Professional Documents
Culture Documents
1
2
3
4
5
6
MULCAHY LLP
James M. Mulcahy (SBN 213547)
jmulcahy@mulcahyllp.com
Kevin A. Adams (SBN 239171)
kadams@mulcahyllp.com
Four Park Plaza, Suite 1230
Irvine, California 92614
Telephone: (949) 252-9377
Facsimile: (949) 252-0090
7
8
9
10
11
12
13
16
17
18
19
20
21
22
23
COMPLAINT FOR:
1) Declaratory Judgment of NonInfringement of the 498 patent;
2) Declaratory Judgment of
Invalidity and Unenforceability of
the 498 patent;
3) Breach of Contract; and
4) Design Patent Infringement
Plaintiffs,
14
15
Case No.
v.
PRESTIGE ROYAL LIQUORS,
CORP., a New York corporation;
GABRIEL SEZANAYEV a/k/a
Gavriyel Sezanayev, an individual;
FUSION GLASSWORKS, LLC, a
Florida corporation; and PRIVATE
LABEL DISTILLERY, LLC, a
Colorado corporation; and DOES 1
through 10, inclusive.
Defendants.
24
25
26
27
28
-1-
Plaintiffs
Elliott
Gillespie
(GILLESPIE)
and
Rockwood
Spirits
8
9
THE PARTIES
1.
10
11
GILLESPIEs Gold Bar Whiskey was recently awarded a double gold medal at
12
13
awards for packaging and design. GILLESPIEs Gold Bar Whiskey has also been
14
15
16
California at 201 Spear Street, San Francisco, California 94105 and has a distillery
17
18
2.
19
20
21
22
3.
23
New York listing a location at 45-47 157th Street, Flushing, New York, 11355.
24
25
(the 498 patent) and U.S. Patent No. D754,545 (the 545 patent) and agent of
26
SEZANAYEV, the inventor listed on the 498 patent and the 545 patent.
27
SEZANAYEV is, upon information and belief, the owner of PRESTIGE, as well
28
as other companies such as Golden Kilos & Co. Inc. who is listed as the owner of
-2-
1
2
New York and resides at 45-47 157th Street, Flushing, New York, 11355, and
SEZANAYEV is the inventor and licensor of the 498 patent and the 545 patent.
5.
Lauderdale, FL 33316. FUSION is a custom glass designer and glass broker who
10
11
12
facility in Colorado, also owned by Michael Ferchak and Paul Dunning, and
13
related to Defendant FUSION. Upon information and belief, PLD and FUSION
14
together offer glass and distillery services in North America. Defendant PLD is a
15
company that assists clients with the development, growth, distribution, packaging
16
and marketing of spirits with active participation in glass bottle development, via
17
18
7.
19
20
21
said defendants by such fictitious names. Plaintiffs will amend this Complaint to
22
allege their true names and capacities when they have been ascertained. Plaintiffs
23
are informed and believes and thereupon alleges, that each of said fictitiously
24
25
alleged, included as an agent, coconspirator and alter ego of each of the other
26
27
28
8.
owner, a co-owner, an agent, representative, partner, and/or alter ego of its co-
and, in doing the things hereinafter alleged, were acting within the course and
partner and/or alter ego of its co-defendants, with the full knowledge, permission
and consent of each and every remaining defendants, each co-defendant having
9.
Plaintiffs are informed and believes and, upon such information and
belief, alleges that each of the defendants named herein as Does 1 through 10,
10
inclusive, were and are in some manner responsible for the actions, acts and
11
omissions herein alleged, and for the damages caused by the defendants, and are
12
13
10.
Plaintiff are informed and believes, upon such information and belief,
14
alleges that each of the defendants, including Does 1 through 10, inclusive, were,
15
at all times herein mentioned, acting in concert with, and in conspiracy with, each
16
17
18
19
20
and Plaintiff GILLESPIE contends that it has the right to engage in this activity
21
without license. A true and correct copy of the 498 patent is attached hereto as
22
Exhibit A. PRESTIGE lacks standing to assert rights under the 498 patent.
23
12.
24
Plaintiffs of infringing the 498 patent, creating an actual controversy with the
25
26
27
28
13.
On April 26, 2016, U.S. Patent No. D754,545 (the 545 patent) was
issued to Defendant SEZANAYEV which has the same drawings as the 498
-4-
1
2
patent. A true and correct copy of the 545 patent is attached hereto as Exhibit B.
14.
