You are on page 1of 40

Tattva Bodha of Adi Sankaracharya

A Vedantic Primer : Part 1

(Lecture Notes compiled by Venkat Ganesan from the series of


SVBF Lectures given by Dr. S. YEGNASUBRAMANIAN)
General Introduction
Adi Sankaras works can be broadly
classified into three categories: 1) Bhashya
granthas (commentaries); 2) Prakarana granthas
(dealing with fundamental aspects of vedanta),
and 3) stotra granthas (hymns or meditation
verses).

sahasranamam etc. (a list of Sankaras works are


provided at the end of this article).
Prakarana (or prakriya) Granthas
These are works which enable the
student with the fundamental concepts and
definitions of vedantic terms. A proper study of
the scriptures like the Upanishads, the Gita, the
Brahma Sutras etc., which deal with the study
of the Self, require a thorough understanding of
the fundamental elements of vedanta. Tattva
bodha, atma bodha, viveka choodamani etc. are
some of the prakarana granthas of Sri Sankara.
(A list of such works are given at the end of this
article.)

Bhashya Granthas
The language of the Upanishads is
mystic in style and as such cannot be
understood by a mere translation of the verses
or using a dictionary! For example, a literal
translation of the following mantra:
pU,m
R d pU,iR md pU,;R t pU,m
R udCyte .
pU,SR y pU,m
R ;d;y pU,m
R v
e ;vix-yte ..

Stotra Granthas
The greatest appeal to the people at large
are though stotras. Sri Sankara, in His infinite
compassion, could appreciate the difficulty of
the common people in comprehending the
complex philosophical doctrines of advaita, and
thus paved the way to reach the ultimate goal
through bhakti. He composed several lucid
devotional stotras on almost all deities, such as
soundarya lahari, kanakadhara stotram etc.!

poorNamada: poorNamidam
poorNaat poorNamudacyate|
poorNasya poorNamaadaaya
poorNameva avaSishyate ||
is, That is whole; this is whole; from the whole
the whole becomes manifest; from the whole
when the whole is taken out, what remains is
the whole. This literal translation alone will
not make any sense to the common student,
and thus it becomes evident why a great deal
of explanation and commentaries are required
for a proper understanding of the vedic
scriptures!
Sri Sankara wrote commentaries on the
three cannonical works, known as prasthana-trayee,
that form the basis of the entire vaidika (sanatana)
dharma. These three are the Upanishads, Brahma
Sutras and the Bhagavad Gita. Sri Sankara wrote
commentaries on 12 major upanishads, the Gita
and Brahma Sutras, in addition to a few other
commentaries on sanat sujateeyam, vishnu

In additional to several devotional


hymns, Sri Sankara composed several meditation
verses (vedanta stotras), for regular recitation,
reflection and meditation, such as nirvana
shatkam, sadhana pancakam etc. (A list of all
stotras attributed to Sri Sankara are inlcuded at
the end of this article.)
The present series of articles will focus
on prakarana granthas, especially tattva bodha,
which is considered as a primer for any student
desirous of pursuing vedantic studies. Unlike
viveka choodamani, - one of Sankaras greatest
25

works in this subject- tattva bodha is brief and


concise, and so is particularly suited for an initial
study.

Given the above analysis, the term


acquisition of nitya sukham is a misnomer
because it can not depend on any external
conditions. This leads to the answer for the
tempting question of why one should pursue to
the learning of vedanta! Vedanta teaches that
the true nature of beings is divine and eternal
happiness. That means, true happiness is not
something that needs to be acquired but is
intrinsic to all beings.

Introduction to tattvabodha
In the pursuit of life every being searches
for happiness (sukha praapti:). Getting education,
getting a job, acquiring wealth, becoming famous
etc., are all some examples of the limitless
desires of all humans in general. As one desires
to obtain what one wants, one also desires not
to get what one does not want! Not getting what
is wanted, and/or getting what is not wanted,
result (s) in sorrow and so, one likes to get rid
of the resulting sorrow (dukha nivrtti: ). Thus
the happiness that one seeks should be unalloyed
happiness (dukham-free-sukham), eternal
happiness (nitya sukham), and infinite or limitless
happiness (niratiSaya sukham) ). When one
wonders as to how to acquire such a happiness,
a question arises, is it at all possible to acquire
such a happiness? !

The term vedanta literally means that


which is (kept physically at) the end of vedas
(vedasya anta:); logically also, it is the ultimate
knowledge that one would seek! As mentioned
earlier, tattva Bodha is a primer that helps us to
understand the elements of Vedanta. Vedas have
two logical sections - Karma kanda and jnana
kanda. The Karma kanda sections contain
Samhitas, Brahmanas and Aranyakas. The jnana
kanda sections deal with vedanta and contain
the upanishads and brahma sutras. The terms used
in these vedantic sections are not defined, but
only statements are made. For example
upanishadic statements such as, prajnanam
brahma (Consciousness is Brahman); tat-tvam-asi
(That Thou art ); aham- brahma-asmi ( I am
brahman); ayam atma brahma (this Self within is
brahman) are given in various upanishads. The
words used in such statements like atma,
brahma, tat etc. have packed in their
mysterious depths endless suggestions and
imports that an ordinary student, in spite of a a
complete study of the upanishads, may not be
able to handle them properly! Explortion and
understanding of the suggestiveness in these
mystic words are not at all obvious to the
unprepared student and so the student needs a
special orientation. This is gained through the
careful study of the prakriya (or prakarana) texts
such as Tattvabodha!

When we analyse the nature of beings,


we generally observe two types of properties.
The properties/characteristics are explained by
a popular example of the process of heating
water. Water is kept on a vessel and heated with
a flame. The nature of water is cold and the
nature of flame is heat. During the process of
heating, the vessel acquires the heat of the flame
first, and then the water in the vessel. Or, the
heat of the hot-water is acquired from the flame.
Hot water loses its heat once the flame is
removed. Coldness of the water and the heat of
the flame are natural or intrinsic to them
respectively and are called as intrinsic properties
(svarupa lakshana). The intrinsic property does
not depend on external conditions and is eternal.
The heat of the water is borrowed from the flame
and is lost by change of external conditions,
namely removal of the flame. Thus the heat of
the water is an acquired or borrowed property,
and is ephemeral.

Tattva Bodha deals with several queries


in prose form. Scholars believe from the context
26

and contents that Adi Shankara had authored it,


though the authorship is not explicit from the
text itslef. Tattvabodha is presented as a fictitious
dialogue between the teacher and student. For
the purpose of our understanding, the subject
matter can be logically divided into five sections
as follows:

parihArArtham) during our efforts and beyond,


to complete our undertaking. In the Mangala
sloka here, Adi Shankara prostrates to his kula
devata (family deity) Govinda (vasudeva - the Adi
Guru) and his own guru Govinda Bhagavadpada.
Also, by means of prostration to his Guru, the
elements of the Gurus teaching are remembered
and carried over to his own students. After
salutation to the Lord and the Guru, the author
says that the subject of Tattva Bodha - knowledge
of Self or Knowledge of Truth - will be
expounded for the seekers of liberation. This also
indicates that the knowledge of the self or
awareness that the student has at this stage is
not correct and the author is going to further
explain the correct knowledge of the Self.

1. Introduction (Upodhgata: po;t)


2. Analysis of the individual (Jiva or Atma
vicAra:jIv OR a;Tm ivc;r)
3. Analysis of creation (Srushti vicAra:^Oi ivc;r)
4. Analysis of identity between Jiva and Isvara
(Jiva Isvara vicAra: jIv ERr ivc;r) and the
5. Fruit of knowledge of Atman (jnAnaphalam
_;n flm ).

It is customary in a publication to provide


the following four-fold details at the beginning,
called anubandha catushtayam. The mangala sloka
of Tattva Bodha also indicates these four, which
are,

Following sections will explore the text in some


detail based on these five topics.
1: Introduction (Upodhgata: pod;t)

1. the subject (Vishaya: ivWy); here, the subject


matter is tattva bodha the knowledge of Truth

v;sudv
e Ne d[yogINd[ nTv; _;npd gum .
mumu=),; iht;qR;y tvb;o/;oi&/;Iyte

2. the eligible (Adhikari ai/k;rI) - the seeker after


Liberation ( mumu=u );

[ nTv;-Having saluted v;sudv


e Ne d[yogINd[ - Vasudeva,
the king of Yogis, _;npd gum - the Guru, who is
the bestower of the Knowledge of the Truth);
mumu=),; iht;qR;y - for the benefit of the seekers of
liberation; tvb;o/ tattva bodha (the knowledge
of the Truth) ai&/;Iyte is expounded.]

3. the benefit (Prayojanamp[yojnm) is mumu=),;iht fulfillment of the desire for Liberation, and,
4. the relationship ( Sambandha: sMbN/) between
the thing to be known i.e brahman, and that
which tells of It i.e tattva bodha.

The text starts with a prayer or Mangala


slokam (m{Xlok) followed by a (hypothetical)
dialogue between student and teacher in prose
format. There are two factors involved to
accomplish an undertaking. The first one is our
own effort to successfully execute the
undertaking and the second is the daivam factor.
Daivam refers to parameters that are beyond us.
In our tradition, a prayer is made to Ganesha or
any Ishta Devata to remove any obstacles (vighna

(to be continued...)
References:
1. Sankara, the Missionary, Central Chinmaya
Mission Trust, Bombay, 1978
2. Tattva Bodha of Sankaracharya. Central
Chinmaya Mission Trust, Bombay, 1995
3. Swami Paramarthanandas lectrures - Audio
Tapes, Madras 1996.
27

Tattva Bodha of Adi Sankaracharya


A Vedantic Primer : Part 1(contd) & Part 2
(Lecture Notes compiled by Venkat Ganesan from the series of
SVBF Lectures given by Dr. S. YEGNASUBRAMANIAN)

1. Introduction (continued)

c)

In continuation of the Introduction


section of Tattvabodha discussed in the
previous issue of Paramaartha Tattvam, we
will now enter into the text of Tattva Bodha.
The text begins with a discussion of the fourfold qualifications for a student to be eligible
to receive the knowledge of the Self.

xm;idW$ k s p i; . The group of six sub


qualifications starting with Sama,

d) mu m u = u T v ce i t . The craving desire to get


liberated.
a.1

viveka (Discrimination)

inTy;inTyvStu ivvek" k" ? What is meant


by the discrimination between the permanent
(eternal) and impermanent (ephemeral)?

s;/nctuysp;;i/k;ir,;

a.2

mo=s;/n&Ut

inTyvSTvek b[;

tTvivvekp[k;r v+y;m .

tdVyitirKt svRminTym.

v+y;m We will explain (now); ai/k;ir,; for


those endowed with; s;/n ctu ys p ; the
fourfold qualifications; tTvivvekp[k;r the mode
of discrimination, mo=s;/n&U t which is the
means of liberation.

aymev inTy;inTyvStuivvek".
Brahman alone is nitya vastu; does not
change over time and is permanent; everything
else - is anitya -, changes over time, and are
impermanent. This understanding is the
discrimination between the eternal and
ephemeral.

To realize the Truth, one should follow


a process of discriminative inquiry since the
Truth can be confused with false. This can lead
to success only when the student is qualified
and becomes eligible. The student is
considered eligible only when he acquires the
fourfold qualifications.

Tattva Bodha does not tell or explain how


to gain this qualification or ability since the topic
dealt with here is Vedanta. The entire Karma
Yoga practice teaches one how to develop viveka.
Even though viveka Sakti is natural to all humans,
it can only function when the mind is quiet;
Karma Yoga (43 slokas of Bhagavad Gita) enables
the mind to develop this calmness.

1.1 Fourfold qualifications (sAdhana


catushtaya)
s;/nctu y ikm ? what are these fourfold
qualifications?

b.1 vairAgya (dispassion)

They are : viveka, vairAgya, a group of


six virtues starting with Sama and the desire
for liberation. We will discuss them
individually as given by the Author.

ivr;g k What is dispassion?


b.2 EhSvgR&;egeWu ECz;r;ihTym . It is the absence
(rAhityam) of desire for enjoyment of the fruits
of action in this world and in the world after.

a) i n T y ; i n T y v S t u i v v e k . T h e a b i l i t y o f
discrimination between the eternal and
ephemeral.

By consistent discrimination of
happiness resulting from material pleasures or
dependent happiness, and realizing that it is
not permanent, detachment is gained. Hence,

b) Eh;mu ] ;qR f l&ogivr;g . Detachment from


the fruits of action in this life and beyond.
15

vairAgya is a natural result of viveka and so is


also an outcome of Karma Yoga .

Titiksha is acceptance of pairs of opposites


dvandvA - and dealing with them in life. Author
gives an example of heat and cold, pleasure and
pain which explain the concept of accepting pairs
of opposites. It does not indicate passive
acceptance or not to let emotions taking over
the experience of pairs of opposites, but to
understand and accept them as nature.

c.1 xm;ids;/nspi; k; What are the six


accomplishments starting with Sama ?
c.2 xm;e dm prmiStit=; ^; sm;/;n c Eit
These six virtues are - Sama, dama, uparama,
titikshA, SraddhA and samAdhAnam. Then a
definition of each of these, is given by the
Author.

c.2.9 ;; kIxI What is SraddhA ?


c.2.10 guved;tv;Ky;idWu ivXv;s ^; .

c.2.1 xm k What is Sama ?

Faith in the words of the Guru and


scriptures is SraddhA.

c.2.2 mno ing[h Control of mind.


Mind is one of the anta:karanas or
antarindiriyas (inner equipment), and is
responsible for oscillations or wavering in the
flow of thoughts. Control of mind is Sama and is
developed by Bhakti Yoga, upAsana, tapas etc.

It is the unconditional belief in Gurus


words. Guru teaches the same truth as the
scriptures say but will supplement or present it
in a fashion which is suitable to the level of the
student. An equipment (pramANa) is required
to understand any fact or its nature (vishaya:).
For example a scale (paurusheya pramANa) can
be used to measure a paurusheya (man made)
vishaya:. -for instance the length of a wire.
Extrapolation of the same leads to the fact that
an apaurusheya pramANa (non human
instrument) is needed to understand an
apureshaya vishaya:. Our scriptures are
apureshaya (non human origin) and they are used
to understand the Self. Vedas are dharma
pramAnas and talk about the nature of Self. Guru
alone by his vision and experience can make the
student understand this knowledge about the Self
and so the faith in Gurus words is represented
as one of the required qualifications.

c.2.3 dm k What is dama ?


c.2.4 c=ur;idb;eiNd[ying[h . dama or Indriya Nigraha
is the control of external sense organs
(bahirindriyas) which are responsible for
perception and action. We do not want the senses
to control us but we want us to control them.
c.2.5 prm k What is uparama ?
c.2.6 Sv/m;Rnu-#;nmev . Compliance to ones own
dharma. Uparama or Uparati is dutiful to follow
ones own dharma. There are some universal
duties (sAmAnya dharma) which are common
for every individual like compassion, ahimsA,
satyam, dayA etc. And, there are special duties
(viSesha dharma); ones own particular duties
are called sva dharma, for every individual
towards himself/herself, the parents, family,
neighbors, society etc. These duties will vary
between individuals and even between
different points in time, for the same
individual. Bhagavad Gita discusses this
elaborately.

c.2.11 sm;/;n ikm What is samAdhAnam?

c.2.7 itit=; k; What is titikshA ?

c.2.12 ic;wk;g[t; . One-pointedness of the mind.


Samadhana is the concentration or focus of mind
on one task. This is the single-pointedness or
absorption of mind in that task. Here the task is
the enquiry into the Truth or the Knowledge of
the Self. The entire Yoga Shastra deals with
methods to develop concentration.

c.2.8 xIto-,su%du%;idsih-,uTvm .. Endurance of


hot and cold, happiness and sorrow etc.

Thus, the group of six sub-qualifications


of the 3 rd qualification for one to become
16

eligible, have been discussed by the Author.


