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Abstract
A new simplified, yet representative experiment of a floating dual-piston disk-caliper braking system is designed to isolate
the rectangular seal and the pistonbore chamber from the complexities of a braking system. The physical sources of
the stiffness and damping mechanisms associated with the seal during an applied pressure event are identified and quantified under harmonic excitation. A tractable analytical model of the experiment that incorporates the identified dynamic
seal properties is proposed. This linear time-invariant model describes the governing equations of both the hydraulic
brake system components and the mechanical caliper components and provides some insights into a seemingly nonlinear
system. For a range of pressure amplitudes and brake configurations, excellent agreement between predictions and measurements is obtained for the peak-to-peak values of the pistonbore chamber pressure, the force transmitted by the
pistons, and the caliper displacement. The proposed model and experiment could be utilized in brake control, vibration,
and pedal feel studies.
Keywords
Rectangular piston seal, linear system analysis, parameter identification, time domain analysis
Introduction
A dynamic model of a floating or fixed (single- or dualpiston) disk-caliper braking system is critical in the
design of braking control systems, the development of
lighter and more fuel-efficient vehicle components, and
the reduction in brake-induced vibration by tuning the
dynamic properties of the brake system.1 The brake
pads, rotor disk, brake caliper, and piston(s) represent
a mechanical system, and the pistonbore chamber and
hydraulic lines represent a hydraulic system. Together
with the hydraulic pressure within the pistonbore
chamber, the rectangular seal around each piston is an
important interfacial element since it couples the
mechanical and hydraulic components of the system.1
Several computational models based on commercial
multiphysics codes have been utilized to investigate
braking issues including brake-induced vibration, pedal
feel, brake control, and brake drag.24 However, the
seal models in such studies24 lacked a clear mathematical representation. Another approach was to represent
the entire brake system by an analogous discrete
1614
Previous experimental or computational studies on
the rectangular seal component in disk-caliper braking
systems focused on the static properties of the seal, specifically its springback force or its ability to retract the
piston away from the rotor during an off-brake
event;3,8,9 however, the properties of the seal during a
dynamic braking event were not studied. The significance of the interfacial friction in elastic seals and linear actuators1013 has been studied using experimental
or stochastic methods,1012 and frictional forces have
also been empirically estimated on the basis of the seal
groove design and the actuation pressure.12,13 Such
studies focused on the measurement of friction but did
not directly calculate the effective damping or stiffness
parameters of the rectangular seal. Additionally, the
elastohydrodynamic lubrication issues of rectangular
seals have been investigated experimentally14 and
numerically,1416 with a focus on the reciprocating piston rods in high-pressure hydraulic actuators (often
found in aircrafts). Such analyses did not yield the
macroscopic component properties required by the
dynamic models.
2.
Problem formulation
To the best of our knowledge, a comprehensive analytical and experimental study into the dynamic characterization of the rectangular seal in a disk-caliper braking
system has not yet been reported. The primary goal of
this article is to fill this void in the literature. An analogous linear time-invariant mechanical model (of dimension one) is used to represent the pistonbore chamber
for both fixed and floating (single- or dual-piston) caliper designs. A discrete mass element Mp represents the
piston(s), and effective discrete stiffness keh and viscous
damping ceh elements represent the hydraulic system.
Each is quantified as a linear time-invariant parameter.
Since no dynamic models are found in the literature for
piston seals, a linear time-invariant system model of an
experiment (discussed in the section on the design of a
new experiment) is proposed and used to estimate the
contributions of different physical mechanisms to keh
and ceh , as well as to assess the need for more complex
nonlinear models of piston seals in future studies. For
a dual-piston design, it is assumed that the two pistons
act in parallel, and thus the discrete elements add
together to form a one-dimensional representation. The
pressure in the pistonbore chamber is defined as pb(t)
where t is the time, and the effective piston surface area
to which pb(t) is applied is defined as Aep , while the displacement of the piston(s) is denoted by xp(t).
The source of the stiffness keh in the pistonbore
chamber is the bending of the rectangular seal(s) due to
the pb(t) excitation. Damping can be manifest in several
different forms, such as viscous, structural, and
Coulomb forms, all of which can be represented by
equivalent viscous damping coefficients ceh under harmonic excitation. A simple experiment must be
3.
4.
Liette et al.
1615
Figure 1. Schematic diagram of the new experiment with focus on the rectangular seals: (a) front view; (b) side view.
studies should investigate the effects that elevated temperatures as well as thermal gradients have on the
system.
