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Flhmon Peomchs
A/'isZ0Z!e U/1z'ver.sity
of T/zessa/0rzz'/ci
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SAKKOULAS
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TIl'ESSA,I_.ONII(l
1998
W.
CAVINI
The price paid for this impressive tour de force is the elusiveness of (c), a
piece of both textual intricacy and Aristotelian obscura brevitas. Ancient Greek
commentators, Alexander of Aphrodisias and Asclepius of Tralles in particular, already suggested two different readings of the text and consequently two
divergent understanding of the texts line of argument; and the same holds
true, to the best of my knowledge, for all modern editors and commentators,
except the most recent ones, Barbara Cassin and Michel Narcy (1989), who
In both Ross and Jeagers edition, the Greek text of our passage runs
this way:
1011 b 23
14/U01 ,u17v
ti
W. Cavini
50g,
03012
28
The opening sentence states two things, both in modal terms, one negative, the other afrmative:
(aa) But, on the other hand, it is not even possible that there should be
anything in the middle of a contradictory pair,
(ab) but it is necessary either to afrm or to negate any one thing of one
thing.
Is PEM given by (aa), (ab), or both? Aristotles standards formulation of
the principle is actually a more concise variant of (ab), namely either adv (pdvaz
1? ucoqooivaz or miv civayrcazbv
rpdvaz 1? cimorpoivaz, with miv instead of v
rc0c0 vo'g 6rzo6v. Compare for example the following texts:
Tl
rpdval
I7
ll, 77a
(An.P0st.
32, 88a
30)
T2
17
airrozpoivaz
37-bl)
ozbv
sion
So in the standard formulation of the principle there is no explicit excluof a middle3, but (ab) is clearly logically equivalent to (aa)4, i.e.
U*tP7* x(Pxv1Px)<->1O3P3x(| Px/\|Px).
1?
1c0zm(p0imcszv
1?
&1r0(p0imcezv.
3. Der Ausdruck <<tertium non datur ist eigentlich ein Unsinn. (Von einem Dritten
ist eben in p U~p nicth die Redel) (L. Wittgenstein 1961: 57 [06.09.l915]). Aristotles
predicative version of PEM has to be distinguished from the standard sentential law of
excluded middle: *7 p (p v .p), which is never attested (pace Kirwan 1971: 117 and Mignuc-
T4
ydp
dvzaov
013
5.2
ndv,
where an example of Aristotles PEM is given to justify (yp) the exclusion of a middle for contradictory pairs, namely
r/x(Pxv|Px)>3x(\Px/\||Px).
What our text is actually designed to argue for in what follows is (aa), the
impossibility of a middle for contradictory pairs, namely of a joint denial of
both members of contradictory pairs of afrmations and negations, and not
(ab), the necessity of afrmining or negating the same predicate of the same
subject. But arguing for (aa) is, by the same token, tantamount to arguing for
(ab); so that the traditional interpretation of F 7 (cf., Ross title Law of excluded middle proved) has to be retained.
2. The rst argument for (aa) is then a semantic one, an argument from the
meaning of true and false, i.e. from the very denition of truth and falsity5:
b25
dlov d rrpcbrov pv
Kai 1//2660;.
It is clear<that (aa)> rst of all if we dene what is the true and the false.
Among the interpreters, ancient and modern, there is no consensus on
how to understand argument (c):
(.1)
(2)
(3)
sziwzz
1//650;
to 55 to 5v
5. A semantic argument, i.e. an argument from the meaning of a term or the denition
of a concept, is what Aristotle repeatedly recommends in arguing for the syllogistic principles of non-contradiction (PNC) and excluded middle (PEM) in Met. F. Cf. in particular
Met. F 4, 1006a18-b34;7, 1012a 21-24; 8, 1012b 5-8; see also F 7,1012a 3 and 11. The move
of arguing from a denition is a dialectical one; cf. Top. B 4, 111b 12-16; Primavesi 1996:
157-60.