The fourth qualification of sAdhana catushtaya
is mumukshutvam and is discussed now.

time. The things which exist but undergo change


or modification over time are mithyA. E.g. the
fundamental substance - gold can be made as a
chain, bracelet, ring etc. Even though the
fundamental substance is the same, each one of
the derivatives will have a name- n;m (chain), form
- p (shape ) and an action - kmR (function). Here,
the substance, gold is satyam and all oranaments
(with n;m p kmR ) are mithyA. Otherwise, mithyA
(or an;Tm;, anAtmA) can change from one condition
to another while, the substance, gold remains the
same. Also, since mithyA has no substance, it
cannot exist independently of satyam. So also, the
Self Atman is satyam, and the rest are mithyA.
In this knowledge alone, one understands that I
am independent, and free and Moksha is to
discover That.

d. Mumukshutvam

mumu=uTv' ikm What is Mumukshutvam?


mo=o me &Uy;t Eit ECz; . The craving that I
should attain Moksha (Liberation)
The intense desire for liberation is usually
compared to the desire of a person trying to jump
into a pond whos hair has caught fair. Mumukshu
is one who has only this burning desire for
liberation. This is the basic qualification and
drives the acquisition of all other qualifications.

A t t s ; / n c t u y m . (The Author
concludes) These
qualifications.

are

the

four-fold

This is the essence of Tattva Bodha, and


also the essence of all our scriptures. The student
does not know or understand what Atman is at
this point in time. But, this answer enables the
student to proceed further with a lot enquiries
to further the topic. Thus, the author provides a
platform or forum on which a set of connected
enquiries and presents a set of negations in the
course of understanding Atman.

ttStTvivvekSy;i/k;ir,o &viNt . Having


obtained these four-fold qualifications, they
become adhikaris (the eligible) for the enquiry
into the Truth. This qualification alone matters
for one to pursue a discriminative enquiry into
the Truth ! Once a person becomes qualified,
he/she does not need bhakti yoga, ashtAnga yoga,
karma yoga etc., since they are only necessary
to make a person qualified !

PART 2
Analysis of the Individual ( J;Iv ivc;r)

2. Tattva Viveka (Enquiry into the Truth)

Having given a precise answer about the


Absolute Knowledge, the author presents further
dialogue between the student and the teacher
about the nature of Atman. Tattva Viveka gives
the knowledge of identifying the Self. Due to
misconception or ignorance, Self is identified
with the body or the mind or the intellect which
prevents from understanding the true nature.
This is the reason for all problems. In this section,
the author first identifies and explains what
Atman is not through a series of negations. All
those aspects are identified as anAtmA Finally,
the nature of Atman is pointed out. This type of
presentation enables one not to develop incorrect
notions in understanding. This section can also
be called a;Tm an;Tm ivc;r Atma-Anatma

So far, the Author has introduced the


topic, the role of the teacher and student, and
the set of qualifications required for the
enquiry into the Truth. Now he comes to the
subject matter and constructs the first question
(from the student)

tTvivvek" k" What is Tattvaviveka ?


a;Tm; sTy tdNyt svR imQyeit . The Atman
alone is Real and all others are Unreal.
The answer contains two parts 1. a;Tm; The
Self (is) sTy = Truth or Real and 2) tdNyt svR' =
Everything other than That (is) imQy; = unreal;
What are Satyam or Real and MithyA ? Satyam
that which does not undergo any change over
17

different from JaDam (j@m ) or matter bundle.


So, according the scriptures, I am chit , the
Consciousness, different from matter, the body.

vicAara: Now we will continue with the


discussion as the author presents it.
a;Tm; k What is AtmA?

For the sake of convenience , the term


body is viewed from two angles - as made up
of 1) SarIra trayam (xrIr ]y , the three bodies),
and 2) koSa pancakam (kox pk , the five
sheaths); and declared that the AtmA is different
from these, but manifests in these; The author
will give subsequently, the definition of each of
these bodies or koSas.

SqUlsU+mk;r,xrIr;dVyitirKt pkox;tIt
sn avSq;]ys;=I siCcd;nNdSvp sn
yiStit s a;Tm; .
The One that is different from the (three) bodies;
(xrIr;dVyitirKt) - the gross (SqUl - sthUla), subtle (
sU+m -sUkshma) and causal (k;r, - kAraNa); that
is beyond the five sheaths (pkox;tIt"); which is
the witness (s;=I) of the three states of awareness
(avSq;]y ) and which is of the nature of sat-citAnanda (siCcd;nNdSvp) is AtmA. This passage
have fourteen unknown words which has to be
explained by the author in subsequent
development!

Then, the AtmA is stated as the witness of


the three states of awareness - avasthA trayam
(avSq; ]y ), namely, the wakeful state (j;g[t) , dream
state (SvPn) and the deep sleep state ( suWuiPt); again,
the AtmA is different from each of these states
(the term witness implies that it is different from
what is witnessed) of experiences which are
properties of the body and not of Consciousness.

First, let us try to understand the


approach of the author. In the view of the
common individual, the term I generally refers
to the body; Body is made of mere matter (just
a matter bundle); the only difference from other
matter like wood etc. is , a living body represents
a conscious matter versus an inert body or dead
matter. Hence, Consciousness is only a property
of the body; in other words, what is a live body
now will become a dead body later. So, according
to the materialistic c;v;Rk" - cArvAka - philosophy,
matter is fundamental body is matter life is
temporary phenomenon. If a study of life is made
by human instruments, we will then end up only
with a materialistic outlook, since in such a
study, only symptoms in matter alone are studied
with the premise that body is fundamental and
Consciosness is an incidental property.

Having given what is not AtmA, the


author then defines what AtmA is, as sat-citAnanda or Existence-Consciousness-Bliss and
enumerates the affirmation given earlier AtmA
satyam tadanyat sarvam mithyA.
The basic concept utilized in the analysis
is that, the subject is different from the object. In
other words, I , the knower is different from
this , the known or I am always present and
am different from my body i.e the AtmA-anAtmA
viveka: To summarize, based on materialism,
matter is fundamental; any instrument of human
perception can give only materialistic attributes.
Based on spirituality, the spirit is fundamental
and is understood through the vedic scriptures
only, which give apourusheya jnAnam. Any of the
pratyaksha pramANa, anumAna pramANa etc. can
study only the expression of life and not life itself.
The teacher proceeds to explain what each one
of these anAtmA aspects means, its components
and attributes, which will be discussed in
subsequent articles of the series.

However, according to the scriptural


view, Consciousness is neither matter nor a
property of matter; it is only an expression of
some other entity, a different entity altogether,
and can be manifest in matter and not a property
of the matter. For example, light (electricity) is
not the property of the bulb, is different from
the bulb and can manifest in the bulb. Hence,
the Consciousness or chit (ict) or caitanyam , is

References / Source of Material


1. T a t t v a b o d h a o f S a n k a r a c h a r y a , C e n t r a l
Chinmaya Mission Trust, Bombay. 1995.
2. T a t t v a b o d h a L e c t u r e s b y S w a m i
Paramarthananda, Madras.
18

Tattva Bodha of Adi Sankaracharya


A Vedantic Primer : Part 2 (contd.)
(Lecture Notes compiled by Venkat Ganesan from the series of
SVBF Lectures given by Dr. S. YEGNASUBRAMANIAN)
2. Analysis of the Individual - jIva vicAra:
(continued)

b) W h a t i s t h e p r o c e s s ? p I k O t - b y

In the discussion on the Analysis of the


Individual - jIvivc;r"-, in the previous issue, it
was stated that the Atman is different from the
three bodies and the five sheaths, and is the
witness of the three states of Conciousness, the
Author enters into the explanation of each of
the anAtmA aspects, their components and
attributes. The section begins with a discussion
of the SarIra-trayam (three bodies).

elements volume of the body due to

grossification (pancIkaraNam) of these five


space, respiration due to air; body heat
due to agni; the make up due to water
(fluids) and mineral earth.
c) How is this body acquired? (if all bodies
are made up of the same material, why
there is difference among them animal
body, human body, plant body and even
variations among them?) - sTkmR jNym -

2.1 SarIra-traya (three bodies) : sthUlasUkshma-kAraNa SarIras

the body is acquired out of sat karma good


deeds in the past).

2.1.1 The Gross Body: sthUla SarIra

SqUlxrIr ikm What is sthUla SarIra ? Gross

d) What is its function? su%du"%;id&og;ytnm -

sthUlam- means that it can be known by the

it is the abode for the experience of plea-

sense organs for direct perception and is vis-

sure, pain etc.

ible to others.

e) What is its nature? - is subject to six modifications ( W@ivk;rvt ) as follows:

pIkOtpmh;&Utw kOt sTkmRjNy


su%du%;id&og;ytn xrIr aiSt j;yte
v/Rte ivpir,mte ap=Iyte ivnXytIit
W@ivk;rvdetTSqUlxrIr .
It is composed of the five elements (mahAbhUtas),
that have gone through a process of pacIkaraNam;
is born as a result of good deeds; is the abode to
experience pleasure and pain; is subject to six
modifications, is born, it grows, transforms, decays
and dies is the gross body.

xrIr aiSt - it exists as potential form in


the mothers womb

j;yte - is born

v/Rte - it grows

ivpir,mte - it transforms

ap=Iyte - it decays, declines, and

ivnXyit - it perishes.

a) What is it made of ? pmh;&Utw kOt - of the

Once we know that the nature of the body is to go

five great elements Air (vAyu), fire (agni),

through the shadvikAra , we learn to accept it and

earth (prithvi), water (Apah) and space

do not protest against it including death. The

(AkASa) which are matter, and so body

author declares that this is sthUla SarIram -

AtTSqUlxrIrm

is also matter.
11

sUkshma SarIra

pp[;,;dy - the five prANas

sU+mxrIr ikm What is sUkshma SarIra?

mn - the mind, and

sUkshmam means subtle not visible to

bui - the intellect.

2.2 The Subtle Body:

others.

These are subtle and are known as indriyas as

apIkOtpmh;&Utw kOt sTkmRjNy


su%du%;id&ogs;/n p_;neiNd[y;i, p
kmeRiNd[y;i, pp[;,;dy mnXcwk buiXcwk;
Av sPtdx;kl;i& sh yi;-#it
tTsU+mxrIrm .

supposed to their gross counterparts known


as goLakas. (For example the physical ear lobe
is the gross version and the power of hearing
is the subtle counterpart). The subtle body
varies from one jiva to another and so every
jiva is unique!

It is composed of the five elements (mahAbhUtas),


before the process of pancIkaraNam; is born out
of good deeds; is the instrument for the experience of pleasure and pain; comprises of seventeen items, namely, the five sense organs
(jnAnendriyas), five organs of action
(karmendriyas), five prANas (prANa, apAna,
vyAna, udAna and samAna), the mind and the
intellect.

sh yi;-#it tTsU+mxrIrm . - Alongwith these


seventeen, is called sUkshma SarIram.
The following table summarizes the differences
between the gross body and the subtle body:
sthUla SarIram

a) What is it made of? pmh;&Utw kOt - of the


five great elements space, air, fire, water

Gross

Subtle

Visible

Not visible

Is the locus of

Is the instrument of

Experience

Experience

a;ytnm

s;/nm

and earth, born before the process of


pancIkaraNam. They are known as

The author then proceeds to the discussion of

tanmAtras.
b) How is the subtle body acquired?

sUkshma SarIram

each component of the subtle body.

sTkmRjNym - out of sat karma good deeds

2.2.1 Organs of Perception (jnAna indriyas)

in the past.

^o] Tvk c=u rsn; `[;,m Eit


p _;neiNd[y;i, .

c) What is its function? su%du%;id&ogs;/n the instrument for experiencing pleasure,

^o]

: Ear ( hearing)

Tvk

: Skin (sense of touch)

varieties of experiences, there should be

c=u

: Eye (sight)

varieties of instruments also!

rsn;

: Tongue (taste)

`[;,m

: Nose (smell)

pain etc. (as against gross body which is


the house for experiencing) Since there are

d) How many are there? Av sPtdx;kl;i& -

The power of any faculty (hearing etc.) of any


individual is only limited, both in quality and
quantity. If one has a limited power, then one
can infer the possibility of a total power of
which he/she is a part.

seventeen are listed as follows:


l

p_;neiNd[y;i, - Five sense organs

pkmeRiNd[y;i, - Five organs of action


12

^o]Sy ivWy xBdg[h,m .


Tvco ivWy SpxRg[h,m .
c=uWo ivWy pg[h,m .
rsn;y; ivWy rsg[h,m .
`[;,Sy ivWy g/g[h,m Eit .

So, for each faculty there is a corresponding total power.

Power itself does not have an independent


function unless there is a wielder of that
power for example, seeing power is
wielded by the seeing person (jiva) and so

on. Similarly, for the total power, the scrip-

ear is grasping of sound

tures visualized a total power wielder,

known as presiding deity for that total


total of the power of all ai/-#;ndevt; s, is

Parameswara. The author gives the list of

the ai/-#;ndevt;s and the faculty that each

^o]Sy idGdevt; . Tvco v;yu .

2.2.2 Organs of Action (karmendriyas)

`[;,Sy aiXvn;w . Eit _;neiNd[ydevt; .

v;Kp;i,p;dp;yUpSq;nIit pkmeRiNd[y;i, .

^o]Sy idGdevt; . The presiding deity of ear

The five organs of action are:

(hearing ) is dik devata- Quarters (Space).

Tvco v;yu . Of skin (touch) is Air


c=uW sUyR . Of eye (sight ) is Surya
rsn;y; v, . Of tongue (taste) is the Lord

l
l
l

of Waters.
l

`[;,Sy aiXvn;w . Of nose (smell) are the two

v;k :
p;i, :
p;d :
p;yu
pSqm :

organ of speech
hands
feet
excretory organ
genitals

v;co devt; viNh . hStyoirNd[ .


p;dyoivR-,u . p;yomROTyu .
pSqSy p[j;pit . Eit kmeRiNd[ydevt; .

Aswins.
l

`[;,Sy ivWy g/g[h,m Eit . The function


of nose is the perception of smell.

c=uW sUyR . rsn;y; v, .

rsn;y; ivWy rsg[h,m . The function of


tongue is the perception of taste.

of the devatas presides over.

c=uWo ivWy pg[h,m . The function of


eyes is the perception of forms.

the power wielded by the Lord, Iswara or

Tvco ivWy SpxRg[h,m . The function of


skin is perception of touch.

power, - the ai/-#;ndevt; - and the sum-

^o]Sy ivWy xBdg[h,m . The function of

Eit _;neiNd[ydevt; . Thus are the presiding


deities of the sense organs.

It should be pointed out that by Waters, Sun

Similar to the discussion of jnanendriyas, the

etc., we dont mean the gross form of these,

presiding deity for each of the organs of ac-

but the subtle power behind. Having given the

tion are as follows:

presiding deity over each of the organs of per-

v;co devt; viNh . The presiding deity of


speech is Fire

ception, the author gives the list of the functions of each of these jnAnendriyas.

13

hStyoirNd[ . Of hands, Indra

p;dyoivR-,u . Of legs, Vishnu

p[;,

p;yomROTyu . Of excretory organ, Mrityu (Lord

ap;n

Evacuation / Excretion

of Death)

Vy;n

Circulation

d;n

Reaction, Throwing out

PrajApati

sm;n

Digestion / Assimilation

Eit kmeRiNd[ydevt; . Thus the presiding deities

Mind and Intellect are names of one and the

pSqSy p[j;pit .

Of genitals,

of the organs of action

Respiration

same instrument, called aNtkr,m (inner

v;co ivWy &;W,m .


p;<yoivRWy vStug[h,m .
p;dyoivRWy gmnm .
p;yoivRWy mlTy;g .
pSqSy ivWy a;nd Eit .

equipment) based on the function. When there

Then, the function of each of the organs of

oscillation, it is known as Intellect -bui and

is indecision and oscillation or doubting, it is


called Mind - mn and is defined later as

skLpivkLp;Tmk mn .
When the same equipment does assertion than
is defined as inXcy;iTmTk; bui . The presid-

action is enumerated:
l

ing deity of Mind is Moon and that of Intellect

v;co ivWy &;W,m . The function of the

is BrahmA.

organ of speech is to speak


l

p;<yoivRWy vStug[h,m . Of the hands, is

2.3

to grasp things.

k;r,xrIr ikm What is Causal Body?

p;dyoivRWy gmnm . Of the feet, is move-

ainv;RCy;n;iv;p xrIrySy k;r,m;]


sTSvpa_;n inivRkLpkp
ydiSt tTk;r,xrIrm .

ment
l

p;yoivRWy mlTy;g . Of the excretorry


organ, is waste removal

Causal Body (kAraNa SarIram)

The one that is unexplainable, without beginning,


and in the form of ignorance (of Truth), which is
the cause for the other two Sareeras, ignorant of
its own Nature, which is free from any division
(transformation), is the kAraNa SarIram or
Causal Body.

pSqSy ivWy a;nd Eit . Of the genitals, is pleasure of procreation.

