Professional Documents
Culture Documents
Brownfield sites
An integrated ground engineering
strategy
H D Skinner
BRE Centre for Materials and Engineering
J A Charles P Tedd
BRE Associates
ii
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BR 485
BRE 2005
First published 2005
ISBN 1 86081 891 9
Acknowledgements
The work carried out under this project was funded by the Office of
the Deputy Prime Minister, Building Regulations Division.
The authors appreciate the assistance given by:
Mike Bevan, IGES
Roger Epps, FES
Tom Henman and Madeleine Penn, Enviros
Roger Johnson, Parkman Environmental
Phil Pye, AEA Technology
Mike Summersgill, VHE Technology Ltd
Mike Smith, Environmental Consultant
in providing useful feedback on the draft text.
Also to Geotechnics Ltd, Keller Ground Engineering and Pennine
Vibropiling Ltd for supplying the photographs used on pages 29, 33,
35, 38 and 40, and on the front cover.
iii
Contents
Acknowledgements
ii
Glossary
Abbreviations
viii
Part 1
1.1
1.2
1.3
Introduction
Background to this report
Objectives of this report
Scope and structure of this report
1
1
2
2
Part 2
2.1
2.2
2.3
2.4
2.5
3
3
4
5
6
7
Part 3
3.1
3.2
3.3
3.4
3.5
3.6
Brownfield hazards
Receptors
Hazards associated with ground movement
Hazards from contaminants
Hazards to durability and serviceability of construction materials
Hazards from gas migration
Hazards from subterranean fires
8
8
10
11
12
12
13
Part 4
4.1
4.2
4.3
4.4
4.5
4.6
Hazard assessment
Required ground behaviour
Site investigation
Conceptual model
Hazard identification
Risk register
Risk assessment
14
14
15
16
16
17
17
Part 5
5.1
5.2
5.3
5.4
Risk mitigation
Unacceptable risk
Risk mitigation measures
Design and construction of foundations
Design and construction of services
19
19
19
22
24
iv
Contents
Part 6
6.1
6.2
6.3
6.4
6.5
6.6
6.7
6.8
6.9
6.10
6.11
6.12
6.13
6.14
6.15
6.16
6.17
6.18
6.19
6.20
6.21
6.22
25
25
27
29
31
33
35
36
38
39
40
41
42
43
44
45
47
48
49
51
52
53
54
Part 7
7.1
7.2
Case histories
Importance of case histories
Popular perception of health hazard led to problems in
landfill remediation
Environmental concerns led to significant extra costs
Contamination identified at late stage
Ground treatment reduced settlement potential of opencast
mining backfill
Geoenvironmental hazards influenced choice of geotechnical
ground treatment
Automatic system to monitor gas migration
Mismatch of solutions for geotechnical and geoenvironmental
issues led to long term problems
55
55
7.3
7.4
7.5
7.6
7.7
7.8
55
56
56
57
57
58
58
59
59
63
References
66
Glossary
Biodegradation
The decomposition of organic matter, normally under anaerobic conditions.
Brownfield land
Land that has been previously developed for urban uses (see Previously developed
land).
Collapse settlement
The settlement which occurs when a partially saturated soil undergoes a reduction
in volume that is attributable to an increase in moisture content without there
necessarily being any increase in applied stress.
Conceptual ground model
The conceptual ground model for a site has several elements including a threedimensional stratigraphic model of the ground, an understanding of the history of
the site and of the ways in which it has been affected by various types of human
activity, a groundwater model, and a soil contamination model.
Contaminated land
Part IIA of the Environmental Protection Act 1990: Contaminated land is identified
on the basis of risk assessment. In accordance with the provisions of Part IIA and
statutory guidance, land is only contaminated where it appears to the authority, by
reason of substances in, on or under the land, that: (a) significant harm is being
caused or there is a significant possibility of such harm being caused; or (b)
pollution of controlled waters is being, or is likely to be, caused . Harm is defined
by reference to harm to health of living organisms or other interference with the
ecological systems of which they form a part and, in the case of man, is stated to
include harm to property.
Cover system
A cover system separates landfill from the human population and the natural
environment. It can form a low permeability barrier which will minimise the entry of
water into landfill or control the release of gas from landfill. It usually consists of
multiple layers of engineered fills or geosynthetics placed over the landfill, or both.
The system should be such that human health and the environment are protected
and the need for maintenance is minimised. It should facilitate landscaping and the
growth of vegetation.
Desk study
An examination of existing information concerning a site including historical
records, geological maps, borehole records, and air photographs to determine
ground conditions and previous land use.
Dynamic compaction
A ground treatment method in which deep compaction is effected by repeatedly
dropping a heavy weight onto the ground surface from a great height.
vi
Glossary
Geotechnical hazard
In this report a geotechnical hazard is considered to be a hazard which is
associated with the physical properties of the ground. While in theory a hazard
associated with the physical properties of the ground could be a threat to the
human population or the natural environment, in practice these hazards are almost
exclusively threats to the built environment.
Geoenvironmental hazard
In this report a geoenvironmental hazard is considered to be a hazard which is
associated with the chemical or biological properties of the ground and which is
often concerned with contamination. While geoenvironmental hazards are
principally threats to the human population or the natural environment, chemical
attack on foundations and services are also grouped under this heading.
Ground investigation
The exploration of the ground, which forms part of a site investigation.
Hazard
A situation or event that has the potential for harm, including human injury, damage
to property, environmental and economic loss.
Landfill
This term often refers to domestic refuse used to backfill excavated ground or for
made-up ground.
Low-rise building
A building not more than three storeys in height.
Mitigation
The limitation of the undesirable consequences of a situation or event.
Opencast mining
Mining carried out by excavation from the ground surface.
Pathway
The route by which contamination from a source reaches a receptor.
Previously developed land
In PPG3 (Department of the Environment, Transport and the Regions, 2000a),
previously-developed land is defined as land that is, or was, occupied by a
permanent structure (excluding agricultural or forestry buildings), with associated
fixed surface infrastructure. The definition covers the curtilage of the development
and includes land used for mineral extraction and waste disposal where provision
for restoration has not been made through development control procedures.
Receptor
This term is used to describe a living organism (eg human being), ecological
system (eg pondlife) or property (eg building component) which may be harmed by
a contaminant; it forms part of the methodology for evaluating contamination
problems using a sourcepathwayreceptor model.
Glossary
vii
Risk
A combination of the probability or frequency of the occurrence of a defined hazard
and some measure of the magnitude of the consequences of the occurrence. The
risk to a specified receptor can be defined as the product of the hazard and the
exposure.
Risk management
The overall application of policies, processes and practices dealing with risk.
Risk register
The file where risk information is stored which includes a description of each risk,
an assessment of its likelihood and consequence, and any remedial actions.
