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SOCIAL
PHILOSOPHY
AND
SOCIAL
CATEGORIES
The key concept here is one which appears to be a more purely 'ontological'
or even 'epistemological' notion than those commonly employed in social
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TERRY PINKARD
philosophy, viz., that of the world. Heidegger's rejection of the classical
doctrines of the world forms the matrix in which the further development
of his (and Sartre's) thought may fruitfully be seen. To be clear on this, we
must then first examine what the classical view is which is to be rejected.
We can designate this classical model as the realist and the idealist conceptions of the world. 1 The realist notion of the world (what Husserl called
the 'naive' or 'natural attitude') is that of an underlying 'stuff' to which
our descriptions must correspond, i.e., that which makes our beliefs t r u e
when they are indeed true. Whereas the realist notion of the world answers
closely to commonsense ideas on the subject, from the problems it raises it
quite naturally leads to its counterpart, the idealist picture of the world. If
the world is something totally and radically independent of our descriptions
of it, and it is that which makes a true description true, then it follows that
it is always possible that perhaps our descriptions do not match up with t h i s
world. That is, one must admit as a possibility that the world (ansich, so to
speak) could turn out to be entirely different than what we have thought
it to be. From this simple realist idea, the move to Kantian idealism, to a
bifurcation of the world in-itself and the world for-us (i.e., the world as
we describe it) is easily made. Such a move is further buttressed by the
consideration that it would be in principle impossible, given realist suppositions, ever to know if our descriptions actually matched up with the
world. Our only access to the world is our own experience (or descriptions)
of it, but how could we, so to speak, leap outside our experience to compare
the world ansich with the world as experienced ? Since we obviously cannot,
the realist notion of the world entails this bifurcation.
The idealist notion of the world (that the world is simply the set of our
beliefs about it or the set of 'world experiences' we have) follows from
this. The realist notion of the world quickly evaporates into a 'I know not
what,' an indeterminate 'stuff' somehow underlying the set of descriptions
oe experiences we have; it becomes, that is, a purely vacuous notion, in
which case the logical move is to drop altogether the notion of the independent world and stick with only our experiences of it. This is a line o,f
reasoning common to most varieties of phenomenalism, where objects (and
consequently the world) are defined in terms of unities of (both actual and
possible) experience. The idealist notion, however, quickly leads back to the
realist notion. To define an object, say, a chair, as a collection of actual
and possible experiences, one must specify what a possible experience is.
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is : what are the principles for the organization of the world ? Organization
implies elements which are organized; thus we must also ask : what are the
elements of such organization ? Keeping in mind that the key category for
such organization will be the notion o.f possibility, as a proposal we can
distinguish three such elements : (1) things (2) ourselves (3) other people.
In each case, the question will be the same : what is the organization which
allows for our understanding of these elements in terms of possibility ?
OF T H I N G S
One can understand a thing in terms o.f its possibilities in two ways : (1) as
a natural thing, an object of nature; (2) as an implement, a piece of equipment. To understand something as a part of nature is to locate it within the
law-like system which is, roughly speaking, the 'natural order.' But to locate
it within such a scheme is to locate it with respect to natural laws, which is
to conceive of it not merely in terms of its 'behavior' here and now, nor
even 'there and then' but its possible behavior (i.e., behavior in counterfactual situations). Laws involve an element of necessity in them; they
involve, that is, reference not only to the kinds of factual relations in which
the objects have entered or what factual patterns of behavior they have
displayed, but also what kinds of relations and behavior they would exhibit
in different situations.
Admittedly, the involvement of the modal notion of possibility in natural
laws is, despite its wide acceptance, not a non-controversial one. Nevertheless,
for reasons of space, we shall not pursue this issue further. Instead, we shall
examine the one more relevant for our undertaking, viz., the understandi,,g
of things qua implements.
To understand a thing as an implement is to understand it in terms of its
instrumentality, its possible use. Obviously instruments can take many different uses, some uses being only mediate for other further uses. Thus, a
nail is understood, e.g., as the kind of thing which would hold boards
together, boards held together bring things which would constitute a house,
and so on. From this seemingly trivial consideration, two things follow.
