy Research Institute,
Golden, CO 80401
Frequency-Response Matching to
Optimize Wind-Turbine Test Data
Correlation
Pre-averaging is often applied to wind turbine test data to improve correlation between wind speed and power output data. In the past, trial and error or intuition
have been used in the selection of pre-averaging time and researchers and institutions have differed widely in their pre-averaging practice. In this paper a standardized method is proposed for selection of the optimum pre-averaging time. The method
selects an averaging time such that the test data are low-pass-filtered at the same frequency as the response frequency of the test wind turbine/anemometer system. A
theoretial method is provided for estimation of the wind system transfer function as
a function of the anemometer location, rotor moment of inertia, the stiffness of the
connection between the rotor and the electrical grid, hub height, rotor speed and
wind speed. The method is based in proven theory, repeatable, easy to use and applicable to a wide range of wind turbines and test conditions.
Results of the transfer function predictions are compared with the measured
response of two wind systems. Agreement between the predicted and measured
response is completely adequate for the purposes of the method. Example results of
calculated averaging times are presented for several wind turbines. In addition, a
case study is used to demonstrate the dramatic effects of test design and data
analysis methods on the results of a power coefficient measurement.
Introduction
Test data obtained from wind turbines in the natural wind
environment are essential to the understanding and improvement of wind energy systems. Most often, tests are intended to
correlate some aspect of turbine response (power output,
structural loads, yaw behavior, etc.) with the wind input to the
system. This is complicated by the fundamental difficulty that
it is impossible to directly measure the instantaneous ambient
wind that is experienced by an operating wind turbine rotor.
Such a measurement is impossible because induced velocity effects make it necessary to measure winds at some distance
from the rotor (typically 2-3 rotor diameters) and turbulence
in the planetary boundary layer will cause significant changes
in instantaneous wind speeds over those distances. The poor
correlation between winds that can be measured and actual
winds at the rotor results in an inevitable loss of correlation
between wind data and turbine response (and the appearance
of scatter in the data). For most system parameters there will
be a further loss of correlation resulting from the inertial lag
of the system in response to a change in the wind input. Thus
there are two basic mechanisms by which the wind measured
during a test will be imperfectly correlated with the system
response: 1) poor correlation between the measured wind and
the actual wind experienced by the entire rotor, and 2) poor
correlation due to inertial lag of the system responding to
changes in the ambient wind speed.
Contributed by the Solar Energy Division for publication in the JOURNAL OF
SOLAR ENERGY ENGINEERING. Manuscript received by the Solar Energy Division,
November, 1985.
I
testing a small turbine, complete start-up and shut-down sequences could occur during the collection of one data point.
The wind speed and power output data point so obtained
would obviously have no value and important information
about the control behavior would be lost.
It is clear that a method for selection of pre-averaging times
must be developed to permit the maximum amount of useful
information to be gleaned from test data. The method must be
repeatable, applicable to a wide variety of wind turbines and
test conditions, based in proven theory, and easy to use. Such
a method is proposed in this paper.
The purpose of the method is to allow selection of a preaveraging time that will maximize the amount of information
that can be derived from raw test data. This is different from
minimizing the "scatter" in the data. If minimum scatter is
the only objective of a data analysis technique then lengthening the pre-averaging time will achieve the objective. The obvious (and absurd) ultimate result of long pre-averaging would
be reduction of an entire test record to one data point. There
would be no scatter but the data would be virtually worthless
for engineering evaluation of the wind turbine.
Fig. 1
UMass Wind
Furnace
14.2 mph
79.3 rpm
32.5 ft
255. lb-ft-s2
60 ft
0.21 kW/rpm
60 ft
Oft
Northwind HRl
15 mph
150 rpm
16.0 ft
11.6 lb-ft-s2
50 ft
0.007 kW/rpm
50 ft
10 ft
0 '
p = IQ(doi/dt)+kw.
\
.001
l i / 3 ( / ) l 2 = l / [ l + (27rr/)2]
(7)
(8)
Of course, the critical parameter in defining the transfer function is the time constant which depends upon the power train
stiffness and the rotating mass moment of inertia. Constant
speed systems will be very stiff and have a short time constant.
Small, lightweight systems will have a low moment of inertia
and a correspondingly fast response time.
Predicted System Response Functions and Comparison
With Test Results
System response functions have been measured for two
wind systems. Manwell and Kirchhoff measured the response
of the University of Massachusetts Wind Furnace [8] and the
transfer function of a slightly modified Northwind HRl was
measured at the SERI Wind Energy Research Center. These
data make it possible to partially test the validity of the predictions of the previous section. Table 1 lists key characteristics
of the Wind Furnace and HRl.