Site investigation
In its broadest sense, site investigation is the assessment of land for the design
and construction of civil engineering works including the wider environmental and
economic considerations affecting the end-user and the community generally. The
term is sometimes used synonymously with ground investigation, which generally
has the narrower meaning of exploration of the ground, and thus forms a part of
site investigation. A site investigation will usually include a desk study and a
walkover survey as well as ground investigation.
Source
The origin of contamination in, or under, land.
Vibrated stone column
Deep vibratory ground treatment achieved by penetration into the ground of a large
vibrating poker; usually the cylindrical hole formed by the vibrator is backfilled in
stages with stone, forming a stone column. Often called vibro. A vibrated
concrete column is formed in a similar manner to a vibrated stone column, but
using concrete instead of stone.
Walkover survey
At an early stage in planning the development of a site, a thorough visual survey of
the site should be carried out to obtain information on ground conditions and land
use.
viii
Abbreviations
AGS
BRE
BS
BSI
CDM
CIRIA
CL:AIRE
CLEA
CLR
DC
Defra
DETR
DWS
EA
EN
EPA
EQS
HSE
ICE
ICRCL
NHBC
PCB
pfa
RIC
SGV
SVE
USEPA
VCC
VOC
WRc
Part 1 Introduction
The majority of new building developments will be located on brownfield sites which can present a broad
spectrum of potential hazards to the human population and the natural environment as well as to the built
environment. Because the hazards are so varied, and affect different types of receptor, investigation and
treatment or remediation processes have not always been well integrated with respect to the different nature of
geotechnical and geoenvironmental hazards. This report provides guidance on an integrated approach to the
investigation, treatment and foundation design for buildings on brownfield and landfill sites with the objective of
promoting the construction of safe, durable and economic structures in which safety and health issues are
appropriately addressed. Following a description of the background to the report, this part outlines the reports
objectives, scope and structure.
1.1
Box 1
Definition of brownfield
Part 1 Introduction
1.2 Objectives of this report
The overall objective of this report is to provide authoritative guidance on the
investigation, treatment and foundation design for buildings on brownfield and
landfill sites. The guidance should promote the construction of safe, durable and
economic structures in which safety and health issues are appropriately
addressed.
In meeting this objective, simple guidance is provided on a risk based approach
to building development on brownfield sites. This type of approach forms a
unifying theme for what is otherwise a very diverse subject. Two important
elements of the risk based approach are the development of a conceptual model
of the site and the compiling of a risk register.
Risk management can be applied to all stages of planning, design, construction
and use, and can be applied to both geotechnical and geoenvironmental hazards.
It is important to have a balanced approach and avoid an over-concentration on
one issue, such as chemical contamination, which could lead to neglect of other
hazards with serious consequences.
Box 2
Box 3
Geotechnical hazards
Box 4
Geoenvironmental hazards
2.1
Risk management
Define construction
objectives (a)
Part 4
Hazard assessment
Identify ownership
of the risks (g)
Establish
a conceptual
ground model (d)
Assess impact
of the risks (h)
Compile
a risk
register (f)
Identify mitigation
measures and
costs (i)
Parts 5 and 6
Risk mitigation
Unacceptable risk
abandon the site or redefine
construction objectives (j)
2.2
Brownfield hazards
Although the various brownfield hazards are not listed on the risk management
flowchart (Figure 1), the possibility of their presence on a site is the raison dtre
of the whole process. It is appropriate at the outset, therefore, to give some
general consideration to these hazards.
The different hazards and their effect on potential receptors are examined in
Part 3 of the report. Effective risk management should consider risks which arise
from both physical and chemical hazards, and which can affect receptors not only
in the built environment but also in the human population and the natural
environment.
While it is essential to have some basic understanding of the nature of brownfield
hazards, it is also important to see the way that problems arise in practice. For
this reason a number of case histories have been assembled in Part 7 of the report
and these should provide an antidote to excessive theorisation.
Hazard assessment
Stages (a) to (f) below and indicated by superscripts on the flowchart (Figure 1)
can be grouped together under the heading of hazard assessment.
(a) Define construction objectives
Good design flows from a careful definition of need and this is a function of the
scale and type of the building project. The type of development should be
identified at an early stage so that the designer has maximum flexibility to
provide a form of construction which is cost effective in terms of construction
and whole life costs. The ability to modify the layout of the development may
also be an effective form of risk mitigation at a later stage.
(b) Determine the required foundation and ground behaviour
The ground is a major area of risk in a construction project and, with the type of
development broadly defined, the required ground behaviour should be
determined. This requires consideration of both geotechnical and
geoenvironmental issues.
(c) Carry out a site investigation
The objective of a site investigation is, firstly, to prove and develop the
conceptual ground model and, secondly, to ensure economical design and
construction by reducing to an acceptable level the uncertainties and risks that
the ground poses to the project. The site investigation should identify all the
ground conditions that are relevant to the development and should minimise the
risk posed by ground related hazards during and after construction. The
importance of groundwater should also be emphasised as this may require
remediation to standards set by the Environment Agency, or may impact on the
remediation and foundation options.
(d) Establish a conceptual ground model
Defining and revising a conceptual ground model for the site is a key element of
the integrated ground engineering strategy. At an early stage in the investigation,
the developing conceptual ground model should facilitate the identification of
likely hazards. The later stages of the investigation can concentrate on these
hazards and evaluating the risks that they pose.
(e) Identify hazards
Identification of the principal hazards on a brownfield site is a key requirement
for successful building development. An over-concentration on one issue, such
as chemical contamination, can lead to neglect of other hazards with serious
consequences. The hazards on brownfield sites are varied, including physical,
chemical and biological problems, and can affect very different types of receptor
in the built environment, the natural environment and the human population.
(f) Compile a risk register
With the conceptual ground model developed, an assessment of the risks can be
made and appropriate actions determined. A risk register should include the
identified hazards and the nature and degree of risk resulting from the hazards.
The risk register can form the record of the decision making process, including
the planned response, the estimated effect of the response and the residual risk.
Risk mitigation
Stages (g) to (l) on the flowchart (Figure 1) can be grouped together under the
heading of risk mitigation.
(g) Identify ownership of the risks
Risks can occur at different stages of the building development and affect
different parties to the development. In the construction period the builder and
the developer may be those most at risk, but in the longer term there are risks for
planning authorities, developers and insurers. The party responsible for
managing the risks needs to be identified. Of particular concern are the long term
risks for occupiers and owners of the buildings. These may be the most
vulnerable parties and the least able to protect themselves. Risks posed by
groundwater contamination can include a wider physical area, and a site owner
may be required to clean up contaminated groundwater even if it has migrated off
site.
(h) Assess impact of the risks
In most cases it will not be feasible to calculate the probability of a perceived risk
occurring with any degree of certainty; simple qualitative scales for estimating
the degrees of risk are needed therefore. Where the probability of occurrence is
high and the consequences are severe, the degree of risk is high. Where the
consequences are negligible, the degree of risk is negligible irrespective of the
probability of occurrence. The difficulty arises where the probability of
occurrence appears to be almost negligible but the consequences are very severe.