(i) they do not directly or indirectly infringe the 498 patent or the 545 patent
licensed by PRESTIGE and owned by SEZANAYEV, (ii) the 498 patent and the
545 patent is invalid and unenforceable, (iii) Defendants FUSION and PLD,
which includes but is not limited to confidential, proprietary, and trade secret
10
11
indirectly through their agents and other property pertaining to Plaintiffs Gold
12
Bar designs for the bottle packaging to SEZANAYEV and PRESTIGE, and
13
others, (iv) Defendants, and others, are infringing GILLESPIEs patent, and (v)
14
15
awarding all damages, punitive damages, as well as costs and attorneys fees is
16
warranted.
17
18
directly or
19
arising under the patent laws of the United States, Title 35 of the United States
20
Code, in which Plaintiffs seeks declaratory relief under the Declaratory Judgment
21
Act. Thus, the court has subject matter jurisdiction over this action pursuant to 28
22
23
24
under the patent laws of the United States, Title 35 of the United States Code.
25
16.
26
SEZANAYEV and PRESTIGE by virtue of the assertion of rights under the 498
27
28
SEZANAYEV and PRESTIGE have stated that the 498 patent relates to the sale
-5-
1
2
of a gold bar shaped container for whiskey in the United States by GILLESPIE.
17.
offering to sell, and selling his products, including his Gold Bar Gold Finished
5
6
7
8
9
10
11
18.
supplemental jurisdiction over Plaintiffs state law claims under 28 U.S.C. 1367.
19.
1400.
20.
The Court may properly exercise personal jurisdiction over all the
12
themselves of the benefits and protections of California, and Plaintiffs claims arise
13
14
15
16
17
which are accessible in California. Upon information and belief, these websites
18
advertise and direct consumers to purchase through many stores that ship to
19
20
21
online shops and retail stores that, in turn, sell their products in California,
22
23
b.
24
25
26
27
28
district. Upon information and belief, Defendants PLD and FUSION and Does 1
-6-
through 10, have conspired with Defendants SEZANAYEV and PRESTIGE, and
unknown other Does 1 to 10, directly and indirectly, to commit, and/or have aided,
herein.
FACTUAL BACKGROUND
innovator and creator of the Gold Bar Whiskey which is one of the newest and
sought after whiskies that is made in the United States and a winner of recent
awards.
10
11
bottle and was granted a US Patent Registration No. D643,298 on August 16, 2011
12
(the GILLESPIE patent). A true and correct copy of the GILLESPIE patent is
13
14
15
GILLESPIE owns a U.S. Trademark Reg. No. 4617790 for GOLD BAR for
16
alcoholic beverages and distilled spirits, namely whiskey, GILLESPIE also has
17
a pending U.S. Trademark Application for GOLD BAR Serial No. 86/576,589
18
19
20
21
22
23
24
Patent and Trademark Office (USPTO) that he was the original inventor of the
25
claimed invention and patent design when in fact, he was not. This inequitable
26
27
498 patent and the 545 patent and renders them unenforceable and invalid.
28
26. As set forth more fully below, upon information and belief, some of
-7-
the initial glass bottle brokers and factories in China, breached their confidential
and nondisclosure agreements and gave GILLESPIEs confidential and trade secret
information to the Defendants who in turn used the confiscated materials to file a
design patent and produce their own Gold Bar Bottle from the confiscated
PROJECT
10
11
12
ROCKWOOD SPIRITS) to produce and manufacture his bottle and the parties
13
14
15
and bottle closure designs. Rockwood & Hines agrees to not disclose any designs
16
17
18
19
29. The Rockwood & Hines representatives told GILLESPIE that they
20
had never seen a design like GILLESPIEs Gold Bar Bottle design and thought it
21
22
30. In December 2013, GILLESPIE paid Rockwood & Hines a design fee
23
in which all designs were owned by GILLESPIE. The efforts as part of the design
24
fee were to continue to perfect and develop an acceptable unique bottle design for
25
GILLESPIE that resembled a Gold Bar, as part of GILLESPIEs vision for his
26
product.
27
28
exchange confidential emails regarding issues related to the design and the issues
-8-
3
4
32.
33. In particular, during design and manufacturing trials in 2014 and early
March 2015, GILLESPIE and Rockwood & Hines exchanged very detailed emails
on the specifications for the Gold Bar Bottle. At this time, Rockwood & Hines
told GILLESPIE that he was their top priority from today onward.