The author concluded with the discussion of


only ten of the seventeen subtle bodies. Of the
missing seven, two of them, namely, mind and
intellect, are discussed as part of the inner

The very word kAraNa SarIram itself im-

equipment (aNtkr,;in), and five of them ,the

plies that it is a Body, but the question is, for

panca prANAs, as part of the panca koSas, later.

what is it the kAraNam (cause)?

For the sake of completion of this section, we


prANAs are responsible for the five-fold physi-

xrIrySy k;r,m;] - it is the cause for the other


two bodies the sthUla and sUkshma SarIras.

ological functions as follows:

That means that the other two bodies are the

will briefly outline all these seven. The panca

14

effect (k;yRm) and the kAraNa SarIram is the

sTSvpa_;n As intellect is in potential (or

cause. Let us briefly analyze Cause and Ef-

dormant) form in kAraNa SarIram, so also is

fect. For example, the seed is the cause for the

ignorance !! What ignorance? About the true

tree (effect). What is the difference between

nature of the Self.

them? The seed is the potential, (dormant)

ydiSt tTk;r,xrIrm . is the kAraNa SarIram

unmanifest form, while tree is the manifest

or causal body!

form. So, both the kAraNam and the kAryam


are essentially the same but different in con-

Then what is Atman? Not even kAraNa

dition. Similarly, the kAraNa SarIram is only

SarIram! Why? sthUla and sUkshma SarIras

the sthUla SarIram and sUkshma SarIram, but

are different from each other and are not

in the dormant condition. Then the question

kAraNa SarIram (are only in the dormant /

arises, what is dormant? In a seed, the various

potential form in kAraNa SarIram). If sthUla

branches, leaves, etc. are not differentiated and

and sUkshma SarIras are inert matter (as was

so are imperceptible. But we have to infer that,

discussed earlier), kAraNa SarIram also should

even though the differences are imperceptible,

be matter only the subtlest plane of matter,

they must be there, since from a mango seed

to the extent that we can never understand.

only a mango tree grows and not an orange

So all bodies are inert and are anAtmA and

tree! In short, kAraNam must contain kAryam.

different from Atman.

So, in kAryam, differences are perceptible and


is called sivkLp and in kAraNam, they are

Table 1 gives a summary of the elements dis-

not perceptible and so is called inivRkLp. So

cussed in this discussion of three bodies to

the kAraNa SarIram is the inivRkLpkp . The

enable the reader with a quick reference.

deep-sleep state is identified with the causal


body, since during this state one does not per-

Having defined all bodies and enumerated

ceive the differences created by the subtle

that

body and the gross body. It is also described

(SqUlsU+mk;r,xrIr;tVyitirKt ), the author

they

are

different

from

Atman

as ainv;RCyan;idaiv; pm . aiv; means

proceeds to show how Atman is different from

ignorance - a_;n, but in this context it implies

the five sheaths (panca koSa:) of the body and

imQy;. Atman alone is satyam. It is ainv;RCym -

the three states (avasthas), which will be dis-

indescribable, since any mithyA vastu is inde-

cussed next.

scribable. It is an;id since its beginning cannot

be

understood

(than

calling

References / Source of Material

it

beginningless). The concept of time is perceiv-

1. Tattvabodha of Sankaracharya, Central


Chinmaya Mission Trust, Bombay. 1995.

able only through buddhi which is part of the


sUkshma SarIram and at the plane of kAraNa

2. T a t t v a b o d h a L e c t u r e s b y S w a m i
Paramarthananda, Madras.

SarIram, all concepts of time fails, since buddhi


itself is in dormant form.

15

Table 1.
l
l

sthUla SarIram
l
l
l

l
l
l
l
l
l

sUkshma SarIram

l
l
l

kAraNa SarIram
l
l

SarIra trayam xrIr]ym

Physical body or the Gross body (including the physical


organs of perception or Golakam );
Composed of pancamahAbhutas (five basic elements) namely
space, air, fire, water and earth after pancIkaraNam
(grossification);
gained by good deeds in the past;
is a tenement to experience pleasure and pain etc.
subject to shad-vikAra (undergoes six types of modifications
namely birth, existence, growth, aging, decay and death)
Subtle body or Astral body;
controls all physiological functions and powers of the organs
of perception, action, mind and intellect;
composed of pancamahAbhutas or five basic elements before
pancIkaraNam.
Gained by good deeds in the past;
is an instrument to experience pleasure and pain etc.;
composed of seventeen components - jnAnendriyas (five
organs of perception), karmendriyas (five organs of action),
panca prANas (five different airs), manas (mind) and buddhi
(intellect).
Organs of perception or the powers behind them are called
jnAnendriyas. They are ears(hearing), skin(touch), eyes(sight
or experience of forms), tongue(cognition of taste) and nose
(cognition of smell).
It is unique in our scripture and culture to associate a devata
(deity) for each one of the organs or the power behind.
Presiding deities are: for ear - Space; skin Air; eyes Sun;
tongue Varuna; and nose -Aswini Kumaras.
Organ of action are karmendriyas. The organs and presiding
deities are as follows - Speech (to speak) Fire; Hands (to
catch or grasp) Indra; Legs (locomotion) Vishnu; Anus
(excretion) Mrutyu; and Genital organs(procreation) Prajapati.
No discussion of the panca prANas, mind and intellect are
given at present, but the author discusses them later.
Causal body; the cause for the other two bodies;
It is not describable (anirvacanIya) ;
it indicates a state of ignorance since mind and intellect
are absent and it is neither existing in all periods of
time(past, present and future) nor non-existent.
Causal body influences the deep sleep state (which is
discussed later);
Ignorance of the true nature of the Self results in
misconception and incorrect identification with gross and
subtle bodies.
16

Tattva Bodha of Adi Sankaracharya


A Vedantic Primer : Part 2 (contd.)
(Lecture Notes compiled by Venkat Ganesan from the series of
SVBF Lectures given by Dr. S. YEGNASUBRAMANIAN)
2. Analysis of the Individual - jIva vicAra:
(continued)
In the discussion on the Analysis of the

ear; Tvk - skin; c=u - eye; rsn; - tongue, and


`[ ; ,m- nose _;ne i Nd[ y w by (five) insturments of
perception.

Individual -jIvivc;r-, in the previous issue, the

It should be noted that the xBd;idivWy; are

Author defined all bodies and enumerated


that they are different from the Atman

common for both the wakeful state and dream


state. In dream state also, we see, smell, hear
etc., but without the use of sense organs. In
the wakeful state, we associate / identify
ourselves with the gross body and so is

(SqU lsU + mk;r,xrIr;t VyitirKt), the Author


proceeds to show how the Atman is the witness
or illuminator of the three states of experience
(avasthA:) and is different from the five sheaths
(panca koSA:) of the body.

described as SqUlxrIr;i&m;nm . The instruments


denote ace t ntvm and the experiencer, the

2.4 The three states of experience - avasthA traya

cetntvm and the experiencer in this state

avSq;]y ikm What are the three states of


experience ?

the waker - is described as SqUlxrIr;i&m;nI. It

j;g[ T SvPnsu W u P TyvSq; . (they are) the wakeful


state, the dream state and the deep-sleep state.

body, is inert and the cw t Nym ( functioning

should be noted that the SqUlxrIrm - the gross


through the gross body in the wakeful state) is
given the name ivXv .

2.4.1 The Wakeful State


j;g[dvSq; k; What is the wakeful state?

2.4.2 The Dream State

^o];id_;neiNd[yw" xBd;idivWy;Xc _;yte Eit


yt s; j;g[dvSq; .

SvPn;vSq; keit k Eit cet If the question


What is svapnAvasthA ? is asked (the
answer is)

Wakeful state is that state of expereience


where the sense objects (sound etc.) are
perceived by the sense organs (ears etc.). (In
this state),

j;g[dvSq;y; yd dO-$ yd ^ut tJjint v;sny;


ind[;smye y p[p p[tIyte s; SvPn;vSq; .
The world that is produced (projected)
during sleep, based on the impressions
generated from whatever has been seen or
heard during the wakeful state, is known as
dream state.

SqUlxrIr;i&m;nI a;Tm; ivXv ETyuCyte .


The Self that associates with the gross body
is known as ViSwa.
ivWy Object of experience;

sU+mxrIr;i&m;nI a;Tm; twjs ETyuCyte .

xBd;id xBd sound; SpxR - touch; p - form; rs


taste; and gN/ smell.

The Self that associates with the subtle body


is known as taijasa.

What are the instruments for this experience?

ind[;smye during sleep; ( i.e, withdrawal from


the wakeful state or sthula Sareeram. Then

^o];id Five varieties of instruments - ^o]m 21

identification with the subtle body the mind


which has lot of events etc. recorded during
the wakeful state through the five sense
organs. These impressions are generally called
vAsanas or samskAras.)

suWuPTyvSq; , there is no particular experience


and so the absence of any particular experience
is the expereince in the deep-sleep state.

ikmip n j;n;im - I do not know anything.


su%en my; ind[; anu&Uyte - I enjoy a happy (good)
sleep.

y p[p p[tIyte the world that is projected


tJjintv;sny; from impressions produced

Here the experiencer cannot associate with


either sthula or sukshma Sareeram and so
identifies with the kAraNa Sareeram.

j;g[dvSq;y; yd dO-$ yd ^ut - based on what


is seen or heard during wakeful state s;
SvPn;vSq; . (is called) the dream state.

The experiencer in this state is described

The mind belongs to the subtle body; in the


dream state, we associate ourselves with the
subtle body and so is described as

as k;r,xrIr;i&m;nI. Here also, the caitanyam


or the illuminator is given a separate name
called, prAjna: (prAyeNa ajna: almost
ignorant).

sU+mxrIr;i&m;nm and the experiencer in this state


the dreamer - is described as sU+mxrIr;i&m;nI.

The Self is given different names during


each of the states and is identified with one of
the three Sareeras in any one state. But the
Self is the same and illuminates (is present in)
every one of these states . Hence the Self is
described as the witness (sAkshI)

It should be noted that the sU+m xrIrm - the subtle


body, is inert and the cw t Nym ( functioning
through the subtle body in the dream state) is
given the name twjs. Between the wakeful
state and the dream state, the experience and
the instruments of experience are different, but
the experiencer is same. (We say, I dreamt,

3. Panca koSas: The Author then proceeds


to discuss the five different sheaths.

and I woke up)


2.4.3 The Deep-Sleep State

pkox; ke What are the five sheaths (or


encasements)

at suWuPTyvSq; k; Then, what is the deepsleep state?

aNnmy p[;,my mnomy iv_;nmy


a;nNdmyXceit .

ah ikmip n j;n;im su%en my;

These are, the Food Sheath, the Vital Air


Sheath, the Mental Sheath, the Intellectual
Sheath and the Bliss Sheath.

ind[;nu&Uyt Eit suWuPTyvSq; .


The deep-deep state is that state of which one
says later, I do not know anything; I
experience a nice sleep.

(This implies that the Atman is obtained in


these five Sheaths as a sword is obtained in
the Cover. Atman cannot be covered by any
cover since It is all-pervading. Hence the term
koSa implies the erroneous identification due
to ignorance. Earlier the Atman was
established as different from the three
Sareeras; here the same idea is expressed from
another angle, namely, the five Sheaths. )

k;r,xrIr;i&m;nI a;Tm; p[;_ ETyuCyte .


The Self that associates with the causal
body(in the deep-sleep state) is known as
prAjna.
In j;g[dvSq; and SvPn;vSq; the respective
experiencer knows ( ahm j;n;im ). But in the
22

such as prANa etc. (prANa, apAna, vyAna,


udAna and samAna), along with the five organs
of action such as speech etc.

3.1 The Food Sheath - annamaya koSa:


aNnmy k What is the Food Sheath ?
aNnrsenwv &UTv; aNnrsenwv vOi p[;Py

p[ ; ,;; pv;yv The five physiological

aNnppOiqVy; yilIyte tdNnmy kox

functions and the five vital airs responsible for


those functions are:

SqUlxrIr .
That is sthula Sareeram, which is born out
of food, having grown by food and merges back
to earth in the form of food This is the Food
Sheath.
The suffix m y

in a N n m y

prANa - Respiration
apAna - Evacuation
vyAna - Circulation
udAna - Rejection Reversal / Throwing up,
tears etc; becomes active at the time
of death especially.

means

modification or ivk;r . aNnmy means, that


which is obtained by the modification of
annam food.

samAna - Assimilation / Digestion

v;g;dIiNd[ypkm The five organs of action are

aNnrsenwv &UTv; - Born from the essence of


food srushti kAraNam

speech, hands, legs, anus and the genitals.


These were described earlier.

aNnrsenwv vOi p[;Py - having grown from the


essence of food stithi kAraNam

It is part of the subtle body sukshma


Sareeram.

aNnppOiqVy; yilIyte - that which goes back to


the earth in the form of food laya kAraNam

3.3 The Mental Sheath manomaya koSa:

This can be understood through our popular


example of swarNamaya AbharaNam the
ornament is born out of gold, sustained by gold
and resolves into gold (when melted).

mnomy kox k What is the Mental Sheath ?

tdNnmy kox that is the Food Sheath

The Mental Sheath is what is formed by the


Mind along with the five sense organs.

mnXc _;neiNd[ypk imilTv; yo &vit


s mnomy kox .

SqUlxrIr . is the gross body and is called the


Food Sheath because of the reasons just
discussed.

mnXc - Along with the mind


_;neiNd[ypk - five sense organs organs of
touch, sound, form, taste and smell .

I, the caitanyam, is different from this gross


body, which goes through the modifications.

imilTv; - putting together

3.2 The Vital Air Sheath -prANamaya


koSa:

yo &vit s mnomy kox . what is obtained is


the Mental Sheath.

p[;,my k What is the Vital-Air Sheath ?

The identification of the Self with Mind, being


the seat of emotions, together with the five
organs of perception gives rise to the Mental
Sheath (i.e emotional feelings such as , I am
happy, I am angry etc.)

p[;,;; pv;yv v;g;dIiNd[ypk


p[;,my kox .
prANamaya koSa or the Vital Air Sheath
comprises of the five physiological functions
23

In vedAnta, the mind has been attributed to


have three dispositions or conditions, called
three guNas. Each disposition is responsible
for a particular type of experience :

3.3 The Intellectual Sheath vijnAnamaya


koSa:
iv_;nmy k What is the Intellectual Sheath?
buiXc_;neiNd[ypk imilTv; yo &vit

1. tms - tamas inertia


2. rjs - rajas activity, sorrow
3. sv - sattva knowledge and happiness
tranquility / quietitude

s iv_;nmy kox .
The Intellectual Sheath is what is formed by
the Intellect along with the five organs of
perception.

In Deep-Sleep State (kAraNa Sareeram), the


sleeping person has Ananda- sukham; so,
sattva guNa should be present. So is with
Knowledge. But in Deep-Sleep State, the sattva
guNa is overpowered by tamas since there is
ignorance and no activity. If sattvam alone is
present, the person is supposed to be in a state
of samaadhi as supposed to sushupti. Since the
sattvam is sullied by tamas, it is described here
as milnsTvm - or impure sattvam. The degree
of impurtity varies and so also the depth or
degree of deep-sleep. So, the degree of
happiness, sukham should differ based on the
degree of milnsTvm - happy, happier, happiest,
designated by the term ip[y;idvOiTtsihtm . These
three conditions are a) ip[yvOi; b) modvOi; and
c) p[modvOi; |

bui - The Intellect


_;ne i Nd[ y pk - five sense organs organs of
touch, sound, form, taste and smell .
imilTv; - putting together
yo &vit s iv_;nmy kox . what is obtained is
the Intellectual Sheath.
The identification of the Self with the Intellect,
being the deciding faculty, together with the
five organs of perception gives rise to the
Intellectual Sheath (i.e with the nature of
assertion - I am the doer, I am the knower
etc. - compared to the Mental Sheath with
the nature of Vascillation )
3.4 The Bliss Sheath Anandamaya koSa:
a;nNdmy k What is the Bliss Sheath ?