In this situation the degree of risk could be low, medium or high.
(i) Identify mitigation measures and costs
With an adequate conceptual ground model in place and with major hazards
identified, possible risk mitigation measures should be identified. The practical
feasibility of the measures and the cost implications need to be assessed. The
interaction of geotechnical ground treatment on geoenvironmental behaviour
and geoenvironmental remedial measures on geotechnical behaviour also needs
to be carefully assessed.
(j) Unacceptable risk abandon the site or redefine construction objectives
If risks are very high, and adequate risk mitigation measures are impractical or
too expensive, it may be decided that the building project should not proceed.
This could mean finding a new site for the proposed building development or
modifying the construction objectives to be more compatible with the site
constraints.
(k) Select and implement mitigation measures
No amount of risk assessment on its own will improve matters; if the risks are too
great, some form of risk mitigation is required. Remedial strategies need to be
developed and assessed for both the initial performance of the alternatives and
the long term behaviour and potential liabilities, including identification of
feasible post-construction remedial options such as underpinning in the event of
settlement problems. When risks arise from both physical and chemical hazards,
strategies that address each in isolation may not be compatible. A strategy that
will facilitate the integration of remedial actions for risks of both types provides a
link between risks and appropriate remedial actions, and between remedial
actions and potential additional risks that these may pose.
(l) Design and construct foundations and services
Once a decision has been taken that the risks identified and recorded in the risk
register can be suitably overcome by the foundation design, or suitable ground
treatment has been carried out, the final stage in this process can be implemented.
3.1
Receptors
The site and the building development form an interactive system and it is
important to evaluate the risk of adverse interactions during the lifetime of the
development. Brownfield land can contain a wide range of hazards and there are
also very different receptors for these hazards. Where building development is
proposed, risk assessment should consider a broad spectrum of potential
receptors which may be vulnerable to different hazards. Three systems may be at
risk in brownfield developments:
G the human population
G the natural environment (including surface and groundwater)
G the built environment.
The three systems are, of course, interdependent as illustrated in Figure 2.
In this report, physical hazards are regarded as geotechnical, and chemical and
biological hazards are regarded as geoenvironmental. Physical problems on
brownfield sites, which may include buried foundations and settlement of filled
ground, impact principally on the built environment. In contrast, the range of
problems associated with chemical contamination is vast: chemical
contamination can present an immediate or long term threat to human health via
ground or groundwater, to plants, to amenity, to construction operations and to
buildings and services.
Hazards for the built environment on a brownfield site can be physical, chemical
or biological in character and can include the following:
G poor loadcarrying properties of the ground
G interaction of building materials and services with aggressive ground
conditions
G gas generation from biodegradation of organic matter and from other
deleterious substances in the ground
G combustion.
Physical hazards
Built environment
Human population
Figure 2 Interaction of
hazards and systems at risk
Natural environment
These hazards have been described in the companion report BR 447 and are only
briefly described in this report.
In an increasingly risk averse society, matters concerning health and safety
receive considerable attention and publicity. Consequently, since brownfield
sites are sometimes contaminated, hazards associated with contamination and the
risks posed to human health have usually been the dominant issues in the
redevelopment of derelict land and brownfield sites. A significant number of
chemicals have been identified that can impact on human health directly or may
pollute groundwater supplies. The hazard on a site may be associated with the
presence of a contaminant, but in order for the contaminant to pose a risk, a
human receptor must be present and a reasonable pathway by which the
contaminant can be transferred to the receptor. Strategies for redevelopment that
minimise the risks posed by contaminated land should address these issues.
From the early stages of investigation through to the final use of the site, a range
of people may be at risk. Where low-rise housing is built on the land, the
occupiers will be the people most at risk from many of the hazards. While there is
no evidence to suggest that chemical contamination on brownfield sites has
posed a major threat to human life, at least in the short term, long term health and
quality of life could potentially be affected and this is difficult to evaluate. The
Contaminated Land Exposure Assessment Model (CLEA) estimates
contaminant intake as a function of the contaminant concentration in the ground
and the potential exposure of adults and children living on the contaminated land.
The technical basis of the CLEA model is described in CLR10. The case history
described in Section 7.2 illustrates the difficulties that can arise once a
perception that there is a health problem at a particular site becomes rooted in
peoples minds.
Threats to the natural environment are often thought to be confined to soil and
groundwater contamination. However, a much wider range of issues may need to
be examined in the light of growing concern over degradation of the natural
environment highlighted by international and UK national policy promoting
concepts such as biodiversity. Proposals to reclaim derelict land may lead to
serious difficulties with opposition from those who consider that ecosystems
established amidst the dereliction, and present as a direct result of it, should be
preserved. For these sites it is difficult to establish an appropriate balance
between economic well-being and the natural environment because, unlike
matters of human health and building damage, there are no widely agreed
objectives or ground rules. The case history described in Section 7.3 relates to a
major brownfield building development where this type of environmental
concern led to significant extra costs.
Groundwater is a vital resource, protected by the Groundwater Directive and
Regulations (see Appendix A). The contamination of, or potential for
contaminants to migrate to, controlled waters (which could be caused by
remediation or construction works) is a critical issue in determining an
appropriate strategy for redevelopment. Contamination of groundwater can
potentially impact both the human population and the natural environment.
10
11
12
3.5
Gases emanating from the ground can present hazards, including asphyxiation,
poisoning and explosion. Where fills or natural soils contain biodegradable
material, gas generation and reduction in volume form significant hazards for
building developments. Problems can also arise as a result of the migration of
VOCs following petroleum and solvent spillages or from leaking supply pipes.
Approved Document C of the Building Regulations makes reference to hazards
posed by gas migration from landfill sites, biodegradable and naturally occurring
material and petroleum contamination.
13
14
4.1
Box 5
Box 6
15
Site investigation
In its broadest sense, site investigation is the assessment of land for the design
and construction of civil engineering works including the wider environmental
and economic considerations affecting the end-user and the community
generally. The term is sometimes used synonymously with ground investigation,
which generally has the narrower meaning of exploration of the ground, and thus
forms a part of site investigation.
Site investigation includes the assessment of both the geotechnical and
geoenvironmental (or contamination) issues. In the past, geotechnical and
geoenvironmental investigations were often undertaken separately by different
groups of specialists. With the large number of brownfield sites being developed
and the degree of commonality provided by a risk based approach, combined or
integrated investigations are becoming increasingly common, if not yet the
prevailing methodology.
