Professional Documents
Culture Documents
TENTH CIRCUIT
JUAN OSTEGUIN,
v.
Plaintiff - Appellant,
No. 96-1473
SOUTHERN PACIFIC
TRANSPORTATION COMPANY,
a corporation,
Defendant - Appellee.
ORDER
Filed May 21, 1998
Appellees motion to publish the order and judgment filed on February 11,
1998, is granted. The published opinion is attached to this order.
F I L E D
PUBLISH
FEB 11 1998
PATRICK FISHER
TENTH CIRCUIT
Clerk
JUAN OSTEGUIN,
v.
Plaintiff - Appellant,
SOUTHERN PACIFIC
TRANSPORTATION COMPANY,
a corporation,
No. 96-1473
Defendant - Appellee.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
(D.C. No. 95-WY-617-AJ)
Norman R. Mueller, Haddon, Morgan & Foreman, P.C., Denver, Colorado
(Rachel A. Bellis, Haddon, Morgan & Foreman, P.C., Denver, Colorado, and
Marc J. Kaplan, Rossi, Cox, Kiker & Inderwish, P.C., Aurora, Colorado, with him
on the briefs), for Appellant.
Steven E. Napper (Robert N. Belt with him on the briefs), Southern Pacific
Transportation Company, Denver, Colorado, for Appellee.
Before ANDERSON, LOGAN, and MURPHY, Circuit Judges.
ANDERSON, Circuit Judge.
BACKGROUND
On April 3, 1992, Osteguin was working as a laborer in the railroads
Denver repair facility, cleaning the decks of locomotives after the engine had
been removed. To clean the deck, 1 Osteguin would step down into it, shovel
debris and sludge into buckets, and carry the waste to a dumpster; then, he would
wash the deck with hot pressurized water using a hotsy, a manually-operated
wand much like that used in a self-service car wash. While using a hotsy and
wearing only leather work boots rather than rubber boots or booties, Osteguin
severely burned his left foot. 2 Osteguin asserts that he reacted to this injury by
jerking backwards and thus injured his back as well.
The deck of the locomotive is essentially the oil pan, and is sometimes referred
to as a sump or plate. Appellees Answer Br. at 2 & n.1.
1
At trial, Osteguin testified that he did not remember how he burned his foot, but
that it is impossible to wash the deck without getting water on your feet. Trial Tr. Vol. I,
Tab 3 at 6-7, 15-16. Pablo Mascarenas, the chairman of Osteguins local union, testified
in his deposition that Osteguin told him he was washing a part and got distracted, and the
wand came right over his boot. Trial Tr. Vol. II, Tab 16 at 8, 12.
2
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After a recovery period, Osteguin was cleared for light duty and returned to
work. Because no light duty was available at the repair facility, he returned to his
job as a laborer. Then, on November 16, 1993, Osteguin suffered a second injury,
again while cleaning the deck of a locomotive but this time wearing rubber boots.
As he attempted to unclog the decks drain prior to washing the deck, Osteguin
slipped and fell, re-injuring his back. Although he returned to work for a short
period after the accident, Osteguin now asserts that his medical condition
prevents him from continuing in his job as a laborer.
Mr. Osteguin brought an action against the railroad under the Act, asserting
that the railroad negligently caused the 1992 injury by failing to provide him with
protective footwear such as rubber boots or booties, 3 and negligently caused the
1993 injury by failing to provide reasonably safe working conditions for the job
of washing the locomotive deck. In response, the railroad raised the affirmative
defense of contributory negligence and argued that Osteguins own inattention
caused his 1992 injury. As to the 1993 injury, the railroad admitted that the job
of cleaning the locomotive deck was dangerous but asserted there was no better
way to perform the job, and alleged that Osteguins own inattention and failure to
work in a careful manner caused the injury.
Although the railroad did provide rubber booties to employees cleaning the
locomotive decks, Osteguin asserts that none would fit over his size 12 boots.
Appellants Br. at 5, 28.
3
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The case was tried to a jury, and, at the close of all evidence, Osteguin
moved for judgment as a matter of law on the affirmative defense of contributory
negligence as to the 1993 incident and also objected to the jury being instructed
on that defense as to the 1993 injury, arguing that the railroad had provided
insufficient evidence to justify submitting the issue to the jury. The district court
denied the motion and overruled Osteguins objection. The court also rejected
Osteguins proposed jury instructions regarding assumption of the risk and
negligent job assignment.
Thereafter, the jury returned a verdict on a special verdict form, a copy of
which is attached hereto. The jury found that the railroad was not negligent in
either the 1992 or the 1993 incident, and answered no questions on the verdict
form concerning causation or contributory negligence. After the jury returned its
verdict, Osteguin moved for a new trial pursuant to Fed. R. Civ. P. 59, which the
district court denied in September 1996. Osteguin filed a timely notice of appeal.