6. 517/10v [...] 6pza0guv0zg.' cf. Rhet. B 7, 1385a 17 (pzaapvozg 1r'7v Xdpzv dlov 501011);
An.P0sl. A 1, 71a 2-3 (qoavspov J 10610 Bswpomv 51:1 naacbv): the true and <the> false:
Top. A 2, 123a 15-17 (511 sf vdxeraz dnolznszv to azj0r7,uv0v yvog rj rrjv dzaqoopoiv, ofov
tuvxrjv To zczvefadaz 1? dav 10' az).1]0g Kain//sdog); Met. B 2, 997a 12-15 (1ca00',100 ydp ad/lzowa
1caz'1rvrwv 0tp;(a1'r0'z dfzcpara arzv, ez"1 5011' ,u1j 106 (pl/l0a0'(p0v, rivog Ema: nspi ouircbv
dt/100 to Hswpaaz 16 013.1706; Kai 1;/s66og); the false or the true: Met. F 8, 1012b 7-8 (55
11'
cmuaivsz rd I//6550;
1?
16 clng).
W. Cavini
(1)
(2)
(3)
an articulated denition
M/10?.
As for the modern editors, Bekker, Schwegler and Tredennick put a comma between (1) and (2), and a full stop between (2) and (3); Bonitz, Christ,
Ross and Jaeger also put a comma between (1) and (2), but an ano stigme (a
semi-colon) between (2) and (3):
(ca)
Besides, they all read (3) as (3a), i.e. with lyaraz following Ab, not /lyez
following EJ. Cassin and Narcy, on the contrary, put an ano stigme (a semi-
colon) between (1) and (2), and a comma between (2) and (3):
(cb)
(l);
05012
and read (3) as (3b), i.e. with /lysz (having the same subject, 0' /Lywv as (2))
following, as they normally do, EJ.
The main difference between (ca) and (cb) is that according to the former
(the interpretatio vulgata) a conclusion (4) has to be supplied:
(ca)
while according to Cassin and Narcy (the Parisienses for short) the argument is a self-contained one, with a protasis, (1), and an apodosis, (2)+(3),
7. Cf. also the
8.
9. As Schwegler (1847:
III
introduced by a conclusive (bare governing both (2) and (3), and articulated by
a non-adversative but conditional 0:/l/lot:
(cb)
(1),
a")0'r.<-.:
(2a)
03016
szilaz
1)
tn]
0:/117086081
1?
l//26081011
with epanalectic 106101) referring back to what is in the middle of a contradictory pair (cf. (aa)) and 6 /lycov identied with the opponent of PEM.
The argument then runs this way:
(caa)
(l),
(bars (2a);
<5:/lid:
namely,
if (1), then also the opponent of PEM in saying that the middle is or is not
will speak truly or falsely (which in addition gives more force to also
[Kirwan 1971: 117]); but it is not said <by him> of what is or of what is
not that it is or is not, <but of what neither is nor is not; therefore the
opponent is not speaking either truly or falsely, but simply saying nothing
at all>.
According to the other main reading (Asclepius [in Met. 294.4-5 H.] and
EJ followed by Ross [l953: I 284] and Kirwan [l97l: 117]), step (2) has to be
read as
(2b)
10.
1?
all/at
1?
mi 01217686081
1?
z//societal
Or rcszito according to the variant reading: 072012 rcezyo /lywv efiraz 1? #17 dc/117636021
A and followed by the Translatio Anonyma Media and Schwegler.
1//saerar given by
ll. Cf. also Thomas Aquinas commentary ad loc. (in Met. IV xvi 721 Spiazzi): Patet
igitur, quod quicumque dicit aliquid esse, aut dicit verum, aut dicit falsum
El similiter Si
dicit hoc non esse.
10
W. Cavini
(?)
if one says <of something> that it is or is not he will speak truly or falsely;
while step (3) must be understood in the same sense as Alexanders reading,
namely: but it is not said <by the opponent> of what is or of what is not that
it is or is not, <but of what neither is nor is not>; and then we get the same
implicit conclusion:
(cab) (1),
0301::
(2b);
0:/Md:
where (2b) is simply an aside with no deductive import, and the opponent, also in this case, is not speaking either truly or falsely, but simply saying
nothing at all. That is one of the main drawbacks of both (caa) and (cab)2, for
according to Aristotle (cf. (aa)) the denial of PEM is not only false, but impossible, i.e. necessarily false. The other main misunderstanding to be found in
the interpretatio vulgata is its interpretation of the middle (M) as a subject of
predication (cf. (2a) and (3a)) and not as the joint denial of a contradictory
pair, i.e. as a (false) assertion, e.g.
