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Edited by
Professor C. S. BREATHNACH
Studies concerning the presence of schizophrenia in the distant past are controversial. Some authors maintain that schizophrenia-like illnesses existed in
antiquity, while others argue that this is quite doubtful. Imprecise definition of
schizophrenia, imposition of the current concept of schizophrenia onto the past,
difficulties in interpreting ancient texts describing schizophrenia-like conditions,
and cultural variables involved in the clinical defi nition of schizophrenia
underlie these controversies. This article reviews the methodological issues that
arise in such retrospective studies of schizophrenia.
Keywords: antiquity; history; methodology; presentism; schizophrenia
Introduction
The trend for labelling human experience with psychiatric diagnoses has been
a remarkable characteristic of modern culture since the nineteenth century
(Akerknecht, 1943). Ancient texts have been investigated from various perspectives in search of descriptions readily assimilated to schizophrenia (Bark,
1988; Ellard, 1987; Evans, McGrath and Milns, 2003; Freud-Loewenstein,
2004; Hare, 2002; Heinrichs, 2003; Jeste, del Carmen, Lohr and Wyatt,
1985; Simon, 1978; Vakili and Gorji, 2006; Youssef and Youssef, 1996).
Some authors maintain that ancient texts contain examples of schizophrenialike descriptions (Bark, 1988; Haldipur, 1984; Jeste et al., 1985; Otsuka and
* Address for correspondence: Department of Psychiatry, Hospital Infanta Sofa, Paseo Europa 34,
CP 28702, San Sebastin de los Reyes, Madrid, Spain. Email: david.fraguas@salud.madrid.org
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Sakai, 2004; Stone, 1997; Youssef and Youssef, 1996), while others argue that
this is quite doubtful (Dendle, 2005; Evans et al., 2003; Hare, 1988, 2002;
Torrey, 1980). Imprecise definition of schizophrenia, imposition of the current
concept of schizophrenia onto the past, a lack of consensus in interpreting
ancient texts, and cultural variables involved in the clinical definition of
schizophrenia underlie the controversies surrounding these studies. This article
addresses some of the methodological issues involved.
Retrospective assessment of descriptions of schizophrenia
Descriptions of illnesses are highly dependent on the definition of the object
of inquiry (Berrios and Porter, 1999). The word schizophrenia derives from
the Greek and roughly means split mind. Eugene Bleuler introduced this
term in 1908 to rename the group of mental disorders that Emil Kraepelin had
called dementia praecox (Bleuler, 1908, 1950; Hoenig, 1983). At the close of
the nineteenth century, Kraepelin grouped catatonia, dementia paranoides,
dementia simplex and hebephrenia under a new description, dementia praecox,
defined according to a pattern of symptoms (a peculiar destruction of the
internal connections of the psychic personality, often accompanied by delusions
and hallucinations) running a chronic course with poor prognosis (progressive
deteriorating course of both emotional and cognitive processes) (Berrios,
2002; Kraepelin, 1919). However, since it was first named, schizophrenia has
been characterized according to many different definitions (Berrios, 1999;
Berrios and Hauser, 1988; Dutta, Greene, Addington, McKenzie, Phillips
and Murray, 2007; Jablensky, 1999; Mellergard, 1987; Peralta and Cuesta,
2005). In fact, when Jablensky applied the criteria of the ninth edition of the
International Classification of Diseases (ICD-9) to clinical descriptions of
patients diagnosed by Kraepelin as having dementia praecox, only 67.9% were
found to have schizophrenia (Jablensky, 1999). In this sense, it is problematic
to assume that when a patient is currently diagnosed with schizophrenia, it is
the same condition as that referred to by Kraepelin or Bleuler. Furthermore,
there is still no universally accepted definition of schizophrenia (Berrios, Luque
and Villagrn, 2003; Cooper, 2004; Dutta et al., 2007; Galatzer-Levy and
Galatzer-Levy, 2007; Ghaemi, 2006; Kendler, 2005; Zachar and Kendler,
2007). Without a current consensus on what is specifically referred to by the
term schizophrenia, conclusions reached in scholarly studies into the past will
vary widely.
In this sense, searching for schizophrenia in the past may involve either
searching for a well-defined picture of schizophrenia, as with current rulebased diagnostic criteria for schizophrenia, such as ICD-9, ICD-10, DSM-III
or DSM-IV (i.e., a splitting approach to schizophrenia), or, conversely,
searching for a general sense of madness, including irrational, delusional-like,
hallucination-like, incomprehensible or uncontrolled ideas or behaviours (i.e.,
a lumping approach to schizophrenia). Interestingly, although both ICD-10
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(Heinrichs, 2003; Jeste et al., 1985; Otsuka and Sakai, 2004), seventeenth- and
eighteenth-century Mexico (Bartra, 2004), seventeenth- and eighteenth-century
New England (Goodheart, 2002; Jimenez, 1986), and progressively worldwide
since the nineteenth century (Altschuler, 2001; Berrios, 2002; Crighton, 1996;
Jablensky, 1999; Turner, 1992).
