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Introduction to WorldWideMarkets

HIGHER STANDARDS. BETTER EXECUTION.

www.worldwidemarkets.com

PRESENTATION AGENDA

Introduction to
WorldWideMarkets

WorldWideMarkets
Credentials
Review of
Products and
Platforms
Risk Management
Technology and
Cooperation
Scenarios

WWM CREDENTIALS: KEY SUCCESS DRIVERS

Financial Strength
& Regulation

Comprehensive
Product Line

Superior
Risk Management
and Technology

Partner
Focus

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WORLDWIDEMARKETS CREDENTIALS & KEY BENEFITS


WorldWideMarkets provides online trading in spot Forex and commodities - both retail and
institutional - and US Stocks and Options. Hedge Fund and other Managed Account investments are
also offered to qualified customers.

Highest Forex leverage


available. 400:1 on all
accounts on all position sizes
Offering both Fixed and
Variable spread trading

Impeccable reputation for integrity and


regulatory compliance
Authorized and regulated by the UK FCA,
which is at the forefront of customer asset
protection

Multiple, versatile platforms


24/6 Client Support
Educational resources
including accredited Trading
Academy and Webinars

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Broad range of trading and


investment products to
generate revenue

Best execution in the industry


Enabled by WWMs proprietary
advanced technology and risk
management

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WORLDWIDEMARKETS CREDENTIALS:
Corporate History
A progression of strength and success in the financial markets

2001

FXSolutions
Founded

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2003

FinLabs
Founded

2006

BOA purchases
FinLabs

2007

Francisco Partners
Acquires
FXSolutions

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2008

City Index
Acquires
FXSolutions

2010

WWM Founded

WORLDWIDEMARKETS CREDENTIALS:
Regulation
Regulatory Oversight
To support its diverse range of traders globally and ensure the highest level of security for its customers funds,
WorldWideMarkets has established regulatory hubs in both Europe and the Americas.
UNITED KINGDOM WorldWideMarkets Limited is our UK entity and is registered and authorized by the UK Financial Conduct Authority
(Registration number 604779). The UK is a strategically chosen domicile due to its reputation for innovative oversight and being at the forefront
of customer asset protection.

EUROPE The Markets in Financial Instruments Directive ('MiFID') is a European Union law that provides harmonized regulation for investment
services across the 30 member states of the European Economic Area. MiFID is fully implemented by the Financial Conduct Authority of the UK,
providing additional security and accountability for WWM customers that are residents of the EEA countries.

THE AMERICAS WorldWideMarkets Ltd, open to traders residing outside the United Kingdom, offers the quickest onboarding, a broader
range of funding options and more frequent promotions. WorldWideMarkets, Ltd. is licensed with and regulated by the British Virgin Islands
Financial Services Commission (BVI FSC); License No. SIBA/L/11/0960. WorldWideMarkets is one of only four companies to have a license for
dealing in investments. This is the highest and most regulated license available in the FSC regulatory framework.

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WORLDWIDEMARKETS CREDENTIALS:
TEAM

The company was founded by successful e-commerce financial


services executives with impeccable records in regulatory compliance
and integrity. CEO Thomas Plaut founded FX Solutions, a leading online broker.

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MANAGEMENT
Thomas F Plaut, Chairman and CEO. A prominent industry veteran, Mr. Plaut directs all aspects of the companys strategic direction and
day to day operations as Chairman, CEO, Founder and Principal Owner. Mr. Plaut is the co-founder and former co-CEO of FX Solutions, a
leading FX trading platform which was named to the Inc. 500 list of fastest growing private companies for three consecutive years. Prior to
FX Solutions, Mr. Plaut co-founded Financial Labs, a high frequency FX trading operation, that was sold to Bank of America in 2006. Prior to
that he had a successful career trading foreign exchange and equities, holding various senior level management positions at major Wall
Street institutions including Credit Suisse AG, Merrill Lynch and Lehman Brothers. Mr. Plaut was the co-winner of the Ernst & Young
Entrepreneur of the Year in NJ in 2009 and one of the final four national finalists. Mr. Plaut holds a BA in economics from the University of
Michigan, Ann Arbor.