10120:
27-28).
et cest pourquoi celui qui dit estou nest pas dira vrai ou dira
faux.5
-
Step (2) is not a parenthetical consequence of (l), for abate governs both
(2) and (3) (the two clauses being connected by a conditional, not an adversa12. Infecting also Syrianus (in Met. 78.22-32) and Thomas Aquinas (in Met. IV xvi
721) interpretations, which sound quite different from both (caa) and (cab) (but in Spiazzis
edition Thomas text on this point makes no sense: Et ita nec afrmans nec negans, de
neccessitate dicit (?!) verum vel falsum).
13.
'
Cf. also F 4, 1008a 1-7: ravr rs 05v avttaivsz mtg /lyovm r0'v /lyov tovtov, Kat 6'11
0z1r0(/roivaz. efyoip (il170g 6'11 0"zv49pa)n'og rcafozc 5zvt9pam0g, 517/lov 51:1
17 (pdvaz
Kai 051" vpwnog 051" mix aivpwnog o"ra|- tozjioip 500111 6:50 utotpdastg, was ,uz'a f gugooi
rceivn, Kat am ,uz'a (iv 177 olvrzxstuvn, where the joint denial of a contradictory pair is
(wrongly) taken as the contradictory (6zv1ucsz,uvr7: cf. De Int. 6, 17a 32 and 34) of the corresponding joint assertion; see Kirwan 1971: 103.
14.
013K dzvoiylcry
15. Which is, to my mind, the most important intution to be developed in this new
approach.
l1
tive,
oil/102),
(cb)
But,
of
lysz at (3b):
actually means
[(2c)] [o]n peut bien dire vrai ou faux soit quand on dit est soit quand on
dit nest pas; mais [(3b)] cela ne veut pas dire que lalternative est ou
nest pas puisse tre dite entirement (cest-a-dire dans ses deux membres simultanment) vraie ou entirement fausse (ce qui serait lintrmediaire
de la contradiction) (p. 261)
namely, what is excluded is not only the possibility of a joint denial of
both members of a contradictory pair (que lalternative [...] puisse tre dite
entierement [...] fausse (ce qui serait lintermdiaire de la contradiction)), but also
of a joint assertion of them (que lalternative [...] puisse tre dite entierement
[...] vraie). So, both principles, PEM and PNC, would be directly proved. And
nally, the interpretation of or)t/lo: as a conditional particle (a condition que)
sounds quite strained, and the choice of /lyaz at (3b) seems very doubtful, for
/lyaz is more easily understood as a trivial falsa lectio of a compendium (lye +
oblique stroke for lyaraz).
3. Therefore all the interpretations of argument (c) propounded up to
now, namely
of the Parisienses.
W. Cavini
12
Beginning from the beginning, step (1) is a denition (cf. b 25) consisting
of two asyndetic clauses, antithetically balanced and strikingly symmetrical,
but with exact symmetry avoided through a variation of structure (17/rcai)":
(1)
(a)
(b)
(a)
(b)
1//650;
to mfv lyctv
0:/lng
to"
at /iyszv
10'
10'
5v mi sfvaz
5v sfvaz
1//8660;,
to an 5v etitaz
an o'v an stitat
10'
of (false) negation and (false), afrmation: and, symmetrically, clause (b) denes truth through a non-contradictory pair of (true) afrmation and (true)
negation. But if horizontally we have two non-contradictory pairs of affirmations and negations (ro' 5v mi sfvott / 10' mi 5v ciiiott and 10' 5v slilaz / 10' mi 5v mi
siiraz), being respectively both false and both true, vertically, on the contrary,
we get two contradictory pairs of affirmations and negations (ro' ov an aziraz / to
6v aziiaz and to mi 5v eii/at / to mi 5v mi stiiaz), namely two pairs of afrmations
and negations whose members are neither both false (as in (a)) nor both true
(as in (b)), but one false and the other true.
My suggestion is that step (2) has to be read in this light, as statement of
the principle, immediately deriving from denition (1), according to which, of
every contradictory pair, necessarily one member is true and the other false, a
principle now cleverly detected by Weem Whitaker in Chapters 7-9 of De Interpretatione, where three kinds of exceptions to it are discussed, and dubbed
by him Rule of Contradictory Pairs (RCP).8 So I suggest to read step (2) as
(2d)
that also
or falsely
so
T5
civoiymy
rv
,ua"v oi/117911
rnv d
2//0511 stiiocz
18.