10
they could produce 50,000 units and a final technical drawing was sent to
11
GILLSPIE soon thereafter. These communications and designs would most likely
12
have been exchanged between Rockwood & Hines and the Chinese glass factory
13
14
produced. However, there were still problems raised by Rockwood & Hines and
15
16
working with Rockwood & Hines. However, at all times, Rockwood & Hines was
17
18
19
20
March 11, 2015, Defendant SEZANAYEV filed his first patent design application
21
with the USPTO for a vodka bottle that is the same or similar to the drawings
22
GILLESPIE was exchanging with Rockwood & Hines and others, even though
23
such drawings and designs were protected under the confidential and nondisclosure
24
25
26
27
PAUL DUNNING
28
36. In an effort to get another opinion on the confidential designs for his
-9-
before Defendant SEZANAYEV filed his first patent) for the Gold Bar Bottle
project, a true and accurate copy of which is attached as Exhibit D. After the
confidential and trade secret drawings and the information about the design to get
10
38. Paul Dunning, acting as the Managing Partner of PLD and in his
11
12
October 2014 which covered, inter alia, conversations that included Michael
13
Ferchak both verbally and in writing by email related to blending and bottling
14
services for the gold bar project. A true and accurate copy of that nondisclosure
15
16
Project was signed again in July 2015 where Both Paul Dunning and Michael
17
18
FUSION and PLD, a true and accurate copy of which is attached as Exhibit F.
19
20
Dunning and Michael Ferchak, agreed that they would not share or disclose any IP
21
belonging to Plaintiffs, including but not limited to business strategy, their business
22
23
and PLD, through their owners, Paul Dunning and Michael Ferchak, agreed that
24
25
26
nondisclosure agreements, Plaintiffs shared its IP, including its Gold Bar bottle
27
drawings with Defendants FUSION and PLD in July of 2014 and after.
28
40. FUSION later reported to GILLESPIE that his Gold Bar Bottle design
-10-
company, but still worked with Paul Dunning and Michael Ferchak from October
2014 onward into the fall of 2015. Ongoing discussions between Paul Dunning,
Michael Ferchak and GILLESPIE continued regarding the Gold Bar bottle project,
potential customers, and the fact that GILLESPIE had a patent on his bottle design.
2015 and spent two days with Paul Dunning making further disclosures of
information, showing Paul the physical glass samples of his bottle and pictures of
marketing, branding, labels, artwork, line extensions, all of which were covered by
10
the nondisclosure agreement in place regarding the design of the Gold Bar bottles.
11
While GILLESPIE was specifically at the PLD offices to discuss distillery issues
12
relating to the whisky or other spirits, they also discussed the design of the Gold
13
14
agreements. It was on this visit that Paul Dunning informed Plaintiffs that he
15
16
believe that at the time any of Plaintiffs IP was disclosed to any other party, let
17
alone to the 3 KILOS owners. Paul Dunning also stated at this meeting that he
18
was in close contact with an employee of Rockwood & Hines, as he was trying to
19
poach them to come work for his company FUSION and that GILLESPIE would
20
be in very good hands as they have knowledge of our product and the transition
21
22
23
Defendants FUSION and PLD all violated and breached their confidential and
24
nondisclosure agreements by providing the Gold Bar Bottle designs and other
25
26
27
of Defendants.
28
43. Plaintiffs later learned that the Chinese Factory was making a bottle
-11-
by FUSION that was similar to Plaintiffs Gold Bar Bottle as the sample bottle
from China had the FUSION logo on the bottle and the 3 Kilos label on the side of
the sample bottle. See below Fusion Glassworks logo, the June 2015 sample bottle
with the fusion logo, as compared to Defendants current product which also has
8
9
10
11
12
13
44. Thus, by June 2015, Defendants and their agents and representatives
14
were already working to produce and manufacture GILLESPIEs Gold Bar Bottle
15
design to use it in connection with their vodka products, and possibly other spirits,
16
even whiskey. Upon information and belief, the bottle was rudimentary in terms of
17
its final design, but more closely matched GILLESPIEs patent in later product
18
designs.
