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Abstract
Objective To investigate whether the inclusion of deep breathing exercises in physiotherapy-directed early mobilisation confers any additional
benefit in reducing postoperative pulmonary complications (PPCs) when patients are treated once daily after elective open upper abdominal
surgery. This study also compared postoperative outcomes following early and delayed mobilisation.
Design Cluster randomised controlled trial.
Setting Single-centre study in a teaching hospital.
Participants Eighty-six high-risk patients undergoing elective open upper abdominal surgery.
Intervention Three groups: early mobilisation (Group A), early mobilisation plus breathing exercises (Group B), and delayed mobilisation
(mobilised from third postoperative day) plus breathing exercises (Group C).
Main outcomes PPCs and postoperative outcomes [number of days until discharge from physiotherapy, physiotherapy input and length of
stay (LOS)].
Results There was no significant difference in PPCs between Groups A and B. The LOS for Group A {mean 10.7 [standard deviation (SD)
5.0] days} was significantly shorter than the LOS for Groups B [mean 16.7 (SD 9.7) days] and C [mean 15.2 (SD 9.8) days; P = 0.036]. The
greatest difference was between Groups A and B (mean difference 5.93, 95% confidence interval 10.22 to 1.65; P = 0.008). Group C had
fewer smokers (26%) and patients with chronic obstructive pulmonary disease (0%) compared with Group B (53% and 14%, respectively).
This may have led to fewer PPCs in Group C, but the difference was not significant. Despite Group C having fewer PPCs and less physiotherapy
input, the number of days until discharge from physiotherapy and LOS were similar to Group B.
Conclusions The addition of deep breathing exercises to physiotherapy-directed early mobilisation did not further reduce PPCs compared
with mobility alone. PPCs can be reduced with once-daily physiotherapy if the patients are mobilised to a moderate level of exertion.
Delayed mobilisation tended to increase physiotherapy input and the number of days until discharge from physiotherapy compared with early
mobilisation.
Crown Copyright 2012 Published by Elsevier Ltd on behalf of Chartered Society of Physiotherapy. All rights reserved.
Keywords: Abdominal surgery; Early mobilisation; Breathing exercises; Postoperative pulmonary complications
Introduction
Postoperative pulmonary complications (PPCs) are a
leading cause of morbidity and mortality following upper
abdominal surgery [1], contributing to prolonged hospital
Corresponding author at: Department of Physiotherapy, Concord Repatriation General Hospital, Hospital Road, Concord, NSW 2139, Australia.
Tel.: +61 2 97676101; fax: +61 2 97678448.
E-mail address: yasmin.silva@sswahs.nsw.gov.au (Y.R. Silva).
stay and additional health costs [2]. Physiotherapeutic techniques to increase mean lung volume are of benefit in
preventing PPCs [3], but the effects of mobility alone have
not been evaluated. Mobilisation improves lung volume in
patients after abdominal surgery [4]. However, it is unclear
whether the decrease in PPCs is due to mobilisation alone or
in combination with breathing exercises.
Mackey et al. found that the addition of deep breathing
to physiotherapy-directed early mobilisation did not reduce
PPCs significantly in high-risk patients undergoing open
0031-9406/$ see front matter. Crown Copyright 2012 Published by Elsevier Ltd on behalf of Chartered Society of Physiotherapy. All rights reserved.
http://dx.doi.org/10.1016/j.physio.2012.09.006
188
upper abdominal surgery [5]. However, the frequency of postoperative physiotherapy sessions used by Mackey et al. may
be considered impractical: three times daily on Days 1 and
2, twice daily on Days 3 and 4, and daily thereafter until the
patient was independently mobile with a clear chest assessment on three consecutive days. The frequency of treatment
has implications for resource allocation and cost. The key
concern is whether frequent physiotherapy sessions in the
first four postoperative days ensured that these patients were
upright and mobilised more than normal, and if this influenced the outcomes.
Prophylactic physiotherapy following upper abdominal
surgery is performed once daily at the authors hospital. Therefore, the primary aim was to investigate whether
the addition of deep breathing exercises to physiotherapydirected early mobilisation (once daily) conferred any benefit
in reducing PPCs compared with mobility alone among
high-risk patients following elective open upper abdominal
surgery. The secondary aim of this study was to examine
whether physiotherapy-directed early mobilisation (commencing on the first postoperative day) had a beneficial effect
on postoperative outcomes [PPCs, number of days until discharge from physiotherapy, physiotherapy input and length
of stay (LOS)] compared with delayed mobilisation (commencing on the third postoperative day).
Methods
Participants
Following approval by the Human Research Ethics Committee of Concord Repatriation General Hospital, Sydney,
Australia, patients were recruited from the pre-admission
clinic between March 2006 and March 2008.
