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9.1
9.2
9.3
9.4
9.5
9.6
9.7
Figure 9.1.1 Schematic illustration of flow in a narrow channel: lubrication flow in a slider bearing with a curved upper surface.
(9.1.1)
and
(9.1.2)
(9.1.3)
Uy (XI) is the maximum of the magnitude of the y component of the velocity at x = XI. The continuity equation requires that the magnitude
of duy/dy be comparable to the magnitude of dux/dx, which was found
to be of order Ux(xi)/(x2 - XI). This will be true only if Uy(xi) scales
with Ux(xi) h(xi)/(x2 - XI).
9.1.3 Relative magnitudes
Using the preceding scalings, we find that the ratio of the magnitude
of the first term on the left-hand side of (9.1.1) to the magnitude of the
penultimate term on the right-hand side is
(9.1.4)
The ratio of the magnitude of the second term on the left-hand side of
(9.1.1) to the magnitude of the penultimate term on the right-hand side
is
(9.1.5)
And the ratio of the magnitude of the second term on the right-hand side
of (9.1.1) to the magnitude of the penultimate term on the right-hand
side is
(9.1.6)
(9.1.7)
(9.1.10)
A key observation is that, because in a stationary frame of reference
the flow is steady, the flow rate Q(x) is not only constant in time, but also
independent of the streamwise position x. To verify this statement, we
perform a mass balance over a control area confined between two crosssections of the channel that are separated by an infinitesimal distance,
and note that fluid neither enters nor escapes from the control volume
through the bottom or top.
Computation of the pressure
Solving equation (9.1.10) for the axial pressure gradient, and substituting h(x) ho ax for the channel width, we find
(9.1.11)
To compute the flow rate Q, we exercise our knowledge of the pressure at the two ends of the lubrication zone: equation (9.1.11) provides
us with the local pressure gradient whose integral with respect to x across
the lubrication zone must produce a specified pressure drop. This mathematical condition is a reflection of the physical environment in which
the lubrication flow takes place. Performing the integration, we find
(9.1.12)
where Ap is the pressure drop.
For simplicity, we assume that the end-pressures are equal, so that
Ap = O. Carrying out the integration on the right-hand side of (9.1.12),
solving for Q, and then simplifying, we derive the expression
(9.1.13)
where hi = h$ aL is the channel width at the end of the lubrication
zone. Note that, if either /IQ or HL vanishes, in which case the channel
is closed at one end, the flow rate is equal to zero, as expected.
Substituting the right-hand side of (9.1.13) for the flow rate into the
right-hand side of (9.1.12), and carrying out the integration, we find the
pressure distribution
(9.1.14)
It is reassuring to confirm that the second term on the right-hand side of
(9.1.14) vanishes when x L, yielding the specified zero pressure drop.
Lift force
The y component of the hydrodynamic force exerted on the upper
sloped surface may be approximated with the integral
(9.1.15)
Substituting the pressure distribution (9.1.14) into the integrand, and
carrying out the integration, we find
(9.1.16)
We have introduced the geometrical factor
(9.1.17)
taking values in the range (00,0) or (1, CXD); a negative value corresponds to an upper wall sloping upward, and a positive value corresponds to
an upper wall sloping downward. Values of K in the range [0,1] are prohibited by the requirement that the upper wall does not slope downward
so much as to touch the lower wall before the end of the lubrication zone.
When, in particular, = 1, the two walls meet at x = L, and the channel
is closed at the right end.
In summary, we have derived expressions for the flow rate, pressure
distribution, and normal force given, respectively, by equations (9.1.13),
(9.1.14), and (9.1.16), and this concludes the goal of our analysis. To
interprete the results in physical terms, we restate expression (9.1.16) in
the form
(9.1.18)
where the function G(ft), expressing the hydrodynamic lift or load force,
is given by
(9.1.19)
Figure 9.1.3 displays the graph of G(K) in its domain of definition. The
results show that the lubrication force is positive when the plane wall
moves towards the minimum gap, and negative when the plane wall
moves towards the maximum gap. In the former case, the lift force is
able to balance the weight of an overlying object whose lower surface is
represented by the inclined plane, provided that K is sufficiently close to
unity. In the latter case, the lubrication force pulls the object toward
the plane wall closing the gap and choking the flow.