19
20
Dunning, acting on behalf of PLD and FUSION makes it clear that he knows the
21
factory in which GILLESPIE is producing his Gold Bar Bottles and asks
22
23
24
and told him that 3 Kilos brand is placing an order for one million dollars of glass,
25
a huge order as he describes it, and that GILLESPIE better hurry up to get on
26
the market and that FUSION can assist if GILLESPIE has issues with his current
27
broker. Paul Dunning stated that GILLESPIES Gold Bar Bottle is better than the
28
3 Kilos one and that GILLESPIES current supplier has a lot of issues with other
-12-
clients and quality problems. Paul Dunning also advised he would like to quote
GILLESPIE on the glass production. Paul Dunning was also asking GILLESPIE
in this phone call for all sorts of information on the distillery and GILLESPIEs
release date of his Gold Bar product. Paul Dunning even requested that he buy
47. In March 2016, Plaintiff saw Michael Ferchak at a spirits trade event
and Michael Ferchak informed GILLESPIE that he saw Plaintiffs design and
10
GILLESPIE that he does not want any legal problems, which suggested that he
11
knew the SEZANAYEV design for the 3 KILOS bottle was the same or very
12
similar to Plaintiffs Gold Bar Whiskey bottle design and that he had illegally and
13
14
15
the Chinese Factory. At the same time, Michael Ferchak informed GILLESPIE
16
17
18
Vegas at a trade show. Without any questions or inquiry from GILLESPIE went
19
into a dialogue trying to explain that he is not connected with the 3 Kilos company
20
and trying to distance himself from being involved with the 3 Kilos product. Paul
21
Dunning admitted to GILLESPIE at this time that he was aware of both designs
22
and that there was a looming issue. Paul Dunning also stated that he has nothing
23
to do with the glass side of the business, that is Michael Ferchaks business and the
24
two are not connected. However, this was untrue as only Paul Dunning and
25
another employee were representing FUSION at the FUSION booth at the Wine
26
and Spirits Wholesalers Association (WSWA) event in Las Vegas in April 2016.
27
28
behalf of FUSION and PLD, demonstrate that they have colluded and conspired
-13-
with others, including and not limited to factories in China, to illegally and
improperly turn over GILLESPIEs confidential designs which they took all for
personal gain and gave or shared with Defendants PRESTIGE and SEZANAYEV,
50. Meanwhile,
upon
information
and
belief
PRESTIGE
and
SEZANAYEV, directly and indirectly through their representatives and agents are
spreading false rumors on the Gold Bar Whiskey products stating that Gold Bar
Whisky is violating their patent and infringing their patent. This is all untrue and
designed to harm GILLESPIE and his launch of his Gold Bar Whiskey product
10
when in reality, it is Defendants who are engaging in bad conduct and who
11
12
13
14
15
16
trade secret information, designs and IP, were illegally and improperly shared
17
among and between all Defendants prior to March 2015 which was the first date
18
19
20
Defendants FUSION and PLD, as well as other third parties such as Rockwood &
21
22
SEZANAYEVs
52. On or about March 2015, after such time as Plaintiffs had shared their
23
24
information with Defendants FUSION and PLD under the confidential and
25
26
27
28
and expedited review request is of no coincidence. It was at this same time that
Rockwood & Hines, the Chinese glass broker had approved the final designs for
GILLESPIE and at a time after which representatives and agents of FUSION, PLD
and Rockwood & Hines had, upon information and belief, colluded and conspired
the original inventor and signed a false declaration under penalty of perjury and
other that he was the original inventor when he was not and the drawings were
10
54. Further, through information and belief, Defendants were all aware
11
that GILLESPIE developed the Gold Bar Bottle designs and that SEZANAYEV
12
was not the inventor of the designs. Nevertheless, through information and belief,
13
14
knowing about GILLESPIEs Gold Bar Bottle designs and in fact copying such
15
designs.
16
17
USPTO seeking expedited review of the design patent and paid the expedited
18
19
20
patent, a Continuation in Part design application no. 29/529,056 of the prior design
21
22
also requested expedited examination. In the application filing, just as done in his
23
24
25
57. This declaration was false and material to the grant of his patent
26
design registration when in fact he did not invent anything and merely copied
27
Plaintiffs confidential and trade secret designs and IP, including product designs,
28
and did not invent or make any novel design. This second design patent was also
-15-
expedited for review presumably because SEZAYANEV knew he had taken the
designs and drawing and was trying to get a patent granted as soon as possible. On
March 1, 2016, the 498 patent was granted. On April 26, 2016, the545 patent
was granted.
5
6
licensee of the 498 patent, enclosing a copy of the said patent, and stating that
[Y]ou, your company, marketing persons and certain distributors in the U.S.
