Professional Documents
Culture Documents
Corrections
for the
Commonwealth of
The Commissioner
Massachusetts (the
States
District
Massachusetts to vacate
modified
1985)1
by the
"Sheriff"),
the
Suffolk
for
the
District
orders of
entered into by
Court
April
the Sheriff
11, 1985,
7, 1979 (as
and April
of Suffolk
of
22,
County (the
appellee class.
(the
"Inmates"),2
the plaintiff-
motion.
F.R.D.
arguing,
(D.
Mass.
inter alia,
__________
1993).
that
The
the
Rufo, 148
____
Commissioner
district
court
appeals,
mistakenly
We affirm.
I.
This
appeal is part
of an ongoing
Charles
"Charles
saga involving
(the "Nashua
Street
Jail").
The
early
____________________
1. A copy of the original consent decree is
appendix to this Opinion.
included as an
chapters
of this
drama, which
began in
1971, need
not be
repeated.
They
are fully
set out
in published
opinions.
Rufo, 148
____
F.R.D.
14
(D. Mass.
1993);
Inmates of the
_______________
vacated, Rufo v.
_______ ____
95 S.
in
consent decree
was entered.
"In July 1989,
still under construction,
consent decree
in 197 cells,
Street Jail]
Jail] was
modify the
the capacity
male detainees."3
of the
Rufo v.
____
[Nashua
Inmates of
__________
____________________
3. The Sheriff's motion was brought pursuant to Fed. R. Civ.
P. 60(b)(5) and (6), which state:
On motion and upon such terms as
court may relieve a party or a
L. Ed.
in
2d 867
law
and fact
circumstances that]
F.R.D. at 16.
Court.4
[constituted
new
S. Ct. 1861, 60 L.
the
consent
approved
Rufo, 148
____
decree
by
U.S. 520, 99
down [shortly]
the
District
population of pretrial
detainees."
that
and unforeseen
after
(1992).
Rufo, 112 S.
____
in the
Ct. at 756
consent decree.
Jail v. Kearney, 734 F. Supp. 561 (D. Mass.), aff'd mem., 915
____
_______
__________
____________________
have prospective application; or (6) any other
reason justifying relief from the operation of the
judgment.
The district court found that the Sheriff relied initially on
the provision of Fed. R. Civ. P. 60(b)(5) that authorizes the
modification of a judgment if "it is no longer equitable that
the judgment should have prospective application." According
to the district court, "[t]his portion of the rule codifies
the standard set out in United States v. Swift & Co., 286
_____________
____________
U.S. 106, 119, 52 S. Ct. 460, 464, 76 L. Ed. 999 (1932),
which dealt with a court's inherent power to modify."
Kearney, 734 F. Supp. at 563.
In Swift, the Supreme Court
_______
_____
held that "[n]othing less than a clear showing of grievous
wrong evoked by new and unforeseen conditions should lead us
to change what was decreed after years of litigation with the
consent of all concerned." Swift, 286 U.S. at 119.
_____
4.
F.2d 1557
(1st Cir.
failed to meet
decrees imposed
1990).
It
held that
the Sheriff
had
modification of consent
States v. Swift
& Co.,
286 U.S.
______________
106, 119, 52
S. Ct. 460,
district court
____________
464, 76 L.
also "stated
that, even
under the
The
flexible
would not
separate cell
be
entitled
to
relief
because
important element.'"
(quoting
Kearney, 734 F.
_______
Rufo, 112
____
Supp. at 565)
perhaps even
S. Ct.
the
decree
should be
modified
at 756-57
(footnote omitted).
`[a]
because
argument
the proposal
undermine and
institutional cases.'"
discourage settlement
Id. at
___
efforts in
F.
Supp. at 565).
This court affirmed the
Cir.
1990).
Thereafter,
the
Supreme
Court granted
certiorari, 498 U.S. 1081, 111 S. Ct. 950, 112 L. Ed. 2d 1039
(1991),
below and
Ct. at 765.
that the
____________________
5.
-5-
district
court had
wrong" standard
erred in
of United States
_____________
Fed.
applying
R.
Civ.
"modifications of
P.
the rigid
v. Swift to
_____
decree.
60(b)
"grievous
the Sheriff's
does
consent decrees in
not
intend
that
to be
flexible standard").
goals of
[institutional] reform
seeking modification
of a
essential to
litigation."
consent
decree bears
"a
the
of the decree."
Id. at 760.