9.1.6 Flow in a wavy channel
The preceding analysis may be extended in a straightforward fashion
to arbitrary channel geometries. A fundamental assumption is that the
(9.1.22)
(9.1.23)
which provides us with an expression for the flow rate in terms of the
specified wall velocity and pressure drop.
The definite integrals on the right-hand side of (9.1.23) are best computed by numerical methods. Interestingly, because the integrands are
periodic, best results are obtained by using the simplest algorithm of
numerical integration expressed by the trapezoidal rule: divide the integration domain (O, L) into N intervals of equal length Arr = L/AT, and
introduce the approximation
(9.1.24)
where X{ (i 1) Ax are the end-points of the intervals; similarly for
the integral in the denominator of (9.1.23). It can be shown that, as the
number of divisions N becomes larger, the difference between the leftand right-hand side of (9.1.24), defined as the numerical error, decreases
faster than any power of 1/JV, allowing for rapid convergence.
Once the flow rate has been found, the result may be substituted into
the right-hand side of (9.1.22), and the expression thus obtained may
be integrated by analytical or numerical methods to yield the pressure
distribution along the channel; the velocity follows from (9.1.9).
9.1.7 Dynamic lifting
An extension of the preceding analysis allows us to develop a method
of simulating the motion of a two-dimensional body pressing against
a horizontal wall that translates along the x axis with velocity F, as
illustrated in figure 9.1.5. The clearance between the body and the
translating wall is occupied by a lubricating fluid, with the lubrication
zone extending from x b and a. This configuration serves as a twodimensional model of the flow between a piston ring pressing against the
cylinder of a combustion chamber in an internal combustion engine.
The lubrication flow generates a pressure field, and the associated
lifting force causes the body to move along the y axis with velocity
VB = dc/dt, where c is the minimum film thickness; that is, the minimum
clearance between the body and the translating wall. Our objective is
to compute the evolution of the function c(i) from a specified initial
state. Hydrostatic pressure variations in the y direction are assumed to
be negligibly small.
We begin by writing a mass balance for the lubricating fluid requiring,
(9.1.25)
Evaluating the flow rate from the right-hand side of (9.1.10), we derive
a partial-differential equation for the pressure,
(9.1.26)
which is to be solved subject to the specified, and possibly time-dependent,
boundary conditions p(x = b) Pi(t) and p(x = a) Pz(I)* The
vertical velocity of the body VB = dc/dt is determined by the balance
between the weight of the body, denoted by W', and the lifting force due
to the pressure, expressed by
(9.1.27)
The solution may be computed using the following algorithm:
1. Solve the following simplified version of equation (9.1.26),
(9.1.28)
subject to the required boundary conditions p(x -b) = Pi(t)
and p(x a) = P*i(f), and call the solution p\(x).
2. Solve the following simplified version of equation (9.1.26),
(9.1.29)
subject to the homogeneous boundary conditions p(x = b) = O
and p(x a) = O, and call the solution P^(X].
3. Set
(9.1.30)
4. Substitute the pressure distribution (9.1.30) into the force balance
(9.1.27), and carry out the integration to compute dc/dt.
5. Having evaluated dc/dt, update the minimum clearance c.
6. Return to step 1 and repeat.
Straightforward substitution shows that the pressure distribution
(9.1.30) satisfies the governing equation (9.1.26) and the pressure boundary conditions specified at either end.
Problems
Problem 9.1.1 Lubrication in a slider bearing.
Confirm that the function G(K) defined in equation (9.1.19) satisfies
the symmetry property .ff(ft0.5) = H(0.5 ft), and explain in physical
terms why.
Problem 9.1.2 Flow in a symmetric channel.
Consider pressure-drive flow in a symmetric channel with stationary
wavy walls located at y h(x) = (/IQ + a COS(ZKX/L)). Derive an
expression for the flow rate in terms of the pressure drop over one period.
Computer problems
Problem c.9.1.1 Flow in a wavy channel.
(a) Consider flow in a channel confined between a plane and a wavy
wall, as discusssed in the text, driven by an imposed pressure drop;
in this case, F = O. Prepare a graph of the dimensionless flow rate
Q = 12//LQ/(/iQ AP) against the reduced amplitude a//io and discuss
its functional form. The integral on the right-hand side of (9.1.23) should
be computed using the trapezoidal rule, as shown in equaton (9.1.24).