10
presently advertise, offer for sale and sell a gold bar-shaped container for
11
whiskey in the United States As the exclusive licensee of the 498 patent,
12
our client is entitled to keep others from using, selling, advertising and
13
14
shown in the 498 patent and we request you immediately cease and desist
15
16
type.
17
In the cease and desist letter, PRESTIGE identified the allegedly infringing
18
19
20
no longer use, sell, advertise or distribute the containers or bottles in the future and
21
requested an accounting.
22
23
24
59.
Thus, PRESTIGE asserted their right, title, and interest to the 498
patent.
60.
25
26
The 498 patent on its face states that it was issued on March 1, 2016.
27
28
61.
Plaintiffs believe that their products, including its Gold Bar Gold
Finished Whiskey product do not infringe the 498 patent or the 545 patent and
-16-
that the claims of the 498 patent and the 545 patent are invalid. Accordingly, an
products infringes any valid or enforceable claim of the 498 patent and the 545
patent.
wrongly assert the 498 patent against Plaintiffs and the 545 patent against
62.
10
11
threatening that sale of Plaintiffs Gold Bar Gold Finished Whiskey product
12
violates Defendants patent rights which is and will cause Plaintiff irreparable
13
harm.
14
15
63.
Separate from the 498 and 545 patent, upon information and belief,
16
17
representatives and/or distributors, and Does 1 through 10, have made, used,
18
imported, offered for sale, and/or sold a bottle design without license or authority
19
20
21
22
23
64.
The design of the bottle in the Accused Product are not designs or
24
25
26
www.newyorkliquorgiftshop.com,
27
28
www.lwwarehouse.com,
-17-
www.wine-
66.
left hand side or bottom side, are virtually identical to the claim of the
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
67.
Defendants
SEZANAYEV
and
PRESTIGE,
their
agents,
Instagram site, posted by them on March 22, 2016. This was posted while at an
event where Plaintiffs GOLD BAR WHISKEY was being displayed at a table 50
years from the 3 Kilos table, causing further economic hardship as numerous
retailers attending the show approached GILLESPIE and said that the 3 Kilos
booth representatives are saying that GILLESPIE is infringing their patent. See
8
9
10
11
12
13
14
15
16
17
18
19
20
21
68.
22
to commit these wrongful and infringing acts is evidenced by the Accused Product
23
which on its face has the FUSION trademark directly on the product, as shown in
24
25
26
27
28
-19-
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
made, used, sold, advertised or marketed by GILLESPIE infringe the 498 patent.
71.
Plaintiffs
deny
Defendants
SEZAYANEV
and
PRESTIGEs
contentions and alleges that the products do not directly or indirectly infringe the
498 patent or the 545 patent.
72.
Defendants SEZAYANEV and PRESTIGE that they do not infringe and have not
infringed, directly or indirectly, contributorily or by inducement, the 498 patent
and the 545 patent.
74.
respective rights of the parties with respect to the alleged infringement of the 498
patent and the 545 patent is necessary and appropriate under these circumstances.
28
-20-
3
4
75.
5
6
76.
77.
patent and the 545 patents are invalid and unenforceable for failure to meet one
10
Code, 35 U.S.C. 102, 103, 112, and/or 171. PRESTIGE and SEZANAYEV
11
dispute these contentions. No claim or design drawing of the 498 patent or the
12
545 patent can be validly construed to cover any products imported, made, used,
13
sold or offered for sale by Plaintiffs and the alleged invention of the 498 patent
14
and the 545 patent is taught by, suggested by, and/or obvious in view of the prior
15
art.
16
78.
The 498 patent and the 545 patent are also invalid under 35 U.S.C.
17
112 as the patent drawings are inconsistent and incomplete and do not disclose the
18
patent. Moreover, the 498 patent and the 545 patent are also invalid for
19
20
inconsistencies in the drawing are material and of such magnitude that the overall
21
appearance of the design is unclear. Some of the drawings depict the 498 patent
22
and the 545 patent with a rectangle shape on the top and bottom and other
23
drawings depict the 498 patent and the 545 patent with a trapezoid shape on the
24
top and bottom and neither half can be disregarded as unclear due to the
25
perspectives shown.
26
79.
The named inventor of the designs set forth in the 498 patent and the
27
545 patent are not the inventor thereof rendering the patents invalid and
28
unenforceable under 35 U.S. C. 102(f). Additionally, the 498 patent and the
-21-
545 patent do not designate all inventors of the designs set forth in the patent
3
4
80.
The designs in the 498 patent and the 545 patent are obvious under
36 U.S.C. 103.
81.