Arthur J. Dembro, CPA, Chief Financial Officer. With over twenty years experience, in accounting, consulting, and mergers and
acquisitions, Chief Financial Officer Arthur Dembro oversees all financial operations of the Company. Prior to joining WorldWideMarkets, Mr.
Dembro was the founder of Greenwood Financial Advisory Services, a firm that led financial due diligence projects for Platinum Equity,
Summit Partners and numerous other corporate and private equity acquirers. Prior to that he was a Director at Ernst and Young where he
specialized in transaction advisory services and merger integration services. Arthur has also held senior level positions at Grant Thornton
and KPMG. Mr. Dembro holds a Bachelor of Science degree in Accounting-Economics from Babson College (Cum Laude) and Master of
Science in Finance and MBA degrees from Boston College. Arthur also holds CPA and CFA designations.

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MANAGEMENT
Ronald J. Andriulli, Chief Technology Officer. As Chief Technology Officer, Mr. Andriulli s role is to assure the successful execution of the
companys technology mission through development and deployment of the companys technology offerings. Mr. Andriulli has over 16 Years of IT
experience, with a successful history of designing scalable enterprise applications with a keen focus on the end user experience. He also oversees all
technical staff across the organization. Prior to his role at WorldWideMarkets, Mr. Andriulli was the Chief Technical Architect at FX Solutions where he
was the principle architect of the Global Trading System (GTS); managing its development, delivery and ongoing improvements. Earlier in his career, he
was the Lead Technical Architect at American Express where he helped pioneer the use of technology to automate business processes.

Edward L. Liva, III; Chief Legal Officer. Mr. Liva serves as Chief Legal Officer of TAB Networks and Director/CEO of WorldWideMarkets European
operations. Mr. Liva has owned and worked at multiple financials firms, regulated by both the NFA and FINRA. These firms focused on financial
ecommerce, with a focus on Forex, Equities, and Futures. He is admitted to the bar in the states of New York, New Jersey and Florida. Mr. Liva earned
his Bachelor of Science degree from the McIntire School of Commerce at the University of Virginia where he graduated with a double major in Finance
and Economics. He obtained his Juris Doctor from Emory University, School of Law.

Joseph Trevisani, Chief Market Strategist.. Mr. Trevisani began his twenty-four year career in the financial markets at Credit Suisse in New York and
Singapore where he worked as an interbank currency trader and trading desk manager. Mr. Trevisani joined the on-line financial industry in 2001 as one
of the founding partners of FX Solutions. Over ten years he served in turn as Chief Dealer, Head of Institutional Sales and Chief Market Analyst. He
joined Worldwide Markets in 2012 as Chief Market Strategist. Mr. Trevisani appears frequently on CNBC in New York as a currency analyst. He has
been quoted in the Wall Street Journal, Reuters, Associated Press, Bloomberg, the Washington Post, the New York Times, Dow Jones Newswires, the
Chicago Tribune, Futures Magazine and other media outlets. He has a Bachelor Degree and a Masters in International Politics and Finance from
Columbia University in New York City.

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MANAGEMENT
Steven F. Santamouris, Chief Business Development Officer. Mr. Santamouris works closely with the CEO to strategically build global and regional
partnerships while providing senior leadership for sales and business development staff throughout all WorldWideMarkets locations. Prior to
WorldWideMarkets, Mr. Santamouris was a Senior Vice President and lead business development executive at FX Solutions LLC, where he originated a
significant portion of the firms base of business. In addition to responsibility for driving new business development to contribute to the companys global
expansion, his purview extended to overseeing and developing all sales teams and sales operations. Mr. Santamouris has over 17 years senior level
experience working with financial institutions globally in the areas of retail and institutional FX, CFD's, Equities and Risk Management.

Justin T. Liva, Chief Operating Officer. Mr. Liva manages the companys overall operations functions, with responsibilities that include Trading,
Intraday Risk Management, Customer Service and Administration. Mr. Liva joined WorldWideMarkets from FX Solutions LLC where he held the position
of FX Dealer/Risk Manager. His role involved managing the day to day global risk of one of the largest retail FX desks in the industry. Mr. Liva holds a
B.S. in Finance, with a minor in Law from Bentley University in Massachusetts.

