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195
97 S.Ct. 1774
52 L.Ed.2d 250
Syllabus
Provision of 22 of the 1950 Organic Act of Guam that the District Court
of Guam "shall have such appellate jurisdiction as the (Guam) legislature
may determine" held not to authorize the Guam Legislature to divest the
District Court's appellate jurisdiction under the Act to hear appeals from
local Guam courts, and to transfer that jurisdiction to the newly created
Guam Supreme Court, but to empower the legislature to "determine" that
jurisdiction only in the sense of the selection of what should constitute
appealable causes. This conclusion is supported not only by the text of
22, which expressly authorizes only a "transfer" of the District Court's
original local jurisdiction, but also by the absence of any clear signal from
Congress that it intended to allow the Guam Legislature to foreclose
appellate review by Art. III courts, including this Court, of territorial
courts' decisions in federal-question cases; by the Act's legislative history;
and by the fact that if the word "determine" were read as giving Guam the
power to transfer the District Court's appellate jurisdiction to the Guam
Supreme Court and at the same time to authorize Guam to deny review of
the District Court's decisions by any Art. III tribunal, Congress would
have given Guam a power not granted to any other Territory. Pp. 199-204.
540 F.2d 1011, affirmed.
Charles H. Troutman, III, Agana, Guam, for the petitioner.
Howard G. Trapp, Agana, Guam, for the respondent.
Walter S. Ferenz, Agana, Guam, for the Guam Bar Association, as amicus
The question for decision in this case is whether the provision of 22 of the
1950 Organic Act of Guam that the District Court of Guam "shall have such
appellate jurisdiction as the (Guam) legislature may determine" authorizes the
Legislature of Guam to divest the appellate jurisdiction of the District Court
under the Act to hear appeals from local Guam courts, and to transfer that
jurisdiction to the Supreme Court of Guam, newly created by the Guam
Legislature.
* Section 22(a) of the Organic Act, 64 Stat. 389, before an amendment not
relevant here, provided:
orders and decrees of the Superior Court in criminal causes . . . and in civil
cases." Pub.L. 12-85, 3. Other provisions of the Reorganization Act amended
various territorial laws to change the references to the Supreme Court of Guam
from the Appellate Division of the District Court as the appellate court.
4
II
5
"shall have original jurisdiction in all other causes in Guam, jurisdiction over
which has not been transferred by the legislature to other court or courts
established by it, and shall have such appellate jurisdiction as the legislature
may determine." (Emphasis supplied.)
6
We first observe that Congress used different language in its grant of power to
the Guam Legislature over the District Court's original jurisdiction from its
grant of power over that court's appellate jurisdiction. The Act expressly
provides that original jurisdiction might be "transferred " to "other court or
courts" created by the legislature. As to appellate jurisdiction, however, the
wording is that the District Court "shall have such appellate jurisdiction as the
legislature may determine." The question immediately arises why, if Congress
contemplated authority to eliminate the District Court's appellate jurisdiction by
transferring it to a local court, Congress did not, as in the case of "original
jurisdiction," explicitly provide that appellate jurisdiction too might be
"transferred." Moreover, if Congress contemplated such a broad grant of
authority, it might be expected that it would have referred, as in the case of
original jurisdiction, to "other court or courts" that would be established to
assume the appellate jurisdiction transferred from the District Court. Clearly,
the word "determine" is not used as a synonym for "transfer," and it is not
obvious that the power to "determine" the appellate jurisdiction of the District
Court includes the power to abolish it by "transfer" to another court. We fully
agree with Judge Kennedy dissenting in Agana Bay, 529 F.2d, at 959, that
Congress used "determine" because Congress "more likely intended to permit
the local legislature to decide what cases were serious enough to be
appealable," and we note that the Guam Legislature found no broader authority
in the term for the 23 years from 1951 to 1974. We therefore conclude that
Congress expressly authorized a "transfer" of the District Court's original
jurisdiction but withheld a like power respecting the court's appellate
jurisdiction, empowering Guam to "determine" the District Court's appellate
jurisdiction only in the sense of the selection of what should constitute
appealable causes.9
Other considerations besides our reading of the bare text support the conclusion
that the power to "determine" should not be construed to include the power to
"transfer" without more persuasive indicia of a congressional purpose to clothe
the Guam Legislature with this authority.