Avmev k;r,xrIr&Ut;iv;SqmilnsTv
ip[y;idvOiTtsiht st a;nNdmy kox ..
The Bliss Sheath is the one established in
ignorance, of the form of the Causal Body, and
of a sullied form with the modifications like
priya etc.

The definition given here is understood based


on the experience of deep-sleep. In the DeepSleep State, we have two experiences:

EdxRnm;]e, su%m ip[yvOi;" - is the joy


that one gets by the sheer sight or thought
of the object that one likes
Eg[h,m;]e, su%m modvOi;" - is the joy
that one gets by the possesion of the object
that one likes
Eanu&vm;]e, su%m p[modvOi;" - is the
joy that one gets by expeirencing the object
that one likes.

AtTkoxpkm .- These are the five sheaths.

1. ah ik aip n j;n;im - I do not know


anything or ignorance is the experience.

The five sheaths can be understood to


represent the five common universal mistakes
arising out of wrong identification of the Self
with these. That is, each of the five sheaths
apparently (independently) covers the Atman
which is not perceived in Its true nature due
to wrongly associating with the attributes of
the corresponding sheaths.

2. su%enmy; ind[; anu&Uyte - I enjoyed a good


(happy) sleep. This is nothing but a;nNd
- happiness .
ie. A) Ignorance of everything including selfignornace and B) Happiness or joy.
24

AvasthAtrayam
jAgrat

Wakeful state - the State of experience when sense objects like sound are perceived
through the sense organs like ear. The objective world is available for experience
using the organs of perception. The experiences of subtle and causal bodies are
also available in this state. Atman is identified with the Sthula Sareera in this
state and is termed as 'viSwa'. (complete with the objective world)

svapna

Dream state; the state of experience projected during sleep from the vAsanAs
(impressions) created from what was perceived during wakeful state. The
impressions generated from wakeful state may be mixed to project new object(s)
or new experience(s) in dream state. The dream experience(s) (projections of mind)
may not be real from wakeful standpoint. Atman is identified with the Sukshma
Sareera in this state and is termed as 'taijasa'. (luminous with projections of
thoughts)

sushupti

Deep sleep state - the state of experience which one relates later as, ""I do not
know; I had a nice good sleep""; There is no specific experience by the person
who experiences. This is the ignorance part. Also, there is no feeling of gross and
subtle bodies and that gives rise to a state of happiness. After the state of
experience, when the person returns back to the wakeful state, organs of action
and impressions are re-gained. Atman is identified with the causal body in this
state and is termed as 'prAjna' (nearly ignorant).
KoSa pancakam

annamaya
sthula
Sareeram

Food sheath - associated with the gross body which is born of food (consumed
by parents), nourishes by food and returns back as food after death as organic
matter, to earth.

prANamaya
sukshma
Sareeram

Air sheath - associated with the subtle body components; panca prANas (five
vital air) and karmendriyas (five organs of action). Panca prANas and the
associated functions are - prANa (Respiratory), apAna (Circulatory), vyAna
(Excretory), udAna (Reversing) and samAna (Digestive).

manomaya sukshma
Sareeram

Mental sheath; associated with the subtle body components; Mind and five
organs of perception.

vijnAnamaya
- sukshma
Sareeram

Intellectual sheath; associated with the subtle body components; Buddhi


(Intellect) and five organs of perception; Mind and Buddhi belong to the
same faculty but when it oscillates, it is called Mind and when it is decisive,
it is called Buddhi. Intellect is also responsible for ahamkAra (aham kartA)

Anandamaya
-kAraNa
Sareeram

Bliss sheath; associated with causal body. The happiness experienced by a


person in deep sleep corresponds to Anandamaya sheath. There is ignorance
about the experience and there is no awareness of the gross and subtle bodies;
but the experience is filled with Vrittis ( modification of thoughts) such as
priya (darSanamAtram - getting joyful by looking at a thing one likes, moda
- getting joyful by possession of a thing one likes) and pramoda
((anubhavamAtram - getting joyful by experiencing a thing one likes).
25

The author has described the anAtmA attributes so far. Atman or the Self is not one of
the three bodies, is not one of the three states
of experience but is present in every one of
those states (avathA traya SaakshI ) and is not
any of the five sheaths discussed, but transcends all of them. (panca koSA tIta: ). By identifying the Self with one of the sheaths or with
one of the states, It becomes limited by that
nature or attribute. For example, when we try
to identify the Self with sthula Sareeram, It is
limited by the change or modification
(shadvikAra); when we identify the Self with
manomaya koSa, It is limited by the emotions
and feelings of the mind . Thus, all the eleven
different anAtmA elements are identified as
originating from a material principle (jaDa

References / Source Material


1. Tattvabodha of Sankaracharya, Central
Chinmaya Mission Trust, Bombay. 1995.
2. T a t t v a b o d h a L e c t u r e s b y S w a m i
Paramarthananda, Madras.

Teachings of
Jagadguru Sri Chandrasekhara Bharati

It is your duty to make all possible efforts to attain the state of moksha or at least
to approximate the state to the best of your abilities. Work hard with earnestness,
faith and vigour, so that you can escape for ever the need to be reborn. If, in spite
of your best efforts, you are unable to escape altogether from the cycle of birth
and death within this birth, you would have made yourself spiritually so strondg
that moksha is assured for you in the next birth
Make the best use of the opportunities available to you now, for there is no guarantee that you may have the same opportunities and facilities in the births to
come. Do not delay till tomorrow what can be done today.
Moksha can be attained by all. Never for a moment think yourself incompetent or
incapable of attaining moksha.
Every moment of our life is very, very precious. Time passes very quickly. Do not
waste even a single second of your life.
Religion is life itself and has to find expression in every aspect of it. The attitude
that religion is an interesting side aspect of life must go.

vastu - shadvikAra) and they go through a process of change. They are different from the
subject (which is Atman or Self) because
Atman is Satyam or remains unchanged during the three periods of time (past, present and
future); is nirvikAra, the Cetanam etc. Subsequently, author proceeds to explain the qualities or attributes of Atman, which will be discussed in the next issue.

2
26

Tattva Bodha of Adi Sankaracharya


A Vedantic Primer : Part 2 (contd.)
(Lecture Notes compiled by Venkat Ganesan from the series of
SVBF Lectures given by Dr. S. YEGNASUBRAMANIAN)
(Note: Section Number change in the previous issue: PT 4.1 - In the last article on this
series, please change section and sub-section numbers 3, 3.1, 3.2, 3.3, 3.4 and 3.5 to
2.5, 2.5.1, 2.5.2, 2.5.3, 2.5.4 and 2.5.5 respectively. Accordingly, present article will
continue with Section 2.6)
2. Analysis of the Individual - jIva vicAra:
(continued)
In the discussion on the Analysis of the

tq; - likewise
pkox;idk - the five sheaths (and three bodies
and three avasthAs which are known by the
Self) as

Individual -jIvivc;r-, in the previous issue, the


Author showed how the Atman is the witness
or illuminator of the three states of experience
(avasthA:) and is different from the five
sheaths (panca koSA:) of the body. The Author
proceeds to explain the qualities or attributes
of the Atman, which will be discussed now.

mdIy xrIrm - My body- annamaya


mdIy; p[;,; - My prANas prANamaya
mdIy mnXc - My mind (also) manomaya
mdIy; bui - My intellect vijnAnamaya
mdIy a_;nm - My Bliss (due to ignornace)
aanandamaya

2.6. Atman tanscends all five sheaths


(pancakoSAtIta:)

Sven Av tt _;yte - (by oneself these) are known

mdIy' xrIr' mdIy;" p[;,;" mdIy' mnXc

SvSm;i; as different from oneself

mdIy; buimRdIy' a_;nimit

a;Tm; n &vit - Therefore that does not become the Atman. Why? Because of mohA (delusion), they appear to be mine.

Svenwv _;yte tq;mdIyTven _;t'


k$kku<@lgOh;idk' SvSm;i;'tq;
pkox;idk' SvSm;i;'

Then the question arises, what is Atman?

mdIyTven _;tm;Tm; n &vit ..


[As bangles, ear-ornaments, homes etc. are
known as "mine", but are different from the
owner, so also, the five sheaths which are known
by the Self as "my body, my mind, my prANas,
my mind, my intellect and my ignorance" , are
different from the knower and so cannot be the
Atman]
yq; -

2.7 Atman
So far, the Author elaborately analyzed what
Atman is not, through a series of negations.
He concludes that the Atman is neither the
five sheaths, nor the three bodies, nor the three
states. Now on he proceeds to discuss what
Atman is.

just as

k$kku<@lgOh;idk
homes etc.

tihR - Then,

- bangles, ear-ornaments,

a;Tm; k - what is Atman?

mdIyTven _;t - are known as mine

si;d;nNdSvp . - It is of the nature of satchit-Ananda (existence-knowledge-bliss)

SvSm;i; - and different from the owner


21

sociation with the subtle body (sU+mxrIr>


an;Tm;), but during deep sleep, association with
the body is dropped and so there is no sorrow.
In sushupti, the association is with the
k;r,xrIrm and one has happiness, Ananda. So,
sat implies the changeless principle; cit implies
the awareness principle and Ananda implies
the nature of bliss.

siTkm - What is sat (Truth, Reality) ?


k;l]yeip it-#tIit st . - sat is that which
remains in all the three periods of time the
past, the present and the future. For example,
the sat aspect of a ring is gold, which existed
before the ring was made, which is in the ring
and which will remain even after the destruction of the ring. Similarly, since the world
(jagat) can also perish (like the ring), it should
be the result of a fundamental substance (like
the gold), which is the Atman which was,
which is and which will be (like the gold), regardless of the existence of the jagat.

Av si;d;nNdSvp Sv;Tm;n ivj;nIy;t .


Thus one should know oneself to be of the nature
of absolute Existence-Knowledge-Bliss.
From another angle, let us examine sat cit
AtmA:. Atman is st ict Svp . What is the
size of Atman? SthUla Sareeram is limited in
size and so is sUkshma Sareeram. kAraNa
Sareeram is behind these two and so is limited
too. Also, there are as many Sareeras as individuals. If caitanyam is different from the body,
what can be its size? If it is the property of the
Sareeram, then wherever there is body, there
should be Consciousness (Atman) and where
there is no body, there should be no Consciousness. Also, Consciousness being distinct from
the Sareeram, it does not have the limitations
of the body, mind and intellect and is all pervading. Then, what about the Consciousness
within any Sareeram? The all-pervading Consciousness is only manifest in that Sareeram.
According to the scriptures, Atma caitanyam is
limitless. Looking at it from two angles:

iciTkm - What is cit or caitanyam ?


_;nSvpm . - It is of the nature of Knowledge
(Absolute) - of Awareness, and is present
during all states of experience and during all
periods of time, the knowledge of which leads
to perfection. That which changes is unreal.
If one talks about change, there should be some
entity to witness that change (to distinguish
between the condition before change and after the change), which (with respect to that
change) is a changeless principle, called sat. If
that principle is changeless, then the question
arises as to whether that is inert or conscious.
It should be only conscious since it is aware
of the change and witnesses the change. So it
is described as _;nSvpm or ict . Whatever
changes is ast .

1) When Atman is sat, it is eternal and not


bound by time - k;l]yeip it-#it . For a similar
reason, the Atman is not bound by space also.
It is anNt - limitless, all-pervading. Also it is
pU,R - Full. Sat cit AtmA is poorNa: .

a;nNd k - What is Ananda?


su%Svp . - It is of the nature of True
Happiness (Bliss).
Sorrow or du%m is an outcome of change for
example, birth, disease, old age etc, are responsible for sorrow. But the Atman has no change
and so is free from sorrow or su%Svp .

Then, let us analyze what are sorrow


and joy. Whenever one is unhappy, we ask
what is needed or what is lacking? I.e sorrow
is because of a limitation money, health, love
etc. Or, we can say that sorrow is an indication or symptom of the disease called limita-

Also, in the wakeful state, there is association


with the gross body (SqUlxrIr > an;Tm;) and
so there is sorrow. During dream, there is as22

periods of time - past, present and future.


Atman is not one of the three bodies but is
present in every one of them as a fundamental element and does not ever change. Cit is
the principle of absolute knowledge or awareness that is present as a witness in all three
states of existence. The awareness is again
present in all periods of time and of the nature of sat. Ananda: is the principle which
comes from poorNatvam or completeness.
Atman is poorNa: or does not lack anything.
Since it does not lack anything, there is Ananda
or bliss. Also, it transcends the mind and intellect (koSAtIta: ) and there are no emotions
or expressions of joy in the Ananda and so there
is the equanimity concept also in the Ananda
principle.

tion. Similarly, joy is an indication of fulfillment or poorNatvam. In other words, unfulfillment of a desire leads to sorrow and the
fulfillment leads to joy. That means, Ananda:
is an expression of poorNatvam or anantatvam.
Therefore, Atman is sat cit ananta: poorNa:
Ananda:, a n d i s o f t h e n a t u r e o f
saccidAnandasvarUpa:
2) All-pervading principle: Atman is also known
by another name called brahman, both indicating Consciousness. Why then two names?
When we refer to an individual body, we call
it by the word Atman, and when we refer to
the total body (of all individual bodies), we
call it by the term brahman (brahmaNatvAt)
which means that which is the biggest, the
maximum etc.

Thus, after the negation of all anAtmA


elements, the author asserts what the nature
of the Atman is and concludes the section of
JivavicaAra: or analysis of the individual.

In summary, Atman is Sat-Cit-Anandasvarupa: sat is the existence principle; cit is the


awareness or knowledge principle and Ananda:
is the bliss poorNa (complete) principle. Sat is
what remains unchanged during all the three

Part III: Analysis of Creation


sOiivc;r srushti vicAra:
is in neuter gender. Brahman is the cetanam
principle or sat and It does not undergo any
change during the three periods of time. It is
limitless and complete and transcends the concept of time and space and It is un-manifested.
mAyA is of material origin in the causal
(kAraNa) plane and is the material cause for
the entire creation. For any creation, there is
an efficient cause (nimitta kAraNam - knowledge part) and a material cause (upAdAna
kAraNam - material part). For example to create a pot, there should be a pot maker, who
has the knowledge of a pot and how to make
it (nimitta kAraNam), and the clay which is of
material origin and undergoes changes -

So far the discussion was focused on the analysis from the stand point of the individual, (the
koSAs, avasthAs, Sareeras etc). - Vyi - microcosm. The true nature of the Atman has been
explained. Then the question arises, What is
the nature of all the objects seen in this world
and what is the relation between oneself and
the Universe? The author subsequently discusses the analysis of creation, next, to answer
these questions. So, this section is called srusti
vicAra: or srusti prakaraNam. A new concept
is introduced for the analysis namely brahmanmAyA couple. The word brahman is derived
from the root brh which means to grow. The
noun, brahman, is derived from this root and
23

topics such as, the Universe, the relationship


between the individual and the Universe, etc.

(upAdAna kAraNam). The pot is the outcome


of the knowledge of the pot maker and has
the characteristic(s) (guNas) of the material
used, namely clay. Similarly, mAyA is the
material reason for the entire creation which
is composed of the three guNas (triguNAtmikA
or satva-rajas-tamo-guNatmikA ) namely satva,
rajas and tamas. A characteristic or attribute
(guNa) gives rise to an action (kArya). satva
represents knowledge or tranquility; rajas represents agility or action, and tamas represents
ignorance or inertness.

3.1 Jagat ( The Universe) and creation


aq ctuivRxittvoTpi;p[k;r v+y;m .
a q - Now, v + y ; m - we shall explain,
ctuivRxittvoTpi;p[k;rm the method of evolution
of the twenty four tattvas.
In vedanta, twenty four categories are mentioned, called tattvas, which when put together
are responsible for creation.
What are the twenty four tattvas ?
l
Five elements (5)
l
Seventeen subtle bodies comprising of
the five sense organs, five organs of
action, five breaths, mind and inellect
(17)
l
citta (1)
l
ahamkAra (1)

In the frame of analysis, Isvara is supposed to be a combination of brahman (which


is the absolute knowledge and devoid of the
three guNas or nirguNa ) and mAyA (which is
of material origin in causal form and of the
three guNas in nature - saguNA). Both brahman
and mAyA are anAdi (beginning less). Brahman
is satyam and does not undergo any change.
mAyA is mithyA and undergoes the process of
modifications (shadvikAra). Every object in the
Universe or creation has a nAma (name), rUpa
(form) and karma (function or action). All objects in creation go through the process of
modification and are changing. The infinite or
limitless Brahman should be different from the
changing or limited Universe. Universe or creation is supposed to be the manifested form of
mAyA or the three guNas. Brahman by Its own
desire has created the universe (so kAmayata,
bahusyAm prajAyeyeti Taittiriya Upanishad)
and is independent. mAyA is dependent upon
Brahman for its existence to create and manifest (brahmASrayA). Thus, Isvara has the power
of creation through mAyA and is the manifestation of Brahman in all beings (animate and
inanimate).