These accounts suggest that there were ancient verbal and behavioural
manifestations quite similar to clinical components of the current notion of
schizophrenia. However, schizophrenia is a recent term that cannot be found
in ancient texts. Moreover, schizophrenia does not refer to an unquestionable
real, recognizable, unitary and stable (RRUS) construct (Berrios et al., 2003).
In fact, classifications of mental disorders are rooted in cultural issues and
do not represent natural distinctions (Berrios, 1999). A factor analysis of 23
different contemporary diagnostic schemes of schizophrenia (all from the
twentieth century) suggests that diagnostic criteria for schizophrenia may be
arbitrary and not reflective of a natural discontinuity between schizophrenic
and non-schizophrenic individuals (Peralta and Cuesta, 2005). Hence, studies
regarding the presence of schizophrenia in the past should clearly specify what
is meant by the term schizophrenia.
Presentism in studies regarding the presence of schizophrenia in
the past
Historical research involves the risk of presentism the risk of imposing current concepts into the past (Akerknecht, 1943; Heinrichs, 2003; Thuilleaux,
1980). In studies regarding schizophrenia this risk is compounded when nonpathological experiences of individuals from the past (as judged by their contemporaries) are judged as pathological by current research (Evans et al., 2003;
Jeste et al., 1985). Unfortunately, reading into the past what we like to think is
true in the present is an ever-present risk in historical research (Dodds, 1951;
Kaufman, 1966). Looking back we see through a glass darkly.
Studying the past involves investigating the present. This is the epistemological
root of presentism. What is known is always in terms of what is presupposed
(Thornton, 1969). In this sense, the position of contemporary scholars
introduces an inescapable relativism into the question of presentism. The
Heisenberg uncertainty principle affirms that observation of an object implies
the modification of the observed object (Lewis and Mayer, 1929), and it is conceivable that the study of antiquity involves such a change; the original source
is modified by the observational process itself.
Research is regularly focused on those things that can be directly or indirectly linked with known features (historical or current) (Ekstein, 1975).
This bias, restricting knowledge of the past within present conceptions,
imposes a presentistic classification of the past, including the use of modern
psychopathological labels for ancient descriptions (Akerknecht, 1943).
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The meaning of madness in past times is unclear and comprises a wide range
of current psychiatric and non-psychiatric conditions (Crighton, 1996; Fabrega,
1990). Indeed, schizophrenia is a modern term referring to a modern construct
(Berrios et al., 2003) that is not simply out there, waiting to be described and
theorized by researchers and clinicians (Borch-Jacobsen, 2001). Essentially, the
very existence of schizophrenia is rooted in historical and social factors (Berrios,
1999; Berrios et al., 2003). There is no schizophrenia as an invariant and natural
phenomenon, but schizophrenia or schizophrenias as medical and social
conventions (Waxler, 1974). Thus, any study of the presence of schizophrenia
in the past unavoidably implies some degree of presentism.
It is generally accepted that madness in a broad sense is not new, and is
possibly as old as the first human societies (Alexander and Selesnick, 1995;
Berrios and Porter, 1999; Jeste et al., 1985). However, the existence of madness
in antiquity does not guarantee that schizophrenia was one of those conditions.
Searching for schizophrenia means searching for ancient descriptions of
individuals having equivalent symptomatology to that suffered by patients
currently diagnosed with schizophrenia. Hence, it should not be inferred
from restrictive presentistic impositions that the search for such accounts is
methodologically unacceptable.
Some authors argue that, although defined under other names or grouped
into different categories, descriptions from antiquity show cases of individuals
with symptoms equivalent to what are nowadays grouped under schizophrenia
(Andreasen, 1976; Bark, 1985; Jeste et al., 1985; Otsuka and Sakai, 2004;
Turner, 1992; Youssef and Youssef, 1996). Others claim that schizophrenia,
as a clinical condition, did not exist before the nineteenth century (Hare, 1983,
1988; Torrey, 1980).
Schizophrenia as a recent disease vs. schizophrenia as a permanent
problem
The hypothesis that schizophrenia arose as a new form of mental illness in the
nineteenth century was first proposed by Torrey (1980), and then outlined by
Edward Hare in the 1982 Maudsley lecture, Was insanity on the increase?
(Hare, 1983, 1988, 2002). This position was named the recency hypothesis
(Dualde Beltrn and Rey Gonzlez, 2003; Hare, 1983, 1988). It is based on
several presupposed features, such as the lack of descriptions of behaviours
similar to schizophrenia before the nineteenth century, the apparent increase
of madness in Western societies during the nineteenth-century industrial
revolution, and the persistence of schizophrenia despite the low fertility rate
among schizophrenic patients (Hare, 2002). A viral infection as an aetiological
factor of schizophrenia is in the forefront of Hares statements.
When the basis for the recency hypothesis was systematically reviewed, the
supporting evidence was weak (Turner, 1992). Those who quarrel with the
hypothesis assert that there are texts predating 1800 which contain descriptions
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