Professional Documents
Culture Documents
02 - CODE OF ETHICS
Sections:
2.02.020 - Definitions.
The following words, terms and phrases, when used in this Code, shall have the following meanings:
Board and commission member shall mean a member of any appointive board or commission of the
town.
Business shall mean any corporation, limited liability company, partnership, sole proprietorship, trust
or foundation, or other individual or organization carrying on a business, whether or not operated for
profit.
Confidential information or information received in confidence shall mean:
(1) Information contained in any writing that may properly be withheld from public inspection under
the provisions of the Colorado Open Records Act and that is marked "confidential" when
provided to the officer or employee;
(2) All information exchanged or discussed in any executive session, except to the extent that such
information is also contained in a public record available to the general public under the
provisions of the Colorado Open Records Act; or
(3) All communications between attorneys representing the town and officers or employees of the
town that are subject to the attorney-client privilege, whether oral or written, unless the privilege
has been waived.
Contract shall mean any arrangement or agreement pursuant to which any material, service, or other
thing of value is to be furnished for valuable consideration or is to be sold or transferred. For the purposes
of considering violations of this Code, "contract" shall not mean (i) contracts awarded to the lowest
responsible bidder based on competitive bidding procedures; (ii) merchandise sold to the highest bidder
at public auctions; (iii) investments or deposits in financial institutions which are in the business of loaning
or receiving moneys; (iv) a contract with an interested party if, because of geographic restrictions, the
town could not otherwise reasonably afford itself of the subject of the contract (it shall be presumed that
the town could not otherwise reasonably afford itself of the subject of a contract if the additional cost to
town is greater than ten percent of a contract with an interested party or if the contract is for services that
must be performed within a limited time period and no other contractor can provide those services within
that time period); (v) a contract with respect to which the officer or employee has disclosed a personal
interest and has not voted thereon, or with respect to which he has voted thereon in accordance with
Sections 24-18-109(3)(b) or 31-4-404 (3), C.R.S. (any such disclosure shall be made to the town council,
or appointive board or commission).
Councilmember shall mean a member of the town council.
Financial interest shall mean a substantial interest held by an individual which is (i) an ownership
interest in a business; (ii) a creditor interest in an insolvent business; (iii) an employment or a prospective
employment for which negotiations have begun; (iv) an ownership interest in real or personal property; (v)
a loan or any other debtor interest; or (vi) a directorship or officer-ship in a business.
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Officer or employee shall mean any person holding a position by election, appointment or
employment in the service of the town, whether part-time or full-time, including any member of the town
council and any member of any authority, board, committee or commission of the town.
Official act or official action shall mean any vote, decision, recommendation, approval, disapproval,
or other action, including inaction, which involves the use of discretionary authority.
b.
c.
d.
Certain distribution and discussion by town manager and town attorney permitted.
Notwithstanding the provisions of subparagraphs b. and c. above, the town manager and
town attorney may further distribute confidential information provided to the town council or
appointive boards or commissions of the town and may disclose confidential information
discussed in any executive session of the town council, or of an appointed board or
commission of the town, to such staff members and/or board and commission members as
they may consider reasonably necessary to enable them to fully advise the town council or
to implement any direction given by the town council or to advise other officers and
employees of the town whose official duties are related to the subject matter of the
confidential information or to maintaining a record of the same on behalf of the town.
e.
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The town council or appointive board or commission may determine that a councilmember
shall not receive confidential information or attend executive sessions on a particular topic
if the town council first determines that said councilmember has a conflict of interest in the
subject matter of such confidential information and/or executive session. Any such
determination by the town council shall be made only after the town council has received
an advisory opinion and recommendation from the ethics review board on the question.
(2) No councilmember or appointive board or commission shall represent any person or interest
before the town council or any board or commission of the town during his term of office.
(3) All officers and employees shall refrain from accepting payment for any speeches, debates or
other public events and shall further refrain from accepting any gift or favor which, in the
judgment of a reasonably prudent person, would tend to impair the officer's or employee's
independence of judgment in the performance of his or her official duties. The following shall not
constitute prohibited gifts or favors under this section:
a.
b.
c.
Payment of or reimbursement for actual and necessary expenditures for travel and
subsistence for attendance at a convention or other meeting;
d.
e.
Items of perishable or nonpermanent value that are insignificant in value, including but not
limited to meals, lodging, travel expenses or tickets to sporting, recreational, educational or
cultural events; and
f.
Payment of salary from employment, including other employment in addition to that earned
from being an officer or employee.
(4) All officers and employees shall refrain from engaging in a substantial financial transaction for
his private business purposes with a person whom he inspects or supervises in the course of
his official duties.
(5) All officers and employees shall not perform an official act directly or substantially affecting to its
economic benefit a business or other undertaking in which he either has a substantial financial
interest or is engaged as counsel, consultant, representative or agent.
