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143636(L)
Leggetal.v.UlsterCountyetal.
In the
TheClerkofCourtisdirectedtoamendthecaptionassetforthabove.
Nos.143636(L),143638(XAP),144635(CON)
Before:PARKER,LYNCH,andCARNEY,CircuitJudges.
________
Appeals from a judgment and postjudgment orders of the
United States District Court for the Northern District of New York
(Scullin, J.). At the close of her direct case, the court dismissed
plaintiffappellant Ann Marie Leggs claim for pregnancy
discrimination. The court also denied for want of jurisdiction
defendantsappelleescrossappellants Ulster County and Paul
VanBlarcumsposttrialmotionspursuanttoRule50(b)and59(b)on
plaintiffappellee Patricia Watsons claim of a hostile work
environment.WeconcludethatunderYoungv.UnitedParcelService,
Inc.,135S.Ct.1338(2015),decidedafterthisappealwasfiled,Legg
has presented sufficient evidence to support a claim of pregnancy
discrimination and therefore VACATE the judgment in part and
REMAND with instructions to conduct a new trial. We also
conclude that the district court erred in denying the defendants
posttrialmotionsforwantofjurisdictionandaccordinglyVACATE
the postjudgment orders and REMAND for further proceedings
consistentwiththisopinion.
________
STEPHEN BERGSTEIN, Bergstein & Ullrich, LLP,
Chester, New York; Brendan Klaproth, Klaproth
LawPLLC,Washington,D.C.;andJosephRanni,
Ranni Law Offices, Florida, New York, for
PlaintiffAppellantandPlaintiffCrossAppellee.
MATTHEW J. KELLY (Amanda Davis Twinam, on
the brief), Roemer Wallens Gold & Mineaux LLP,
Albany,NewYork,forDefendantsAppelleesCross
Appellants.
________
Nos.143636(L),143638(XAP),144635(CON)
BARRINGTOND.PARKER,CircuitJudge:
AnnMarieLegg,acorrectionsofficerattheUlsterCountyJail,
appealsfromajudgmentoftheUnitedStatesDistrictCourtforthe
Northern District of New York (Scullin, J.) dismissing her claim
against Ulster County and former Sheriff Paul VanBlarcum for
pregnancy discrimination under Title VII of the Civil Rights Act of
1964, 42 U.S.C. 2000e et seq., as amended by the Pregnancy
Discrimination Act of 1978, 42 U.S.C. 2000e(k) (PDA). Legg
claimsthattheCountyunlawfullydiscriminatedagainstheronthe
basis of her pregnancy when it denied her request for an
accommodationunderitslightdutypolicy,pursuanttowhichonly
employees injured on the job were eligible for light duty
assignments. The district court granted the defendants motion for
judgment as a matter of law at the close of Leggs direct case,
reasoningthatthepolicycouldnotbediscriminatorybecauseitwas
faciallyneutralwithrespecttopregnancy.
While this appeal was pending, the Supreme Court decided
Youngv.UnitedParcelService,Inc.,135S.Ct.1338(2015).Youngheld
thatanemployersfaciallyneutralaccommodationpolicygivesrise
to an inference of pregnancy discrimination if it imposes a
significantburdenonpregnantemployeesthatisnotjustifiedbythe
employersnondiscriminatoryexplanation.WeconcludethatLegg
has presented sufficient evidence to support a pregnancy
discriminationclaimunderYoungandthereforevacatethejudgment
inpartandremandwithinstructionstoconductanewtrial.
The defendants appeal from postjudgment orders denying
theirmotionsforjudgmentasamatteroflawor,alternatively,fora
new trial on Patricia Watsons claim of a sexbased hostile work
environment.Thedistrictcourt,withoutobjection,initiallygranted
the defendants an extension of time to file their posttrial motions.
However, after the motions were filed, the court denied them for
want of jurisdiction, believing that it had lacked authority under
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benefits.Id.at925.FaluoticorequestedthatLeggnotifyhimofher
responseassoonaspossible.