The hydraulic system is actuated by application of a
displacement to a brake master cylinder by a pneumatic
cylinder. The hydraulic pressure is increased by adjusting the air cylinder pressure, and the air supply
(6.89 MPa maximum) is pulsed using a three-way solenoid valve (100 ms response time, normally closed).
From the master cylinder, the hydraulic fluid flows
through a hard pipe, a needle valve, and an elastic hose
into the pistonbore chamber; both the hard pipe and
the elastic hose are similar to those found in a vehicle
brake system. Two pressure sensors (Honeywell model
MLH01KPSB06A; 06.89 MPa range; 1.7225 MPa/V
sensitivity17) are used in the hydraulic system: one at
the master cylinder and one in the pistonbore chamber. The first sensor serves as the measured input into
the hydraulic system, denoted as the master cylinder
pressure pi(t), and the second serves as the measured
input into the mechanical system, which is pb(t). A
baseline behavior of the hydraulic system is measured
when the needle valve is fully open. Varying the restriction of the needle valve changes the total resistance to
fluid flow and offers an alternative hydraulic system
configuration, allowing verification of the hydraulic
model and further investigation into the hydraulic system dynamics.
The mechanical components in the experiment in
Figure 1 include a cut caliper, two rectangular seals,
two pistons, a rigid steel block that the pistons push
down on to, three support columns on to which the cut
caliper is bolted, and washers which allow variation in
the leakage path length and the dead volume. The leakage path is defined as the thin fluid path between the
side of the piston and the bore; the dead volume is
defined as the volume of fluid in the pistonbore
1616
pulsations of the air solenoid, with one washer at each
support column. A 5 Hz excitation is representative of
the response time of a brake booster with a master
cylinder,1 with other components having slower
response times.1 The pressure is ramped up to 1.38 MPa
(200 lbf/in2) before the solenoid is engaged, and the
resulting pb(t) signal has a mean pressure pm
b =
0.67 MPa and a peak-to-peak pressure p^b = 0.61 MPa,
as shown in Figure 2. All analyses conducted consider
the steady state portion of pb(t) only, and ideally the
pb
steady state response should be pb(t) = pm
b + 0:5^
sin(10pt). However, the resulting waveform resembles a
5 Hz sine wave with some distortion that is caused by
the physics of the actuation system. When taking the
fast Fourier transform of pb(t), 5 Hz is indeed the fundamental frequency, although some superharmonics
(10 Hz, 15 Hz, etc.) are present. The spectral energy
density at the fundamental frequency, however,
accounts for roughly 99% of the total spectral energy
density in the signal. Thus, pb(t) is essentially a 5 Hz sine
wave, as desired.
The fast Fourier transform of the corresponding
pi(t), Fk(t), and xc(t) time histories are also taken, and
the resulting spectral energy densities are shown in
Table 1. Here, five separate experimental runs are averaged together in the frequency domain, and only the
first five harmonics are considered (owing to the lowpass filter used for initial signal conditioning). All the
signals have about 99% of the energy spectral density
at the first harmonic; however, there is some amplification of the second and third harmonics from input to
output, particularly in xc(t). While this indicates some
nonlinear effects, the energy spectral density of each
harmonics is less than 1% combined and thus is
neglected in this study.
A harmonic excitation allows an estimation of the
total damping present in the system using a hysteresis
loop. With no brake pads present, the only significant
Ns
Ns
=
As
pdp ws
2b
where Ns is the normal force at the sealpiston interface, ss is the stress on the seal, As is the inner surface
area of the seal, ws is the thickness of the seal, dp is the
diameter of the piston, and mfs 0.30 is the static
Figure 2. Measured pb(t) for a 5 Hz waveform input with a 1.38 MPa maximum pressure.
Liette et al.
1617
Table 1. Percentages of energy spectral density at the first five harmonics of pi(t), pb(t), fk(t), and xc(t). The results are for a 5 Hz
waveform input with a 1.38 MPa maximum pressure.
Frequency (Hz)
5
10
15
20
25
Energy spectral density (%) of the following at the first five harmonics
Master cylinder
pressure pi(t)
Pistonbore chamber
pressure pb(t)
Steel block
force Fk(t)
Caliper
displacement xc(t)
99.0
0.17
0.38
0.07
0.40
99.6
0.10
0.16
0.08
0.01
99.4
0.11
0.40
0.02
0.02
99.1
0.41
0.47
0.01
0.02
Figure 3. Schematic diagram of a single piston with the seal modeled as a shear beam.
ks =
1618
= 2kes
Ffs
Ffs
=2
=
2Xds
Xds
inputs. Nevertheless, the proposed effective seal stiffness is useful for brake vibration models, where the
rotor surface input can be measured and approximated
as a combination of known harmonic inputs into the
system.
cfs =
from the plot shown in Figure 4 (similar to the ceh calculation). This is an estimation, as the theory is derived
on the assumption of a pure sinusoidal input, resulting
in an elliptical hysteresis loop.20 For a comparison with
Liette et al.