The author begins the discussion by saying,


b[Mh;^y; sTvrjStmogu,;iTmk; m;y; aiSt.
b[Mh;^y; - Depending on brahman for its existence, m ; y ; a i S t- is mAyA, (which is)
sTvrjStmogu,;iTmk; - of the nature of the three
qualities, satva, rajas and tamas.
Here the term AtmA is used in the context of
the individual and the term brahman is used
in the context of the total. Brahman is
caitanyam, is all-pervading and so is a part of
the creation and not created.
The author introduces another important
factor by saying, mAyA asti. mAyA is the seed
or potential form of the entire creation, including the individual, sthUla prapancam, sUkshma
prapancam and kAraNa prapancam. We have
seen earlier that kAraNa Sareeram and hence
kAraNa prapancam are without beginning
(anaadi).

In the following section, the author


continues the discussion from the point of view
of the total - macrocosm - smi and deals with

That means all the three Sareeras should be

24

present in mAyA. In other words, both brahman


and mAyA existed before creation itself. Similarly, during the time of dissolution pralaya
also, brahman and mAyA exist.

For a better understanding, let us compare


brahman and mAyA:
1.
2.
3.
4.
5.

The author introduces another piece of information also in this section, namely the three
guNas.
sTvrjStmogu,;iTmk; m;y; . That means, mAyA
has three gunAs, namely, satva, rajas and tamas
a n d s o i t i s saguNA, w h i l e brahman i s
nirguNam. The entire creation came about from
this couple alone.

mAyA

anaadi
cetanam
nirvikAram
satyam
nirguNam

anaadi
acetanA
savikArA
mithyA
saguNA

3.1.1 Evolution of the five elements


tt a;k;x s&Ut . From that (mAyA) the space
(AkASa:) is born.
a;k;x;d v;yu . From AkASa, vAyu (air)

Because mAyA is the cause of creation and is


endowed with the three guNas, we find the
creation also with these three guNas. For example, buddhi: (intellect), which is a part of
the vijnAnamayakoSa: is born out of mAyA and
so also an inert object like a chair buddhi
and chair, both being inert. The difference is
that buddhi is able to manifest Consciousness,
while the chair is not. To understand this, we
say, that the sattva part of mAyA is responsible for buddhi: while, the tamas part of mAyA
is responsible for the creation of a chair, water etc. In the same way, the active part of
creation, like the organs of action (which have
no intelligence of their own, but can act), is
the outcome of the rajas aspect of mAyA. In
summary,
l

Brahman

v;yoStej . From vAyu, the Fire.


tejs a;p . From Fire, Water.
ad>y pOiqvI . From Water, the Earth.
Of the twenty four tattvas mentioned earlier, the creation of the five elements is divided
in to subtle (sUkshma) and gross (sthUla)
elements. First, the five subtle elements are
born out of the brahman-mAyA couple, which
will be grossified later by a process called
panceekaraNam. . The subtle forms are not visible, while the gross forms are visible.
l

Intelligence (knowledge, jnAna) part of creation from satva aspect of mAyA

Active part of creation kriya - from rajas


aspect of mAyA.
Inert part of creation jaDa - from tamas
aspect of mAyA.

Because of the three aspects of creation, mAyA


is
described
as
triguNAtmikA
or
sattvatrajastamoguNAtmikA. Since mAyA is
dependent on brahman, it is also described as
brahmASrayA.

25

tt b[ ;sihtm;y;y; From that


brahman-mAyA couple, AkASa: is born.
According to the scriptures, Space has
only one attribute, namely, sound (xBd).
(xBdgu,k a;k;xm )
From the subtle AkASa:, subtle vAyu: is
born, which has two attributes, namely,
sound (xBd). and touch (SpxR)
From the subtle Air, subtle Fire is born,
which has three attributes, namely, sound
(xBd), touch (SpxR) and form (p
From subtle Fire, subtle Water is born,
which has four attributes, namely, sound
(xBd), touch (SpxR), form (p and taste
(rs:).
From subtle Water, subtle Earth is born,
which has five attributes, namely, sound
(xBd), touch (SpxR), form (p), taste (rs)
and smell (gN/)

aGne s;iTvk;x;t c=uiriNd[y s&Utm .

Element Attribute(s)

Space
Air
Fire
Water
Earth

sound
sound,
sound,
sound,
sound,

From the saatvic aspect of Fire, the organ of


sight the eye- evolved.

touch
touch, form
touch, form, taste
touch, form, taste, smell

jlSy s;iTvk;x;t rsneiNd[y s&Utm .


From the saatvic aspect of Water, the organ of
taste the tongue evolved.

Even though all the five are subtle elements,


there is still a gradation among them space
being the most subtle with only one attribute,
and earth being the least subtle with five attributes of perception. In the scheme of creation, these five tanmAtras evolve in the order
of their grossness.

pOiqVy; s;iTvk;x;t `[;,eiNd[y s&Utm .


From the saatvic aspect of Earth, the organ of
smell the nose evolved.
The five sense organs evolved from the sattva
aspect of the five elements. Every element
has an essential property (guNa for example,
Water-taste) and the corresponding sense organ evolved from it (namely, tongue in this
example). Similarly the property of Fire is form
and the organ of perception of form is the eye,
which evolved from it, and so on.

Since all these five elements are born out


of mAyA which has three guNas, they should
also have three guNas because the properties
of the cause (kAraNam) should pervade the
effect (kAryam) also. So, within subtle space
itself, we have saatvik AkASa, rAjasik AkASa
and tAmasik AkASa, etc.

3.1.2.2 antahkaraNa (inner equipment)

3.1.2 Evolution of the sattva aspect

AteW; ptTv;n; smi-$s;iTvk;x;t

Since all these five elements are born out


of mAyA which has three guNas, they should
also have the three guNas because the properties of the cause (kAraNam) should pervade
the effect (kAryam) also. So, within the subtle
Space itself, we have saatvik AkASa, rAjasik
AkASa and tAmasik AkAa:, etc.

mnobud?yhk;r ic;;Ntkr,;in s&Ut;in ..


From the total saatvic aspect of these five elements, the antahkaraNa (innner equipment) comprising of manas, buddhi, ahamkAra and citta,
evolved.
Here, two more parts are added to the list of
subtle bodies (sUkshma Sareeram) mentioned
earlier, which are ahamkAra and citta, thus
making a total of 19. That means 19 parts are
to be created from the subtle elements out of
which five organs of perception and four inner equipment are created out of the saatvic
aspect, since the sense organs and the inner
instruments are related to knowledge. To summarize, the sattva aspect is responsible for the
c r e a t i o n o f t h e jnAnendriyas a n d t h e
antahkaraNas.

3.1.2.1 Sense Organs


AteW; ptv;n; m?ye
a;k;xSy s;iTvk;x;t ^o]eiNd[y s&Utm .
From among these five elements, from the saatvic
aspect of AkASa:, the organ of hearing, the ear,
evolved.
v;yo s;iTvk;x;t TvigiNd[y s&Utm .
From the saatvic aspect of vAyu, the organ of
touch the skin evolved.
26

From saatvic
aspect of

Evolves

AkASa:

Ear

VAyu:

Skin

Agni:

Eye

Apah:

Tongue

Prithivi

Smell

Total of all five

anta:karaNa

This is the function of the antahkaraNa responsible for the remembrance of past knowledge
and experience (a storehouse of information)
to provide guidance to the intellect in decision
making.
Among these four inner instruments, manas,
buddhi and citta replace each other depending on the situation, while, the ego ahamkAra
is present always!

Definition of antahkaraNa:
skLpivkLp;Tmk mn .

Presiding Deities for the inner


equipments:

Mind is of the nature of oscillations/doubt

mnso devt; cNd[m; .

Reflects the indecisive nature of a person when


ones mind vacillates between opposite
thoughts. Here samkalpa refers to positive
thoughts and vikalpa refers to the opposite
thoughts.

The presiding deity of the mind is the Moon.


bue b[;; .

inXcy;iTmk; bui .

For the ego, it is rudra.

Intellect is of the nature of decision.

ic;Sy v;sudev .

The inner equipment intellect is the same


as the mind, except that when the equipment
functions in a decisive manner, it is called
buddhi: It is the deciding or cognitive faculty
which involves in analysis and enquiry about
any problem to arrive at a solution.

For citta,( the presiding deity is) vAsudeva.

ahkt;R ahk;r .

We will continue with the discussion of the


evolution of the raajasic and taamasic aspects
in the next article.

For the intellect, it is brahmA.


ahk;rSy d[ .

Thus, the saatvic nature of all the five


tanmAtras is responsible for the make-up of
manomaya and vijnAnamaya koSAs, which include the mind, intellect and the five sense
organs of perception.

I am the doer this idea is the ego.


This refers to the the function of antahkaraNa
which is responsible for the I notion in the
individual. Also, refers to pride and has the
sense of ownership or doer- ship.

References / Source Material


1. Tattvabodha of Sankaracharya, Central
Chinmaya Mission Trust, Bombay. 1995.

icNtnktOR ic;m .

2. T a t t v a b o d h a L e c t u r e s b y S w a m i
Paramarthananda, Madras.

The thinking faculty (or the faculty of remembrance) is citta.

27

Tattva Bodha of Adi Sankaracharya


A Vedantic Primer : Part 2 (contd.)
(Lecture Notes compiled by Venkat Ganesan from the series of
SVBF Lectures given by Dr. S. YEGNASUBRAMANIAN)
Under the discussion of Creation (Section 3.1), we briefly outlined the evolution of the sattva
aspect in the previous article. We will now continue with the discussion of the evolution of the
rajas and tamas aspects.
3.1.3 Evolution of the rajas Aspect

S2LT9\wUMVu[WJXGHL1G>\uVu 8WP

The second aspect of mAyA (which is

From the rAjasic aspect of Earth, the anus

triguNAtmikA) is rajas and it also appears in

evolved.

the five elements and consequently in the

3.1.3.2 Five Vital Airs

jagat. From the rajo- guNa (action or agility)


aspect of the five basic elements, evolved the

$WH:uVPLUMVu[WSS>wVu 8Ww

karmendriyas (organs of action) as follows -

From the total rAjasic aspect of these five

speech (Space), hands (Air), legs or locomotion

elements, the five vital airs evolved (comprising

(Fire), genitals (Water) and Anus (Earth). Then,

of prANa, apAna, vyAna, udAna and samaAna)

from the total (samashTi) rAjasic aspect of the


five basic elements, the panca prANas (five

Thus, from the rAjasic aspect of the five subtle

vital airs) are born.

elements, the prANamaya koSa: ( comprising


the panca prANas and the karmendriyas)

3.1.3.1 Organs of Action

evolved as given below.

$WH:uSWYQuP"\H
DN[6\UMVu[W
YLJL1G>\uVu 8WP

From the rajas

is formed

aspect of

From among these five elements, from the rAjasic


aspect of AkASa:, the organ of speech evolved.

Y\RwUMVu[WS>HL1G>\
Vu 8WP
From the rAjasic aspect of vAyu:, the hand
evolved.

AkASa:

Speech

vAyu:

Hands

agni:

Legs

Apah:

Genitals

prithvI

Anus

Total of Five

Five Airs.

Thus, from the sAttvic and rAjasic aspects of

YfHwUMVu[WSGHL1G>\uVu 8WP

the five elements, evolved the sUkshma SarIra

From the rAjasic aspect of agni:, the leg evolved.

and the sUkshma prapanca. This concludes the


discussion of the creation of the subtle aspects

MO6\UMVu[WS6THL1G>\uVu 8WP

of the body and the universe.

From the rAjasic aspect of Water, the genitals


evolved.
19

The process can be summarized as follows:

3.1.4 Evolution of the tAmasic aspect


The evolution of tamas aspect (inertness
or ignorance) is explained by the a process

Sky

1
1
1
1
1
S  A F  W  E
2
8
8
8
8

Air

1
1
1
1
1
A S  F  W  E
2
8
8
8
8

Fire

1
1
1
1
1
F  S  A W  E
2
8
8
8
8

Water =

1
1
1
1
1
W  S  F  A E
2
8
8
8
8

Earth =

1
1
1
1
1
E S F W  A
2
8
8
8
8

known as pancIkaraNam which can be briefly


described as follows: This is the way the five
basic subtler elements become grosser
elements and make up the gross body (sthUla
SarIra) as well as the gross world.

$WH:uSW7YQuWPVu[W
S,N2WSW7YLQ YL1W
From the tamas aspect of these five subtle
elements, the grossified five elements
formed
S,NUuNTP(LWFHW
If

it

is

asked,

how

This means that every gross element is a


mixture of all five where as, every subtle

panCikaraNam

element contains only that element. The subtle

(grossification) takes place, (it is as follows).

element is called tanmAtrA. Even though each


of the gross elements is a mixture of five, they

$WH:uSPK 8WQuWPVu[6YxSP
$NPHNu 8Wu LLY -\

are named after the element that is


predominent. For example, the gross Air

a) the tamas aspect of each of the five basic

cosists of the grossification of the tamas aspects

elements divides into two equal parts.

of Air, 1/8 th each of Space, Fire, Water and

$NPHNP5uS2TNW8,u9\Y6T3\

Earth.

b) One half of each remains in-tact.

$WH!\wS,N2WSPK 8WH!\w
6T8O[U,Uu YLW

DSUPSUP5u FWX5LY -\

From these five grossified elements, the gross body


is formed.

c) The other half of each gets divided into four


equal parts. (which is 1/8).

Thus the five grossified elements and their


combinations are responsible for the formation
of the gross body and the gross objective world.

6Y5P1\H:X DH5:X
6Y JFWX\Vu\RMQPN\5P
d) To the intact-half of each element, a 1/8 th
portion from each of the other four elements

$YuLS#E>g#\RUZ.\uVu 8WP

gets joined.

Thus, there is the identity between the microcosm


(piNDANDa) and the macrocosm (brahmANDa).

WGS,NUu YLW

The sUkshma SaIira (individual level) and


sUkshma prapanca (samashTi level or total) have

e) Then pancIkaraNam is complete.

20

experience the presence of brahman everywhere


and will be also able to see the identity between
the individual and the universe, or the
microcosm and the macrocosm.

the same basic elements in nature. Also, the


sthula SarIra (individual or vyashTi) and the
sthUla prapanca (total) have the same raw
material, namely the five elements. The five
gross elements are the effect (kAryam) from
brahman-mAyA couple. And, the author
concludes the section by saying that in creation
the individual, piNDa (the microcosm) and the
total, brahmANDa the macrocosm, are identical
in terms of their material nature. Neither of these
is part of brahman, which is the fundamental
substance from which the entire universe is
made. Therefore, everything, sentient and
insentient, is made by brahman. Through the
attainment of Knowledge, one will be able to

This concludes the discussion on creation


(srushTi-prakaraNam). We will continue with
the discussion of Iswara in the next article.
Om, SAnti: SAnti: SAnti: |
1. Tattvabodha of Sankaracharya, Central
Chinmaya Mission Trust, Bombay. 1995.
2. Tattvabodha Lectures by Swami
Paramarthananda, Chennai.