Figure 2 shows predicted response functions for the UMass
Wind Furnace. Each of the subsystem transfer functions is
248 / Vol. 108, AUGUST 1986
.01
0.1
\
1.0
Frequency-Hz
Predicted transfer functions of the Wind Furnace wind turbine
CD
"O
i
a>
3
co
.001
.01
0.1
1.0
Frequency-Hz
Fig. 3
CD
Disc
Average
Displacement
rococo
-30
Inertia
System Response
.001
.01
0.1
1.0
Frequency-Hz
(6)
\ ^
D)-20.
CO
uispiauemer
Disc
>
^
System
\ \ v \ - Inertia
Response
\
)
CO
Fig. 2
k = dP/dU
"--55VN
Fig. 4
" Table 2 Calculated pre-averaging times for selected wind turbines and test conditions
CONDITIONS
CONDITIONS
MACHINE
FAVORABLE
UNFAVORABLE
277s
157s
Northwind HR2
43.
14.
UMass Wind Furnace
40.
12.
jay Carter 25
65.
33.
ESI 80
414.
129.
Mod-2
o \
^Predicted
CD
o
o \
-10-
Measured
~i
--
c
o>
m
2
\
\
o\
-20
\ o
-30.001
\
r
"
0.1
.01
Frequency-Hz
Fig. 5
HR2
(9)
(10)
Once the turbine transfer function is known, its cut-off frequency can be determined. The pre-averaging time T is then
selected such that the turbine and pre-averaging cut-off frequencies are the same.
Table 2 shows the preaveraging times estimated for a variety
of wind turbines. In all of these examples it was assumed the
test anemometer was three rotor diameters from the hub.
"Favorable conditions" assume the anemometer is directly
upwind of the hub and the wind speed is 11.2 m/s (25 mph).
"Unfavorable conditions" assume the anemometer is 60 deg
off the wind turbine axis and the wind speed is 6.7 m/s (15
mph).
These averaging times are, as expected, longer for the larger
wind turbines. They are also quite similar to averaging times
that have actually been used for these machines. Such times
have traditionally been selected by trial and error during the
data analysis process. Notice they are all significantly less than
the ten minute pre-averaging recommended by the IEA.
Fig. 6
0.7
c
o
if=
<i>
o
O
CD
O
0.6
Raw Data
-* Pre-averaged
- Boom anemom.
0.5
0.4
0.3
0.2
0.1-0.0
10 11 12
A Case Study
Performance data were collected on the modified Northwind HR2 at the SERI Wind Energy Research Center. The
data were digitized and reduced into a rotor power coefficient
versus tip speed ratio format. Shaft torque and angular velocity were measured to provide rotor power values. An
anemometer located 50 ft. upwind of the rotor measured wind
speed used to calculate the power available in the wind. This
power available was corrected to measured barometric
pressure and ambient temperature. All data channels were
digitized at a rate of 20 Hz. The Method-of-Bins was used to
provide rotor power coefficient values for integer tip speed
ratio bins. Figure 6 shows the results of the analysis when no
pre-averaging is used. Note the power coefficients exceed the
Betz limit over a wide range of tip speed ratios. (The curve
shows power coefficients up to 0.8. Values up to 4.8 were
measured but not plotted in the interest of detail in the region
of greatest interest.) Though the instruments reported accurately, the data anlaysis gave totally misleading results. Of
course, it is the lack of correlation between instantaneously
Conclusions
Alternatives to Pre-Averaging
Pre-averaging is a form of low-pass filtering. It offers the
great advantage of simple and intuitive application. But it also
has some disadvantages. The filter shape of a pre-averaging
filter is different from that of the typical wind turbine. This
means that the filters can only be matched at one point (the
- 3 dB point is used in this work). A mismatch of filter shapes
will result in less than optimal transfer of correlated data. The
first author has investigated use of a non-recursive digital low
pass filter with an exponential roll-off quite similar to that of
the wind turbine system. Such a filter is more time consuming
and difficult to apply. At present it is not clear that the
benefits of a better filter match justify the cost. This matter is
under continuing investigation.