1619
cs k s hs
2Xds ve
6a
Ffs hs
2Xds ve
6b
A normalized coefficient 2
css = 2css ceh = 0:11 is calculated. This is an order of magnitude less than 2
cfs and
thus is less significant.
The viscous damping coefficient cv associated with
the fluid flowing through the leakage path is defined as
#
"
#"
2
2
2
2
d
d
d
6pm
d
w
p
p
y
b
b
w
cv =
4
4 2db w
w3
7
8b
8a
xc t
c
s
f e
4mb Ab
c ve Xds
1620
Table 2. Alternative damping sources and their equivalent viscous damping coefficients at 5 Hz.
Damping mechanism
Location
Normalized equivalent
viscous damping coefficient
Coulomb friction
Structural
Coulomb friction
Viscous
Pistonseal interface
Seal material
Pistonbore interface
Leakage path
2cfs = 0:97
2css = 0:11
2cfb = 0:04
2cv = 0:0001
86.9
9.6
3.5
0.0
All the normalized equivalent viscous damping coefficients for alternative damping mechanisms discussed
are summarized in Table 2. The individual mechanisms
are also ranked based on the percentages of the total
estimated viscous damping 2cfs + 2csc + 2cfb + 2cv that
they account for, and the Coulomb friction at the
pistonseal interface is the most dominant source. In
order to quantify whether the identified physical
damping mechanisms account for all the damping
measured from the system hysteresis loop, an index x
is defined as
x=
10
ceh ve
keh
11
Liette et al.
1621
Table 3. Summary of keh , heh , 2cfs , 2css , 2cfb , andx for all experiments where A denotes experiments with one washer and B denotes
experiments with five washers.
Experiment
Maximum
pressure (MPa)
Peak-to-peak
pressure (MPa)
ke
h
heh
2cfs
2css
2cfb
1A
2A
3A
4A (restricted needle valve)
5A (restricted needle valve)
6A (restricted needle valve)
1B
2B
3B
4B (restricted needle valve)
5B (restricted needle valve)
6B (restricted needle valve)
1.38
2.07
2.76
1.38
2.07
2.76
1.38
2.07
2.76
1.38
2.07
2.76
0.59
0.70
0.81
0.40
0.64
0.74
0.57
0.71
0.88
0.52
0.72
0.86
0.29
0.23
0.19
0.44
0.27
0.21
0.40
0.28
0.20
0.44
0.27
0.20
0.93
1.04
1.36
0.60
0.95
1.28
1.09
1.28
1.92
1.08
1.39
1.93
0.97
0.94
0.76
1.18
0.99
0.78
0.71
0.72
0.53
0.66
0.67
0.53
0.11
0.10
0.07
0.17
0.11
0.08
0.09
0.08
0.05
0.09
0.07
0.05
0.04
0.11
0.17
0.06
0.11
0.18
0.03
0.08
0.12
0.03
0.08
0.11
1.12
1.14
1.00
1.41
1.21
1.04
0.83
0.88
0.70
0.79
0.81
0.69
master cylinder chamber, hard pipe, needle valve, elastic hose, and pistonbore chamber are the hydraulic
components included (denoted by the subscripts i, r, v,
t, and b respectively); the component properties include
the area, length, diameter, wall thickness, and Youngs
modulus (denoted by A, , d, w, and E respectively).
The time-varying state variables include pi(t), pb(t),
xp(t), xc(t), the master cylinder displacement xi(t), and
the hydraulic system flow rate Qh(t). The excitation
force for the system is the air cylinder pressure pa(t)
multiplied by the air cylinder area Aa, as applied in the
experiment.
All the discrete masses are determined by weighing
the individual components. For the discrete stiffness
elements, kk is determined from the three load cells in
parallel (as previously discussed in the section on the
design of a new experiment) and ki is determined from
the provided master cylinder specifications for its
return spring. The stiffness kc is determined from a step
response of the experiment (with one washer) at three
pressure amplitudes (1.38 MPa, 2.07 MPa, and
2.76 MPa), denoted as Pb. Since the seal slips during
the excitation, it offers little resistance to the caliper
motion. It is thus assumed that the stiffness of the caliper is the dominant resistance to the movement of the
caliper body, caused by the pressure excitation on the
top surface of the pistonbore chamber. The stiffness is
the slope of the applied force Aeb Pb versus the caliper
displacement amplitude Xc for the three Pb values
considered.