On appeal, Osteguin asserts that the district court committed reversible
error in (1) instructing the jury on the issue of contributory negligence as to the
1993 incident; (2) refusing Osteguins tendered instruction that assumption of risk
is not a defense in FELA cases; (3) admitting the hearsay opinion of a
nontestifying witness in the guise of expert testimony regarding the interpretation
of MRI films of Osteguins injury; and (4) refusing Osteguins tendered
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instruction that the railroad knew or should have known that its work assignment
of Osteguin exposed him to an unreasonable risk of harm.
DISCUSSION
The district courts decision on a new trial motion is reviewed under an
abuse of discretion standard. Weese v. Schukman, 98 F.3d 542, 549 (10th Cir.
1996) (noting, however, that when the district courts decision [on a new trial
motion] turns on an issue of law, we review the district courts determination on
that question de novo). We review decisions to admit or exclude evidence for
abuse of discretion. K-B Trucking Co. v. Riss Intl Corp., 763 F.2d 1148, 1155
(10th Cir. 1985). We also review a district courts decision to give a particular
jury instruction for abuse of discretion, United States v. Wolny, 133 F.3d 758,
765 (10th Cir. 1998); ultimately, however, we apply a de novo standard of review
to determine the propriety of an individual jury instruction to which objection was
made at time of trial. United States v. Scarborough, 128 F.3d 1373, 1377 (10th
Cir. 1997).
We are unpersuaded by Osteguins first three arguments. The jury
specifically found that the railroad was not negligent; thus, even if one were to
assume that the district court erred in instructing the jury as to contributory
negligence, in rejecting Osteguins tendered instruction regarding assumption of
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-7-
SPECIAL VERDICT
We the jury duly empaneled and sworn to try the above entitled case
unanimously find as follows:
APRIL 3, 1992, OCCURRENCE
QUESTION NO. 1: On or about April 3, 1992, was Southern Pacific
Transportation negligent in one or more of the particulars alleged by the
plaintiff, Juan Osteguin?
No
_____________ Yes
X
If you have answered No to Question No. 1, go to Question No. 7. If you
have answered Yes to Question No. 1, please proceed to Question No. 2.
QUESTION NO. 2: Did the negligence of Southern Pacific
Transportation cause or contribute to injury or damage to Juan Osteguin?
____________ Yes
____________ No
If you have answered No to Question No. 2, go to Question No. 7. If you
have answered Yes to Question No. 2, please proceed to Question No. 3.
QUESTION NO. 3: On April 3, 1992, was the plaintiff Juan
Osteguin contributorily negligent?
___________ Yes
____________ No
If you have answered No to Question No. 3 and Yes to Question Nos. 1
and 2, please proceed to Question No. 6. If you have answered Yes to Question
3, please proceed to Question No. 4.
QUESTION NO. 4: Did the contributory negligence of Juan
Osteguin cause or contribute to injury or damage to him?
___________ Yes
____________ No
_______%
_______%
Must total
100%
**
_______%
_______%
Must Total
100%
F I L E D
FEB 11 1998
PATRICK FISHER
Clerk
JUAN OSTEGUIN,
v.
Plaintiff - Appellant,
SOUTHERN PACIFIC
TRANSPORTATION COMPANY, a
corporation,
No. 96-1473
(D. Colorado)
Defendant - Appellee.
ORDER AND JUDGMENT *
Before ANDERSON, LOGAN, and MURPHY, Circuit Judges.
BACKGROUND
On April 3, 1992, Osteguin was working as a laborer in the railroads
Denver repair facility, cleaning the decks of locomotives after the engine had
been removed. To clean the deck, 1 Osteguin would step down into it, shovel
debris and sludge into buckets, and carry the waste to a dumpster; then, he would
wash the deck with hot pressurized water using a hotsy, a manually-operated
wand much like that used in a self-service car wash. While using a hotsy and
wearing only leather work boots rather than rubber boots or booties, Osteguin
severely burned his left foot. 2 Osteguin asserts that he reacted to this injury by
jerking backwards and thus injured his back as well.
After a recovery period, Osteguin was cleared for light duty and returned to
work. Because no light duty was available at the repair facility, he returned to his
job as a laborer. Then, on November 16, 1993, Osteguin suffered a second injury,
again while cleaning the deck of a locomotive but this time wearing rubber boots.
As he attempted to unclog the decks drain prior to washing the deck, Osteguin
slipped and fell, re-injuring his back. Although he returned to work for a short
The deck of the locomotive is essentially the oil pan, and is sometimes referred
to as a sump or plate. Appellees Answer Br. at 2 & n.1.