First, implements obtain their intelligibility only in relation to human wants
and needs. One uses an implement 'in order to' achieve something else.
One uses an implement, that is, in order to X - - t o which the question may
arise : why does one want X ? The answer, in turn, may either be : in order
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certain goals, and this organization of behavior enters into that system of
cross-referencing by which we understand implements. Appropriate behavior
becomes linked with certain implements.?
OF O T H E R S
TERR!Y P I N K A R D
system of human wants and needs but is also a 'shared' world of others with
our own life-plans and others mapped out onto it. More importantly, each
articulation of this shared world requires an essential reference to human
awareness. The world as a system of cross-references involves awarenesses
and beliefs about instrumentalities, thus of causal laws, our own capacities
and (insofar as we admit others) the possibilities of others' behavior. The
world then is organized according to certain human interests in order to be
understood.. It is a system of rdations which, once made, puts constraints
and limits on our organization of it.
These considerations yield several principles for the construction of social
categories. We may call these categorial principles, for (1) they are (if valid)
normative for thought about human plurality, and (2) they function as
principles for the construction and interpretation of further social categories.
In speaking of social categories, one must take care so as not to avoid crucial
misunderstandings. Although the status of these principles is thus categorial,
it should be clear that they hardly deserve to b.e called a priori. However, with
the collapse of the analytic/synthetic distinction brought about by Quine's
early attack and (in a different fashion) by Merleau-Ponty's phenomenological notion of 'ambiguity,' one should not be compelled to think that
such a priori principles are to be found. For this reason, they might be better
called hermeneutical prindples, i.e., principles for the interpretation of the
human world. They are principles not for the constitution of the world (in
the idealist sense) but for the human organizatio,n of the world, or, if one
prefers, the crafting of the elements of the 'world' into a humanly intelligible
world.
TERRY PINKARD
More as an illustration than a final answer, I would now like to show
how two of Sartre's basic conceptions fulfill the requirements of being fundamental kinds of social categories, i.e., fundamental kinds of human
plurality. W e may designate these as (roughly) external and internal
groupings, what Sartre subsumes under the technical titles of serial#ies and
groups. External groupings are those which make no essential reference to
any belief or awareness which the members of the groupings have about
one another. Internal groupings are those in which an essential reference is
made to beliefs about or awarenesses of each other on the part of members
of the group. Internal groupings may be further distinguished, as we shall
see, by certain internal groupings involving essential reference to certain
goals which the members share in common.
A seriality is that kind of social formation in which the members of the
formation are (indirectly) related to one another by being (directly) related
to some object in common. To take an example : the class of all viewers of
a television program (i.e., that 'class' which the television ratings describe)
are 'united' only by virtue of their relation to some object, viz., the program.
The various specific intentions of the members of the seriality are irrelevant
to the grouping's being constituted. That the members might share a set
of goals would be an accidental, not an essential feature of a seriality. To
understand oneself or another as a member of a series is thus to understand
oneself or the other person, so to speak, only 'numerically', in his or her
abstract status simply as a member of an external grouping. This is always
an 'external understanding' in the sense that one does not understand the
other people or oneself in terms of the kinds of possibilities intrinsic to
them or oneself. One understands the other only qua status, not qua possibility. 9 Whether or not any of the members of the series are even aware
at all of the other members as being members of the series is acddental and
not essential to the series.
Internal groupings what Sartre calls groups--present a different case.
One can differentiate here 'strong' and 'weak' internal groupings. A
'weak' internal grouping is simply one in which the members of a group
share a common goal or set of goals. A 'strong' internal grouping would
be one in which the members both (a) have a set of common goals (b) are
aware that each shares this set of common goals (c) it is no conflict that
each may attain the goal. To use a visual metaphor, one can think of a
group in the technical Sartrean sense as a series which has 'imploded' in on
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individual plays in the group. The notion of a social role is intdligible on
this view as the result of acceptances by individuals of their functions in a
group, and the imputations by others of expectations as to their possible
behavior. A social structure is thereby created which reproduces itself.