21

Tattva Bodha of Adi Sankaracharya


A Vedantic Primer : Part 2 (contd.)
(Lecture Notes compiled by Venkat Ganesan from the series of
SVBF Lectures given by Dr. S. YEGNASUBRAMANIAN )
The discussion on creation (srusTi-prakaraNam) was concluded in the last article of this series
(Paramaartha Tattvam Issues 4.3 & 4.4). We will continue with the discussion of Isvara in this
article.
Sareeram is part of mAya only! So, that part of
mAyA from which the sthUla, sUkshma Sareeras
are formed, is known as causal body, which is
given a technical name here, as avidyA, which is
anaadi, as also mAyA. Jiva is an individual who
identifies himself/herself with the gross body.
This type of identification is also natural for the
individual (as mAyA is anaadi). MayA is of three
attributes trigunAtmikA , in nature - sattva, rajas
and tamas. This sattva guNa can be pure, meaning
unsullied by rajas and tamas, or can be impure malina sattvam which has some control by the
rajas and tamas aspects. It is said that the sattva
guNa used in creation is only malinasattvam,
because, sattva stands for knowledge and all
individuals have only limited, imperfect
knowledge! In other words, maIina-sattvapradhAna-mAyA is responsible for the creation
of the jiva. In the same way, the other aspect of
mAyA is Suddha-sattva-paradhAna. Here also rajas
and tamas aspects exist, but without any effect.
But both the mAyAs are inert only in nature.
But, we as living entities have consciousness and
where does that come from? Here only, the
author brings the concept of Brahma, which is
the all-pervading Consciousness, which gets
manifested or reflected in the jiva which is
given in the sloka as b[;p[itibb reflected in aiv;.
For the sake of our discussion we will use aiv;
as impure mAyA and m;y; as pure mAyA.
Consciousness reflected in avidyA, is called jiva.
So the jiva has the problem of ignorance that
is, the jiva does not know that he/she is caitanyam
and identifies with the Sareeras, because, the
sattva guNa is malinasattvam. However, isvara

4. Analysis of identity between Isvara and


Jiva (Jiva-Isvara Aiykyam)
This section is the central theme and conveys
the knowledge of the Self. The author brings
the definitions of Isvara and Jiva and lists the
differences between them first.

SqUlxrIr;i&m;in jIvn;mk
b[;p[itibb &vit .
The reflection of caitanyam which identifies itself with the gross body is called Jiva.

s Av jIv p[kOTy; SvSm;t ERXvr


i&;Tven j;n;it .
This Jiva, by its nature of avidyA (ignorance),
assumes that the Isvara is different from him/herself.

aivop;i/ sn a;Tm;
jIv ETyuCyte .
The Consciousness (AtmA), conditioned by the
upAdhi (medium) of avidyA is Jiva.

m;yop;i/ sn ERXvr ETyuCyte .


The Consciousness (AtmA) conditioned by mAyA
is called Isvara.
It has been explained already on Srushti
Prakaranam that Isvara is a combination of
Brahma or pure Consciousness and mAyA. MAyA
is responsible for the creation of the total
universe of all bodies and beings the sthUla
and sUkshma Sareeras. But, we have seen that
the cause for these two Sareeras is kAraNa
Sareeram, the causal body. Then the question
arises, as to which is the actual cause, the causal
body or maayaa? But we also know that kAraNa
26

has no such problem, because it is SuddhasattvapradhAna. So, Isvara is sarvajna:, sarvaSaktimAn


etc., while the jiva is alpajna:, alpaSaktimAn etc.
However, the difference between jiva and Isvara
is not original, because both are Consciousness,
but it is only the reflecting medium for
example, the same object appears clear in a pure
mirror, but appears dirty in a dirty mirror. The
reflecting medium or Upadhi, essentially, is the
cause for the difference. Author defines Isvara
as the pure Caitanyam (Sarvagata Caitanyam or
Bimba Chaitanyam), which is of Sat-Cit-Ananda
svarupa and a reflecting medium. The reflecting
medium or Upadhi here is the mAyA or the factor
associated with Isvara the Suddha-sattvapradhAna-mAyA. The jiva is composed of the
pratibimba caitanyam or the manifested form of
bimba caitanyam and a reflecting medium, which
is avidyA. To put it in a concise form,

impurities or ignorance of the medium can not


reveal the true nature of Brahman or sarvagata
caitanyam. With the above discussion in mind,
if we look at the slokas given above,

Isvara: Reflected Consciousness +


mAyA medium
Jiva: Reflected Consciousness +
avidyA medium

But really speaking, what is jiva:?

SqUlxrIr;i&m;in jIvn;mk
b[;p[itibb &vit .
That is, jiva: - who identifies with the
sthUlaSareeram etc. is the pratibimbam or
reflection.
If it is the reflection, what is the medium of
reflection? It is avidyA and so we have to add,
aiv;y; to b[;p[itibb &vit .

s Av jIv p[kOTy; SvSm;t ERXvr


i&;Tven j;n;it .
That very entity is jiva, which by nature, understands Isvara as different from itself.

aivop;i/ sn a;Tm;
jIv ETyuCyte .
It is a;Tm; Av - Atman only, but reflected in
the mirror of avidyA - aivop;i/ .

Put, differently,
Isvara mAyA Brahman

Similarly,

JivA avidyA Brahman

m;yop;i/ sn ERXvr ETyuCyte .

So, without the medium upaadhi the jiva


and isvara are identical and so is referred here
as, jiva-isvara-aikyam.

We have to add m;yop;i/ sn a;Tm; ERXvr ETyuCyte


Because of the reflecting medium of mAyA,
Atman, the pure caitayam is called Isvara.

We should bear in mind that the medium in


the case of Isavara is samashTi (total) and is
vyashTi for the individual or Jiva. The samashTi
upaadhi is unsullied in nature and so Isvara
has control over mAyA. The vyashTi upaadhi
has raajasic and taamasic aspects on the sattvam
( malina sattvam) and so Jiva has no control
over mAyA. With the introduction of a
reflecting medium, it is clear that the
pratibimba caitanyam may not have all the
qualities of the bimba caitanyam since the

So, the author reiterates that,

Av p;i/&ed;t jIveXvr&eddOi
y;vtpyRNt it-#it
t;vTpyRNt jNmmr,;idpss;ro
n invtRte .
So long as the notion that the jiva and isvara are
different- which is due to the difference in the medium remains, until then, there is no relief from
samsaara which is of the form of repeated birth
and deaths etc.
27

y;vtpyRNt As long as,

But, the jiva is endowed with ahamkAra (ego)


and his knowledge is limited. While, Isvara is
without ahamkAra and is sarvajna: (omniscient);
(then) how can there be the identity, as stated in
the mahAvAkya tat-tvam-asi (that thou art),
between these two, who are endowed with
contradictory characteristics?

jIveXvr&eddOi the vision of difference between


jiva and isvara.
Caused by what?
Av p;i/&e d ;t itit remains, merely due to
difference in reflecting medium.

Ego or ahamkAra is a desired quality to


transact the day to day affairs in the vyAvahArika
plane. Mind and intellect are essential to
establish contact with the outside world and
successfully conduct a vyAvahArika life. But,
depending on how one identifies oneself, either
with the bimba caitanyam or with ahamkAra,
makes a difference. In wakeful and dream states,
one can realize the existence of ahamkAra. But,
in deep sleep state, ahamkAra is resolved and
just I am remains. There is no contact
established in deep sleep state to the outside
world, and the bimba caitanyam exists as a
witness. As long as the Jiva thinks that he/she is
different from Isvara, there is no escape from
samsAra.

t;vTpyRNt so long,
ss;r n invtRte . Problems of samsAra will never
go away.
What is the nature of samsAra:?
jNmmr,;idp births, deaths and all associated
ills.

tSm;Tk;r,;; jIveXvryoe
&eRdbui SvIk;y;R .
For that reason, the notion that jiva is different
from isvara should not be accepted.
tSm;Tk;r,;t for that reason
jIveXvryoe&eRdbui the notion of difference between jiva and isvara
n SvIk;yR; one should not accept.

Having given the differences between Jiva and


Isavara, the author makes a statement of the
mahAvAkya tat-tvam-asi. The term tat always
refers to Isvara; tvam refers to Jiva; And, asi
indicates the aikyam or identity between them.
The author also indicates how it should be
interpreted; otherwise it might look
contradicting. Looking at the above sloka,

5. That Thou Art : tat-tvam-asi


For convenience, author calls the pratibimba
caitanyam and upadhi (the medium) together
as ahamkaara, the ego. ahamkaara varies between individuals and also between jiva and
Isvara. For Jiva (vyashTi plane) one thinks I
am doing , I am the body, I am strong, I
am great, I am small, I am limited etc.
Isvara (samashTi plane) thinks I am sarvakartA, I am sarva-vyApi, sarva-Saktimaan
etc. which represents the samashti ahamkaara
or the ego of all creations put together.

nnu

But

iv/mR a;k[;NtTv;t &yo Because, both (jiva


and isvara) are endowed with contradicting
attributes; That is,

s;hk;rSy jIvSy for the jiva who has ahamkAra


(and)

nnu s;hk;rSy ikicJ_Sy jIvSy


inrhk;rSy svR_Sy ERXvrSy
tvmsIit mh;v;Ky;t
kqm&edbui Sy;du&yo
iv/m;Rk[;NtTv;t .

ikicJ_Sy has limited knowledge,


While, ERXvrSy for isvara, inrhk;rSy svR_Sy
who has no ahamkAra and is Omnicient; and
so,
28

kq a&edbui Sy;t How there can be a notion

sections are just to make this statement and to


support it. Looking at the above sloka,

of identity?

Eit ce;

If such a question were to arise, the author


proceeds to explain in the following manner.

If so, (if the question were to arise),


no (it is not so)

Eit ce; .
SqUlsU+mxrIr;i&m;nI Tvpdv;Cy;qR .
p;i/ivinmuRKt sm;i/dx;sp; xu
cwtNy Tvpdl+y;qR .

Tvpdv;Cy;qR the literal meaning of the word


tvam is

SqUlsU+mxrIr;i&m;nI the one who identifies with


the gross, subtle bodies

If so, ( if the question were to arise), it is not so.


The literal meaning of the word Thou is that
who identifies himself with the gross and subtle
bodies (the jiva). The special or implied meaning
of the word thou is pure Consciousness which is
free from all such contionings and endowed with
the state of samAdhi.

Tvpdl+y;qR the implied or special meaning of


the word tvam is

p;i/ivinmuRKt sm;i/dx;sp; xu cwtNy


pure Consciousness, Knowledge, free from
all conditionings and endowed with the state
of samAdhi.

Av svR_Tv;idivix-$ ERXvr
tTpdv;Cy;qR .

There can be a plain meaning (sAmAnya or


vacyArtha) and a special meaning (lakshArtha)
to a sentence. If one identifies aham with the
ahamkAra component (vAcyArtha), then the
limitations become his. If one identifes aham
or I with the bimba caitanyam (lakshyArtha),
then he realizes the true nature of Brahman or
Atman which is of sat-cit-Ananda svarUpa:. If the
samashTi upAdhi and the manifested pratibimba
caitanyam are removed from Isvara and the
vyashTi upAdhi and manifested pratibimba
caitanyam are removed from jiva, then the jiva
and Isvara become one and identical. The
identity is nothing but Brahma or the bimba
caitanyam or Suddha caitanyam. So, there is a
difference between jiva and Isvara only in the
ahamkAra plane. There is no difference in the
Consciousness or knowledge plane. This section
can also be called as mahAvAkya vicAra:, since
tat tvam asi (You are That) is stated and its
implied or special meaning is indicated which is
the main objective of tattva viveka. The analyses,
negations and assertions made in previous

Similarly, the literal meaning of the word tat is


the Isvara with Omnicience etc, and

p;i/xUNy xucwtNy tTpdl+y;qR


The implied meaning of the word tat is the Pure
Consciousness free from all conditionings.

Av c jIveXvryo cwtNype,;&ede
b;/k;&;v .
Hence, there is no contradiction regarding the
identity between jiva and isvara from the point of
view of Consciousness.
We will continue with discussion of the benefit of this knowledge from the next article.
Om, SAnti: SAnti: SAnti: |
Source material:
1. Tattvabodha of Sankaracharya, Central
Chinmaya Mission Trust, Bombay. 1995.
2. T a t t v a b o d h a L e c t u r e s b y S w a m i
Paramarthananda, Madras.

29

7DWWYD %RGKD RI $GL 6DQNDUDFKDU\D


$ 9HGDQWLF 3ULPHU  3DUW  FRQWG
/HFWXUH 1RWHV FRPSLOHG E\ 9HQNDW *DQHVDQ IURP WKH VHULHV RI
69%) /HFWXUHV JLYHQ E\ 'U 6 <(*1$68%5$0$1,$1
7KH GLVFXVVLRQ RQ WKH PDK$Y$N\D WDWWYDPDVL ZDV FRQFOXGHG LQ WKH ODVW DUWLFOH RI WKLV VHULHV 3DUDPDDUWKD
7DWWYDP ,VVXHV    :H ZLOO FRQWLQXH ZLWK WKH GLVFXVVLRQ RI MHHYDQPXNWD LQ WKLV DUWLFOH
 )UXLW RI 6HOI.QRZOHGJH MQ$QDSKDOD

$Yu F YHG1WY.\Zw VGJXxSGH[HQ F VYH5YLS 8WH:X


\H:u E>gEXL|7S WH M,Y1PX.Ww (7\T5w 

7KLV VHFWLRQ HQXPHUDWHV WKH EHQHILWV RI WKH


.QRZOHGJH RI WKH 6HOI 2QH ZKR UHDOL]HV WKH
LGHQWLW\ EHWZHHQ -LYD DQG ,VYDUD LGHQWLILHV KLPVHOI
ZLWK %UDKPD RU 3XUH &RQVFLRXVQHVV 7KLV
.QRZOHGJH RI YHG$QWD VKRXOG EH LPSDUWHG E\ D
*XUX 2QO\ D *XUX FDQ LQGLFDWH WKH VXEWOH
PHDQLQJ EHKLQG YHG$QWD DQG PDNH RQH UHDOL]H
WKH 6HOI 7KH NQRZOHGJH FDQ EH JDLQHG LQ WKUHH
GLIIHUHQW ZD\V  SUDW\DNVKD SDURNVKD DQG
DSDURNVKD 3UDW\DNVKD NQRZOHGJH LV GLUHFW
NQRZOHGJH ZKLFK LV JDLQHG E\ GLUHFW SHUFHSWLRQ
RI DQ REMHFW E\ DQ\ RI WKH VHQVH RUJDQV 7KH
REMHFW LV QHDU WKH NQRZHU RU SHUFHLYHU 3DURNVKD
NQRZOHGJH LV LQGLUHFW ZKHUH WKH REMHFW RI
NQRZOHGJH LV QRW LQ WKH YLFLQLW\ RI WKH SHUFHLYHU
EXW WKH PHDQV RI NQRZOHGJH LV WKURXJK LQIHUHQFH
IRU H[DPSOH LI WKHUH LV VPRNH WKHUH VKRXOG EH
ILUH 7KH WKLUG RQH LV DSDURNVKD ZKLFK LV QHLWKHU
GLUHFW QRU LQGLUHFW EXW LPPHGLDWH

+HQFH E\ WKH YHG$QWLF WHDFKLQJV ZRUGV LPSDUWHG


E\ D YHG$QWLF WHDFKHU VDGJXUX  WKRVH LQ ZKRP
WKH .QRZOHGJH RI %UDKPDZLWK UHVSHFW WR DOO EHLQJV
LV ERUQ WKH\ DUH WKH MLYDQPXNWDV OLEHUDWHG ZKLOH
OLYLQJ LWVHOI
YHG1WY.\Zw E\ YHG$QWLF WHDFKLQJV
VGJXxSGH[HQ F :LWK WKH WHDFKLQJV RI D YHG$QWLF
VW  D7P WHDFKHU
VYH5YLS 8WH:X \H:u E>gEXL|7S 7KRVH LQ ZKRP WKH
.QRZOHGJH RI EUDKPD LV ERUQ ZLWK UHVSHFW
WR DOO EHLQJV

M,Y1PX.Ww (7\T5w  DUH NQRZQ DV MLYDQPXNWDV

OLEHUDWHG IURP VDPV$UD LH WKH .QRZOHGJH


WKDW , DP SRRU1D

7KHQ WKH VWXGHQW ZLOO DVN 

QQX M,Y1PX.Ww Nw

7KH LPPHGLDWH NQRZOHGJH LV WR UHDOL]H WKDW


WKH REMHFW RI NQRZOHGJH DOUHDG\ H[LVWV LQ RQHVHOI

7KHQ ZKR LV D MLYDQPXNWD"

\T GHKRxKu SX|:RxKu E>gRxKu


[8G>RxKP6P,LW G2LQ;F\6WT
QKu E>gw Q [8G>v Q SX|:w LN1WX DVuJw
VLGQ1G 6YxSw S>N[xSw VY51W\5P,
LFGN[xSRx6P,LW
G2LQ;F\xSRxSUR BQYQ M,Y1PX.Ww 