The objective of a site investigation is to ensure economic and safe design and
construction by reducing to an acceptable level the uncertainties and risks that
the ground poses to the project (Institution of Civil Engineers Site Investigation
Steering Group, 1993). The site investigation should identify all the ground
conditions that are relevant to the development. The objectives of the
investigation can be described in a number of ways, such as to facilitate an
adequate and economic design that takes safety into account, to plan the best and
safest method of construction, and to determine the effect of the works on the
ground and environmental conditions. In particular, it should aim to:
G establish a conceptual ground model
G identify hazards.
Guidance on the practical aspects of undertaking geotechnical and
geoenvironmental investigations may be found in the relevant British Standards,
BS 5930, Code of practice for site investigations, and BS 10175, Investigation of
potentially contaminated sites Code of practice. A risk based approach
covering the geoenvironmental issues of brownfield development is given in
Guidance for the safe development of housing on land affected by contamination
(EA and NHBC, 2000). The importance of a phased approach is emphasised. In
March 2002, the Department for Environment, Food and Rural Affairs (Defra)
and the Environment Agency published a series of reports that provide a
scientifically based framework for the assessment of risks to human health from
land contamination; the CLEA guidelines for the redevelopment of contaminated
sites should be followed and this has implications for the site investigation in
terms of soil sampling strategies. Guidance on combined geotechnical and
geoenvironmental site investigations is given in the AGS publication Guidelines
for combined geoenvironmental and geotechnical investigations.
Generally, a site investigation should be carried out in stages, the number and
nature of which will depend, to some extent, on the size of the project and the
complexity of the ground conditions. In ideal circumstances a site investigation
should have three distinct stages:
G Stage 1: desk study and site reconnaissance
G Stage 2: detailed ground investigation, and topographic, hydrological and
geoenvironmental studies
G Stage 3: construction review, observation, investigation during construction,
and performance appraisal.
The content and significance of these three stages are described in Boxes 5, 6
and 7 respectively. The importance of an adequate desk study being undertaken
at an early stage is illustrated by the case history described in Section 7.4.
Clear objectives should be set for the investigation, including the scope and
16
Box 7
4.3
Conceptual model
4.4
Hazard identification
The identification of all hazards and the development of the conceptual ground
model are the key requirements from the site investigation that input into the risk
register. Potential hazards include:
G inadequate mechanical properties of the soil for foundations and services
G the presence of substances that may cause chemical attack of foundations and
services
G the presence of substances that may cause harm to human health or the
environment, or pollution of groundwater (potentially harmful substances)
G the presence or potential for generation of flammable gases
G the presence of combustible materials.
Some of the hazards that may be found on brownfield sites have been described
in Part 3, together with the systems to which they may present risks.
17
Risk register
With a conceptual ground model developed and the likely hazards identified, an
assessment of the risks that the hazards pose for the proposed development can
be made and appropriate actions determined. Risk assessment involves exploring
the circumstances in which hazards could give rise to unacceptable
consequences. The following elements can be determined.
G The identification and cataloguing of hazards
G The estimation, qualitatively or quantitatively, of the probability of a potential
sourcepathwayreceptor or hazardeventconsequence scenario becoming
manifest
G The ranking of risks and categorisation in terms of actions required
G The tolerability of the consequences.
A risk register provides a suitable mechanism for recording information on risks
such that well founded decisions can be made. The risk register can form the
record of the decision making process. The compiling and use of a risk register
has been advocated for geotechnical risk management by Clayton (2001a and
2001b) and for geoenvironmental investigations by Summersgill (1997). A risk
register may initially include the following.
G Identified hazards
G Nature and degree of risk resulting from the hazards
G Planned response
G Estimated effect of response
G Residual risk.
The risks should be ranked according to their impact and the different phases of
the project with which they are associated. The owners of the risks should be
identified.
4.6
Risk assessment
18
Severe
Consequences
Moderate
Mild
Negligible
High
High
High
Medium or low
Near zero
Medium
High
Medium
Low
Near zero
Low
Negligible
High or medium
Medium or low
Low
Near zero
Medium or low
Low
Near zero
Impact of risks
In most cases it will not be feasible to calculate the probability of occurrence of a
particular consequence with any degree of certainty. Some simple qualitative
scales for estimating the degree of risk are needed. A conceptual matrix for the
estimation of risk from a consideration of probability and consequences is given
in Table 1.
The Table shows that the acceptability of the risk increases as the severity of
consequence moves from left to right and downwards. Where the probability of
occurrence is high and the consequences are severe, the degree of risk is high.
Where the consequences are negligible, the degree of risk is negligible
irrespective of the probability of occurrence. The approach assumes an
equivalence between probability and consequences, ignoring the difficulty
which arises where the probability of occurrence appears to be almost negligible
but the consequences are very severe. In this situation there is a high degree of
subjectivity in assessing the degree of risk and the table correctly, but not very
helpfully, indicates that the degree of risk could be low, medium or high.
19
5.1
Unacceptable risk
5.2
Box 8
Most sensitive
Residential developments with gardens
Agricultural land and allotments
Moderately sensitive
Amenity and recreational areas, parks and
landscape gardens
Commercial and industrial buildings (eg
offices, warehouses and factories)
Least sensitive
Hard surface areas (eg vehicle parks)
20
BRE
BR 424
CIRIA
SP104
CIRIA
C572
CIRIA
C573
CIRIA
C540
EPA (USA)
www.clu-in.org
Safegrounds www.safegrounds.com
RCEP
Martin and
Bardos (1996)
EA
www.environment-
Cl:aire
www.claire.co.uk
agency.gov.uk
G Hazard
G Remedial method
G Nature of treatment
G Mechanism for performance
improvement
G Depth of treatment
G Extent of treatment area
G Risks during treatment:
G groundwater
G human contact or exposure during
treatment or verification
G remoulding or mixing of soil
G Importing and exporting of material
G Performance indicator and method for
verification
G Timescale
G Cost
G Post treatment ground conditions:
G remoulded
G increase or decrease in density
G increase or decrease in permeability.
21
22
Foundation design should address the residual risks identified by the risk register
and should also be carried out with the performance objectives defined for the
development. Detailed foundation design may immediately follow the site
investigation or may be delayed until remedial measures have been carried out.
In either case the ground performance will have been investigated.
Foundations are primarily required to support building construction but can also
act as a barrier to contaminants. Foundations must fulfil the building regulations
requirements for stability. The types of foundations, and their design, are covered
by BS 8004, Code of practice for foundations. Atkinson (2003) has also prepared
a foundations manual for low-rise buildings. Foundations must satisfy both
performance and buildability issues which will include the need to take account
of any contamination on site and its impact on the construction sequencing and
processes.
Box 13 Basements
Structural loads can be transmitted to
depths at which soil is stronger by the
provision of basements in buildings. The
basement may be buoyant in that the
imposed loads are less than the weight of
soil excavated to form the basement, thus
reducing post-construction settlements.