The study population consisted of patients undergoing
elective open upper abdominal surgery involving upper or
upper and lower midline abdominal incision. Criteria for classification as high risk for the development of PPCs [6] were:
age >59 years, or age <59 years with a history of one or
more of the following: (1) cigarette smoking (current smokers and those who had ceased smoking less than 6 weeks prior
to surgery) [7]; (2) chronic obstructive pulmonary disease
(COPD); (3) obesity [body mass index (BMI) 27 kg/m2 ];
(4) cardiac disease; and (5) American Society of Anesthesiologists (ASA) score 2. Patients were excluded if they were
undergoing oesophagectomy or abdominal aortic aneurysm
repair due to differences in surgical management, and if they
were immobile due to previous musculoskeletal or neurological conditions.
Study design
Patients who met the study inclusion criteria were given
an information sheet and provided their informed consent.
Eligible patients were allocated to one of three treatment
The deep breathing groups performed four sets of five repetitions of deep breaths, from functional residual capacity to
total lung capacity, with a 3-second inspiratory hold followed
by relaxed expiration. The physiotherapist provided proprioceptive feedback by placing his/her hands bilaterally on the
patients lower ribs. These exercises were completed with the
patient sitting on a chair or on a bed with the head end raised.
Normal breathing was encouraged between the repetitions of
deep breathing exercises. Finally, the patient was educated to
huff and cough, with the wound supported by a towel placed
over the incision. Patients were educated to perform these
exercises every hour while awake.
Patients were discharged from physiotherapy when they
were able to mobilise 100 m independently, had a temperature <38 C, no additional sounds on auscultation, and normal
baseline sputum. The assessor was blinded, as intervention
details and outcome measures were obtained from the medical record after the patient was discharged from hospital.
Outcome measures
For the purpose of the study, the patients were diagnosed
as having PPCs by the ward physiotherapist if they had three
or more of the signs listed in Table 2. Although these criteria
are not validated, they have been used previously in published
work [5]. Chest auscultation findings and sputum production
were recorded daily by the ward physiotherapist and medical staff. Temperature recorded was the patients maximum
documented tympanic temperature prior to physiotherapy
treatment. Chest radiography was performed at the discretion of the medical staff, and was reported by a radiologist
who was blinded to patient allocation. Patients in any group
who developed PPCs were commenced on additional chest
physiotherapy techniques as appropriate for the condition at
the discretion of the ward physiotherapist, and their data were
analysed in an intention-to-treat model.
Pain was measured using a visual analogue scale which
consisted of a standard 10-cm line with verbal anchors
Table 2
Criteria defining postoperative pulmonary complications.
A postoperative pulmonary complication is deemed to have occurred if
three or more of the following signs occur within the same day:
Auscultation changes (decreased breath sounds, crackles, wheezes,
bronchial breath sounds) in addition to those prior to surgery
Otherwise unexplained temperature >38 C
Chest radiography changes (atelectasis, collapse, consolidation)
Changes to sputum (increase in amount and/or change in colour)
compared with what the patient reports is usual for them
189
indicating no pain (0) and severe pain (10 cm) [12]. The
acute pain service assessed patients daily in order to modify
medications to maintain pain at a comfortable level (score of
3 to 5). The VAS score for the first postoperative day was
recorded from the acute pain service records as pain peaks
on the first postoperative day and then decreases over time
[13].
Total distance mobilised daily with physiotherapist,
relatives and nurses was recorded. Each day, the ward physiotherapist and patient discussed the distance mobilised with
nurses and/or relatives, and the furthest location/landmark the
patient had reached in order to calculate the distance.
The day of discharge from physiotherapy and LOS (day
of admission to day of discharge) were recorded. Any
patients re-referred for physiotherapy following discharge
were recorded, along with all treatments provided.
Details of physiotherapy staff time and number of treatments were taken from the Allied Health Information System
(AHIS 1993 Version 2.00, Sydney South Western Area
Health Service: Information Management Service, System
Integration System).
Data analysis
The primary outcome measure was PPCs. Based on a
clinically significant reduction in PPCs of 36% in high-risk
patients after open abdominal surgery [10], a sample size of
16 patients per group was required for 80% confidence to
detect differences with two-tailed tests at an alpha level of
0.05 [14]. Twenty-five subjects per group was considered to
be sufficient to allow for dropouts.
The data were analysed using Statistical Package for
the Social Sciences Version 7 (SPSS, IBM Corporation,
NY, USA). The between-group differences in demographics,
operative data and postoperative outcomes were tested using
analysis of variance. Students two tailed t-test was used to
evaluate differences between the means of the two groups.
A critical probability value of 0.05 or less was deemed to
be significant in all cases. Analyses were conducted on an
intention-to-treat model using all available data.