Later that day, Legg received a call from Lieutenant Jon
Becker,whosaidthathewouldtakecareofherbyassigningherto
light duty positions if she obtained a revised doctors note stating
that she was able to work. Legg submitted a new note that day
indicating that she was able to work with no restrictions. Id. at
924.
Foratime,Leggwasassignedtolightdutytasksaspromised.
By August, however, she was gradually required to work with
inmatesagain.WhileworkinginacellblockinNovember,bythen
approximately seven months pregnant, Legg came upon two
inmates fighting in the bathroom and was bumped as one ran past
her. As a result of this incident, she left work and did not return
untilaftershegavebirth.
After Legg returned to work, she brought this action against
the County and several of its officials, including VanBlarcum,
alleging that the denial of her request for an accommodation
amounted to pregnancy discrimination in violation of Title VII.
Legg, Watson, and two other female corrections officers also
asserted claims for, among other things, a sexbased hostile work
environmentinviolationofTitleVIIand42U.S.C.1983.
The suit proceeded to trial and, at the close of Leggs direct
case, the defendants moved for judgment as a matter of law
pursuant to Rule 50 on the ground that all employees who had
outside lineofduty disabilities were treated the same under the
lightdutypolicy.JointAppxat674.Thedistrictcourtgrantedthe
motion, explaining that in requiring that the injury arise when the
employee is on duty, the policy applied across the board to
everyone, [a]nd when the policy applies across the board to
everybody,theresnodiscrimination.Id.at67576.Theremaining
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contradictedorimpeached.Reevesv.SandersonPlumbingProds.,Inc.,
530U.S.133,150(2000).
A.
Title VII prohibits discrimination with respect to the terms,
conditions, or privileges of employment because of a persons sex.
42U.S.C.2000e2(a)(1).In1978,CongresspassedthePDA,which
expressly overruled the Supreme Courts holding in General Electric
Co. v. Gilbert, 429 U.S. 125 (1976), that pregnancy discrimination is
not sex discrimination. The PDA accomplished this by adding the
followingtoTitleVIIsdefinitionalsection:
The terms because of sex or on the basis of sex include, but
are not limited to, because of or on the basis of pregnancy,
childbirth,orrelatedmedicalconditions;andwomenaffectedby
pregnancy, childbirth, or related medical conditions shall be
treatedthesameforallemploymentrelatedpurposes...asother
persons not so affected but similar in their ability or inability to
work.
Pub.L.95555,92Stat.2076(1978)(codifiedat42U.S.C.2000e(k));
see Newport News Shipbuilding & Dry Dock Co. v. E.E.O.C., 462 U.S.
669, 67071 & n.1 (1983). This provision makes clear that it is
discriminatory to treat pregnancyrelated conditions less favorably
thanothermedicalconditions.NewportNews,462U.S.at684.
Like other Title VII discrimination claims, pregnancy
discrimination may be proven under a disparate treatment or
disparate impact theory of liability. Young, 135 S. Ct. at 1345. To
establish disparate treatment, a plaintiff must show that the
defendants actions were motivated by a discriminatory intent,
eitherthroughdirectevidenceofintentorbyutilizingthethreepart
burdenshifting framework set forth in McDonnell Douglas Corp. v.
Green,411U.S.792(1973).See,e.g.,Quaratinov.Tiffany&Co.,71F.3d
58, 64 (2d Cir. 1995). Alternatively, a plaintiff may proceed on a
disparateimpacttheorybyshowingthatevenifapolicyorpractice
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whetherthenatureoftheemployerspolicyandthewayinwhich
itburdenspregnantwomenshowsthattheemployerhasengagedin
intentionaldiscrimination.Id.
First,aswithanyotherdiscriminationclaim,theplaintiffmust
establish a prima facie case by showing actions taken by the
employer from which one can infer, if such actions remain
unexplained, that it is more likely than not that such actions were
based on a discriminatory criterion illegal under Title VII. Id. at
1354 (internal quotation marks omitted). This burden is not
onerousandrequirestheplaintifftoshowonly(i)thatshebelongs
to the protected class, (ii) that she sought accommodation, (iii)
that the employer did not accommodate her, and (iv) that the
employer did accommodate others similar in their ability or
inabilitytowork.Id.