(b) Repeat (a) for flow driven by boundary motion, corresponding to
Ap = O. Prepare a graph of the dimensionless flow rate Q = 2,Qf(V /IQ)
against the reduced amplitude a//io, and discuss its functional form.
Problem c.9.1.2 Dynamical simulation of the lifting of a body due to
lubrication.
Directory 05Jub/bear.2d of FDLIB contains a program that simulates the lateral motion a body pressing against a translating wall, using
the numerical method discussed in the text. The geometry of the body
is specified by the lengths a, 6, and S defined in figure 9.1.5. In the finitedifference implementation, the left part of the lubrication zone, extending
over -b < x < O, is divided into M intervals, and the right part of the
lubrication zone, extending over O < x < a, is divided into N intervals,
as depicted at the bottom of figure 9.1.5. The derivatives with respect to
x in equations (9.1.28) and (9.1.29) are approximated with second-order
finite differences, yielding a tridiagonal systems of algebraic equations
for the pressure at the nodes.
Run the program for two sets of conditions of your choice, prepare
a plot of the minimum film thickness as a function of time, and discuss
the results of your simulations.
gy = -g cos<90,
(9.2.1)
(9.2.2)
(9.2.4)
Further analysis involves two key steps.
9.2.2 Evaluation of the pressure gradient
First, we observe that the normal stress undergoes a jump across the
interface due to the surface tension 7, as required by the interfacial condition (4.2.22). In the context of locally unidirectional flow, the normal
stress can be approximated with the negative of the pressure, yielding
the pressure jump condition
PFS = PAtm + 7
(9.2.5)
Moreover, the curvature of the mildly sloped free surface may be approximated with the simple form
(9.2.6)
Substituting (9.2.6) into (9.2.5), and the result into (9.2.2), we obtain
the pressure distribution inside the film in terms of the film thickness,
(9.2.7)
Substituting further (9.2.7) into the right-hand side of (9.2.4), we derive
an expression for the flow rate in terms of the film thickness,
(9.2.8)
9.2.3 Mass balance
Second, we perform a mass balance over a control area that is confined between (a) two parallel planes that are normal to the plane wall
and are separated by an infinitesimal distance, (b) the corresponding
section of the evolving free surface, and (c) the wall. The mass balances
requires that the rate of accumulation of mass within the contol volume
be equal to the difference between the flow rates into and out from the
control volume. In differential form,
(9.2.9)
(9.2.10)
Several features of this equation are worth noting:
Carrying out the differentiation with respect to x on the left-hand
side, we find that the fourth derivative d^h/dx4 springs off from
the term involving the surface tension. Since (9.2.10) is a fourthorder equation, two boundary conditions at each end of the solution
domain, involving /i, dh/dx, or d2h/dx2, are required. If the film
is periodic, the boundary conditions are replaced by periodicity
conditions for the film thickness and its spatial derivatives.
In the absence of surface tension, 7 = 0, (9.2.10) becomes a secondorder differential equation, in which case only one boundary condition at each end of the solution domain, involving h or dh/dx,
is required. If the film is periodic, the boundary conditions are
replaced by periodicity conditions.
Equation (9.2.10) is a first-order differential equation in time t. To
compute the solution, an initial condition for h(x,t O) at the
origin of computational time is required.
Because of the presence of products of the film thickness h and its
spatial derivatives, equation (9.2.10) is highly nonlinear.
At steady state, dh/dt = O, the shape of the free surface is described by the ordinary differential equation
(9.2.11)
(9.2.12)
Using the mid-point rule to approximate the integral on the left-hand
side of (9.2.12), we obtain
(9.2.13)
Approximating further the time-derivative on the right-hand side of
(9.2.13) with a first-order forward-difference, we obtain
(9.2.14)
Next, we substitute (9.2.14) into (9.2.13) and the result into (9.2.12),
and solve the emerging expression for h(xf4\t + A), to find
(9.2.15)
where the right-hand side is evaluated at t.
Finally, we express the values of the function h and its spatial derivatives at the element end-points in terms of values at the mid-points using
a combination of averaging and finite-difference approximations, writing,
for example,
(9.2.16)
h(x} = h(x%),
h(x%+2) = h(x?),
(g 2 1?)
which allow the evaluation of the right-hand sides of (9.2.16) at the ends
of the computational domain extending over one period.