Perhaps more important, pre-averaging as it is used today,
applies the same averaging time to all channels of data. This is
a major disadvantage when analyzing load response data. (It is
not a problem if wind speed and power output data are the only channels under investigation.) If a test is designed to investigate structural loads, i.e., blade root bending or shaft
torque, the application of pre-averaging to all channels of data
will destroy much cyclic load information of value. The solution is to apply different low-pass filters to each channel of
data. For instance, the wind speed might be pre-averaged to
match the system power response; the wind direction and
machine yaw channels could be filtered at intermediate fre250 I Vol. 108, AUGUST 1986
A method has been presented for determination of the appropriate pre-averaging to be used in processing wind turbine
test data. The averaging time is selected to give the time-series
data the same bandwidth as the wind turbine test system. It
has been shown that the loss of correlation between measured
wind speed and power output is a result of three effects: 1) the
measured wind at a point is not perfectly correlated with the
wind that would be observed at the hub location (in the
absence of the rotor induced velocities), 2) the wind at the hub
location is not perfectly correlated with the instantaneous
wind averaged over the rotor disc area, and 3) inertial lag of
the mechanical/electrical system results in loss of response to
rapid wind speed fluctuations. Essential features of these
phenomena can be characterized by the wind speed, the lateral
and longitudinal distance to the test anemometer, the hub
height above ground, the rotor and power train moment of inertia and speed, and the stiffness of the electromechanical link
between the wind turbine rotor and the electrical grid.
Equations are presented for estimation of the transfer function of each of these phenomena. The resulting system
transfer functions, though calculated using highly simplified
theories, compare well with measured transfer functions from
two full-scale wind turbines. It is shown that the major cause
of poor correlation is the (necessary) anemometer distance
from the rotor and the resulting inability to measure the wind
speed that is experienced by the rotor. Though the inertial lag
has often been cited as the cause of poor correlation, in fact it
is the dominant cause only for small, variable speed turbines.
The reader is cautioned that the method assumes
equivalence of vertical and lateral displacements in the estimation of the wind transfer functions. Such an assumption may
not be valid for very large wind turbines or during periods of
atmospheric thermal stability or instability. In such a situation
the wind turbulence correlations must be represented in a
more detailed manner.
Appropriate averaging times are calculated for several wind
systems. Pre-averaging times between fifteen seconds and six
minutes are predicted for the full range of systems (from a 5 m
rotor up to the Mod 2). In no case was a time of ten minutes,
as recommended by some proposed test practices, appropriate. Use of excessive averaging will cause excessive test
durations and loss of meaningful correlated data as well.
When designing wind turbine tests it is important to
minimize the crosswind distance to the anemometer because
crosswind distance is twice as detrimental to the correlation as
longitudinal distance. In addition, use of small, constant
speed turbines is recommended for research testing in the atmosphere. The wind speed measurements for small turbines
will have the best possible correlation with the turbine
response, making it possible to derive the most detailed information from the tests.
References
1 Akins, R. E., "Performance Evaluation of Wind Energy Conversion
Systems Using the Method of Bins - Current Status," Sandia Laboratories
Report SAND77-1375, 1977.
2 Hansen, A. C., "Effects of Turbulence on Wind Turbine Performance,"
Transportation Engineering Journal of ASCE, Vol. 106, No. TE 6, 1980.
3 Frandsen, S., Trenka, A. R., and Pedersen, B. M., "Recommended Prac-
noting that
SIJ=Xi*Xj=
X*Xj
l6.5R/H)(OJ5Rf/V)]
n.67R/H)(0.53Rf/V)])
A P P E N D I X
U(t) = l/T\'
+X4)
C(,= (S + V ) / 2
Assume the statistics are identical at all four points, i.e.,
>->i = S2 = S 3 = 5 4
and the points 1 and 2 are separated by the same distance as
points 1 and 41. Then, if one assumes sufficiently small separation distances such that lateral and vertical correlations are
identical,
Considerable simplification can be achieved to speed calculation of the transfer function with negligible error by approximating the above expressions as
C13 = C24
0n=20 1 2
and
16.5(R/H))(1.5R//V)),
9.19/R2/(VH),
+ 2exp[-(12+
(Xj*Xi)* = SJi*
Q4 - C 2 3 = C34
-06\Rf/V)),
Q2=
S, = 5 2 .
The Disc Average Wind Speed Power Spectral Density. The PSD of the average wind speed can be approximated
as the average of the PSD's at four points on the disc. We
select four points at a radius equal to 0.75 R, equally spaced
around the disc. The PSD is then
Sdisc = ' ( * ! +X2 +X3 +X,)* ( * , +X2 +X3
when
and
A P P E N D I X
+ Cii]
u{Z)dH
Jt-T
u(^)d^xp(-i2irft)dt
Jt-T