If the plaintiff satisfies her initial burden, a presumption of
discriminatoryintentarisesandtheburdenshiftstotheemployerto
articulate a legitimate, nondiscriminatory reason for its policy or
action. See id.; Quaratino, 71 F.3d at 64. But consistent with the
Actsbasicobjective,thatreasonnormallycannotconsistsimplyofa
claim that it is more expensive or less convenient to add pregnant
women to the category of those (similar in their ability or inability
towork)whomtheemployeraccommodates.Young,135S.Ct.at
1354; see also Ariz. Governing Comm. for Tax Deferred Annuity &
Deferred Comp. Plans v. Norris, 463 U.S. 1073, 1084 n.14 (1983)
(Marshall, J., concurring in the judgment) (recognizing that
Congresss passage of the PDA indicates that the greater cost of
providing benefits for a protected class cannot justify differential
treatmentbasedupontheprotectedtrait).
If the employer puts forth a legitimate, nondiscriminatory
justification, the presumption drops out of the analysis and the
plaintiffmustestablish,byapreponderanceoftheevidence,thatthe
employers justification is a pretext for discrimination. See Young,
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Nos.143636(L),143638(XAP),144635(CON)
135 S. Ct. at 1354. The plaintiff may rebut the justification through
circumstantial proof of discriminatory intent. In the pregnancy
discrimination context in particular, Young recognized that a
plaintiff can make this showing by presenting sufficient evidence
thattheemployerspoliciesimposeasignificantburdenonpregnant
workers, and that the employers legitimate, nondiscriminatory
reasons are not sufficiently strong to justify the burden, but rather
when considered alongside the burden imposed give rise to an
inference of intentional discrimination. Id. (emphases added)
(internalquotationmarksomitted).Youngwentontoexplainthata
plaintiff may create a genuine issue of fact as to the existence of a
significant burden by showing that the employer accommodates a
large percentage of nonpregnant workers while failing to
accommodatealargepercentageofpregnantworkers.Id.Young,
forinstance,coulddosobydemonstratingthatUPSaccommodated
most nonpregnant employees with lifting limitations while
categorically failing to accommodate pregnant employees with
lifting limitations. Id. To establish that UPSs reasons were not
sufficientlystrong,shecouldpointtothefactthatUPShadmultiple
policies to accommodate nonpregnant employees. Id. at 135455.
Thatis,why,whentheemployeraccommodatedsomany,couldit
notaccommodatepregnantwomenaswell?Id.at1355.
B.
Legg argues to us that she presented sufficient evidence to
support a discrimination claim under either Youngs disparate
treatmentframeworkoradisparateimpactanalysis.Weagreethat
Legg has adduced sufficient evidence for a jury to have considered
whether the Countys policy was motivated by a discriminatory
intent. Consequently, we do not reach her disparate impact
arguments.
Asaninitialmatter,wedonotbelievethatLegghaspresented
directevidenceofdiscriminatoryintent.Althoughshecontendsthat
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reasonfordenyingaccommodationstopregnantemployees.2Under
these circumstances, a reasonable jury drawing all reasonable
inferences in Leggs favor could find that the defendants current
explanationcompliancewithstatelawispretextual,andthereal
reasonforthedistinctionwasunlawfuldiscrimination.