The numerical procedure involves the following steps:
1. Specify the values of hf4 at the origin of computational time.
2. Choose a time step At.
3. Evaluate (9.2.16) and (9.2.17) at the element end-points.
4. Compute the right-hand side of (9.2.15), and thereby obtain the
updated value of the film thickness at the mid-points.
5. Return to step 3 and repeat for another step.
Figure 9.2.3 Multi-film flow down an inclined wall with periodic corrugations.
(9.2.18)
where /^ and pi is the viscosity and density of the ith layer.
Continuity of velocity across the interfaces requires
(9.2.19)
for i = 1 , 2 , . . . , JV 1. The no-slip boundary condition at the wall
requires
41^y = Vo) = Q.
(9>220)
Continuity of shear stress across the interfaces requires
(9.2.21)
with the understanding that /J.N+I 0> which ensures that the shear
stress vanishes at the free surface. Finally, a balance of the normal
stresses on either side of the ith interface involving the interfacial tension
7i, requires
(9.2.22)
where Ki is the curvature of the ith interface or free surface, with the
understanding that p(N+l) = PAtm- The statement of the problem is
now complete, and we proceed to formulate the solution.
Pressure gradient
Our first task is to compute the pressure gradient on either side of
each interface. We begin by integrating the second of equations (9.2.18)
with respect to y from the ith interface up to an arbitrary point, and
use the interfacial condition (9.2.22) to find
p ( l ) ( x , y ) = p(l+l\x,y = yi) + 7. + pi gy [y - Vi(x}},
(9.2.23)
for i 1, 2 , . . . , TV, with the understanding that p(N+l^ = PAtmNext, we differentiate equation (9.2.23) with respect to x, and use
the chain rule to write
(9.2.24)
Evaluating dp^+^/dy from the second of equations (9.2.18), we obtain
(9.2.25)
Writing equation (9.2.25) for the interfaces numbered i, i + 1,..., TV, and
adding corresponding sides, we obtain
(9.2.26)
Finally, we introduce the familiar approximation KJ ~ -82yj/dx2, and
obtain
(9.2.27)
(9.2.28)
yi
- Gw(x) yl
(9.2.30)
fort = 1,2,...TV-I5
AI (x) + BI (x) yo - Gi (x) yl = O,
(9.2.31)
(9-2.33)
A straightforward substitution allows us to replace the recursion relation (9.2.33) with the explicit formula
(9.2.34)
for i = 1,2,..., N - 1. Equations (9.2.33) and (9.2.34) provide us with
expressions for evaluating the coefficients BI(X). Once these are available, AI(X) follows from (9.2.31), and the rest of the coefficients Ai(x)
follow from (9.2.30).
Evolution equations
The counterpart of the mass balance equation (9.2.9) for the ith film
is
(9.2.35)
where hi is the film thickness, and
(9.2.36)
is the local flow rate. Writing equation (9.2.35) for i = 1,2,... N, and
combining the expressions thus obtained, we derive the evolution equations
(9.2.37)
(9.2.38)
and
(9.2.40)
where $\ = pz/piequations
Problem
Problem 9.2.1 Two-layer flow.
Consider a two-layer flow with fluids of equal viscosity and density,
AI = 1 and fii = 1, in the absence of interfacial tension, 71 = O. Show
that the second of the evolution equations (9.2.41) reduces to (9.2.10) for
single-film flow, and discuss the significance of the first of the evolution
equations (9.2.41).
Computer problems
Problem c.9.2.1 Finite-volume method for single-film flow.
Write a computer code that uses the finite-volume method described
in the text to simulate the evolution of a periodic film resting on a
horizontal wall or flowing down an inclined wall. Compute the evolution
of a film with an initially sinusoidal free surface resting on a horizontal
wall, investigate and discuss the effect of surface tension by numerical
experimentation.
Problem c.9.2.2 Multi-film flow.
Directory O5.lub/films of FDLIB contains a computer code that
uses an explicit finite-difference method to simulate the evolution of a
number of superimposed films resting on a horizontal periodic wall or
flowing down an inclined periodic wall, as discussed in the text. Run
the code for two multi-layer configuration of your choice involving a
horizontal and an inclined wall. Investigate and discuss the significance
of the interfacial tensions.