The 498 patent and the 545 patent are unenforceable as a result of
limited to, Gary or Godel Sezayanev, Gabriel Sezanayev, Paul Dunning and
82.
During prosecution of the 498 patent and the 545 patent, Defendants
10
and/or others substantively involved in the preparation of the 498 patent and the
11
545 patent engaged in inequitable conduct before the USPTO. Upon information
12
and belief, the SEZANAYEV withheld information about the GILLESPIE Gold
13
14
information was material and not cumulative to the U.S. Patents issued on the face
15
of the 498 patent and the 545 patent, the information provided by SEZANAYEV
16
and his attorney to the USPTO in an Information Disclosure Statements, and the
17
information before and/or considered by the USPTO during the prosecution of the
18
19
83.
This
20
declaration with the USPTO claiming he was the inventor, when he knew he was
21
not.
22
84.
23
SEZANAYEV and/or his attorney was withheld knowingly and with the intent to
24
25
26
85.
Such inequitable conduct renders the 498 patent and the 545 patent,
27
28
-22-
1
2
3
4
5
sharing information to produce glass bottles and design, samples and production
10
11
12
that Plaintiff owned all the confidential and proprietary information and trade
13
secrets, and that they would protect and preserve all of Plaintiffs information,
14
trade secrets, strategy, product launch timeline, IP and technology, including but
15
16
89.
17
18
and proprietary information, trade secrets, and IP, including product design,
19
20
21
90.
22
23
economic damages.
24
25
26
27
28
91.
1
2
agents and sales representatives and/or distributors, and Does 1 through 10,
without consent have been and are infringing the GILLESPIE patent under 35
U.S.C. 271(a), by making, using, offering for sale or selling, without license or
authority from GILLESPIE, in this District and elsewhere in the United States,
products covered by the GILLESPIE patent bearing the ornamental design that
embodies the inventions claimed in the GILLESPIE patent, and will continue to
10
94.
11
GILLESPIE patent and their prior and continuing infringement of the GILLESPIE
12
13
95.
14
damaged Plaintiffs in an amount that is unknown and cannot at the present time be
15
ascertained, and will cause added injury and loss unless Defendants are enjoined
16
by this Court.
17
96.
18
infringement and/or contributed to the infringement, and are still actively inducing
19
20
21
97.
Defendants
inducement
of
infringement
and
contributory
22
23
amount that is unknown and cannot at the present time be ascertained, and will
24
cause added injury and loss unless Defendants are enjoined by this Court.
25
26
27
28
98.
A.
indirectly, any valid claim of the U.S. Patent No. D750,498 and/or
B.
6
7
For a judicial declaration that U.S. Patent No. D750,498 and/or U.S.
Patent No. D754,545 are invalid and unenforceable; and
C.
10
No. D750,498 and/or U.S. Patent Design No. D754,545, and from
11
12
13
D.
14
15
16
E.
17
18
19
fees;
20
F.
21
22
G.
23
24
25
26
27
28
H.
display;
I.
Accused Products from any and all touch screen computers at any
and all trade shows and from any and all Internet web sites, including
10
11
12
any and all goods in their possession or under their control that were
13
14
15
K.
16
to account to Plaintiff for any and all profits derived by them, and for
17
18
19
by statute;
20
L.
21
22
Defendants;
23
M.
24
25
N.
26
27
28
That the Court award Plaintiff its costs in this action, together with
That Plaintiff be awarded both pre-judgment and post-judgment
interest on each and every damage award;
O.
1
2
P.
Awarding Plaintiff such other and further relief as the Court deems
just and proper.
4
5
6
7
JURY DEMAND
Plaintiffs demand a trial by jury on all issues so triable as a matter of right
and law.
8
9
10
11
12
MULCAHY LLP
By: /s/ Kevin A. Adams
Kevin A. Adams
Attorneys for Plaintiffs
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
-27-
EXHIBIT A
EXHIBIT B
EXHIBIT C
EXHIBIT D
NON-DISCLOSURE AGREEMENT
July 17, 2013
Michael Ferchak
International | Managing Partner, Director of Manufacturing
Fusion Glassworks
+1 646-431-0439
michael@fusion-glassworks.com
www.fusion-glassworks.com
Attention: Mr. Michael Ferchak
Re:
Disclosure of Information
2
(a)
is at the time of disclosure to you or thereafter becomes generally available to the
public, other than as a result of a disclosure by you or any of your Representatives in breach of
this Agreement;
(b)
is or was received by you on a non-confidential basis from a source other than us
if such source is not prohibited from disclosing the information to you by a contractual, fiduciary
or other legal obligation to us; or
(c)
was known by you prior to disclosure under this Agreement if you were not
subject to any contractual, fiduciary or other legal confidentiality obligation in respect of such
information and such prior knowledge can be proven by written records in your possession prior
to such disclosure.