Second,Legghasofferedsufficientevidencetoproceedtotrial
undertheframeworkarticulatedinYoung.Areasonablejurycould
conclude that the defendants imposed a significant burden on
pregnant employees because, like UPS, the County categorically
deniedlightdutyaccommodationstopregnantwomen.Indeed,the
defendants represent that of 176 corrections officers during
VanBlarcumstenure,justoneLeggwaspregnant, and shewas
deniedanaccommodation.Defs.OppnBr.at27.VanBlarcumalso
testifiedthatanotheremployeecametohimstatingshewantedto
get pregnant and wanted to know if [he] would allow lightduty
employment. Joint Appx at 528. He advised the employee that
she would not be accommodated. Id. Although it is unclear from
therecordwhethertheCountyaccommodatedalargepercentageof
nonpregnant employees in practice, they at least were eligible. By
contrast, as one would expect, the County failed to accommodate
100%ofitspregnantemployees.Thisdisparitycounselsinfavorof
a finding that the policy imposed a significant burden on pregnant
employees.SeeYoung,135S.Ct.at1354.
The defendants perplexingly suggest that these figures show
that pregnant employees were not significantly burdened because
onlyoneof176COswereaffectedbythispolicy.Defs.OppnBr.
at 27. But under Young, the focus is on how many pregnant
employees were denied accommodations in relation to the total
number of pregnant employees, not how many were denied
2
Wedoubtthatthistestimonywouldpermitareasonablejurytoconclude,without
speculating,thatthedefendantsevenofferedG.M.L.207casaneutraljustification
fordenyingaccommodationstopregnantemployees.However,becausethe
defendantsclearlyofferedotherjustifications,weassumearguendothatthistestimony
wasadequate.
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VanBlarcumadmittedasmuchattrial,statingthatitwouldbemore
costlytoprovidebenefitstopregnantemployeesbecausetheCounty
would have to find somebody else to fill [the full duty] position
andpaythemaswell.JointAppxat521.Thedefendantsallbut
concedethesameonappeal,admittingthat[i]fthereisanelement
ofcostassociatedwiththedistinction,itisaresultofNewYorkState
lawandpolicy.Defs.OppnBr.at30.Youngexpresslycautioned,
however, that cost alone is generally not a legitimate basis for
refusing to accommodate pregnant employees on the same basis as
other employees similar in their ability or inability to work. 135 S.
Ct.at1354.Totheextentthatthedefendantspolicywasmotivated
by cost, a reasonable jury could conclude that their purported
justification for denying light duty accommodations to pregnant
employeescompliancewithstatelawispretextual.
Finally,weemphasizethatajurywouldnothavenecessarily
beencompelledtoreachtheseconclusionsandcouldhavereturned
averdictinthedefendantsfavor.AstheSupremeCourtmadeclear
in Young, the PDA does not grant[] pregnant workers a most
favorednation status requiring employers who grant any
accommodation to any employee to provide similar
accommodationstoallpregnantworkers(withcomparablephysical
limitations), regardless of other considerations. Id. at 134950
(emphasis removed). Indeed, the Court declined to endorse an
Equal Employment Opportunity Commission guideline that
construedthePDAtoentirelyprohibitpoliciesthatprovid[e]light
dutyonlytoworkersinjuredonthejob.Id.at1351.Thelegalityof
suchpoliciesdepends,rather,uponacarefulanalysisofthefactsofa
givencase.
As we previously noted, a jury may infer a discriminatory
intent where the employer accommodates a large percentage of
nonpregnantworkerswhilefailingtoaccommodatealargepercentage
[here, 100%] of pregnant workers. Id. at 1354 (emphasis added).
But if, for example, the evidence showed that the County
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accommodatedveryfewinjuredworkersunderthelightdutypolicy
and that many nonpregnant workers were among those denied
accommodation, the jury might reasonably refuse to infer a
discriminatory intent. And while the cost of adding pregnant
workers to an otherwise expansive program of accommodation
cannotjustifytheirexclusion,apolicyisnotnecessarilydoomedby
thefactthatitwaspartiallymotivatedbycost.Afterall,ifcostwere
notafactor,employerswouldhavelittlereasonnottoaccommodate
everyone, and the cost of adopting such a policy is presumably
always a factor in limiting accommodations to those injured on the
job.Apolicythatrequiresnearlyallworkerstousesickleavewhen
injuredorillratherthanbeaccommodatedonthejobwithlightduty
is not an unreasonable one. Whether it is appropriate to infer a
discriminatory intent from the pattern of exceptions in a particular
workplace will depend on the inferences that can be drawn from
thatpatternandthecredibilityoftheemployerspurportedreasons
for adopting them. We simply hold that in this case, based on the
evidence presented, Legg was entitled to have these issues decided
byajury.