(6) Council members and board and commission members who have a personal or private interest
in any matter proposed or pending before them shall disclose such interest to the town council
or board or commission upon which they serve and shall not vote thereon and shall refrain from
attempting to influence the decisions of the other members of the governing body on which they
serve in voting on the matter. Except that, he may vote if his participation is necessary to obtain
a quorum or otherwise enable the body to act, and if he complies with the voluntary disclosure
procedures under Section 24-18-110, C.R.S.
(7) No officer or employee shall be interested in any contract made by him in his official capacity or
by any body or board of which he is a member or employee. A former employee may not, within
six months following the termination of his employment, contract or be employed by an
employer who contracts with the town involving matters with which he was directly involved
during his employment. The term "be interested in" in this subparagraph does not include
holding a minority interest in a corporation.
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(8) No elected official or council member shall hold any employment position with the Town of
Gypsum for a period of at least 12 months after leaving office.
Any person who believes that a councilmember or board and commission member has
violated any provision of state law or this Code pertaining to ethical conduct may file a
written, signed, complaint with the mayor, who shall immediately notify the chairperson of
the review board. The complaint shall be placed on the agenda for the next special or
regular town council meeting for review and possible action by the town council.
b.
Upon receipt of any complaint, the town council shall decide by majority vote whether to
submit the complaint to the review board for any advisory opinion as to whether the
violation alleged in the complaint has occurred and, if so, the action, if any, that should be
taken with regard to such violation. In the event that such complaint is not submitted to the
review board, the town council may decide what, if any, other action pertaining to the same
is appropriate.
c.
In the event that a complaint is filed with the mayor under the provisions of this subsection
which alleges a violation on the part of four or more council members, such complaint shall
not be referred to the town council for review but shall instead be submitted to an alternate
review board. Said board shall consist of any remaining council members who are not
named in the complaint and as many members of town boards and commissions as are
necessary to constitute a seven-member board. Said board and commission members
shall be selected at random by the town clerk within ten working days of the date upon
which the complaint is filed with the mayor. Any board and commission members selected
by the town clerk who elect not to serve on the alternate review board shall immediately so
notify the town clerk, who shall thereafter select as many additional board and commission
members as are necessary to constitute the seven-member board.
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d.
A complaint of a violation of this chapter 2.02 by the mayor shall be filed with the mayor pro
tem, who shall carry out the obligations of the mayor for purposes of processing the
complaint.
(2) Town council inquiries. Any councilmember or board and commission member may present
directly to the review board any inquiry or complaint regarding the application of ethical rules of
conduct under state statue or this Code to any actual or hypothetical situation of a
councilmember or board and commission member.
(e) In performing its review and investigation of any complaint or inquiry, the review board may request
such additional materials or information from town staff or members of the public which it considers
reasonably necessary or helpful to its deliberations. Officers and employees shall not disclose
confidential information, including confidential information discussed in an executive session, to the
review board, unless and until the town council has, by majority vote, consented to its release. The
town attorney shall provide legal advice to the review board and shall prepare drafts of advisory
opinions and recommendations to the review board.
(f)
Upon completion of the investigation, the review board shall dismiss the complaint if it determines
there was no violation of the Code. If the review board determines that a violation may have
occurred, it shall, by motion, set a date, time and place at which a hearing shall be held to hear and
determine the complaint. The review board shall determine the procedural issues of the hearing so
that the hearing provides fundamental fairness, although strict rules of procedure and evidence need
not be followed. The review board shall afford all affected council members or board and commission
members an opportunity to present their interpretations of the facts at issue and of the applicable
provisions of law before rendering its opinion and recommendation. The ethics violation shall be
proven by a preponderance of the evidence as determined by a majority vote of the review board.
(g) The review board may recommend disciplinary action if it finds that the Code was violated. Council
members or board and commission members found to have violated the Code may be subject to a
warning, training intended to prevent future violations, removal from an appointed position, or public
censure. The review board's recommendation shall consider mitigating circumstances, and the
seriousness, duration, and repeated nature of the violation.
(h) After the hearing, the review board shall issue a written advisory opinion and recommendation to the
town council, which shall immediately thereafter be filed with the town clerk and be available for
public inspection. The review board's opinion and recommendation shall be placed on the agenda for
the next special or regular town council meeting. Except that the opinion and recommendation of an
alternate review board formed in the event a complaint alleges a violation on the part of four or more
council members, shall be final and shall not be submitted to the town council for review or adoption
unless at least three council members are able to consider and take action on the opinion and
recommendation without a conflict of interest. The town council reserves the right to accept, reject or
modify the review board's recommendation. Any councilmember having a personal or financial
interest in the opinion and recommendation shall refrain from participating in any deliberations of the
town council regarding the same.
(i)
Compliance with the applicable provisions of this Code and the provisions of state law, as well as
decisions regarding the existence or nonexistence of conflicts of interest and the appropriate actions
to be taken in relation thereto, shall be the responsibility of each individual councilmember or board
and commission member. An opinion and recommendation of the review board adopted by the town
council shall constitute an affirmative defense to any complaint against a councilmember or board
and commission member acting in reliance thereon.
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