A constant mean flow rate is assumed in the hydraulic system, neglecting the effects of the hard pipe and
elastic hose compliances on the flow rate. This assumption simplifies the analysis and avoids some numerical
issues. As a result, the hard pipe and elastic hose have
only resistance and inertance terms. A linear timeinvariant fluid resistance R is calculated for both,
assuming laminar flow in the experiment. The Reynolds
number is calculated at a maximum pressure of
2.76 MPa, which produces the highest Qh(t) of all the
cases considered in the experiments. The Reynolds
1622
Figure 6. Analytical model schematic diagrams: (a) fluid-mechanical model; (b) mechanical model.
It =
12a
and
Ret t =
jQh tjry dt
my At
12b
128my r
pd4r
13a
128my t
pd4t
13b
and
Rt =
and
14a
4 ry t
3 At
14b
r
gy
Dpo
15
17
Liette et al.
1623
19a
Ci =
19b
20a
Vb = Aeb b
20b
+ Aep a
1ww
21a
21b
pi t pb t = Rr + Rv + Rt Qh t + Ir + It Q_ h t
21c
Qh t Aep x_ p t x_ c t = Cb p_ b t
Mp xp t + ceh x_ p t + keh + kk xp t
ceh x_ c t keh xc t = Aep pb t
Mc xc t + ceh x_ c t + keh + kc xc t ceh x_ p t
keh xp t = Aeb pb t
21d
21e
21f
These equations are numerically solved using commercial MATLAB Simulink software27 (using the ode15s
solver with the 0.001 s maximum step size). There are
six differential equations, corresponding to six state
variables and one input pi(t). The measured pi(t) signal
is directly fed into the simulation (with the corresponding t vector) as an input, allowing for a comparison of
the measured and predicted responses. The six state
variables are pa(t), xi(t), Qh(t), pb(t), xp(t), and xc(t);
equations (21a) to (21f) are rearranged to calculate
these with pi(t) as the input.
1624
Table 4. Predicted-to-measured peak-to-peak amplitude ratios and time offsets for experiments A (with one washer).
Experiment
Predicted-tomeasured
^pb ratio (%)
Predicted-tomeasured
^Fk ratio (%)
Predicted-tomeasured
^xc ratio (%)
t b/T (%)
t k/T (%)
t c/T (%)
1A
2A
3A
4A (restricted needle valve)
5A (restricted needle valve)
6A (restricted needle valve)
89.1
96.3
97.2
102.7
100.5
103.4
89.4
92.8
90.8
100.2
96.0
95.2
93.6
102.6
97.2
112.4
109.3
102.7
1.2
0.7
21.0
20.7
0.5
1.3
0.8
22.0
23.5
1.5
1.0
21.0
4.0
0.2
21.2
3.7
2.0
1.5
Liette et al.
1625
Figure 8. Measured versus predicted pb t, Fk t, and xc t values with one washer for (a) experiment 2A and (b) experiment 5A:
, measured; - - - -, predicted.
bk
Fp
bp p a 1ww
22a
by summing the moments about point O and considering the force balance in the xp direction (Fp = Fk).
0:5db + bc
Fc
bb b a 1ww
22b
by summing the moments about point O and considering the force balance in the xc direction (Fc=F1).
Substituting equation (22a) into equation (22b) and
rearranging gives
1626
Table 5. Predicted-to-measured peak-to-peak amplitude ratios and time offsets for experiments B (with five washers).
Experiment
Predicted-tomeasured
^pb ratio (%)
Predicted-tomeasured
^Fk ratio (%)
Predicted-tomeasured
^xc ratio (%)
t b/T (%)
t k/T (%)
t c/T (%)
1B
2B
3B
4B (restricted needle valve)
5B (restricted needle valve)
6B (restricted needle valve)
101.2
102.8
98.8
100.0
94.7
92.5
88.4
91.9
89.7
83.6
84.1
85.1
138.6
130.4
113.2
136.8
119.8
107.1
2 2.8
2 3.5
2 4.5
2 1.5
2 2.8
2 3.3
2 5.8
2 7.5
2 9.0
2 4.2
2 6.2
2 7.5
2 2.7
2 4.5
2 6.2
2 1.3
2 3.5
2 4.2
Figure 9. Measured versus predicted pb t, Fk t, and xc t values with five washers for (a) experiment 2B and (b) experiment 5B:
, measured; - - - -, predicted.