However, foundations at depth are more
likely to come into contact with any
contamination on the site and with
contaminated groundwater; therefore the
materials used need to be sufficiently
durable to resist degradation. The design of
basements must also prevent or control the
ingress of hazardous gases (including
methane and radon) and chemical
contaminants, particularly volatile organic
compounds.
23
24
25
6.1
General considerations
26
27
Many brownfield sites contain both physical and chemical hazards. In evaluating
remedies to physical problems, it is important to be aware of the effect that the
ground treatment may have on chemical hazards. Likewise in evaluating
remedies to contamination problems, it is important to be aware of the effect that
the remedial treatment may have on physical hazards.
The following examples of ground treatment methods, adopted to improve the
loadcarrying properties of the ground, illustrate the type of interactions that
should be assessed. Some of the interactions are beneficial while others have
deleterious consequences.
G As well as reducing the compressibility of the ground, deep soil mixing can be
used in the remediation of contaminated land. This latter application can involve
both stabilisation and solidification processes. The objective of stabilisation is to
reduce the leachability and mobility of the constituents; solidification aims to
reduce fluidity and friability, and prevent access by mobilising agents
G In contrast to soil stabilised columns, which can be used to improve ground
behaviour with respect to both physical and chemical hazards, vibrated stone
columns may accelerate contamination problems. The columns can form highly
permeable vertical pathways for the migration of contaminants
G Treatment methods involving densification by consolidation will tend to
reduce the permeability of the ground and so retard the flow of contaminated
groundwater. Densification by compaction will have a similar effect but, in some
types of contaminated ground, the compaction process could bring chemicals
into contact with each other which will react and cause heave of the ground.
Compaction can however occasionally cause pollution migration, reduce the
effectiveness of biodegradation of other processes requiring high permeability
and sometimes can result in increased gas generation.
In considering the compatibility of remedial solutions for contamination with
physical hazards, the following should be kept in mind.
G Where treatment for contamination involves stabilisation or solidification, the
loadcarrying properties of the ground may be substantially improved
G In ex-situ treatment methods where the ground is excavated before treatment,
control can be exercised over what soil is replaced in the excavation, and how
placement and compaction is implemented. The likely condition of the treated
soil should be considered when compaction is planned
G Some electrical treatment methods result in the movement of soil water as well
as contaminants which can lead to the consolidation of a soft compressible soil.
28
29
Preloading
Purpose
To temporarily preload the ground prior to construction so that subsequent
foundation loading takes place on overconsolidated ground. The superior
loadcarrying characteristics of many natural soils can be attributed to preloading
in their geological history; overconsolidation makes the ground stiffer under
applied loads. Temporary loading with a surcharge of fill should reduce
differential settlement and creep settlement under structural load, and should
reduce the potential for collapse compression on inundation of loose, partially
saturated fills.
Description
One of the simplest and most fundamental methods of ground improvement is to
temporarily preload the ground prior to construction and, in the UK, temporary
preloading with a surcharge of fill has been used to improve both granular and
clay fills prior to building development. The method has a wide range of
applications but a relatively large treatment area is needed for the process to be
practical and the cost will be largely controlled by the haul distance for the
surcharge fill, so a local supply of fill is usually required. A waste management
licence exemption may be required.
Depth and extent of treatment
The effective depth over which there is a significant increase in stress due to the
surcharge can be estimated from the height and extent of the surcharge.
Surcharging needs to be carried out over a wide area to be effective at depth.
Practical and construction issues
As a surcharge is, typically, at least 5 m high, with a large plan area, a substantial
quantity of fill required. Figure 3 shows a surcharge of clay fill being placed to
preload opencast mining backfill prior to building development. It may be
possible to use on-site material, but where a large volume of fill is required the
material is often imported. After the completion of the ground treatment, it may
be necessary to dispose of the surcharge fill off-site, but in some cases it may be
possible to spread it around the site. While the site must be suitable for
earthmoving plant, treatment does not require specialist equipment or skills.
Geotechnics Ltd
30
6.4
31
Impact compaction
Purpose
To increase the density and homogeneity of weak soils by impact compaction.
The treatment method should improve bearing capacity, and reduce total and
differential settlements under foundation loading. The repeated dropping of a
weight onto the ground surface is one of the simplest and most basic methods of
ground compaction.
Description
The most commonly used form of impact compaction is dynamic compaction
(DC) in which a heavy weight is repeatedly dropped onto the ground surface. The
major use in the UK has been the deep compaction of loose, partially saturated
fills. Much dynamic compaction has been carried out using a weight of 15 tonnes
dropped from a height of 20 m, but recently it has been more usual to use
810 tonne weights dropped by a smaller crane from heights of around 1015 m.
With such energy inputs, granular fills may be compacted to a depth of about 6 m
whereas a clay fill may be compacted only to a depth of about 4 m. Figure 4
illustrates the large scale of the equipment.
Rapid impact compaction (RIC) was developed for the rapid repair of explosion
damage to military airfield runways and comprises a modified hydraulic piling
hammer acting on a 1.5 m diameter articulating compacting foot. Trials on
miscellaneous building waste fill, sandfill, selected granular demolition waste
fill and ash fill showed it to be a promising technique for the improvement of
miscellaneous fills of a generally granular nature up to depths of about 4 m.
The energy per blow (84 kNm) is small compared to DC (typically
10003000 kNm) but the rate and number of blows is considerably higher, which
can result in a similar total energy input per unit area.
Depth and extent of treatment
Depth of effectiveness can be related to the maximum impact energy (DC) or the
total energy applied (RIC). Not all soils are improved by the application of
impact compaction. Generally DC can be effective to greater depths than RIC.
While DC is carried out over a wide area, RIC could be carried out either as a
widespread or limited area technique.
Practical and construction issues
Suitable granular working platforms are needed to support the plant. The
working platform is a critical factor in the safety of the treatment process and its
effectiveness. Although the ground should be reduced in volume, importing
granular fill to form the working platform may lead to a net increase in ground
level.
Vibrations and noise can cause problems. With dynamic compaction, vibrations
typically fall to safe levels at distances of 30 m from the impact point. Vibration
levels associated with rapid impact compaction are much lower but noise can be
more of a problem.
Elevated pore water pressures at some sites during treatment mean that although
the treatment itself is relatively rapid, the effectiveness of the treatment cannot be
verified until a number of weeks after treatment has been completed. This
specialist treatment process requires skilled operation and careful construction
planning as other activities on site may be severely restricted during treatment.
Verification
Pre-treatment and post-treatment in-situ testing (eg dynamic probing) can be
used to estimate the degree of ground improvement. Post-treatment load testing
can give an indication of settlement due to loading.
32
33
Purpose
To reinforce the ground with dense, compacted columns of stone, which should
increase bearing capacity, and reduce total and differential settlements under
foundation loading. The original system, in which densification of granular soils
was achieved by vibration, has been adapted for use in a much wider range of
soils and fill materials, including cohesive soils.