___
seeking modification of
an institutional
reform consent
significant change in
decree may
factual conditions
show "either
or in
law."
a
Id.
___
consider whether
is
Id.
___
____________________
6.
On
remand,
Sheriff's motion to
the
district court
double-bunking of
inmates in
197
housing
the Nashua
Street Jail.
cells at
considered
remanded,
two
reconsidered
other
motions
of the
filed
to permit the
322 regular
after
the
The
the
male
court also
case
was
to vacate
the
F.R.D. at 15.
The
consent decree
altogether.7
district
detainees
comprehensive
court explained
at
the
opinion,
proposed modification
Nashua
concluding
its
would
exploration
that,
Id.
___
double-bunking of
Street
that
of the
Jail
"the
in
Sheriff's
Id. at 24.
___
other feasible
than
According to
impair
the
alternatives
integrity
of
that
the
double-bunk,
. .
alternative could
Nashua
of
maintain rather
consent decree."
denial
reasoned
148
See Rufo,
___ ____
Street
. it
does not
be fashioned
facility
in
follow that
for
way
no acceptable
a modified
that
would
use of
the
meet
the
____________________
7. The third motion was a "motion of the Sheriff to modify
the consent decree to hold up to forty Suffolk County female
pretrial detainees at the Suffolk County House of Correction
at South Bay, Boston, Massachusetts."
Rufo, 148 F.R.D. at
____
15.
-7-
objectives
of
the
consent
district
court
did
decree,
including
of contagion."
"not
foreclose
protection
Id.
___
Therefore,
consideration
of
justifies a
changes
in
finding
that it
circumstances,
beyond
modify filed
argument
that
the
Id.
___
denial of
control
of
the
circumstances existing
but agreed
tailored to
was modified)."
district court's
is suitably
district
proceedings
court.
regarding
a new motion
We were
this
to
motion
told at
are
in
denial
of the
Commissioner's
the district
Sheriff's
Commissioner
proposal
felt that
judicial involvement
jail."
its
motion to vacate
court began
the
explaining
Id. at
___
23.
for
modification
because
the
require unnecessary
court
noted that
the
to
accept from
Street Jail.
the
Sheriff the
overflow
from the
-8-
Nashua
circumstances.
The Commissioner
of
Corrections' position must be rejected.
His motion, accordingly, is denied.
Id.
___
II.
On
appeal,
the
Commissioner
argues
that
the
district
court
that
the
when ruling
The Commissioner
mistakenly
applied
the
motions
not
to
modify,
______
to
vacate,
______
institutional
reform
-9-
consent decrees.
court that
reform
rules upon
consent
defendants
are
requirements
violation
have
decree
in
and
consider
present compliance
whether
have abated.
must
to vacate
the
Maintaining
an institutional
only
with
effects
that
a district
whether
the
constitutional
of
the
original
these conditions
the district
we
agree
with
the
Commissioner
that
We also
think
that,
of its stated
rationale, the
lower
to vacate the
consent decree
to
legal standard
motions
to vacate
[to be
review."
e.g., Stauble
____ _______
v. Warrob, Inc.,
____________
district
reform consent
1992).
applied by
institutional
[describing]
v.
Casa
____
(1st Cir.
-10-
applied
an incorrect
motion to vacate
legal standard
circumstances, affirm
the
Commissioner's motion if
court's decision
836 F.2d 659, 661
to the
Commissioner's
may, in appropriate
district court's
denial
was correct.
the
the district
of
v. Mills,
_____
proper for an
Willhauck v.
_________
Halpin, 953 F.2d 689, 704 (1st Cir. 1991), and we review
______
the
district court's
and
fact under
resolution of
a clearly
mixed questions
erroneous standard,
of law
United States
_____________
v.
Rule Indus., 878 F.2d 535, 542 n.7 (1st Cir. 1989).
___________
IV.
In Board of Education v. Dowell, 498 U.S. 237, 111
___________________
______
S. Ct. 630,
Freeman v.
_______
112 L. Ed. 2d
recently in
deciding whether
to dissolve
injunctive orders
desegregation
cases.
While
previously entered
in school
have a
of the same
other types of
-11-
principles
pertaining
the
in
cases
to conditions at
treatment of
cited to
consent
decrees
correctional facilities
mentally ill
or retarded
and to
persons.