Bassam Maalouf, Managing Director, Middle East. As Executive Vice President and Managing Director, Middle East, Mr. Maalouf manages strategic
partnerships and leads business development opportunities throughout the Arab world. Prior to WorldWideMarkets, Mr. Maalouf managed the Arabic
business at FX Solutions LLC where he specialized in client relationship management for financial institutions and important individual traders. Bassam
has a broad knowledge in the field of financial markets, including CFDs, Forex and equities. Mr. Maalouf holds a Bachelor of Science degree in
Engineering from Damascus University.

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RISK MANAGEMENT / FINANCIAL ENGINEERING


Dr. Aaron Sokasian. Dr. Sokasian is responsible for risk management and financial engineering. Since 2001, Dr. Sokasian has been engaged in
developing computer driven trading models for use in foreign exchange, equities and futures markets as a result of extensive experience in developing
fast computational techniques for use in multidimensional problems. Prior to his role at WorldWideMarkets, Dr. Sokasian was the co-founder and CEO
of Financial Labs, where he managed a team of scientists and successfully developed and implemented algorithmic trading models specialized for the
foreign exchange markets. Upon Bank of Americas acquisition of Financial Labs in 2006, Dr. Sokasian served as Head of Quantitative Strategies for FX,
and subsequently Interest Rates at Bank of America and spearheaded the development of FX algorithmic trading and risk systems for the bank. Dr.
Sokasian earned a B.S. in astrophysics from Cornell University in 1998. He received his Ph.D. in 2003 from Harvard University in the field of
computational astrophysics.

Dr. Daniel Harvey. Dr. Harvey is a senior member of the quantitative research team. Dr. Harvey has extensive experience in applying mathematical
and computational methods to analyze large datasets as it relates to high frequency trading. Prior to his role at WorldWideMarkets, Dr. Harvey was a
member of the Financial Labs research team, and more recently worked for Bank of America to develop automated trading and risk management
models. Dr. Harvey graduated in the first class from Oxford (UK) where he earned an undergraduate Masters degree in physics in 1998. He received his
Ph.D. from Harvard University in 2003 in the field of astrophysics.

Dr. Nicholas Choly. Dr. Choly is a senior member of the quantitative research team. Prior to his current role at WorldWideMarkets, Dr. Choly was a
member of the Financial Labs research team, and then worked for Bank of America to develop automated trading and risk management models. Dr.
Choly holds a B.S. from California Institute of Technology and a Ph.D. in Applied Physics from Harvard University. When he attended graduate school at
Harvard University, his thesis topic was in the arena of computational materials science. His doctoral research focused on achieving efficient methods for
the calculation of electronic structure of condensed matter systems. He also developed novel simulation methods that permit coupling of multiple
simulation methodologies. Dr. Choly has extensive experience with a wide range of numerical methods for modeling complex systems.

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OUR PLATFORMS
WorldWideMarkets Offers a Full Range of Platforms
Alpha Trader

Forex
Metals/Commodities
CFDs

Newly launched Incorporates latest and most advanced functionality.


Stable, attractive UI design, highly intuitive and customizable.

AT Mobile

Forex
Metals/Commodities
CFDs

Latest, fully responsive, HTML5 technology.


Live and demo trading, Check positions, Account Statements, Charts, News.
Impactful, dynamic and highly functional design.

MetaTrader4

Forex
Metals/Commodities
CFDs

The worlds most popular forex trading platform.

Flash Trader

Forex
Metals/Commodities
CFDs

Web based, proprietary and accessible from any computer.

Currenex

Forex

Institutional platform.
Offering liquidity and functionality demanded by professional traders.

Equity Trader
Equity Trader Pro

Stocks

Stock and Options trading platforms with full suite of research and portfolio tracking.
Pro offers steaming quotes and additional visibility to market liquidity.

Premiere Trade

Forex
Metals/Commodities
CFDs

Unique and user friendly platform, color coded graphics interface, real time market
trend analysis

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FX: TRADING VOLUME CONTINUES TO GROW RAPIDLY

24 hour
trading
Efficient: No
commissions,
tight spreads

$5 trillion
daily and
growing

Largest and most liquid asset class in the


world US$5.3 Trillion traded per day on
average. $150B of this is retail.
Foreign Exchange as an investment is increasingly
recognized as a traded asset class.