If this construction of social categories is accurate, then it has a consequence of importance for hermeneutics, viz., that awareness, particularly
the various kinds of redprocal awareness which have been mentioned, is a
key concept in social science. Social categories are constituted by these networks of awareness. The term, "category," is therefore well taken : just as
there are categories of 'theoretical' reasoning, there are also categories of
'practical' reasoning. But since reciprocity of awareness is central, social
science must include a hermeneutical component. This is so, first, for the
commonplace reason that awareness is indicated by the cultural matrix in
which people find themselves. Second, the reciprocity of awareness introduces a fundamental hermeneutical component into social science, since
a multiplicity of social circumstances rest on complex, 'I believe that you
believe that I believe that you believe...' situations; hence, articulation of beliefs becomes necessary. Between beliefs and actions, moreover, there exists
an in principle hiatus. To explain actions is often to explain them in terms
of certain beliefs which the agents have; but it always remains possible that
actions which may appear to stem from certain beliefs actually have their
basis in other beliefs--the ubiquitous fact of duplicity is witness to this.
Social situations are therefore largely structured by beliefs which agents have
about one another. The matrix of all this is of course, the common world
which agents share and which is the result of an organization which the
agents bring to it; without an organization of the world, people could not
find their way around nor live in the immensely complex social structures
which they do.
The philosophical question is the categorial one: whether or not this
organization of the world has any categorial constraints on it. Even though
the skeptic's answer is always negative, it has been argued here that there
are indeed such constraints to such organization. We began this paper by
noting that the categorial structure of the world is a commonplace feature
of both ontology and epistemology and have extended such considerations
to the kinds of restraints found in the social organization of the world. The
upshot is thus that perhaps the links between ontology, epistemology, social
and political philosophy--in short, between practical and theoretical
3O
NOTES
1 T h i s w a y of t r e a t i n g the classical v i e w is adapted f r o m Richard Rorty's, " T h e World
Well L o s t , " Journal of Philosophy, 69, (x972), pp. 649-665.
2 Cf. Heidegger. Sein und Zeit (Tfibingen : M a x N i e m e y e r Verlag, i929) x972, w ~5-x8.
,3 T h i s w a y of f o r m u l a t i n g the issue is, it should be noted, i n d i f f e r e n t to the issue of whether
or not teleological explanations are ultimately reducible to causal ones.
4 Cf. Heidegger. Ibid, w XT; el. Sartre. Critique de la Raison dialectique (Paris : Gallimard,
~96o). pp. x38-:[4a.
5 O n the notion of "appropriate" b e h a v i o r and w h y this cannot be explained in purely
behaviorist terms, cf. Charles Taylor. The Explanation of Behavior ( L o n d o n : Routledge and
K e g a n Paul, x964). Cf. also G.H. yon W r i g h t . Explanation and Understanding (New Y o r k :
Cornell U n i v e r s i t y Press, :z97z). Taylor claims it is because teleological laws are irreducible to
purely behavioral "laws; yon W r i g h t a r g u e s that such a reduction would deny the logical
v a l i d i t y of practical inferences (as he reconstructs them).
r O n this point cf. Stuart H a m p s h i r e , Freedom of the Individual (New York : H a r p e r and Row,
z965). PP. x~-33. Cf. also A n t h o n y Kenny. " D y n a m i c M o d a l i t i e s " in J. M a n n i n e n and R.
T u o m e l a (eds.). Essays on Explanation and Understanding ( D o r d r e c h t : D. ReideI, ~976).
pp. zog-a~z.
7 H e i d e g g e r ' s notion of das Man m a y be seen a case of i m p u t e d reciprocity. The term is, of
course, Sartre's. Cf. Sartre, op. cir., pp. :~82-~99.
s T h i s corresponds r o u g h l y to the m o v e in H e g e l ' s Philosophy of Right f r o m the ' a t o m i s m ' of
civil society to the organized plurality of the state.
A different w a y of p u t t i n g this would be p e r h a p s to say that one ~ n d e r s t a n d s the other's
possibility as "static," i.e., purely as a continuation of their status.
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