See,
___
the appointment
of a
special master,
the
operation of a state
Treatment
Center
for
institution, the
Sexually
Dangerous
F.2d 65 (1st
residents
and outpatients of
the mentally
retarded, brought
action on
and
other state
institution for
behalf of
Center
officials,
seeking
enforcement of
Dowell,
______
desegregation
498
U.S.
the
Supreme
Court
stated
desegregation
248
cases .
perpetuity.").
("[I]njunctions
. .
This circuit
are not
entered
intended to
See
___
that
See Dowell,
___ ______
in
school
operate in
principle in
Pearson, 990
_______
operate inviolate in
perpetuity."); Glover,
______
989
-12-
F.2d at 68
not endure
forever.").
federalism
bare minimum
violation has
cured."
and not
abated and
allowed to
continue after
the
effects have
been
its pernicious
1276 (1st
Cir. 1992), cert. denied, 113 S. Ct. 1043, 122 L. Ed. 2d 352
_____________
(1993).
In Dowell, 498 U.S. at 247, 249-50, as supplemented
______
by Freeman, 112
_______
that
two conditions
there are
district
court
is
that
essentially
must be
obliged
to
met before
terminate
supervision
to
the
governance
of
state
or
local
authorities.
First,
constitutional
a determination that
the
since
decree in
it was
entered.
69.
good faith
for a
See
___
or to
complied with
reasonable period
Freeman, 112
_______
S. Ct.
of time
at 1446;
-13-
Implicit
that there is
relatively little or
("[A]
finding .
that
no likelihood
will promptly be
City
School
the commands
Fourteenth Amendment,
and that it was unlikely that the Board would return to its
_____________________________________________________________
former ways, would
____________
be a
finding that
the purposes
the
decree
is
dissolved
decree."
(emphasis
once
Lloyd
Jurisdiction
Over
C.
Anderson,
Consent
may
be
of the
former
assessed
by
by the
Decrees
in
Structural
Reform
_____________________________________________________________
Litigation,
__________
42
U. Miami
L.
Rev. 401,
further relevance
is
411
(1987) (citing
the
way
Of
that
demographic,
to influence
there can be
not be repeated.
-14-
it would
stated
be a
travesty
that the
of the
violation
future.
two requirements
be eliminated
and
that the
could
evidence that
be
terminated
the same
in
the
face
underlying violation
of
just
if a
substantial
would then
be
resumed.
These
general
statements
leave
many
questions
unanswered.
which
One, as
they can
cases,
in
prisons.
can be
be extended
which the
institutional
already mentioned,
from
were
decrees
including
extent to
desegregation
made, to
all
those
other
involving
so extended, although
definitively.
the school
statements
reform
is the
Another question,
be decided
litigated decree
standards
sides
consent decree
for termination;
and,
question.
and a
again,
Finally,
we
arguments can
need
not
when it
be
made on
definitely
comes to
resolve
both
the
whether and to
the decree,
remain
relevant when
the underlying
are not likely to
federal violations
recur.
As
with
-15-
the
plausible arguments on
both sides of
this question.8
We see no need, however, to resolve these issues at
this
to
time.
assume arguendo
________
termination is
that
the one
the
of the
entitled to
could
law, the
remedied
to the
Commissioner
the decree
the federal
to the
for
decree
Commissioner
termination of
show: that
standard
most favorable
proper
would arguably
if the
violations
full extent
feasible;9
that a
be
Commissioner
of the
On
type that
remedied or
reasonable
____________________
8. The plaintiffs, for instance, argue that the purposes and
requirements of the consent decree continue to deserve weight
______________
even if it is assumed that a defendant has come into
compliance with the bedrock obligations imposed by the
Constitution.
Thus, the plaintiffs would argue that the
Commissioner's and the Sheriff's announced intention to
abandon single-celling
a requirement of the consent decree
but not necessarily of the Constitution
is enough to
demonstrate that the time is not yet ripe to vacate the
decree.
The Supreme Court's decision in Rufo itself lends
____
some support to the plaintiffs' position in this regard,
where the
issue before
the court
was the
proposed
modification of a consent decree, a proposal that may well be
____________
made even when the ongoing constitutional violations have not
been entirely extirpated. See Rufo, 112 S. Ct. at 762-64.
___ ____
9. The Commissioner asserts, and there appears to be no
dispute, that
the Nashua Street Jail,
constructed in
accordance with the decree, presently meets constitutional
standards and has done so since it opened in May of 1990.
The district court found that "[t]he Nashua Street [J]ail is
a modern, seven-story structure of steel, concrete, and brick
construction.