.QRZOHGJH RI WKH 6HOI FDQ RQO\ TXDOLI\ VXFK


DQ LPPHGLDWH GHILQLWLRQ DQG FDQ RQO\ EH
LPSDUWHG E\ D *XUX E\ KLV WHDFKLQJV :KHQ WKH
MLYD UHDOL]HV KH LV EUDKPD RU 6XGGKD FDLWDQ\DP
KH EHFRPHV D MLYDQPXNWD LQ WKLV ELUWK DQG
YLGHKDPXNWD DIWHU WKLV KXPDQ OLIH 6R DV D UHVXOW
RI WKLV NQRZOHGJH WKH MLYD EHFRPHV D MQDDQ, DQG
LV OLEHUDWHG 7KH OLEHUDWLRQ UHIHUUHG KHUH LV IURP
VDPVDUD RU NDUPD SKDOD

-XVW DV WKH RQH ZKR KDV WKH ILUP EHOLHI WKDW , DP


WKH ERG\ D PDQ D %UDKPLQ D 6XGUD LQ WKH VDPH



DQG $J$PL NDUPD (YHU\ DFWLRQ GRQH KDV D UHVXOW


PHULWV  SXQ\DP GHPHULWV  SDDSDP GHSHQGLQJ
RQ WKH PRWLYH DQG JURVV DFWLRQ 6RPH UHVXOWV DUH
YLVLEOH GULVK7D SKDODP DQG VRPH DUH QRW YLVLEOH
DGULVK7D SKDODP DQG VXEWOH 7KHVH VXEWOH UHVXOWV
RI DFWLRQ DUH FDOOHG NDUPD RU NDUPD SKDODP DQG
WKDW JLYHV ULVH WR F\FOHV RI ELUWK DQG GHDWK RU
VDPV$UD 7KH VXEWOH HOHPHQWV FRPH LQWR SLFWXUH
DV ORQJ DV WKH QRWLRQ RI GRHUVKLS LV DVVRFLDWHG
ZLWK WKH DFWLRQV 7KHVH VXEWOH HOHPHQWV VKRXOG
EH H[SHULHQFHG LQ D IRUP DQG ILHOG RI H[SHULHQFH
7KH IRUP DQG HQYLURQPHQW ZLOO EH GLFWDWHG E\
WKH PDJQLWXGH RI PHULWV DQG GHPHULWV WRJHWKHU
VDQFLWD NDUPD LV WKH FRPSRQHQW ZKLFK LV D
FXPXODWLYH RI PHULWV DQG GHPHULWV RQ DOO WKH
ELUWKV WRJHWKHU SU$UDEGKD NDUPD LV WKH
FRPSRQHQW ZKLFK LV WKH IUXFWLI\LQJ SRUWLRQ RI
VDQFLWD NDUPD UHVSRQVLEOH IRU WKLV ELUWK
3U$UDEGKD FDQ RQO\ EH H[KDXVWHG E\ H[SHULHQFH
RI SOHDVXUHV PHULWV DQG VXIIHULQJV GHPHULWV 
$J$PL NDUPD LV WKH FRPSRQHQW ZKLFK JHWV
DFFXPXODWHG IURP DQ\ PRPHQW RQZDUGV LQ WKLV
ELUWK LQ RWKHU ZRUGV DOO WKH VXEWOH UHVXOWV ZKLFK
FRQWULEXWH WR WKH VDQFLWD NDUPD IURP WKLV PRPHQW
RQZDUGV LQ WKLV ELUWK 7KHUH FDQ EH D SRUWLRQ RI
$JDDPL NDUPD ZKLFK PD\ JHW IUXFWLILHG LQ WKLV
MDQPD ELUWK LWVHOI

ZD\ RQH ZKR KDV WKH ILUP EHOLHI DSDURNVKD MQ$QD


WKDW , DP QRW D %UDKPLQ QRW D 6XGUD QRW D PDQ
EXW DP XQDWWDFKHG RI WKH QDWXUH RI VDFFLG$QDQGD
HIIXOJHQW WKH LQQHU VSLULW RI DOO WKH IRUPOHVV
DZDUHQHVV LV WKH MLYDQPXNWD
7KH WHUP DSUR BQP LV WKH LPPHGLDWH NQRZOHGJH
DQG LV QRWKLQJ EXW D7PBQP LWVHOI

LN1WX DVuJw %XW IUHH IURP DOO DVVRFLDWLRQV


VLGQ1G 6YxSw 2I WKH QDWXUH RI VDW H[LVWLQJ

LQ DOO WKUHH WLPH GRPDLQV  FLW RI WKH QDWXUH RI


FDLWDQ\D DQG DDQDQGD RI WKH QDWXUH RI SRRU1D

S>N[xSw 6HOI HIIXOJHQW


VY51W\5P, ,Q DQG WKURXJK HYHU\WKLQJ LQ FUHDWLRQ
$V NUP FDXVH LV LQ DQG WKURXJK DOO N\5P HIIHFW
OLNH JROG LV LQ DOO WKH RUDQDPHQWV  6LQFH , DP
%UDKPD WKH FDXVH , H[LVW LQ DOO DV WKH D1W\5P, 
WKH LQGZHOOHU
LFGN[xSw , DP VSDFHOLNH DZDUHQHVV WKH
)RUPOHVV &RQVFLRXVQHVV +HUH FDLWDQ\DP LV
FRPSDUHG WR DOO SHUYDGLQJ VSDFH 
3K\VLFDOO\ WKHUH LV QR YLVLEOH GLIIHUHQFH EHWZHHQ
D MLYDQPXNWD DQG RWKHUV
1RZ RQ WKH DXWKRU HODERUDWHV RQ ZKR D
MLYDQPXNWD LV

-LYD E\ LJQRUDQFH ZKLFK ZDV EDVLFDOO\ WKH


UHDVRQ IRU WKLV ELUWK KDV WKH QRWLRQ RI GRHUVKLS
RI DFWLRQV 7KH MLYD KDV D ILUP FRQYLFWLRQ OLNH ,
DP D PDQ , DP VWURQJ , DP WKH ERG\ HWF
6R VDQFLWD NDUPD JHWV DFFXPXODWHG DQG ZKHQ
WKH JURVV ERG\ LV H[KDXVWHG ZLWK WKH SUDDUDEGKD
WKH MLYD WDNHV DQRWKHU ELUWK ILHOG RI H[SHULHQFH
ZLWK WKH IUXFWLILHG VDQFLWD NDUPD DQG ZLWK
VXEVHTXHQW DFWLRQV DQG VHQVH RI GRHUVKLS
$JDDPL FRQWLQXHV 7KXV WKHUH LV QR HVFDSH IURP
WKLV F\FOH RI VDPVDDUD ZLWKRXW 6HOI UHDOL]DWLRQ
$J$PL NDUPD LV SUHYDOHQW RQO\ LQ WKH KXPDQ
IRUP EHFDXVH RI IUHH ZLOO DQG FRJQLWLRQ $QLPDOV
DQG RWKHU OLYLQJ EHLQJV OLYH EDVHG RQ LQVWLQFWV
DQG WKHUH LV QR HJR RU WKH QRWLRQ RI GRHUVKLS
DQG KHQFH WKHUH LV QR $J$PL NDUPD IRU WKHP

E>gZYKP6P,7\SUR BQHQ LQLONP5E1


LYLQPX5.Ww 6\W 
%\ WKH LPPHGLDWH NQRZOHGJH DSDURNVKD MQ$QD WKDW
, DP EUDKPD RQH EHFRPHV IUHH IURP VDPV$UD RI
DOO NDUPDV
E>gZYKuDL6P(LWDSUR BQHQ %\ WKH LPPHGLDWH
NQRZOHGJH WKDW , DP EUDKPD
LQLONP5E1LYLQPX5.Ww 6\W  RQH EHFRPHV IUHH
IURP ERQGDJH RI DOO DFWLRQV


.DUPD

7KHUH DUH WKUHH GLIIHUHQW W\SHV RI NDUPD


GHWDLOHG KHUH VDQFLWD NDUPD SUDDUDEGKD NDUPD


NP5L NLWLYLQ V1W,LW FHW


DJLPVLWS>U% HGHQ L@LYLQ VL1W 

VKLS RU GRHV QRW FODLP UHVXOW IRU DQ\ RI KLV


DFWLRQV :LWK WKH DGYHQW RI NQRZOGHJH RI 6HOI
KLV VDQFLWD LV EXUQW +H KDV WR OLYH WKURXJK KLV
SU$UDEGKD EHFDXVH SU$UDEGKD NDUPD VKRXOG EH
H[KDXVWHG %XW WKH SOHDVXUHV DQG VXIIHULQJV RI
KLV RZQ SU$UDEGKD GRHV QRW DIIHFW KLP EHFDXVH
KH KDV QR KDSSLQHVV RU VRUURZ +H LV DOZD\V LQ
$QDQGD RU HTXDQLPLW\ 6LQFH WKHUH LV QR
DVVRFLDWLRQ IURP WKH UHVXOWV RI DFWLRQ $J$PL KDV
QR HIIHFW RQ KLV N$UD1D 6DU,UDP %XW ZKDWHYHU
DFWLRQV DUH GRQH E\ D MLYDQPXNWD ZLWK WKHLU VXEWOH
UHVXOWV DUH GLVWULEXWHG WR RWKHUV VLQFH KH GLVRZQV
WKHP 7KH PHULWV DUH GLVWULEXWHG WR WKRVH ZKR
SUDLVH KLP DGRUH KLP RU ZRUVKLS KLP $QG WKH
GHPHULWV LI DQ\ DUH GLVWULEXWHG WR WKRVH ZKR
FULWLFL]H KLP DEXVH KLP RU KXUW KLP +LV
V8NVKPD 6DU,UDP VXEWOH ERG\ GHSDUWV ZKHQ WKH
SU$UDEGKD LV H[KDXVWHG DQG VWK8OD 6D,LUDP JURVV
ERG\ GLHV 7KHUH LV QR N$UD1D 6DU,UDP VLQFH
WKH VDQFLWD NDUPD LV EXUQW DQG D MLYDQPXNWD LV
DOVR D YLGHKDPXNWD QR JURVV ERG\ DIWHU WKH
SU$UDEGKD LV H[KDXVWHG 7KXV WKH NQRZHU RI WKH
6HOI LV IUHH IURP WKH F\FOHV RI ELUWK DQG GHDWK
DQG KH LV RQH ZLWK WKH %UDKPD RU $QDQGD

,I LW LV DVNHG  +RZ PDQ\ NLQGV RI NDUPD DUH WKHUH"


WKH DQVZHU LV  WKHUH DUH WKUHH NLQGV RI NDUPD
QDPHO\ $J$PL VDQFLWD DQG SU$UDEGKD

BQR7S\QuWUu BLQGHKN2Wu SX\SSxSu


NP5 \GL6W WGJP,7\L ,\WH 
7KH UHVXOWV RI DFWLRQV JRRG RU EDG SHUIRUPHG
WKURXJK WKH ERG\ RI WKH MQ$, DIWHU WKH GDZQ RI
NQRZOHGJH LV NQRZQ DV $J$PL
VLWu NP5 LNP :KDW LV VDQFLWD NDUPD "

DQ1WNRLM1PQu E,M 8Wu VW \7NP5MWu


S8Y5LM5Wu LWLW WW VLWu BH\P 
7KH UHVXOW RI DFWLRQV SHUIRUPHG LQ DOO WKH SUHYLRXV
ELUWKV ZKLFK DUH LQ WKH VHHG IRUP WR JLYH ULVH WR
HQGOHVV FURUHV RI ELUWKV LQ IXWXUH LV FDOOHG VDQFLWD
DFFXPXODWHG NDUPD

S>U%u NP5 LNLPLW FHW 


,I LW LV DVNHG ZKDW LV SU$UDEGKD NDUPD" WKHQ

VLWu NP5 E>gZYKLPLW


LQ;F\7PNBQHQ Q;\LW 

(Gu [U,UPX7S (K ORNH $Yu VXGXwLGS>Gu \7NP5


W7S>U%u 
RJHQ Qu YLW S>U%NP5u RJGHY \ (LW 

7KH VDQFLWD NDUPD LV GHVWUR\HG E\ WKH ILUP


.QRZOHGJH , DP EUDKPD

+DYLQJ JLYHQ ELUWK WR WKLV ERG\ WKH DFWLRQV ZKLFK


JLYH UHVXOWV LQ WKLV YHU\ ZRUOG LQ WKH IRUP RI
KDSSLQHVV RU VRUURZ DQG ZKLFK FDQ EH GHVWUR\HG
RQO\ E\ HQMR\LQJ RU VXIIHULQJ WKHP LV FDOOHG
SU$UDEGKD NDUPD

DJLP NP5 DLS BQHQ Q;\LW


$QG WKH $J$PL NDUPD LV DOVR GHVWUR\HG E\ 6HOI
.QRZOHGJH

LNuF DJLP NP5u


QLOQ,GOJWMOYW BLQQu V0E1R QL6W 

 /LEHUDWLRQ )UHHGRP IURP ERQGDJH


$ -LYDQPXNWD RU MQ$Q, KDV D VWURQJ
FRQYLFWLRQ OLNH , DP QRW D PDQ , DP QRW WKH
ERG\ , DP XQDWWDFKHG DQG KH KDV WKH YLVLRQ
RI SXUH &RQVFLRXVQHVV RU %UDKPD LQ DOO EHLQJV
+H GRHV QRW GLIIHUHQWLDWH IURP RQH EHLQJ WR
DQRWKHU DQG LV HVWDEOLVKHG LQ VDWFLW$QDQGD
VYDU8SDP +H GRHV QRW KDYH DQ\ VHQVH RI GRHU

$QG WKH MQ$Q, LV QRW DIIHFWHG E\ LW MXVW DV D ORWXV


OHDI LV QRW DIIHFWHG E\ WKH ZDWHU RQ LW

LNuF \H BLQQu 6WXYL1W ML1W DF5\L1W


W1S>LW BLQN2Wu DJLP SX\u J&]LW 



(LW WYERS>NUu VP3WP 

,Q DGGWLRQ WKRVH ZKR SUDLVH ZRUVKLS DQG DGRUH


WKH MQ$Q, WKH UHVXOWV RI WKH JRRG DFWLRQV RI WKH
MQ$Q, JR WR WKHP

7KXV HQGV WKH SUDNDUD1D FDOOHG WDWWYDERGKD


6RXUFH PDWHULDO

\H BLQQu LQ1GL1W L:L1W GwS>GQu NXY5L1W


W1S>LW BLQN2Wu VY5PJLP LN>\Pu \GY&\uNP5 SS7PNu
WGJ&]LW 
7KRVH ZKR DEXVH KDWH RU FDXVH VRUURZ WR D MQ$Q,
WKH UHVXOWV RI WKH XQVSHDNDEOH IXWXUH VLQIXO DFWLRQV
RI WKH MQ$Q, JR WR WKHP



7DWWYDERGKD RI 6DQNDUDFKDU\D &HQWUDO


&KLQPD\D 0LVVLRQ 7UXVW %RPED\ 



7DWWYDERGKD /HFWXUHV E\ 6ZDPL


3DUDPDUWKDQDQGD 0DGUDV

6XPPDU\
7KH GLVFXVVLRQV FRXOG EH EURDGO\ FODVVLILHG
LQWR ILYH WRSLFV

WT F7PLY7VuVUu W,7Y5 E>gQ1GLPKZY S>3QRLW 


7KXV WKH NQRZHU RI WKH 6HOI KDYLQJ FURVVHG
VDPV$UD DWWDLQV 6XSUHPH %OLVV KHUH LWVHOI






,QWURGXFWLRQ
$QDO\VLV RI ,QGLYLGXDO
$QDO\VLV RI &UHDWLRQ
$QDO\VLV RI WKH ,GHQWLW\ EHWZHHQ MLYD
DQG ,VZDUD
 )UXLW RI 6HOI .QRZOHGJH

7KH DXWKRU FRQFOXGHV WKH SUDNDUD1DP ZLWK


D TXRWH IURP WKH 6UXWL DQG VPULWL WR DIILUP WKH
IUXLW RI WKLV .QRZOHGJH 6UXWL VD\V RQH ZKR
UHDOL]HV $WPDQ LV IUHH IURP VRUURZV