II.
Wenowconsiderthedistrictcourtsdenialofthedefendants
Rule50(b)and59(b)motions,aswellasitsdenialoftheirmotionfor
reconsideration pursuant to Rule 60. Our review of the denial of a
Rule 50(b) motion is, as noted, de novo. We review the denial of a
Rule59(b)orRule60motionforabuseofdiscretion.Stevensv.Miller,
676F.3d62,67(2dCir.2012);Arnoldv.Cty.ofNassau,252F.3d599,
602(2dCir.2001).3
3
Thedefendantsappealthedistrictcourtsdecisionontheirposttrialmotions.
Becausethenoticeofappealofthedenialofthosemotionswasfiledwithinthetime
prescribedbyFederalRuleofAppellateProcedure4(a)(1)(A)and26(a)(1),the
December8,2014noticeofappealwastimelytoappealthedistrictcourtsdenialof
thosemotionsforlackofjurisdiction,whichistheonlyissuethatwedecidebasedon
thatnoticeofappeal.SeeWeitznerv.Cynosure,Inc.,802F.3d307,313n.6(2dCir.2015);
seealsoAdvancedBodycareSols.,LLCv.ThioneIntl,Inc.,615F.3d1352,1359n.15(11th
17
Nos.143636(L),143638(XAP),144635(CON)
Nos.143636(L),143638(XAP),144635(CON)
Elec. Workers Local Union 159, 676 F.3d 579, 58485 (7th Cir. 2012);
Advanced Bodycare Sols., LLC v. Thione Intl, Inc., 615 F.3d 1352, 1359
n.15 (11th Cir. 2010); Art Attacks Ink, LLC v. MGA Entmt Inc., 581
F.3d 1138, 114243 (9th Cir. 2009); Dill v. Gen. Am. Life Ins. Co., 525
F.3d 612, 61819 (8th Cir. 2008); Natl Ecological Found. v. Alexander,
496F.3d466,474(6thCir.2007).BecausetheFederalRulesofCivil
Procedure are promulgated and amended by the Supreme Court
pursuant to the Rules Enabling Act, 28 U.S.C. 20712077, an
individual rule is jurisdictional only if it is codified by statute in
language that clearly reflects Congresss intent to treat it as
jurisdictional. See Indu Craft, 749 F.3d at 114. Rule 6(b)(2) has no
suchstatutorycodification.Itslanguageisalsovirtuallyidenticalto
that of Federal Rule of Criminal Procedure 45(b) and Bankruptcy
Rule 9006(b), which the Supreme Court has held are non
jurisdictional. See Eberhart v. United States, 546 U.S. 12, 19 (2005);
Kontrick, 540 U.S. at 45556 & n.10 (observing that Rules 45(b) and
9006aremodeledonFederalRuleofCivilProcedure6(b)).
Accordingly, even though the district court was without
authority to grant an extension under Rule 6(b)(2), it retained the
power to consider whether the plaintiffs had waived compliance
with the rule or whether an equitable exception applied. See
Weitzner, 802 F.3d at 311. The defendants claim that the plaintiffs
never objected to the extension and were not prejudiced by the
delay. Any objection on timeliness grounds may therefore have
been waived. Compare Advanced Bodycare, 615 F.3d at 1359 n.15
([S]inceRule6(b)isaclaimsprocessingrule,[defendantappellee],
in failing to object to the district courts violation of the rule (by
extendingthetimeforfilingposttrialmotions)forfeiteditsobjection
tothetimeextension.),withDill,525F.3dat619(nowaiverwhere
partyfailedtoopposerequestforextensionbutsubsequentlyraised
objectioninresponsetoRule50(b)motion).
We see no reason, however, to resolve that issue now.
Although the plaintiffs never objected in the district court, it is not
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20