Results
Ninety patients were invited to participate in the trial. Four
patients declined to participate, and there were no dropouts
(see Appendix A, supplementary online material).
Cluster randomisation yielded three groups that were comparable in most areas, except for a significant difference in
the number of smokers (0.052) (Table 3). There was no significant difference in the number of smokers or patients with
COPD between Groups A and B. However, there were significantly more smokers (P = 0.037) and patients with COPD
(P = 0.032) in Group B compared with Group C. Patients with
multiple comorbidities or complications in surgery, and those
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Table 3
Demographic and operative data.
Data
Group A
Early mobility
(n = 28)
Group B
Early mobility plus deep
breathing
(n = 28)
Group C
Delayed mobility plus deep
breathing
(n = 30)
P-value
12:16
71.1 (7.3)
28.8 (5.8)
16:12
73.1 (8.2)
28.8 (6.6)
17:13
72.1 (9.3)
28.2 (6.7)
0.52
0.90
1 (4)
10 (36)
15 (53)
2 (7)
0
2.18 (0.81)
2.85 (1.02)
1 (4)
9 (32)
3 (11)
2 (7)
10 (36)
16 (57)
0
0
1.78 (0.71)
2.67 (1.0)
4 (14)
15 (53)
4 (14)
1 (3)
19 (63)
9 (30)
1 (4)
0
1.98 (0.54)
2.42 (0.50)
0 (0)
8 (26)
1 (3)
9 (32)
20 (71)
10 (36)
19 (68)
9 (30)
15 (50)
0.70
0.20
21 (75)
2 (7)
1 (4)
4 (14)
0 (0)
4.52 (1.91)
5 (18)
1.6 (0.6)
28 (100)
1 (4)
4.1 (1.5)
21 (75)
2 (7)
4 (14)
1 (4)
0 (0)
4.91 (1.62)
5 (18)
1.2 (0.5)
28 (100)
1 (4)
3.8 (1.3)
20 (67)
4 (1)
2 (7)
2 (7)
2 (7)
4.95 (1.77)
4 (13)
1.3 (0.5)
30 (100)
1 (3)
3.3 (0.9)
0.61
0.03*
0.40
0.10
0.15
0.11
0.24
0.06
0.05*
0.12
BMI, body mass index; ASA, American Society of Anesthesiologists classification of comorbidity; FEV1 , forced expiratory volume in 1 second, FVC, forced
vital capacity; COPD, chronic obstructive pulmonary disease; colorectal surgery, hemicolectomy, Hartmanns, transverse colectomy, proctocolectomy, anterior
resections, abdominoperineal resection and small bowel resection; ICU/HDU, intensive care unit/high dependency unit; PCA, patient-controlled analgesia;
VAS, visual analogue scale; SD, standard deviation.
* p value 0.05.
Table 4
Incidence of postoperative pulmonary complications.
Group A
Early mobility
(n = 28)
Group B
Early mobility
plus deep
breathing
(n = 28)
Group C
Delayed
mobility plus
deep breathing
(n = 30)
P-value
6 (21%)
7 (25%)
3 (10%)
0.20
Groups A and B
Groups B and C
Groups A and C
Absolute risk
reduction
(95% CI)
P-value
Absolute risk
reduction
(95% CI)
P-value
Absolute risk
reduction
(95% CI)
P-value
4%
(6 to 2)
0.6
14%
(12 to 16)
0.07
10%
(8 to 12)
0.21
Table 5
Results of postoperative outcomes for distance mobilised on third and fifth postoperative days, number of days until discharge from physiotherapy, length of stay, treatment duration and number of physiotherapy
treatments.
Group B
Early mobility
plus deep
breathing
Group C
Delayed
mobility plus
deep breathing
Mean (SD)
Mean (SD)
Mean (SD)
111.7 (96.5)
105.6 (81.2)
72.6 (70.5)
118.9 (54.5)
104.0 (65.3)
5.4 (2.2)
10.7 (5.0)
1.9 (1.0)
5.2 (2.1)
P-value
Groups A and B
Groups B and C
Groups A and C
Mean difference
(95% CI)
P-value
Mean difference
(95% CI)
P-value
Mean difference
(95% CI)
P-value
0.19
0.80
0.12
0.10
97.6 (61.1)
0.60
0.51
0.8
0.3
7.6 (7.2)
8.3 (8.2)
0.24
0.14
0.09
0.09
16.7 (9.7)
2.8 (2.0)
7.2 (5.0)
15.2 (9.8)
2.2 (1.6)
6.8 (4.6)
0.036*
0.10
0.17
0.008*
0.037*
0.61
0.57
0.18
0.75
0.049*
0.50
0.11
Group A
Early mobility
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Discussion
The primary aim of this research was to determine whether
the addition of deep breathing exercises to physiotherapydirected early mobilisation of high-risk patients undergoing
elective open upper abdominal surgery would further reduce
PPCs compared with mobility alone. Treatment was given
once daily post surgery until discharge from physiotherapy. A
group of Australian cardiopulmonary physiotherapists previously indicated that, for a therapy to be clinically worthwhile,
one PPC should be prevented in every 20 treatments [15]. This
corresponds to an absolute risk reduction of PPCs between
interventions of 5%. In the current study, Group B had more
PPCs due to the greater number of smokers and patients with
COPD compared with Group A. However, the increase in
PPCs for Group B was not significant. As such, it appears
that the addition of breathing exercises to early mobilisation
is not essential for all patients following elective open upper
abdominal surgery. This finding supports previous research
[5].