presented in cases which do not fall within the District Court's federal-question
jurisdiction, because they do not "arise under" federal law, but instead fall
within the exclusive jurisdiction vested in the Superior and Supreme Courts by
the Reorganization Act. For example, criminal convictions returned in the
Superior Court and appealable under the Court Reorganization Act only to the
Supreme Court, may be challenged as violating federal constitutional
guarantees. It is no answer that rejection of a federal constitutional defense by
the Guam courts, though not presently directly reviewable by the Court of
Appeals for the Ninth Circuit or by this Court, may nevertheless be reviewable
in federal habeas corpus. Tr. of Oral Arg. 9. Habeas corpus review has different
historical roots from direct review and different jurisprudential functions and
limitations. See, e. g., Fay v. Noia, 372 U.S. 391, 83 S.Ct. 822, 9 L.Ed.2d 837
(1963). As respects civil cases, though the "arising under" jurisdiction vested in
the District Court by 22(a) tracks the general federal-question statute, 28
U.S.C. 1331(a), clearly whatever may be the ambiguities of the phrase
"arising under" it does not embrace all civil cases that may present questions of
federal law. See, e. g., Gully v. First Nat. Bank, 299 U.S. 109, 57 S.Ct. 96, 81
L.Ed. 70 (1936); Cohen, The Broken Compass: The Requirement that a Case
Arise "Directly" under Federal Law, 115 U.Pa.L.Rev. 890 (1967). We are
therefore reluctant to conclude that, merely because power to "determine" may
as a matter of dictionary definition include power to "transfer," Congress
intended to confer on the Guam Legislature the power to eliminate review in
Art. III courts of all federal issues presented in cases brought in the local courts.
9
Second, nothing in the legislative history of the Organic Act of 1950 even
remotely suggests that Congress intended by its use of the word "determine" to
give the Guam Legislature the option of creating a local Supreme Court having
the power of ultimate review of cases involving local matters. Rather, the
legislative history points the other way. Three bills introduced in the 81st
Congress provided for a judicial system for Guam. Hearings on S. 185, S.
1892, and H.R. 7273 before the Subcommittee of the Senate Committee on
Interior and Insular Affairs, 81st Cong., 2d Sess., 1-25 (1950) (hereafter
Hearings). All three provided for appellate review by Art. III courts of
territorial court decisions. The bill that became the Organic Act, H.R. 7273,
originally established a Supreme Court of Guam whose decisions were to be
reviewable by the Court of Appeals for the Ninth Circuit and by this Court.
Hearings 22-23. The proposal for a congressionally created Supreme Court was
rejected in favor of a Federal District Court. This was done in part to provide
"litigants in the Western Pacific with direct access to the federal court system."
Agana Bay Dev. Co., Ltd. v. Supreme Court of Guam, supra, at 961 (Kennedy,
J., dissenting); S.Rep. No. 2109, 81st Cong., 2d Sess., 4 (1950). But another
concern accounts for the provision giving the District Court jurisdiction in local
11
12
Affirmed.
13
Mr. Justice MARSHALL, with whom Mr. Justice STEWART, Mr. Justice
REHNQUIST, and Mr. Justice STEVENS join, dissenting.
14
Although this case may at first glance seem unimportant to anyone but the
residents of Guam, the result of the Court's decision is perhaps unprecedented
in our history. The Court today abolishes the Supreme Court of Guam, a
significant part of the system of self-government established by some 85,000
American citizens through their freely elected legislature.1
15
The Court's error, in my view, lies in its misinterpretation of the Organic Act of
Guam. I do not doubt that Congress has the authority in the exercise of its
plenary power over Territories of the United States, Art. IV, 3, to reverse
Guam's decision to reorganize its local court system. In this case, however,
Congress has plainly authorized enactment of the challenged legislation, while
there has been no corresponding delegation to this Court of the congressional
power to veto such laws. Because "our judicial function" is limited "to
apply(ing) statutes on the basis of what Congress has written, not what
Congress might have written", United States v. Great Northern R. Co., 343
U.S. 562, 575, 72 S.Ct. 985, 993, 96 L.Ed. 1142 (1952), I must respectfully
dissent.