Description
The basic item of equipment is a depth vibrator which is sometimes referred to as
a vibrating poker. Gravel or crushed rock is compacted into the cylindrical void
created by the depth vibrator. Figure 5 shows the depth vibrator when withdrawn
from the ground while further stone is added. The installation of dense stone
columns reinforces the ground and should reduce total and differential
settlements under foundation loading, but is unlikely to eliminate foundation
movement. The treatment method is often referred to as vibro.
Typically the method is used to treat areas of shallow fill overlying less
compressible soils. The fills may be variable and a major purpose of the
treatment is to create a more uniform foundation. An increasing proportion of
ground treatment using stone columns is carried out in soft natural soil deposits
which might formerly have been considered unsuitable for supporting structural
loads without the use of piling systems. There are three principal methods of
installing stone columns: the dry top-feed
Pennine Vibropiling Ltd
process, the wet process and the dry bottom-feed
process. The introduction of the dry bottom-feed
process has extended the range of practical
applications and a limit of undrained shear
strength as low as 1520 kPa is often quoted.
Depth and extent of treatment
Although ground can be treated to great depths
by adding extension pieces to the depth vibrator,
shallow depth treatment has generally been used
in the UK because increased depths of treatment
lead to substantially higher costs. Treatment is
generally limited to areas directly beneath
footings and floor slabs, but a more widespread
treatment could be provided.
34
35
Purpose
To reinforce soft ground with vertical load-bearing elements. Vibrated concrete
columns (VCCs) can be used in soft soil where the columns perform as weak endbearing piles, transmitting loads through the soft ground to a firmer stratum at
depth. The technique was developed in Germany and introduced into the UK in
1991. The technique is being used to treat weak soils which are unsuitable for
stone column application.
Description
VCCs are installed using a modified, guided, bottom-feed depth vibrator as
shown in Figure 6. The columns are formed by pumping concrete into the void
formed by the depth vibrator penetrating soft or organic soils. Columns are
designed to transmit structural loading to a suitable underlying bearing strata.
Thus the columns are used as a type of weak end-bearing pile and may be
reinforced. A maximum load of 75 tonnes for each column is usually specified.
Depth and extent of treatment
Ground can be treated to the maximum depth of insertion of the depth vibrator;
generally shallow depths are used in the United Kingdom as greater depths are
expensive. Treatment is either localised or widespread. Widespread treatment is
generally effected by large numbers of closely spaced VCCs supporting a
groundbearing slab or load transfer platform of granular fill and geosynthetics.
Practical and construction issues
A suitable platform is needed to support the plant. Material needs to be imported
for columns and the platform which may need to be removed. No spoil is
generated.
Treatment verification
Post-treatment load testing is the usual method.
Figure 6 Installing a vibrated concrete column
Timescale
Installation is rapid and, following the
completion of column installation,
foundation construction can proceed.
Post-treatment ground conditions
and interaction effects
The vertical permeability can be
increased since columns may form
pathways for ingress or egress of fluid.
This could present a hazard in
contaminated ground and in the latter
instance, this could extend
contamination. The plant is likely to
require a working platform of granular
fill, which may be incorporated into
the final foundation design, either as a
reinforcing layer or as part of a cover
system, but may require removal.
Further information
BRE Report BR 424
CIRIA Report C572
Maddison et al (1996).
36
Purpose
To provide a physical or chemical barrier to contaminated soils or outward
migration of contaminants, and, in some cases, to the inward migration of water.
Basic description
Containment is a common treatment technique. The design of the system and its
construction, particularly interaction with other site activities and requirements
for services or other trenches, should be carefully considered. The containment
system should be designed to restrict the various pathways through which a
contaminant could reach a receptor over the required time period. Upward
pathways can result from bulk disturbance of the contaminated soil by
construction work, landscaping or gardening, and burrowing animals. Upward
transport of contaminants can be caused by plant activity and can occur with
rising groundwater levels and flooding. Downwards infiltration and sideways
migration can also occur.
Horizontal and vertical barriers can limit contaminants reaching a receptor. Near
surface horizontal barriers are formed from single or multiple layers of
engineered fills (which may include waste or recycled materials) and synthetic
materials. Deep horizontal basal barriers can be formed in some soils by grouting
but are more commonly installed following excavation. Vertical barriers may be
formed by displacement (eg sheet piling), injection (eg grouting or soil mixing)
or excavation and replacement (eg slurry trench walls). The installation of a
slurry trench wall is shown in Figure 7. With this type of barrier, spoil has to be
removed. Other design considerations include design life and post-construction
ground requirements (including levels), bearing capacity and likely settlements.
The future use and maintenance of the site and services should be considered.
Depth and extent
Typical depths of cover layers might be 0.31 m. Vertical barriers can extend to
20 m depth or more. The extent of the treatment will be highly site specific.
37
38
Soil mixing
Purpose
To improve soils by treating with an admixture which is often cement based.
Columns or zones of treated soil within soft ground can form stronger reinforcing
elements within the soil mass. Permeability may be reduced and pH increased to
reduce contaminant migration.
Description
The stabilising agent, which can be a liquid, slurry or powder, is physically
blended and mixed with the soil. While some admixtures merely act as a binder,
active stabilisers (eg lime and cement) produce a chemical reaction with the soil
with consequent beneficial changes in the engineering properties.
Deep stabilisation can be effected by forming stabilised soil columns using a
mixing tool. There are many different mixing methods which can be classified in
terms of the binder (slurry or dry), the mixing mechanism (rotary or jet assisted),
and the location of the mixing mechanism (over the length of the shaft or at the
end of the mixing tool). Figure 8 shows the formation of a stabilised soil column.
Figure 9 shows dry soil mixing of soft silts and clays.
Depth and extent of treatment
Mass treatment may be carried out to relatively shallow depths of not more than
2 m. Mixed columns, which may or may not be interlocking, can be formed to
much greater depths, typically 20 m depending on the equipment and ground
conditions.
Practical and construction issues
The plant may require a working platform. The binders or other agents are likely
to require significant storage, batching and mixing plant as well as pumping
facilities. No spoil is generated.
Figure 8 Forming a stabilised soil column
Verification
Typically this involves post-treatment load testing or in-situ testing techniques.
Timescale
Treatment may be relatively rapid, but the gain in strength of the soil mixture
may be a relatively slow process. It could take a month to reach an acceptable
strength and may continue to gain strength for up to a year.
39
Purpose
To solidify contaminated materials or convert them into less mobile chemical
forms by binding them into a matrix resistant to leaching agents.
Description
The binding agent is introduced into the ground by either soil mixing augers or
pressure injection. Implementation of this technology is highly dependent on the
physical properties of soil. Inorganic and some organic contaminants can be
treated. Certain contaminants are, however, incompatible with variations of this
process, so treatability studies are generally required.
Depth and extent
The depth to which the soil can be treated is limited by the equipment used and
the soil properties. Soil mixing augers have operated down to depths of 30 m.