Provision of Confidential Information.
Subject to the provisions of this Agreement, we shall make such Confidential Information
available to you as we, in our sole discretion, consider advisable in the circumstances, solely for
the Permitted Purpose. Subject to the provisions of this Agreement, you shall, and shall cause
your Representatives to, comply with all of our procedures relating to the provision of
information as we may adopt from time to time.
Non-Disclosure of Confidential Information.
You shall treat confidentially and not disclose, and shall cause your Representatives to treat
confidentially and not disclose, except as permitted herein, any Confidential Information. You
may disclose any of the Confidential Information only to those of your Representatives who need
to know such Confidential Information for the Permitted Purpose. You shall inform your
Representatives of the confidential nature of such Confidential Information and cause each of
your Representatives to treat such Confidential Information confidentially in accordance with
this Agreement and not disclose such Confidential Information except as permitted herein. You
shall be responsible for any breach of this Agreement by any of your Representatives.
Use of Confidential Information.
You shall not use, and shall cause your Representatives not to use, the Confidential Information
for any purpose other than the Permitted Purpose. You shall not use the Confidential
Information in any way that is, directly or indirectly, detrimental to us.
Personal Information.
You agree that neither we nor any of our Representatives shall disclose to you information about
identifiable individuals forming part of the Confidential Information.
Compelled Disclosure.
If you or any of your Representatives receives a request or is legally required to disclose all or
any part of the Confidential Information, you shall (a) immediately notify us of the request or
requirement, (b) consult with us on the advisability of taking legally available steps to resist or
3
narrow the request or lawfully avoid the requirement, and (c) if requested by us cooperate with
us to seek a protective order or other appropriate remedy. If a protective order or other remedy is
not available, or if we waive compliance with the provisions of this section, (x) you or your
Representatives, as the case may be, may disclose to the person requiring disclosure only that
portion of the Confidential Information which you are advised by written opinion of counsel is
legally required to be disclosed, and (y) you shall not be liable for such disclosure unless such
disclosure was caused by or resulted from a previous disclosure by you or any of your
Representatives not permitted by this Agreement.
Return of Documents.
Upon request by us at any time, you shall (a) return promptly to us all physical copies of the
Confidential Information, excluding Notes, then in your possession or in the possession of your
Representatives, (b) destroy all (i) electronic copies of the Confidential Information, and all (ii)
Notes (including electronic copies thereof) prepared by you or any of your Representatives,
including electronic back-ups of the foregoing in a manner that ensures that such Notes may not
be retrieved or undeleted by you or any of your Representatives, and (c) deliver to us a certificate
executed by one of your duly authorized senior officers indicating that the requirements of this
sentence have been satisfied in full.
Process.
We have no obligation pursuant to this Agreement or otherwise to disclose or continue to
disclose or make available Confidential Information to you or any of your Representatives.
No Representations or Warranties by us.
Neither we nor any of our Representatives make any representation or warranty, express or
implied, as to the accuracy, sufficiency or completeness of the Confidential Information. Neither
we nor any of our Representatives shall have any liability whatsoever, under contract, tort, trust
or otherwise, to you or any other person resulting from use of the Confidential Information by
you or any of your Representatives or for omissions from the Confidential Information.
No Property Rights.
The Confidential Information shall at all times remain our property.
Legal Remedy.
We would not have an adequate remedy at law and may be irreparably harmed in the event that
any of the provisions of this Agreement were not performed by you or your Representatives in
accordance with their specific terms or were otherwise breached by you or your Representatives.
Accordingly, we shall be entitled to injunctive relief to prevent breaches of this Agreement and
to specific performance of the terms and conditions of this Agreement in addition to any other
remedy to which we may be entitled at law or in equity.
4
Miscellaneous.
No failure or delay by us in exercising any right, power or remedy under this Agreement shall
operate as a waiver thereof, nor shall any single or partial exercise thereof preclude any other or
further exercise of any right, power or remedy under this Agreement.
Your obligations under this Agreement shall survive indefinitely.