1
At trial, Osteguin testified that he did not remember how he burned his foot, but
that it is impossible to wash the deck without getting water on your feet. Trial Tr. Vol. I,
Tab 3 at 6-7, 15-16. Pablo Mascarenas, the chairman of Osteguins local union, testified
in his deposition that Osteguin told him he was washing a part and got distracted, and the
wand came right over his boot. Trial Tr. Vol. II, Tab 16 at 8, 12.
2
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period after the accident, Osteguin now asserts that his medical condition
prevents him from continuing in his job as a laborer.
Mr. Osteguin brought an action against the railroad under the Act, asserting
that the railroad negligently caused the 1992 injury by failing to provide him with
protective footwear such as rubber boots or booties, 3 and negligently caused the
1993 injury by failing to provide reasonably safe working conditions for the job
of washing the locomotive deck. In response, the railroad raised the affirmative
defense of contributory negligence and argued that Osteguins own inattention
caused his 1992 injury. As to the 1993 injury, the railroad admitted that the job
of cleaning the locomotive deck was dangerous but asserted there was no better
way to perform the job, and alleged that Osteguins own inattention and failure to
work in a careful manner caused the injury.
The case was tried to a jury, and, at the close of all evidence, Osteguin
moved for judgment as a matter of law on the affirmative defense of contributory
negligence as to the 1993 incident and objected to the jury being instructed on
that defense as to the 1993 injury, arguing that the railroad had provided
insufficient evidence to justify submitting the issue to the jury. The district court
denied the motion and overruled Osteguins objection. The court also rejected
Although the railroad did provide rubber booties to employees cleaning the
locomotive decks, Osteguin asserts that none would fit over his size 12 boots.
Appellants Br. at 5, 28.
3
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-5-
Harmon, 996 F.2d 256, 258 (10th Cir. 1993) (An erroneous jury instruction
requires reversal only if, after review of the record as a whole, we determine the
error to have been prejudicial.(quotation omitted)); K-B Trucking Co., 763 F.2d
at 1156 (stating that even if the district court abuses its discretion by erroneously
admitting particular evidence, the error is harmless if it does not prejudicially
affect a substantial right of the party asserting error); see also Fed. R. Civ. P. 61.
Similarly, Osteguins last argument, that the court erroneously rejected his
tendered jury instruction that the railroad knew or should have known its work
assignment of Osteguin exposed him to an unreasonable risk of harm, fails.
Osteguin argues that the railroad negligently assigned him to work in both the
1992 and the 1993 incidents. Appellants Br. at 28-29. First, as to the 1992
incident, Osteguin asserts that it was negligent for the railroad to assign him the
job of cleaning the locomotive deck without providing him protective footwear.
Id. It is clear, however, that Osteguin suffered no prejudice by the courts
rejection of his tendered instruction. In order to find that the railroad
unreasonably assigned him this job without rubber boots or booties, the jury
would have had to first find that it was unreasonable not to provide protective
(...continued)
Appellants Br. at 15-16.
4
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footwear for this job. The jury squarely rejected this argument when it found the
railroad not negligent. See Appellants App. at 35, 43, 87-88.
Second, as to the 1993 incident, Osteguin argues that the railroad
negligently assigned him to return to work on the deck despite his injured back.
Appellants Br. at 29. Osteguin failed to raise this issue at trial, however, see
Appellants App. at 322, and therefore, we decline to address the issue on appeal.
See Walker v. Mather (In re Walker), 959 F.2d 894, 896 (10th Cir. 1992); Fed. R.
Civ. P. 51.
AFFIRMED.
ENTERED FOR THE COURT
Stephen H. Anderson
Circuit Judge
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SPECIAL VERDICT
We the jury duly empaneled and sworn to try the above entitled case
unanimously find as follows:
APRIL 3, 1992, OCCURRENCE
QUESTION NO. 1: On or about April 3, 1992, was Southern Pacific
Transportation negligent in one or more of the particulars alleged by the
plaintiff, Juan Osteguin?
No
_____________ Yes
X
If you have answered No to Question No. 1, go to Question No. 7. If you
have answered Yes to Question No. 1, please proceed to Question No. 2.
QUESTION NO. 2: Did the negligence of Southern Pacific
Transportation cause or contribute to injury or damage to Juan Osteguin?
____________ Yes
____________ No
If you have answered No to Question No. 2, go to Question No. 7. If you
have answered Yes to Question No. 2, please proceed to Question No. 3.
QUESTION NO. 3: On April 3, 1992, was the plaintiff Juan
Osteguin contributorily negligent?
___________ Yes
____________ No
If you have answered No to Question No. 3 and Yes to Question Nos. 1
and 2, please proceed to Question No. 6. If you have answered Yes to Question
3, please proceed to Question No. 4.
QUESTION NO. 4: Did the contributory negligence of Juan
Osteguin cause or contribute to injury or damage to him?
___________ Yes
____________ No
_______%
_______%
Must total
100%
ANSWER:
Percentage charged to Southern Transportation
_______%
_______%
Must Total
100%