In-situ reagent delivery and effective mixing are more difficult than for ex-situ
applications.
Verification
Sampling and testing of treated material is used to confirm properties of treated
ground.
Practical and construction issues
Processing of contamination below the water table may require dewatering.
Some processes result in a significant increase in volume (up to double the
original volume). Future usage of the site may weather the materials and reduce
the ability to maintain immobilisation of contaminants.
Post-treatment ground conditions and interaction effects
The solidified material may either help or, occasionally, hinder future site use.
Soil mixing is also a geotechnical ground treatment (Section 6.8).
Further information
Boes and Al Tabbaa (2001)
British Cement Association and British Lime Association (2004)
Broms (1999)
Bruce et al (1999)
CIRIA Reports SP109 and C549.
40
Verification
There are many different approaches depending on the
performance requirements. Permeability tests or
leaching tests may be carried out on samples. The
quantity of grout is often not controlled but grout is
pumped until it stops flowing.
Timescale
The treatment is rapid, but there may be a time delay
before the grout reaches its design strength.
Post-treatment ground conditions and interaction
effects
Grouting techniques used for geotechnical ground
treatment can also be useful for geoenvironmental
purposes such as reduction of permeability or
encapsulation of contaminants.
Further information
CIRIA Reports C514, C572 and C573
Xanthakos et al (1994).
41
42
43
44
45
6.15 Bioremediation
Purpose
To transform, destroy, fix or mobilise organic contaminants by using the natural
biological processes of micro-organisms. Bioremediation techniques have been
successful in remediating soils, sludges, and groundwater contaminated by
petroleum hydrocarbons, solvents, pesticides, wood preservatives and other
organic chemicals.
Description
In-situ biological remediation is an established technique which is usually based
on microbial degradation. It is normally carried out in conjunction with soil
vapour extraction. In-situ bioremediation methods require a minimum
temperature of around 12 C and involve the introduction into the soil of suitable
bacteria or fungi, either to surface layers or at depth through a water circulation
system. The water is generally pre-treated with oxygen, nutrients and the
biological agent. While bioremediation cannot degrade inorganic contaminants,
it can change the valence state of inorganics and cause adsorption, uptake,
accumulation, and concentration of inorganics in micro or macro-organisms.
When used in conjunction with soil vapour extraction, pumping rates can be
adjusted once most of the volatile compounds have been removed to promote
biodegradation of the residuals.
Ex-situ methods employ engineered treatment beds or bioreactor systems
operating on a continuous or batch process. The most commonly treated
contaminants have been crude and refined oils. Treatment beds, composting
areas or biopiles can be constructed where excavated soils are mixed with
nutrients and bulking agents such as bark and placed on a treatment area that
includes leachate collection systems and some form of aeration. Moisture, heat,
nutrients, oxygen, and pH can be controlled to enhance biodegradation. The
treatment area will generally be covered or contained with an impermeable liner
to minimise the risk of contaminants leaching into uncontaminated soil. The
leachate itself may be treated in a bioreactor before recycling. Treatment may be
enhanced by periodically tilling or mixing the soil.
Slurry phase biological treatment involves the controlled treatment of excavated
soil in a bioreactor. The excavated soil is processed to separate stones and rubble,
and mixed with water; some processes pre-wash the soil to concentrate the
contaminants. Clean sand may then be discharged, leaving only contaminated
fines and washwater to biotreat. Typically, a slurry contains 1030% solids by
weight maintained in suspension in a reactor vessel and mixed with nutrients and
oxygen. If necessary, an acid or alkali may be added to control pH. Microorganisms also may be added if a suitable population is not present. When
biodegradation is complete, the soil slurry is dewatered.
Depth and extent
In-situ bioremediation treatment is generally effective above the water table and
is often combined with air sparging or soil vapour extraction. Ex-situ
bioremediation is limited only by the volume of soil that can be excavated and the
space available for treatment.
46
47
48
49
50
51
52
53
6.21 Phytoremediation
Purpose
To treat soil and groundwater contaminants using plants. Phytoremediation
technologies are very new.
Description
Phytoremediation technology can be divided into three fundamental areas.
G In the root zone, microbial activity can be significantly higher than elsewhere
in the soil and this can degrade contaminants more rapidly
G Plants may absorb and accumulate contaminants
G Plants may absorb and degrade contaminants.
Phytotechnologies can treat organic compounds including petroleum
hydrocarbons, gas condensates, crude oil, chlorinated compounds, pesticides and
explosive compounds. Inorganics which can be treated include heavy metals,
metalloids, and radioactive materials and salts.
Depth and extent
The depth and extent of treatment by phytoremediation is limited to the soil
available to the roots of the plants. This may be only 0.30.5 m for ground
covering plants and up to 4 m for trees.
Verification
Sampling and testing should be carried out to monitor and verify the processes.
However, the processes require time, and there is uncertainty about the
uniformity of treatment because of the variability in soil and aquifer
characteristics.
Practical and construction issues
The required clean-up targets and growth rate of the plants will determine the rate
of clean-up and this may be several years. Plants that absorb and contain
contaminants will require harvesting, removal and safe disposal.
Further information
CIRIA Reports SP109, C549 and C575.
54
55
7.1
7.2
56
7.4
57
7.6
58
7.8
59
Appendix A
60
As a consequence of these definitions virtually all development sites in England and Wales will
handle and reuse waste materials. To comply with the law the activities will either have to be
exempt from Waste Management licensing or operate under a Waste Management Site Licence.
The EA position on exemptions from waste management licensing is set out in their guidance
[Box 14], the implications which are that even if there is an appropriate use for the waste, if it
requires any form of treatment or containment the operation will not be an exempt activity. In
some cases the requirements of waste management licensing have been applied to routine
geotechnical treatment of clean natural soils with poor physical properties (for example
lime/cement stabilisation of soft clays, installation of sand drains to accelerate settlement of
compressible soils etc).
There are major implications for all developments and a significant disincentive for brownfield
developments as a result.
The requirements for exemptions for reusing any suitable made ground will merely generate
paperwork but otherwise should not cause major problems.
The major issue however, is that of the requirement for a Waste Management Site Licence for
reusing made ground which is not suitable without containment or treatment together with the
subsequent surrender of the licence. The EA Guidance [Box 14] suggests that only significant or
substantial amounts of regrading would require a licence and suggests that the relevant
enforcement positions would be used to define this amount. The EA Functional Enforcement
Guidelines include for 1000 m3 of in-situ treatment, which in the context of site regrading would
be a very small amount. The alternatives under the current position are:
G to apply for a waste management licence to allow reuse of these materials on-site or
G to take all made ground off site to an appropriately licensed landfill. (Clearly for many sites this
is likely to be uneconomic and is certainly not a sustainable solution).
