Professional Documents
Culture Documents
No. 09-1562
NOEL v. ARTSON
COUNSEL
ARGUED: Terrell Roberts, ROBERTS & WOOD, Riverdale,
Maryland, for Appellants. Paul M. Mayhew, BALTIMORE
COUNTY OFFICE OF LAW, Towson, Maryland, for Appellees. ON BRIEF: John E. Beverungen, County Attorney,
Adam M. Rosenblatt, Assistant County Attorney, BALTIMORE COUNTY OFFICE OF LAW, Towson, Maryland, for
Appellees.
OPINION
WILKINSON, Circuit Judge:
After a nine-day trial, a jury found that police officers carrying out a search warrant for narcotics did not violate the
Fourth Amendment when they performed a no-knock entry
into a residence and fatally shot a woman with a gun therein.
The womans family and estate now allege that a variety of
instructional and other errors taint that verdict. But the charge
provided a complete and accurate statement of the law and
afforded plaintiffs ample latitude to argue their case. Finding
no other reason for reversal, we affirm the judgment of the
district court.
I.
The unfortunate events that led to this lawsuit began when
a Baltimore County police officer noticed a plastic bag with
white dust in the car of Matthew Noel during an October 2004
traffic stop. Matthew, an eighteen-year-old who lived at home
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immediately fired two shots, hitting Cheryl in the left shoulder and the right breast. She then slumped to the floor near the
foot of the bed. Artson ordered Cheryl to drop the gun several
times, but even when Cheryl eventually released it, the gun
remained only eight inches from her right arm.
The parties agree that Officer Artson then ordered Cheryl
to move her hand away from the gun, but what happened after
that order was hotly contested. Artson testified that Cheryl
looked "like shes trying to make a choice, make a decision,"
and that she moved her hand back towards the gun. Charles,
however, insisted that Cheryl never made any movement
toward the gun. At that point, Officer Artson shot her in the
chest. The coroner testified that Cheryl might have survived
the first two shots, but could not have recovered from the
third shot, which pierced her heart.
Cheryls family brought this suit against Officer Artson and
the rest of the SWAT team under 42 U.S.C. 1983, claiming
that the officers violated her Fourth Amendment rights by
failing to knock and announce their presence, by executing
the search warrant unreasonably, and by using excessive
force. The officers moved for summary judgment. On September 6, 2007, the district court denied the officers motion.
We dismissed the officers appeal in 2008, holding that they
had waived the defense of qualified immunity by failing to
raise it in their motion for summary judgment. See Noel v.
Artson, 297 F. Appx 216 (4th Cir. 2008).
After a nine-day trial, the district court instructed the jury
as follows:
[T]he plaintiffs claim that the defendants acted
unreasonably, and in violation of Cheryl Noels constitutional rights, in the manner of the execution of
the warrant. And that is by deliberately avoiding the
knock-and-announce rule or procedure before entering the residence, and by subjecting Ms. Noel to
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to argue the facts in light of that standard. Following the pattern jury instructions, the district court submitted the case to
the jury under the general rubric of reasonableness. The entire
charge embodied this simple query: Did the officers act reasonably or did they not? This is indisputably the correct standard, for "all claims that law enforcement officers have used
excessive force . . . should be analyzed under the Fourth
Amendment and its reasonableness standard." Graham v.
Connor, 490 U.S. 386, 395 (1989).
Quite aside from being a correct statement of the law, the
reasonableness instruction left the attorneys ample room to
argue their case. For example, counsel for the Noels offered
a spirited closing argument that the justification for using
deadly force on Cheryl Noel did not apply to the third shot
because she was already incapacitated and no longer presented a threat. This is what good jury instructions often
dolet counsel argue factually in terms of a legal standard,
rather than having the judge make counsels particularized
arguments for them. This approach rightly indicates that "district judges are not required to comment on the evidence, and
their refusal to single out any particular item of evidence is
often a sensible approach to evenhandedness in the presentation of the law." Duke v. Uniroyal, Inc., 928 F.2d 1413, 1421
(4th Cir. 1991). The district court in this case successfully
avoided tilting the game board to one side.
The Noels insist, however, that the absence of this thirdshot instruction impaired their "ability to counter repeated
suggestions that Artson was not only justified in firing at the
outset of the encounter, but also that he could have kept on
shooting." Brief of Appellants at 30. In their view, only the
district court could keep the jury from accepting this contaminated account of reasonableness. But as we have explained,
the trial court need not bear the burden of highlighting helpful
arguments nor of marginalizing harmful ones. At trial, the
adversary system remains the best disinfectant.