(9.3.1)
and
(9.3.2)
(9.3.3)
for the lower fluid extending over h < y < yi(x), and
(9.3.4)
for the upper fluid extending over yi(x) < y < /i, where uj is the a
priori unknown streamwise velocity at the position of the interface, and
1 = (dux /dy)y=yi and 2 = (dux /dy}y=yi are the a priori unknown
shear rates evaluated on either side of the interface. If the interface is
flat, u/, 1 and 2 are given by expressions (7.1.14) and (7.1.15).
9.3.3 Shear rate and interface velocity
To compute the interfacial shear rates, we use the no-slip boundary
condition at the upper and lower wall, requiring UX (y = h) = Ui and
u(x\y = h) = Ui. Evaluating the velocity from (9.3.3) and (9.3.4), and
solving for the shear rates, we find
(9.3.5)
where /ii(x, t) = h + y/(x, t) and h^ (re, t) = h yi(x, t) are the local and
instantaneous layer thicknesses. If the interface is flat, the streamwise
pressure gradients are equal, and expressions (9.3.5) reduce to those given
in (7.1.15) with dp^/dx = dpW/dx = -*.
Substituting the right-hand sides of equations (9.3.5) into the equation /^ii = /^2^2 expressing continuity of shear stress across the interface,
we find
(9.3.6)
where A = //2/Mi 5 P = P2/Pi> and <5 = h^/hi is the ratio of the local layer
thicknesses. If the interface is flat, the streamwise pressure gradients
are equal, and expression (9.3.6) reduces to that given in (7.1.14) with
dpM/dx = dpW/dx = -x.
9.3.4 Streamwise pressure field
Next, we note that the pressure undergoes a jump across the interface
due to the surface tension 7, and write
p^ (x, y = y/) = pW (x, y = yf) + 7 ,
,g 3 ^
(9.3.8)
where both sides are evaluated at the interface. Using the second of
equations (9.3.1) and (9.3.2) to evaluate the derivatives of the pressure
with respect to y, and rearranging, we obtain
(9.3.9)
Substituting this expression into (9.3.6) to eliminate p&\ we derive an
alternative expression for the interfacial velocity
(9.3.10)
involving the pressure gradient in the lower layer and the instantaneous
shape of the interface.
9.3.5 Flow rates and mass conservation
We proceed by integrating the velocity profiles (9.3.3) and (9.3.4)
with respect to y over their respective domain of definition to derive the
following expressions for the streamwise flow rates
(9.3.11)
Using expressions (9.3.5) to eliminate the shear rates 1 and 2 from the
right-hand sides, we find
(9.3.12)
A mass balance over a control area that is confined between (a) two
parallel planes that are normal to the channel walls and are separated
by an infinitesimal distance, (b) the enclosed sections of the walls, and
(c) the enclosed section of the evolving interface, requires that the rate
of accumulation of mass of each layer within this control area should be
equal to the difference between the mass flow rates into and out from
the control volume. In differential form,
(9.3.13)
Since h\ + h<2 2h is constant, dhi/dt + dh^/dt = O, and
(9.3.14)
(9.3.16)
and
(9.3.17)
Integrating both sides of (9.3.15) with respect to x over the length
L, and solving for /(), we find
(9.3.18)
where Ap = p(x = L) p(x = O) is the negative of the pressure drop
over the length L. The integrals on the right-hand side of (9.3.18) may
be computed from knowledge of the instantaneous shape of the interface
using numerical methods.
9.3.6 Evolution equation
Having obtained the function /(), we evaluate the streamwise pressure gradient from (9.3.15), compute the interfacial velocity from (9.3.10),
evaluate the flow rate Qi from the first of equations (9.3.12), and use the
first of equations (9.3.13) to derive an expression for the rate of change
of the lower film thickness or interface position. Symbolically, we write
(9.3.19)
Computer problem
Problem c.9.3.1 Two-layer flow in a channel.
Directory 05-lub/chan.2d-2Lexp of FDLIB contains a program that
simulates the evolution of a periodic interface between two layers in a
channel using an explicit finite difference method.
(9.4.1)
and
(9.4.2)
The formal requirement for fluid inertia to be negligible is that the
Reynolds number, defined with respect to the particle radius, Re =
apU/IJL, be small. We shall see, however, that this assumption does
not guarantee that inertia will be uniformly negligible throughout the
domain of the flow and, in particular, far from the sphere. Having noted
this exception, we proceed to compute the solution on the assumption
that inertia is negligible throughout the domain of flow, and then return
to assess the validity of our conclusions.
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