Liette et al.
1627
Figure 10. Simplified static analysis of the piston and cut caliper (side view).
Fc
bk
bb b a 1ww
=
Fp
0:5db + bc bp p a 1ww
22c
Conclusion
Two key contributions emerge from this study. First,
an experiment to characterize dynamically the rectangular seal component found in a floating or fixed (single- or dual-piston) disk-caliper braking system is
conducted, and physical sources of stiffness and damping associated with the seal (and pistonbore chamber)
are both identified and quantified. The stiffness source
is attributed to the static stiffness of the rectangular
seal (modeled as a shear beam) and the duration of the
response that the seal is slipping on the piston surface.
This is defined by an effective linear time-invariant discrete stiffness element. Significant damping mechanisms are identified, all of which are estimated by linear
time-invariant damping coefficients. These mechanisms
include Coulomb friction at the pistonseal interface,
structural damping in the seal material, and Coulomb
friction at the pistonbore interface; the friction at the
pistonseal interface is the most significant source.
These damping mechanisms are found to account for
the measured effective viscous damping coefficient to
within 641%, but this deviation does not seem to have
a significant effect on the peak-to-peak predictive capabilities of the analytical model.
A second contribution is the development of a tractable analytical model of the experiment (using linear
time-invariant parameters), with which a good agreement between the predicted and the measured peak-topeak values is obtained with minimal time offsets
between the two. This model incorporates the identified
dynamic rectangular seal parameters, giving confidence
in the proposed linear time-invariant representation of
the seal. The model can be extended for use in investigating a range of brake system issues, including brakeinduced vibration, pedal feel, brake control, and brake
drag. Finally, it provides a linearized insight into a seemingly nonlinear system.
A better understanding of the physics behind the
possible mechanical advantage phenomenon observed
at the five-washer boundary condition is left to future
work. An extension of the proposed linear model to
include nonlinear effects such as Coulomb friction
instead of equivalent viscous damping coefficients
should also be proposed in the future. A multivalued
seal stiffness could also be incorporated into the model,
with the static stiffness being used when the seal sticks
and a near-zero stiffness being used when the seal slips;
the asymmetry of the seal groove design should be considered for this type of model. The effects of elevated
1628
temperatures and temperature gradients on the system
are omitted in this paper, and future work should
investigate these thoroughly. Finally, experimental and
analytical methods should be extended to a wider frequency range (say 525 Hz, common for brake judder1)
and to more complex wave forms associated with transient brake apply or control behaviors.
12.
13.
14.
Funding
This work was supported by Honda R&D Americas,
Inc. (grant nos 60020014 and 60030553) and the Honda
Partnership Program and Transportation Research
Endorsement Program at The Ohio State University
(fund no. 291742).
Acknowledgements
The authors would like to thank Honda R&D
Americas, Inc. and the Honda Partnership Program
and Transportation Research Endorsement Program at
The Ohio State University for guidance that allowed
this research to be possible.
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Appendix
Notation
A
b
BV
c
C
d
E
F
G
area
moment arm
volume coefficient
viscous damping coefficient
compliance
diameter
Youngs modulus
force
shear modulus
Liette et al.
1629
I
k
M
N
p(t)
P
Q(t)
R
Re
t
T
U
V
w
x(t)
X
inertance
stiffness
length
mass
normal force
pressure
pressure amplitude
flow rate
resistance
Reynolds number
time
oscillation period
energy
volume
thickness
displacement
displacement amplitude
a
b
g
D
e
h
u(t)
m
mf
n
j
number of washers
bulk modulus
specific gravity
change in a quantity
strain
loss factor
angle
dynamic viscosity
static coefficient of friction
Poissons ratio
volume fraction of entrapped air to
hydraulic fluid
density
stress
time offset
viscous damping index
threshold displacement
circular frequency
r
s
t
x
c
v
Subscripts
a
b
c
d
e
h
i
k
o
p
r
s
t
v
w
y
air
pistonbore chamber
caliper
brake pads
excitation
hydraulic system
master cylinder
steel block
leakage path
operating point
piston
hard pipe
seal
elastic hose
needle valve
washer
hydraulic fluid
Superscripts
d
e
f
m
s
v
_
dynamic
effective
friction
mean
structural
viscous
d( )/dt
d2( )/dt2
normalized value
peak-to-peak value
Operator
hit
time average