All can trade


Short and
Long

No debit
balances

The global macro environment creates trading


opportunities based on volatility in the major currency
pairs.
Electronic execution continues to lower transaction costs.

Automated
Trading

High
leverage
available

Volume
growth
32% 20102013

Automated and Social trading strategies gaining


popularity and driving volume.

Source: The Aite Group, BIS.

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INSTITUTIONAL FX: CURRENEX


WorldWideMarkets has partnered with Currenex to bring an institutional level platform to clients who trade
substantial volume. Our Currenex platform is designed exclusively for larger orders typical of institutional
trading, hedge funds, money managers, and individual traders that need a deeper liquidity pool. WWMs
highly scalable business model allows us to offer lower commissions and highly competitive spreads.
Our Currenex product offers you:
Deeper liquidity for larger order sizes.
Trading inside the spread.
Aggregate liquidity streams from more than sixty banks.
Latest order-matching and liquidity aggregation technology.
Advanced electronic order management system and
sophisticated trade settlement.
Use of a high-speed, low-latency API, or the WWM/Currenex
user interface.

Volume discounts for low commission/low spread trading.

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US EQUITIES: THE OPPORTUNITY


No other equity market comes close to the size diversity and transparency of the U.S. stock market.

US equities represent almost 40% of the worlds total market capitalization, with Japan a distant
second at 6%.
10% average annual return over the past twenty years.
Over 5,000 companies to invest in.

NYSE Euronext is the worlds largest equity market, trading more than one-third of the worlds cash
equity volume.

Online Equity trading is a large and growing market.


25MM online accounts
100% growth in online accounts predicted within 5 years
30% of all retail trading volume on NYSE and Nasdaq from only 10 online firms
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US EQUITIES: WWMS OFFERING


The major US online brokers will not open
accounts for non US residents - or make it
extremely difficult due to regulatory costs and
AML concerns. By specializing in non-US
customers, WWM accesses a large unserved
market.

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Non-US customers
can open and fund
accounts with minimal
red tape, without the
hassle and delay of in
mailing documents

Credit cards accepted.


Low $500 minimum
initial deposit

All trades are subject


to U.S. regulations
and are executed with
a registered U.S.
Broker-Dealer
governed by FINRA
and the SEC in the
United States

Trade and US listed


stock, option or ETF;
including bulletin
board and penny
stocks

Advanced, user
friendly web based
trading platform in
multiple languages.
Tested by thousands
of satisfied traders.

Professionally
managed accounts
available to qualified
investors

Trade on margin at up
to 4X leverage

Competitive
commission rates with
volume discounts

Full suite of Research


and Stock Screeners
to generate trading
ideas

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MANAGED PRODUCTS
WorldWideMarkets expands product selection by offering managed investment accounts as well as
those for speculative trading.
With a WWM managed account, your capital investment will be overseen by professional money managers.
They are responsible for managing your account, meaning they research and choose the investments,
monitor the markets, employ risk management techniques, and make adjustments consistent with their
investment strategy.

Forex Funds:
Equity Funds:
Access managed account instruments
with superior, low beta, investment
returns. Ready access to the US equity
market (no red tape for nonUS
investors).

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Separately Managed Accounts


(SMA):
For smaller investments, customers can
model the portfolio investment strategy in
an individual WWM trading account.

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The forex managed account program is a


service through which a professional
trader or a group of professional traders
with years of experience and verified
results personally handle the
management and trading of your forex
account.

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RISK MANAGEMENT AND TECHNOLOGY

Our unmatched technology and risk management expertise maximizes


speed and quality of execution. The price you see is the price you pay.

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WWM KEY ADVANTAGE: RISK MANAGEMENT


WWM Risk Management Structure
20 years of development and refinement by our team of Harvard PhDs and top industry leaders.
Our team has built and executed highly successful risk management platforms at WWM, FX Solutions, Financial Labs, and Tachyon
Capital Management.
WWM proprietary portfolio risk methods assess the overall portfolio risk for our clients.
We use VaR and other statistical methods to incorporate asset volatility covariance and order book market analysis.