, ,QWURGXFWLRQ

WULW [RNP7PLYW (LW AXWHw 

SRGCW

$IWHU WKH LQLWLDO PDQJDOD VORND WKH VXEMHFW


PDWWHU LV LQWURGXFHG 7KH DXWKRU WKHQ RXWOLQHG
WKH IRXUIROG TXDOLILFDWLRQV V$GKDQDFDWXVK7D\D
VDPSDWWL QDPHO\

7KXV WKH 6UXWL DIILUPV  7KH NQRZHU RI WKH 6HOI


JRHV EH\RQG DOO VRUURZV

D YLYHND GLVFULPLQDWLRQ 
E YDLU$J\D 'HWDFKPHQW IURP WKH QRQ
HWHUQDO 
F 6DP$GLVKD7NDVDPSDWWL VL[IROG
DWWULEXWHV IRU VHOI FRQWURO 6DPD
GDPD XSDUDPD WLWLNVK$ 6UDGGK$
VDP$GK$QDP
G 0XPXNVKXWYDP VWURQJ \HDUQLQJ
IRU OLEHUDWLRQ

6PULWL VD\V ,W GRHV QRW PDWWHU LI D MQ$Q,


VKHGV KLV JURVV ERG\ LQ D KRO\ SODFH OLNH .DD6L
RU LQ D FD1'DDODV KRXVH EHFDXVH KH LV IUHH IURP
GHK$EKLP$QDP DVVRFLDWLRQ ZLWK WKH ERG\ RU WKH
QRWLRQ , DP WKH ERG\ DIWHU 6HOIUHDOL]DWLRQ ,W
LV D EHOLHI IURP UHOLJLRXV WHDFKLQJV WKDW RQH
VKRXOG GLH LQ D VDFUHG SODFH %XW IRU D MQDDQL LW
LV LPPDWHULDO EHFDXVH KH KDV QR VDQFLWD NDUPD
WR DWWDFK ZLWK DQRWKHU VXEWOH DQG JURVV ERG\

$WP$ DORQH LV WKH 7UXWK DQG DOO RWKHUV DUH


PLWK\$ LV WKH HVVHQFH RI WKH ZKROH WHDFKLQJ 7KH
UHVW RI WKH WRSLFV DUH SUHVHQWHG LQ WKH IRUP RI D
GLVFXVVLRQ EHWZHHQ VWXGHQW DQG WHDFKHU

WQXu 7\MWX Y N;\u ;YSF6\ J2Kx


H T Y 
BQVuS>L3WVP\H PX.WRVZ LYJW[\w 
(LW 6P2WH;F 

,, $QDO\VLV RI ,QGLYLGXDO M,YLYFUw

/HW WKH MQ$Q, VKHG KLV ERG\ LQ N$6L D VDFUHG SODFH


RU LQ WKH KRXVH RI D GRJHDWHU FD1'$OD  LW LV
LPPDWHULDO EHFDXVH  DW WKH WLPH RI JDLQLQJ
.QRZOHGJH LWVHOI KH LV OLEHUDWHG EHLQJ IUHHG IURP
DOO UHVXOWV RI DFWLRQV 6R DVVHUWV WKH VPULWL WRR

7KH LQGLYLGXDO LV EURDGO\ FODVVLIHG DV $WP$


DQG DQ$WP$ 7KH DQ$WP$ LV ORRNHG DW IURP WKUHH
DQJOHV
 6DU,UDWUD\DP  VWK8OD V8NVKPD
N$UD1D 6DU,UDV


 DYDVWK$WUD\DP  M$JUDW VYDSQD


VXVKSWL
 NR6DSDQFDNDP  DQQDPD\D
SU$1DPD\D PDQRPD\D YLMQ$QDPD\D
$QDQGDPD\D NR6DV


)XQGDPHQWDO &RQVFLRXVQHVV DOVR LV
EHJLQQLQJOHVV
6R ,VZDUD DOVR LV DQ$G,

$WP$ GLIIHUV IURP DOO WKHVH HOHYHQ

'LIIHUHQFHV EHWZHHQ %UDKPD DQG P$\$

)ROORZLQJ GLIIHUHQFHV DUH LQIHUUHG EHWZHHQ


$WP$ DQG DQ$WP$
$WP$






DQ$WP$

6XEMHFW ,

2EMHFW RI .QRZOHGJH

:LWQHVV
&KDQJHOHVV
QLUYLN$UD

$OO  VXEMHFW WR FKDQJH


VDYLN$UD
,V PRGLILHG IRUP RI PDWWHU
MD'DP

FHWDQD
WDWWYDP

4 ,I , DP GLIIHUHQW IURP DQ$WP$ WKHQ ZKDW


LV P\ QDWXUH"
VL&FGQ1G6YxSw , DP RI WKH QDWXUH RI





LFW  EHLQJ WKH ZLWQHVV


VW  FKDQJHOHVV H[LVWHQFH
DQ1Gw S85w  QRW OLPLWHG E\ WLPH

DQG VSDFH

$Yu VL&FGQ1G6YxSu 6Y7PQu LYMQ,\W

&UHDWLRQ LV WKH PRGLILFDWLRQ RI WKH


XQPDQLIHVW P$\$ WR EHFRPH WKH PDQLIHVW
XQLYHUVH

,Q DQG WKURXJK DOO SURFHVVHV %UDKPD GRHV


QRW GR DQ\WKLQJ RU FKDQJH ,Q ,WV SUHVHQFH
P$\$ LV FDSDEOH RI GRLQJ HYHU\ WKLQJ

7RSLF RI VULVK7L WDONHG LQ IRXU VWDJHV

1R N$UD1D SUDSDQFD RU N$UD1D 6DU,UD 6UXVK7L


VLQFH WKH\ DUH DQ$GL

P$\$

,VZDUD

 $OO SHUYDGLQJ
 1RW ERXQG E\

DFHWDQ$
VDYLN$U$
VDJX1$
PLWK\$
GHSHQGHQW

 SDQFD V8NVKPD EK8WD VULVK7L


 V8NVKPD 6DU,UD DQG V8NVKPD SUDSDQFD
VULVK7L
 SDQFD VWK8OD EK8WD VULVK7L
 VWK8OD 6DU,UD DQG VWK8OD SUDSDQFD
VULVK7L

7ZR FRQFHSWV DUH LQWURGXFHG QDPHO\


%UDKPD DQG P$\$

 FDLWDQ\D

FHWDQD
QLUYLN$UD
QLUJX1D
VDW\D
LQGHSHQGHQW H[LVWHQFH

,,, $QDO\VLV RI &UHDWLRQ  V2LLYFUw

P$\$

&UHDWLRQ LV QRWKLQJ EXW P$\$ XQGHUJRLQJ


PRGLILFDWLRQV DQG WKURXJK YDULRXV VWDJHV
P$\$ EHFRPHV WKH IXOO IOHGJHG XQLYHUVH

7KXV RQH VKRXOG NQRZ RQHVHOI WR EH RI WKH QDWXUH RI


VDWFLW$QDQGDVYDU8SD

%UDKPD

%UDKPD

, WKH $WP$ LV GLIIHUHQW IURP DQ$WP$

$

)XQGDPHQWDO PDWWHU LV EHJLQQLQJ OHVV

 ZKROH PDWHULDO
FUHDWLRQ LQ N$UD1D
IRUP
 8QPDQLIHVW
 &DXVDO FRQGLWLRQ

VWK8OD 6DU,UD DQG VWK8OD SUDSDQFD DUH


VLPLODU VLQFH ERWK DUH PDWWHU

V8NVKPD 6DU,UD DQG V8NVKPD SUDSDQFD DUH


VLPLODU VLQFH ERWK DUH DOVR PDWWHU

,H Y\DVK7L LQGLYLGXDO DQG VDPDVK7L WRWDO DUH


VLPLODU 

7LPH VSDFH
DQ$G,

LS# E>g#\Rw $H.\u Vu 8WP




7KXV LV FRQFOXGHG WKH VUXVK7L SUDNUL\$ RU WKH


DQDO\VLV RI FUHDWLRQ

,VZDUD

DKDPN$UD YDULHV IURP LQGLYLGXDO WR LQGLYLGXDO


EHFDXVH WKH 6DU,UDP DQG WKH SUDWLELPED
FDLWDQ\DP DUH GLIIHUHQW

,9 $QDO\VLV RI WKH ,GHQWLW\ %HWZHHQ -LYD


DQG ,VZDUD

7KH PRVW LPSRUWDQW WRSLF FHQWUDO WKHPH


RI WDWWYDERGKD

,GHQWLW\ RULJLQDOO\ UHYHDOHG LQ WKH 8SDQLVKDG


7DW

WYDP

DVL

,VZDUD

M,YD

DLN\DP

V$NVKL FDLWDQ\DP VDPDVK7L DKDPN$UD

6R DOO GLIIHUHQFHV RI MLYDV DUH EDVHG


DKDPN$UD

RQ

+RZHYHU WKH ELPED RU V$NVKL FDLWDQ\DP LV VDPH


LQ DOO EHLQJV

7KLV LV DOVR NQRZQ DV PDK$Y$N\DYLF$UD

:KHQ WKH WHUP , LV XVHG WKHUH FDQ EH WZR


RSWLRQV

+HUH ERWK MLYD DQG ,VZDUD DUH FOHDUO\ GHILQHG



,GHQWLW\ ZLWK WKH DKDPN$UD SRUWLRQ  25



,GHQWLW\ ZLWK V$NVKL FDLWDQ\DP SRUWLRQ

%RWK FRQVLVW RI WKUHH DVSHFWV






$OO SHUYDGLQJ &RQVFLRXVQHVV VDUYDJDWD


FDLWDQ\DP ELPED RU V$NVKL FDLWDQ\DP 
FKDQJHOHVV QLUYLN$UDP

:KHQ , ! V$NVKL  WKHQ , DP WKH V$NVKL LQ


DQG WKURXJK DOO EHLQJV ERGLHV HWF LH , DP
EUDKPD

$OO SHUYDGLQJ &RQVFLRXVQHVV UHIOHFWHG RU


PDQLIHVWHG IRUP SUDWLELPED FDLWDQ\DP



)RU UHIOHFWLRQ D PHGLXP LV QHHGHG XS$GKL

:KHQ , ! DKDPN$UD  WKHQ , DP ILQLWH


ZLOO KDYH ELUWK GHDWK HWF VDPV$U,

,VZDUD
VDPDVK7L XS$GKL
LH VWK8OD V8NVKPD N$UD1D SUDSDQFD
WRWDOLW\ RI XS$KL

7KH NQRZOHGJH VKRXOG EH WKDW , FDQ XVH


DKDPN$UD IRU P\ WUDQVDFWLRQV ZLWK WKH ZRUOG
EXW , DP 127 DKDPN$UD

LH ,VZDUD

ELPED FDLWDQ\D 
SUDWLELPED FDLWDQ\D 
VDPDVK7L XS$GKL

7R HODERUDWH WKLV  WKH WHDFKHU DVNV


4 +RZ FDQ , DQG ,VZDUD EH LGHQWLFDO"

,Q WKH FDVH RI MLYD

$

$OVR KDV DOO WKH WKUHH DVSHFWV (;&(37 WKDW


WKH UHIOHFWLQJ PHGLXP Y\DVK7L XS$GKL
LQGLYLGXDO DQG QRW WRWDO

,I DKDP
DKDPN$UD  FRPPRQ PHDQLQJ WKHQ
WKH MLYD LV OLPLWHG HWF DQG WKH LVZDUD LV DOO
NQRZLQJ HWF  VDJX1D

)RU WKH VDNH RI FRQYHQLHQFH WKH WKUHH DUH YLHZHG


DV WZR QDPHO\
SUDWLELPED FDLWDQ\DP  XS$GKL

%XW ZKHQ WKH MQ$Q, VD\V DKDP LW KDV WKH VSHFLDO


LPSOLHG PHDQLQJ RI V$NVKL FDLWDQ\DP VR DOVR
,VZDUD  QLUJX1D

DKDPN$UD HJR

6R , LV D PL[WXUH RI V$NVKL FDLWDQ\DP DQG


DKDPN$UD

7KHUH LV QR GLIIHUHQFH EHWZHHQ QLUJX1D MLYD DQG


QLUJX1D ,VZDUD

7R SXW LW FRQFLVHO\
-LYD

7KH ZRUG DKDP KDV D FRPPRQ PHDQLQJ


DQG D VSHFLDO PHDQLQJ

V$NVKL FDLWDQ\DP Y\DVK7L DKDPN$UD



9

+\SRWKHWLFDOO\ LI DFTXLUHG ZLOO EH


GLVWULEXWHG WR SUDLVHUV DQG FULWLFL]HUV

)UXLW RI .QRZOHGJH
M,Y(;YU$H . \BQIOP

7KLV VWDJH LV FDOOHG M,YDQPXNWL

7KH EHQHILW LV M,YDQPXNWL EHLQJ OLEHUDWHG ZKLOH


OLYLQJ LQLWLDOO\ DQG YLGHKDPXNWL  DIWHU GHDWK
QR PRUH ELUWK 

2QFH SU$UDEGD LV H[KDXVWHG WKH ERG\ KDV QR


IXQFWLRQ RU QHHG 6R ZKHQ WKH ERG\ IDOOV DOO
WKUHH 6DU,UDV ZLOO YDQLVK WRR 6R KH JHWV
YLGHKDPXNWL WRR

(YHQ WKRXJK M,YDQPXNWL FRXOG EH GHILQHG LQ VR


PDQ\ ZD\V OLNH IUHHGRP IURP IHDU ZDQWV
VRUURZ OLPLWDWLRQV HWF  WKH DXWKRU GHILQHV LW DV
IUHHGRP IURP NDUPD

:KHUHDV LQ WKH FDVH RI DQ DMQ$, RQO\ WKH JURVV


ERG\ YDQLVKHV ZKLOH WKH RWKHU WZR UHPDLQ IRU
UHELUWK

7KUHH W\SHV RI NDUPD DUH GHILQHG




7KH DXWKRU JLYHV VXSSRUW IURP 6UXWL DQG VPULWL

VDQFLWD NDUPD DOO NDUPD DFFXPXODWHG LQ


WKH SDVW FRXQWOHVV ELUWKV DQG LQ WKLV ELUWK
XSWR WKH WLPH RI 6HOI .QRZOHGJH



SU$UDEGKD NDUPD WKH IUXFWLI\LQJ SRUWLRQ


RI VDQFLWD NDUPD WKDW JLYHV WKLV ERG\
ORQJHYLW\ YDULHWLHV RI H[SHULHQFH HWF



$J$P, NDUPD ZKLOH SU$UDEGD LV H[KDXVWHG


ZKDW LV DGGHG LQ WKLV KXPDQ ELUWK

4 ZKDW ZLOO KDSSHQ WR HDFK RI WKHVH NDUPDV


LQ WKH FDVH RI D MQ$Q,

3U$UDEGD FDQQRW EH DYRLGHG VR WKH ERG\


ZLOO FRQWLQXH EXW EHFDXVH RI GHWDFKPHQW
KH LV QRW DIIHFWHG E\ SOHDVXUH RU SDLQ

-Q$Q, UHDOO\ GRHV QRW KDYH $J$PL

(YHU\RQH ZKR ZDQWV WR FURVV WKH RFHDQ RI


VDPV$UD VKRXOG DFTXLUH MQ$QDP

2QFH D MQ$Q, LW GRHV QRW PDWWHU KRZ KH


OLYHG RU GLHG VKHG WKH ERG\

:KHWKHU KLV ERG\ IDOOV LQ DQ DXVSLFLRXV SODFH


RU LQ D FD1'$ODV KRXVH LW LV LPPDWHULDO
EHFDXVH KH LV DOUHDG\ %UDKPD DQG DIWHU WKH
IDOO RI WKH ERG\ DOVR KH LV %UDKPD

:LWK WKLV WKH WRSLF RI MQ$QDSKDODP LV FRQFOXGHG

VDQFLWD NDUPD LV WRWDOO\ GHVWUR\HG E\


.QRZOHGJH DV NDUPD LQ GUHDP LV GHVWUR\HG
E\ ZDNLQJ

2P 6$QWL 6$QWL 6$QWL



You might also like