16
In reaching its decision, the Court focuses exclusively on the meaning of the
second half of the second sentence of 22 (a) of the Organic Act of Guam, 64
Stat. 389.2 With all respect, this approach ignores the horse while concentrating
on minute details of the cart's design. If the sentences of 22 (a) are simply
read in the order in which they are written, their meaning is plain without resort
to complex exegesis.
17
The first sentence creates the federal "District Court of Guam." It goes on to
provide that "the judicial authority of Guam shall be vested in the District Court
of Guam and in such court or courts as may have been or may hereafter be
established by the laws of Guam." This language is strikingly similar to the
familiar words of Art. III, 1: "The judicial Power of the United States, shall be
vested in one supreme Court, and in such inferior Courts as the Congress may
from time to time ordain and establish." Both provisions describe the bodies
that will exercise the judicial power. They name one court and mandate its
establishment. They leave the creation of the remainder of the court system to
the legislature. But there is one key distinction: Where Art. III expressly
describes the relationship among the courts, making one "supreme" and the
others "inferior," 22(a) is silent.
18
The only reasonable conclusion that can be drawn from this distinction is that
the Organic Act, unlike our Constitution, was intended to allow the elected
representatives of the people governed by the courts to control the relationship
among the courts. The absence of any indication of a superior-inferior structure
in 22(a) also indicates that there is no reason to consider the federal and local
courts other than co-equal in matters as to which they share jurisdiction, i. e.,
cases that might be appealed. Rather, the conspicuously incomplete emulation
of the well-known Art. III model suggests that the people of Guam may
terminate the District Court's appellate jurisdiction.
19
The Court ascribes great significance to the different language used to describe
the legislature's power to "transfer" trial jurisdiction to the local courts, as
The Court relies on the fact that this interpretation of the Organic Act might
insulate decisions of the local courts that involve questions of federal
constitutional or statutory law from review in Art. III courts, something which
other territorial charters have apparently not granted. With respect to the latter
point, it is worth noting that Guam is a small and isolated possession that
Congress might well have wished to give unusual autonomy in local affairs. No
doubt, too, Congress' sense of the proper way to govern far-distant citizens has
changed considerably in recent decades from the expansionist ethic which
prevailed when Hawaii was annexed, the Spanish possessions (including
Guam) ceded, and the Virgin Islands purchased. It is thus not surprising to find
a broad authorization for self-government granted by the Organic Act passed in
1950. And it speaks well for the good sense of the people of Guam that they
observed the functioning of the judicial system on their island for 23 years
before deciding that a local appellate court would best serve their needs. This
hiatus, therefore, does not indicate that Guam lacked the power to act, as the
Court assumes, ante, at 201, but rather that the people deemed it unwise at that
stage in their development to do so. Moreover, as careful analysis of the
relevant sections of other territorial charters demonstrates, see Agana Bay
Development Corp. v. Supreme Court of Guam, 529 F.2d 952, 957-958 (CA9
1976), "the Guam Organic Act is unique and it delegates the widest powers of
any of the territories to the legislature for the creation of appellate courts." Id.,
at 957.
21
If there are constitutional problems with this interpretation of the Organic Act,
see ante, at 201-202, 204, they do not arise from the action of the Guam
Legislature in creating a local appellate court. Rather, they stem from the
absence of a statute expressly providing for appeals from the Guam courts to an
Art. III tribunal. As petitioners note, Brief, at 15-19, Congress has in its
dealings with Guam historically reacted to the developing legal needs of the
island rather than anticipating them. See, e. g., Corn v. Guam Coral Co., 318
F.2d 622, 624-627 (CA9 1963). This is not surprising; since the Organic Act
did not set up a local court structure, it was impossible for Congress to foresee
the manner in which the system as actually established would mesh with the
Art. III courts. Most recently, Congress authorized Guam to design a local court
system as part of the drafting of a new constitution, recognizing that it would
thereafter be necessary to enact legislation "regulating the relationship between
the local courts of Guam (and) the Federal judicial system." Pub.L. No. 94-584,
90 Stat. 2899, 2(b)(7).
22
23
I respectfully dissent.