If any provision of this Agreement as applied to any party in any circumstance is adjudged by a
court to be invalid or unenforceable, this will in no way affect any other provision of this
Agreement, the application of such provision in any other circumstance, or the validity or
enforceability of this Agreement.
This Agreement constitutes the entire agreement between us pertaining to the subject matter
hereof.
Notices required or permitted to be given under this Agreement shall be in writing and shall be
effectively given if delivered personally or sent by facsimile (i) if to us, to:
Rockwood Spirits International Inc., 5480 Canotek Rd, Suite 21 Ottawa, ON, K1J 9H7, to
info@rockwoodspirits.com Attention: Elliott Gillespie; and (ii) if to you,
Michael Ferchak
International | Managing Partner, Director of Manufacturing
Fusion Glassworks
+1 646-431-0439
www.fusion-glassworks.com
Attention: michael@fusion-glassworks.com
The division of this Agreement into sections and the insertion of headings are for convenience of
reference only and shall not affect the construction or interpretation of this Agreement.
This Agreement shall be governed by and construed in accordance with the laws of Ontario and
the federal laws of Canada applicable therein.
For the purpose of the NDA, the parties have chosen the laws of Ontario and the federal laws of Canada.
In addition to the above, the recipient will not disclose to third parties any design produced in relation
to discussions or contracts between the two parties and will not disclose that Rockwood Spirits
International Inc. is a client of the recipient and related enterprises.
This Agreement shall ensure to the benefit of, and be binding on, each of us and our respective
successors and permitted assigns. Neither of us may assign our respective rights or obligations
under this Agreement without the prior written consent of the other party.
This Agreement may be signed in counterparts and each of such counterparts shall constitute an
original document and such counterparts, taken together, shall constitute one and the same
instrument.
EXHIBIT E
NON-DISCLOSURE AGREEMENT
October 2, 2014
Private Label Distillery LLC
16730 E 2ND AVE
AURORA, CO 80011
Attention: Mr. PAUL DUNNING
Re:
Disclosure of Information
This Agreement shall ensure to the benefit of, and be binding on, each of us and our respective
successors and permitted assigns. Neither of us may assign our respective rights or obligations
under this Agreement without the prior written consent of the other party.
This Agreement may be signed in counterparts and each of such counterparts shall constitute an
original document and such counterparts, taken together, shall constitute one and the same
instrument.
Paul T. Dunning
By:
Name: Paul Dunning
Title: Managing Partner
Signature 1299
EXHIBIT F
Amendment 1
Confidential Non-Disclosure Agreement
This agreement is made between Rockwood Spirits International Inc. (also
registered as the Gold Bar Bottling Company) and Private Label Distillery
LLC.
This agreement is an amendment to the original NDA signed by both parties on
October 2, 2014, it does not replace the original NDA. It is intended to clarify
obligations related to the non-disclosure agreement between both parties.
Project Ref Name: Gold Bar Whiskey
Both parties agree to exercise a high degree of care to safeguard any and all
intellectual property, trade secrets, branding concepts, technical drawings, ideas
and inventions of the information and all or any revealed information herein, from
access or disclosure to any unauthorized person or entity.
This includes:
Contract pricing
Product cost
Product pricing strategies
Product supplier information
Bulk whiskey supply information
Product fabrication/blending/bottling process information
Product origin
Distribution or market information
Marketing strategy
Product labeling
Branding strategy and related imagery
Product design
Corporate ownership structure of the related parties
Public mention of a contract between the two parties
It's a common practice to source whiskey the same way Rockwood is being produced outside of the extracts. Private Label Distillery would never explain the formula or any details about
Rockwood products to another company or person.
In the event that any of the shareholders, officers, directors, employees, agents
or representatives of a party should copy, replace, modify or disclose the
confidential information, such as a intellectual property, financial contract
information or public disclosure of a business relationship between the two
parties, this party will be in breach of this confidentiality agreement and therefore
!
1!
will be liable to the other party for damages arising out of the same, as well as
injunctive relief and attorneys fees for any action arising out of this agreement.
This agreement shall be governed by both the laws of the Province of Ontario,
Canada as well as the State of New York, USA. All disputes and matters
whatsoever arising under, or in connection with, or incident to this Agreement
shall be brought before a court of competent jurisdiction in the Province of
Ontario or the State of New York.
Date: July 19, 2015
Paul T. Dunning
By: ____________________
By: _________________________
Paul Dunning
Elliott Gillespie
By: ____________________
Michael Ferchak
2!