19.
Futurum necessitatis:
58'
half asyn-
he speaks
truly or falsely.
T6
ozvoZy1c17
13
t1?v icatoitpaozv
1?
1?
1//051?
28-29)
T7
T8
ndaa
icaroigoaozg
otvoiy1c17
1?
0c1r0'(0aozg 0:/i1101?g
1,usv51?g
1?
oc1i116g 211/011
1?
1,1/@550;
Now, the assumption of a middle M, i.e. of the joint denial of a contradictory pair, clearly conicts with RCP, and therefore also with denition (1),
from which RCP immediately derives. So if one assumes the very possibility of
a middle for contradictory pairs one must deny, by the same token, the standard denition of truth and falsity, and that sounds evidently like a reductio ad
absurdum of the opponent of PEM. That is also the way in which Aristotle
resumes at F 8, 1012b 5-11, the argument from denition of F 7, lucidly stating
this time (a truncated variant of) the standard formulation of RCP:
cilia 1rpo'gnoivtagrozigtozorovgloyovgaezodaz5ezI1coz6oi1rep}.;(t9n
T9
oc).11t9s'g.
0611' efvai
11
1?
,u1?
sfvaz,
(3:11/lot o*17,uaz'vszv
ti o17,uaz'vez
to
1,/@550;
1?
rz,
to
is
to say,
for RCP.
1?
siivaz 0512
to ,u1?
5v,
F 7, 1012a 2-4.
W Cavini
14
but neither of what is it is said that it is not or that it is, nor of what
is not, <but both contradictory pairs are denied>
(30)
DfTF
by Assumption
RCP
from (1)
by Assumption
from (3)
from (2) & <4> by Conjunction
from (3) & <5> by RAA
M
-.RCP
RCP /\ -1 RCP
or more compactly:
(cc)
0zMo'c
nition of truth and falsity is the principle according to which asserting one
member of a contradictory pair is true and asserting the other false; but if
neither one of the members of a contradictory pair is asserted, but both are
denied, we are clearly contradicting this principle, and therefore also the denition from which it immediately derives. That is to say, we are self-contradict-
ing ourselves.*
"
References
Cassin/Nancy 1989
Barbara Cassin and Michel Nancy, La Dcision du sens: Le livre Gamma de la Mtaphysique d Arist0te, Introduction, texte, traduction et
commentaire, Paris, 1989.
.,
* This paper is the rst written version, and the last (?) metamorphosis, of an oral
presentation on the same topic I made in 1996/97 before different audiences: the Padua
Graduate Seminar in Philosophy, the Cambridge B Club, and the Thessaloniki Symposium. I am deeply indebted to all the pariticpants, and very grateful for the perceptiveness
and patience with which they all attended my confused attempts to grapple with the problem. Special thanks are due to Michel Narcy for saving me from misunderstanding his interpretation, and to David Sedley (among many other things) for improving my English.
15
Bonitz 1849
Hermann Bonitz, Aristotelis Metaphysica: Commentarius (1849),
Darmstadt 1960.
Kirwan 1971
~
Christopher Kirwan, Aristotles Metaphysics Books, 1", A, E, Translated with Notes, Oxford, 1971.
Denniston 1960
J. D. Denniston, Greek Prose Style (1952), Oxford 19602.
Leal Carretero 1983
Fernando Miguel Leal Carretero, Der aristotelische Wahrheitsbegriff
and die Aufgabe der Semantik, Diss. Koln 1983.
Mignucci 1975
Mario Mignucci, L'argomentazione dimostrativa in Aristotele: Commento agli Analitici Secondi, vol. 1, Padova 1975.
Primavesi 1996
W. D. Ross, Aristotle s Metaphysics (1924), A Revised Text with Introduction and Commentary, 2 vol., Oxford 19532.
Schwegler 1847
Albert Schwegler, Die Metaphysik des Aristoteles, vol. 3 (1847),
Frankfurt am Main
1960.
Wittgenstein 1961
Ludwig Wittgenstein, Notebooks 1914-1916, Edited by G. H. von
Wright and G. E. M. Anscombe, with an English translation by G.
E. M. Anscombe, Oxford 1961.
Whitaker 1996
C. W. A. Whitaker, Aristotle s De Interpretatione: Contradiction and
Dialectic, Oxford 1996.
6