It provides conditions of confinement far
superior to those at the former Charles Street Jail, which
had
been determined
to be
below constitutionally
mandated
-16-
period
of time has
been achieved;10
violations
and that it
will
discontinued.
soon
Under
is unlikely that
be
resumed
if
the original
the
decree
we neither adopt
adequate to oblige
were
not made a
to terminate
the decree.
Unlike
Commissioner's
decree
assumes
standard
proposed
formula
which we
that
whenever the
This approach
recurrence.
account,
the
the
proclaiming
for
district court
is
existing constitutional
gives insufficient
To
the
that the
not
detainees.
by any
obliged
the
issue
Court
has
made
There are
ceased.
the problem
recurrence is
a constitutional
consent
to terminate
brushes
Supreme
of
taken into
aside
clear
violation even
number of
the
measure
violation has
weight to
extent that
Commissioner
described,
vacating the
the
double-celling is
pretrial
just
flaws in
by
that
for
his
analysis.
We accept entirely the proposition, established
the Supreme
by
not automatically
____________________
standards."
10. The consent decree was entered in 1979, and was modified
in 1985.
The Commissioner's motion to vacate was filed in
April of 1992, nearly two years after the Nashua Street Jail
was opened to receive prisoners.
-17-
unconstitutional
for
pretrial
detainees.
See
___
Bell
____
v.
Wolfish, 441 U.S. 520 (1979); see also Rhodes v. Chapman, 452
_______
________ ______
_______
U.S. 337
this
is
far
cry
from
the
implicit
prisoners).
position
of
But
the
housing of
amount
of
two detainees
space,
with
in a
appropriate
cell providing
security
a large
measures
to
think it obviously
other
process.
And
that
the
threats
(e.g., disease)
____
it is far from
immediate
constitutional,
might
let
follow from
plans
alone any
the
assaults, and
could
violate due
by
the
vacation
before us
Sheriff
prospective next
complete
in very
of
are
steps that
the
consent
decree.
Looking
a
under the
unit.
The size
as the
use of a
certain of
the
-18-
assaults
resumed).
on
inmates
Moreover,
would
the
go
undetected
rooms just
meet
(double-celling
the minima
for
single occupancy
that
agencies.11
risk
The
are recommended
of tuberculosis spreading
double-celling
This
is not to
is a
will be constitutional
factor
quarters, if
of importance.
setting
in these close
were permitted,
say that the
by standard
remains currently
undecided
the
Commissioner and
Sheriff
are
committed to
modification
the decree
to
accept
to find
the Sheriff's
____________________
11.
Rufo, 148 R.F.D. at 21; see also Rufo, 112 S. Ct. at 755 n.3
____
________ ____
(listing state and national design standards).
-19-
proposed
double-celling
satisfies
constitutional minimums, it
that
the district
arrangements
court would
in
certain
is by no
also find
cells
means clear
that there
is no
entirely terminated.
the reading
of the law
the decree
obliged to
conditions would
even on
favorable to the
if it
As we have said,
the
to fear
be recreated
soon
fund
social
Without
new
needs
is
notorious
fact
that
prisons
are
now
public
is
resistance
limited
to
by competing
increased
taxes.
be in a position to resist
possible to
on our sense
that
-20-
he intends
such a proceeding
to them.
to do
so.12
The Sheriff
It appears
that in
on the impact
detainees.
It
seems to
us
that,
where
the
constitutional
consider
first
the
lesser
remedy
be
irreversibly
terminated.
of
decree
decision
by
the
his doctrinal
objections to
continued
could conclude
embellished
on
a more careful
proposal
that
unconstitutional conditions, a
________________
an
a fortiori
__________
basis for
look at
it
the Sheriff's
would
produce
refusing to terminate
the decree.
unconstitutional crowding
to
law
terminate
that
may
is quite
be
a
from
reading
of
the arguendo
________
position we
have described
as the
most favorable
that the
the district
or
of considerations
exploration of other
not been
Still, we see no
shown to
reason to grapple
appears to
us correct and
the issues
that we
may have
upon
discussed:
and is
limited
first,
the
justify
a complete
second,
the
additional
decree modification
the
absence of
grounds we
an
decree termination
prospect
light may
to
of
further
be shed,
but also
not
-22-
just
adequate record
at
this time;
proceedings
only on
on issues
have
in
and,
which
the basis
that would
to
for
clearly
these
court.
So ordered.
__________
-23-