When patients are moved from a supine position to an
upright position, there is a significant increase in minute ventilation [4]. However, ambulation did not appear to increase
minute ventilation significantly once the effect of position was taken into consideration. It could be assumed that
patients are not being exercised at a sufficiently high intensity.
However, in this study, patients were mobilised to a moderate level of intensity to challenge the respiratory system. A
systematic review reported that no physiotherapy technique
is superior to others in reducing PPCs, and combined modalities did not lead to additional risk reduction [3]. Therefore,
mobility alone, to a moderate level of exertion, may have
provided adequate prophylaxis to reduce PPCs. The addition
of deep breathing exercises did not further reduce prophylaxis for the development of PPCs compared with mobility
alone.
The total physiotherapy time was significantly greater in
Group B, given the breathing exercises they performed and as
a result of PPCs they developed, compared with Group A. A
study has shown that patients with PPCs tend to mobilise less
than patients without PPCs [13]. Therefore, physiotherapist
may have spent more time with these patients.
This study also compared postoperative outcomes following early and delayed mobilisation. Group C had significantly
fewer smokers and patients with COPD compared with Group
B, leading to fewer PPCs. However, it was surprising that the
total distances mobilised by Group C were less than those
for the other groups. Also, the total physiotherapy treatment
time and number of days until discharge from physiotherapy was similar to Group B. The role of the physiotherapist
in mobilising patients can be somewhat controversial. At
this hospital, mobilisation is performed by both physiotherapists and nurses. Data demonstrated that patients were only
mobilised short distances by nurses. Physiotherapists tend
to increase walking intensity within a structured, graduated
exercise programme to challenge the patients cardiopulmonary system, promoting rapid return of physical fitness
and normal pulmonary function. A sudden increase in pace
to a moderate level of exertion for the first time on the
third postoperative day may have resulted in Group C having a shorter mean mobility distance. After surgery, many
patients experience a high level of dependency [16] due to
postoperative fatigue, described as sleeping more due to
tiredness [17]. Therefore, when mobilised from the third postoperative day onwards, the physiotherapist may have spent
more time with these patients in an attempt to achieve the
hospital abdominal surgery indicator (discharged from physiotherapy by the fifth postoperative day with a clear chest
on auscultation and able to mobilise 100 m independently)
[8].
The greater number of PPCs in Group B and delayed
physiotherapy-directed mobility in Group C may have contributed to the significantly shorter LOS in Group A. LOS
can be affected by many barriers to discahrge such as PPCs
and learning to use colostomy bag. While physiotherapy may
not have a direct effect on LOS, it allows comparison with
previous studies on abdominal surgery. The LOS in this study
was comparable to other studies [5,18].
This study had several limitations:
(1) Patient numbers were small compared with previous
studies, despite the sample size calculation showing
(2)
(3)
(4)
(5)
Conclusions
Mobility alone can reduce PPCs in high risk patients following elective open upper abdominal surgery without the
addition of deep breathing exercises. Reduction in PPCs can
be achieved when patients are treated once daily if mobilised
to a moderate level of exertion. This is cost beneficial and
allows allocation of physiotherapy to patients with PPCs
to be commenced on breathing and other physiotherapy
techniques. Early mobilisation may improve postoperative
outcomes compared with delayed mobilisation. However, the
authors believe that delaying physiotherapy-directed mobilisation until the third postoperative day may not result in
clinically significant differences compared with mobilisation on the first postoperative day. If patients are unable to
mobilise during the initial stages after surgery, it may be
important to continue breathing exercises until they are able
to mobilise.
Acknowledgements
The authors wish to thank the Physiotherapy Department
of Concord Repatriation General Hospital, NSW, Australia
for their assistance in conducting this investigation.
Ethical approval: Human Research Ethics Committee of
Concord Repatriation General Hospital, Sydney, Australia
(CH62/6/2005-023-Y Silva).
Conflict of interest: None declared.
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