The "District Court of Guam" rather than "United States District Court of
Guam" was chosen as the court's title, since it was created under Art. IV, 3, of
the Federal Constitution rather than under Art. III, and since 22 vested the
court with original jurisdiction to decide both local and federal-question
matters. S.Rep. No. 2109, 81st Cong., 2d Sess., 12 (1950), U.S.Code Cong.
Service 1950, p. 2840.
The local courts were the Commissioners' Courts, the Police Court, and the
Island Court. Guam Code Civ.Proc. 81-278 (1953).
The District Court was vested with a wide-ranging appellate jurisdiction
respecting criminal and civil decisions of the Island Court. 62, 63, 82. A
single judge constituted the District Court as a trial court. However, 65
constituted the appellate division as a court of three judges. Congress approved
this measure in a 1958 amendment to 22 of the Act, 72 Stat. 178. See Corn v.
Guam Coral Co., 318 F.2d 622, 627 (CA9 1963); letter of Judge Albert B.
Maris, judicial advisor to Guam, to Chairman, Committee on Interior and
Insular Affairs, House of Representatives, Mar. 14, 1957, reproduced in S.Rep.
No. 1582, 85th Cong., 2d Sess., 7-9 (1958); id., at 4-5, U.S.Code Cong. &
Admin.News 1958, p. 2623.
The Court of Appeals for the Ninth Circuit held that the Superior Court's
original jurisdiction is exclusive and not concurrent with the District Court.
Agana Bay Dev. Co. (Hong Kong) Ltd. v. Supreme Court of Guam, 529 F.2d
The Organic Act of 1950 does not on its face require that the original
jurisdiction of the District Court over questions arising under federal law be
exclusive, but the implementing legislation passed by Guam in 1951 left
federal-question jurisdiction exclusively in the District Court by granting
jurisdiction to the Guam courts only over cases arising under local law. Guam
Code Civ.Proc. 82, 102, 112 (1953). This interpretation in Agana Bay Dev.
Co. (Hong Kong) Ltd. v. Supreme Court of Guam, supra, at 529 F.2d 952, 954,
is also not contested here. See n. 3, supra.
See n. 6, supra.
This case does not present, and we intimate no view upon, the question of what
categories of cases the Guam Legislature is authorized to determine are
nonappealable under 22 of the Act.
10
See, e. g., 31 Stat. 141 ( 86), 36 Stat. 1087, 43 Stat. 936 (Hawaii); 31 Stat. 321
( 504, 507) (Alaska); 31 Stat. 77 ( 35), 38 Stat. 803, 39 Stat. 951 ( 42, 43)
(Puerto Rico); 76A Stat. 51 (Canal Zone); 39 Stat. 1132 ( 2), 43 Stat. 936, 49
Stat. 1807 ( 25, 30), 48 U.S.C. 1612, 90 Stat. 2899 (Virgin Islands); 90
Stat. 263 ( 402, 403) (Northern Mariana Islands).
We note that Pub.L. 94-584, enacted in 1976 about a month before our grant of
certiorari in this case, authorizes Guam to adopt a constitution for its own selfgovernment but expressly provides that a provision of the territorial constitution
establishing a system of local courts "shall become effective no sooner than
upon the enactment of legislation regulating the relationship between the local
courts of Guam with the Federal judicial system." 2(b) (7), 90 Stat. 2899.
This suggests that Congress contemplates that Guam's judiciary should be
treated like the judiciaries of other Territories whose judgments are subject to
review by Art. III courts. The Guam
Legislature had already enacted legislation to provide for a constitutional
convention. Act of Dec. 10, 1976, Guam Pub.L. 13-202. Although this may
eventually produce a judicial system complying with 2(b)(7) of Pub.L. 94584 and subject to appellate review in Art. III courts, we perceive nothing in
this prospect that should cause us to abstain from decision of the issues
presented in this case.
See U.S. Dept. of Commerce, Statistical Abstract of the United States, 855, 856
(1976); 8 U.S.C. 1407; Guam Govt. Code 2056 (1970).