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IV.
The Noels second claim relates to a series of requested
instructions governing the manner in which the officers executed the search warrant.
A.
The first manner-of-execution instruction requested by the
Noels indicated that the jury should consider "whether the
manner in which the officer executed the search warrant was
reasonable." The requested instruction then set forth a list of
factors for the jury to take into account, including "Ms. Noels
interests [in] security, the right to bear arms for her own protection, and the right not to be killed for simply defending her
family." The Noels contend that such an instruction was necessary because while the district court addressed the need for
the no-knock entry itself to be reasonable, it did "not address
Noels contention that the manner in which the officers executed the warrant after they crossed the threshold was unreasonable under the Fourth Amendment." Brief of Appellants at
36. In their view, "[c]ounsel was not free to argue that the
officers tactics in executing the warrant at night, deploying
a flash bang grenade, and doing things in a way to prevent the
Noels from hearing and comprehending that the police had
entered the house or allowing Ms. Noel to disarm was unreasonable under the Fourth Amendment." Reply Brief of Appellants at 9.
This contention is without merit. The district courts
instructions discussed at length the need for both the entry
itself and the officers post-entry conduct to be reasonable.
After addressing reasonableness in the context of the noknock entry, the court then instructed the jury that it "should
consider all the evidence presented in relation to the method
used in executing the search warrant." The court then stated
that the "[r]easonableness of an officers conduct in executing
a search warrant, including the use of force . . . must be
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tion, and by the time the flick of a wrist occurs and that round
is fired, its too late."
First, the Noels contend that Officer Roses demonstration
was an impermissible lay opinion. This claim fails, however,
because the demonstration was a training exercise that was
actually used in Officer Artsons training. Assuming, however, that the method of its presentation through active jury
participation was error, we hold that it was harmless. The precise point could have been demonstrated in a number of other
ways that in fact would have been preferable to one involving
participation by the jurors themselves, but the demonstration
was a brief and minor part of the overall trial. Moreover, there
was no risk that the jury would confuse Officer Roses clapping demonstration with an attempt to recreate the deadly
confrontation in the bedroom. To the contrary, Officer Rose
offered "a mere demonstration of a physical principle," which
we have recognized as unproblematic. See Gladhill v. General
Motors Corp., 743 F.2d 1049, 1051 (4th Cir. 1984).
Finally, assuming arguendo that the jurys participation in
the demonstration was error, we do not think that the demonstration itself posed a substantial risk of unfair prejudice
under Fed. R. Evid. 403 to the plaintiffs on the grounds that
it "was a deliberate effort by a witness and comrade of the
officer on trial to gain favor with the jury." Brief of Appellants
at 47. All evidence introduced at trial attempts in some way
to gain the jurys favor; otherwise a party would not offer it.
To be sure, Rule 403 is concerned with "the possibility that
the evidence will excite the jury to make a decision on the
basis of a factor unrelated to the issues properly before it."
Mullen v. Princess Anne Volunteer Fire Co., 853 F.2d 1130,
1134 (4th Cir. 1988). But evidence with an emotional valence
need only be excluded if there is "a genuine risk that the emotions of the jury will be excited to irrational behavior, and that
this risk is disproportionate to the probative value of the
offered evidence." United States v. Ham, 998 F.2d 1247, 1252
(4th Cir. 1993) (quotation omitted). Here, there was no indica-
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the beginning of an encounter is not justified later if the justification for the initial force has been eliminated. Waterman,
393 F.3d at 481. The district courts decision not to do so,
however, and the accurate, if more general, instructions that
the court did give did not constitute an abuse of discretion.
III.
At the end of the day, this issue turns on neither the skill
of the Noels attorney nor the number of people who put
effort into trying the Noels case. Instead, the only relevant
inquiry is whether the jury instructions pass muster. Here,
they do. And while the district court was free toand perhaps
should havegiven the jury a charge based on Waterman v.
Batton to the effect that force used at the beginning of an
encounter may not be justified later if the justification for the
use of force has been eliminated, it was not an abuse of discretion for the district court to decline to do so. For this reason, and because I agree with my colleagues analysis on the
other issues, I concur in affirming the district courts judgment.