Our Risk Management System Eliminates The Dealing Desk


Trades of all sizes are handled automatically without the intervention of a dealing desk.
All open positions and currency pairs are aggregated and risk-managed in real time without regard for counterparty.
Our system analyzes the aggregated risk associated with total open positions; it does not consider individual trades.

Our algorithms assess the potential order book market exposure and determine whether potential risks are in excess of preestablished thresholds
We use multiple scenario analyses including Monte Carlo Simulation and Black-Scholes to calculate the potential gain or loss resulting
from a 1% increase or decrease in the underlying assets held in the order book.
Hedging strategies are implemented to effectively manage portfolio risk.

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WWM KEY ADVANTAGE: RISK MANAGEMENT


Risk Management is a critical aspect of WWM business model allowing for superior execution delivered
100% through technology
Order Book Aggregation & Risk Modeling
WWM measures market exposure on a dollar denominated basis taking into
account the aggregate of all currency holdings.
WWM utilizes algorithmic models to continuously measure the total market risk
within the order book.
Improved Risk Management System
Enables management to determine if market risk associated with order book
exceeds pre-established risk thresholds.
Eliminates human interference in trading which in turn provides a frictionless
trading experience to the end user.

Proprietary Trading Desk Downfalls


Human interference in trades leads to poor execution.
Reliance on employees to trade. If employees leave for any reason, risk
management controls may be compromised.

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COOPERATION SCENARIO 1: INTRODUCING BROKER


ARRANGEMENT
Quick route to capturing the burgeoning interest in online trading
Incoming inquiries to IB
about Spot FX or US
Equities

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Refer customers to dedicated


WWM Welcome Page Tag
customer to Partner

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Partner receives
rebates
for all trading

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COOPERATION SCENARIO 2: WHITE LABEL SOLUTION


WWM provides a turn-key Partner-branded trading product.
Your multi-instrument portal receives real time rates to support price discovery and analytical functions.
When client decides to trade, they are re-directed to customized Partner web application.

Partner

Real-time Rates
for Display on
Trading Portal

Real-time
Rates

User Login
Iinformation

Orders

`
Multi-instrument
Trading Portal

FX Solutions
Web Application

FX Solutions
Trading Engine

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WHITE LABEL EXPLAINED


WWMs White Label solution offers a financial firm the ability to enter the retail margin FX market with
little up-front and ongoing costs, few dedicated employees, and low risk to its franchise name, and little
financial risk.

Most large financial firms will seek to White Label a retail FX business from an FX provider such as
WWM. A White Label setup will allow the financial firm to offer spot retail FX under their own brand
name; therefore utilizing their global and local recognition and reputation.

White Label partner incurs zero trading risk and holds most of the client funds

WWM offers potential White Label partners a complete turnkey solution. A financial firm can license the
WWM software, clearing services, FX products, and even outsource the complete customer service,
operations, and marketing to WWM.
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COOPERATION SCENARIO 3: WWM CUSTOM TRADING


APPLICATION VIA FIX API
WWM designs and implements custom front end, using Partners trading engine.
Your trading application communicates directly with our servers via FIX API (TCP/IP).
Partners fully integrated look and feel.

`
Real-time
Rates
via FIX
Orders
via FIX

`
Multi-instrument
Portal with
FX Trading Application

FX Solutions
Trading Engine

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OUR FOCUS ON IB PARTNERS


Why should Partners and Introducing Brokers choose WorldWideMarkets?
We offer forex trading, and a range of other investment products that our introducing partners sell in to their client base.
In exchange, we pay the most generous commissions/rebates in the industry for that business.
Highest rebate payouts in the industry.
Real time rebate earnings and tracking not just once per month.
Fastest client onboarding in the industry.
Superior IB back office administration system.
Strong management with impeccable reputation for integrity and regulatory compliance.
Fully regulated in the UK, Europe and the Americas. Highly accountable management means safety of funds.
Superior trade execution means more trade volume and stickier customers.
Business model and infrastructure caters to the IB not direct business.
Forex trading with both Fixed and Variable spreads.

Monthly analysis of IBs business and ongoing business development support.


Leads provided to IBs who prove to convert well.
Multiple, versatile platforms for Trade Advisors/Money Managers.

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Thank you
HIGHER STANDARDS. BETTER EXECUTION.

www.worldwidemarkets.com

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