The delays and red tape required for the application and monitoring of a Waste Management
Licence alone will create a major disincentive for many development projects. In addition there
will be issues of perception associated with the presence of a Waste Management Licence and
the potential affect on the value and onward sale of the development. Institutional investors are
likely to be very reluctant to invest in a development, which will be subject to a waste
management licence.
Although all types of developments are affected, the most sensitive issue will be in selling houses
on sites that are subject to a current Waste Management Licence. With the majority of
developments, remediation and site regrading activities will continue throughout the
development process (eg when a development occurs in phases and the early phases are being
occupied or sold as development occurs elsewhere on the site). Thus, even without allowing for
delays in applying for surrender, an active waste management licence is likely to be in place for
all the potential occupations and sales on such sites.
61
62
63
Guidance
In addition to legislation and Regulations it is helpful and prudent to give close attention to
guidance documents from authoritative sources.
Defra/EA model procedures for Contaminated Land Exposure Assessment (CLEA)
In 2002, the Department for Environment, Food and Rural Affairs and the Environment Agency
published a series of reports that provide a scientifically based framework for the assessment of
risks to human health from land contamination. By providing a consistent approach to risk
assessment, the framework is intended to facilitate the rapid identification of sites that pose a
significant risk to human health and help avoid blight on other sites. The framework does not
consider risks to other receptors such as plants and animals, buildings, and controlled waters.
The four main reports launched in 2002 have been made available by Defra and the Environment
Agency to support the implementation of soil guideline values (SGVs). Toxicological reviews and
SGV reports for a number of potential contaminants are also being published. SGVs have been
derived using the Contaminated Land Exposure Assessment (CLEA) model according to three
typical land uses:
G residential (with and without vegetable growing)
G allotments
G commercial and industrial.
Where applied appropriately, exceeding a soil guideline value suggests the need for either
further investigation or remediation. SGVs can be used in connection with the formal
requirements of Part IIA of the Environmental Protection Act 1990 (the contaminated land
regime). However, they will also be relevant to many situations where the effect of land
contamination on human health is an issue; for example, in planning applications when judging
the need for action to ensure that a new use of land does not pose unacceptable risks to health.
SGVs supersede Interdepartmental Committee on the Redevelopment of Contaminated Land
(ICRCL) values in respect of assessing risks to human health.
The reports are written for technical professionals who are familiar with the assessment and
management of the risks posed by land contamination, but who are not necessarily experts in
risk assessment. The four reports are published as part of the Contaminated Land Report (CLR)
series of documents:
CLR7, Assessment of risks to human health from land contamination: an overview of the
development of soil guideline values and related research. CLR7 introduces the other reports in
this series. It sets out the legal framework, in particular the statutory definition of contaminated
land under Part IIA of the Environmental Protection Act (EPA) 1990; the development and use of
SGVs; and references to related research.
CLR8, Priority contaminants for the assessment of land. This identifies priority contaminants (or
families of contaminants), selected on the basis that they are likely to be present on many current
or former sites affected by industrial or waste management activity in the United Kingdom in
sufficient concentrations to cause harm; and that they pose a risk to human health, buildings,
water resources or ecosystems. It also indicates which contaminants are likely to be associated
with particular industries.
CLR9, Contaminants in soil: collation of toxicological data and intake values for humans. This
report sets out the approach to the selection of tolerable daily intakes and index doses for
contaminants to support the derivation of SGVs.
CLR10, The Contaminated Land Exposure Assessment Model (CLEA): technical basis and
algorithms. This report describes the conceptual exposure models for each standard land use
for estimating the SGVs. It sets out the technical basis for modelling exposure and provides a
comprehensive reference to all default parameters and algorithms used. A software version of
the CLEA model, CLEA 2002, is also included on a CD-ROM.
The CLR series of research reports also includes Prioritisation and categorisation procedure for
sites which may be contaminated (CLR6).
64
To determine whether pollution of controlled waters is likely to occur, the first step is to identify
the species and concentration of contaminants likely to come from the pollution source and
compare them against the relevant water standards. The judgement should be made against the
most stringent of the relevant standards. For example, if a contaminated site is located above a
potable aquifer and close to a watercourse it would be appropriate to consider both the Drinking
Water Standard (DWS) and Environmental Quality Standards (EQSs) in deciding on the
significance of the pollution. For some substances the EQS may be more stringent (because fish
are particularly sensitive to a contaminant), while for other substances the human may be the
most sensitive receptor and the drinking water
standard is more stringent. In this situation, the more
Table 3 Water quality standards for assessing the presence of pollution in
stringent of the EQS and the DWS for each substance
controlled waters
should be used for comparative purposes. This may
Contaminant
Issues to consider
Relevant environmental
mean that a DWS is used to assess the significance of
one substance, while the EQS is used for another
property
standards
substance on the same site.
Poisonous
Potential to cause harm to
EU Drinking Water Standards 1998
In assessing the risks to controlled waters (Table 3),
living organisms (including
Water Supply (Water Quality)
the key issue is the mobility or leachability of the
humans) by exposure to
Regulations 1989
contaminant rather than the total contaminant
toxins. Implies requirement
Private Water Supplies Regulations
concentration in the soil. The risk is dependent on the
to consider relevant dose
1991
mobility of the polluting substances, either as
World Health Organisation (Health)
dissolved contaminants, vapours, free-phase liquids
guideline values
or solids in suspension.
Environmental Quality Standards
Noxious
Polluting
guideline values
or discolouration)
Potential to cause
environmental detriment to
ecosystems
Solid waste
matter
65
The Environment Agency has also developed risk assessment tools and guidance, including
tools for assessing risks to controlled waters. ConSim (EA, 1999b) is an Environment Agency
land contamination risk assessment model for controlled waters which has been developed for
use within the framework set out in the Methodology for the derivation of remedial targets for soil
and groundwater to protect water resources (EA, 1999a). The Agency expects and
recommends that risk assessments for pollution of controlled waters from existing
contamination should be undertaken in accordance with this framework and recommends the
use of ConSim where it adequately simulates conditions and geometries on the site. If other
methods or approaches are adopted, the basis and assumptions within those models must be
fully documented to the Regulatory authorities.
66
References
BRE, BSI, AGS and CIRIA publications, and CLR reports, are listed separately at the end of this list of references.
Alker S, Joy V, Roberts P and Smith N (2000). The definition of brownfield. Journal of
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BRE, BSI, AGS and CIRIA publications, and CLR reports, mentioned in text
or suggested as general reading
BRE Digests
251
313
315
318
322
343
344
348
352
381
383
395
411
427 Part 1
427 Part 2
427 Part 3
444 Part 1
444 Part 2
444 Part 3
Special Digest 1:2005
70
References
CIRIA Reports
C514
C540
C549
C552
C572
C573
C575
PR37
R149
R150
R151
R152
SP78
SP103
SP104
SP105
SP106
SP107
SP108
SP109
SP110
SP124